Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Trane Technologies plcTT · Entity 2921 | Director | March 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Trane Technologies plc
Report date March 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares (Trust)SEC Table I · non-derivative | IndirectHeld by Revocable Trust | 400 |
Reported balance
After 2026-03-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-05 · Purchase · Acquired 400 · Balance 400 |
| Ordinary SharesSEC Table I · non-derivative | Direct | 2,095 |
Ending reported balance
After 2026-06-05 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2026-06-05 · Grant · Acquired 438 · Balance 2,207 F1: Represents restricted stock units that fully vest on June 5, 2027. Row 3 · 2026-06-05 · Tax withholding · Disposed 112 · Balance 2,095 |
| Ordinary SharesSEC Table I · non-derivative | IndirectHeld by Limited Liability Partnership | 10 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10 |
| Ordinary Shares (Trust)SEC Table I · non-derivative | IndirectHeld by Irrevocable Grantor Trust | 10 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 10 |
| Ordinary Shares (Trust)SEC Table I · non-derivative | IndirectHeld by Tenants in Common Revocable Trust | 10 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 10 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that fully vest on June 5, 2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date April 25, 2023 · Filed May 06, 2023
Section 16 reporting ended · disclosed 2023-05-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 481,160.1301 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 481,160.1301 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 9,638.027 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,638.027 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 176,313 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 176,313 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. F3: The reporting person expressly disclaims beneficial ownership of these securities. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 614,937.9836 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 614,937.9836 F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 89,986 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 89,986 F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $24.54 · Expires 2024-01-29 | Direct | 356,000 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 356,000 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.08 · Expires 2025-02-04 | Direct | 309,860 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 309,860 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27 | Direct | 248,682 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 248,682 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 281,030 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 281,030 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 308,710 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 308,710 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 239,274 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 239,274 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 197,917 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 197,917 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27 | Direct | 164,646 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 164,646 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.57 · Expires 2032-01-26 | Direct | 150,577 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 150,577 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.64 · Expires 2033-01-25 | Direct | 47,198 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 47,198 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2020 Filed Feb 25, 2020 00:16 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 16,491 | $76.93 | $1,268,652.63 |
DisclosureSEC source: 0001562180-20-001611 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,467.2832 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $76.70 to $77.495. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 01:07 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 38,213 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-20-001426 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,852 Underlying: Common Stock · 38,213 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 01:07 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 21,722 | $78.04 | $1,695,184.88 |
DisclosureSEC source: 0001562180-20-001426 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,958.2832 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 01:07 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 38,213 | $17.92 | $684,700.53 |
DisclosureSEC source: 0001562180-20-001426 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,680.2832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 16,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000886 · primarydocument.xml · derivative · entry 9 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,679 Underlying: Common Stock · 16,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. F9 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 46,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000886 · primarydocument.xml · derivative · entry 8 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,939 Underlying: Common Stock · 46,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 67,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000886 · primarydocument.xml · derivative · entry 7 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,219 Underlying: Common Stock · 67,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. F7 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 15,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000886 · primarydocument.xml · derivative · entry 6 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,559 Underlying: Common Stock · 15,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. F6 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 20,294 | $72.18 | $1,464,820.92 |
DisclosureSEC source: 0001562180-20-000886 · primarydocument.xml · nonDerivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,467.2832 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 46,280 | $72.18 | $3,340,490.40 |
DisclosureSEC source: 0001562180-20-000886 · primarydocument.xml · nonDerivative · entry 3 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,761.2832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 29,529 | $72.18 | $2,131,403.22 |
DisclosureSEC source: 0001562180-20-000886 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,481.2832 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 67,340 | $72.18 | $4,860,601.20 |
DisclosureSEC source: 0001562180-20-000886 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,010.2832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 00:14 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 197,917 | $0.00 Strike: $72.59 | $0.00 |
DisclosureSEC source: 0001562180-20-000718 · primarydocument.xml · derivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,917 Underlying: Common Stock · 197,917 shares Expires 2030-01-29 F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 00:14 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 41,879 | $72.59 | $3,039,996.61 |
DisclosureSEC source: 0001562180-20-000718 · primarydocument.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,623 Underlying: Common Stock · 41,879 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 01:48 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 13,520 | $71.74 | $969,959.95 |
DisclosureSEC source: 0001562180-20-000487 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,670.2832 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $71.20 to $72.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 01:48 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 4,400 | $70.80 | $311,527.92 |
DisclosureSEC source: 0001562180-20-000487 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,190.2832 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $70.20 to $71.195. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 15, 2020 Filed Jan 18, 2020 01:58 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 38,213 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-20-000435 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,065 Underlying: Common Stock · 38,213 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan. Read SEC document |
| January 15, 2020 Filed Jan 18, 2020 01:58 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 20,293 | $68.21 | $1,384,185.53 |
DisclosureSEC source: 0001562180-20-000435 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,537.7739 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| January 15, 2020 Filed Jan 18, 2020 01:58 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 38,213 | $17.92 | $684,700.53 |
DisclosureSEC source: 0001562180-20-000435 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,830.7739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| December 19, 2019 Filed Dec 19, 2019 22:39 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 500 | $64.65 | $32,325.00 |
DisclosureSEC source: 0001562180-19-006194 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,590.7739 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $64.54 to $64.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 19, 2019 Filed Dec 19, 2019 22:39 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 14,911 | $63.87 | $952,365.57 |
DisclosureSEC source: 0001562180-19-006194 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,090.7739 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $63.50 to $64.46. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 23:01 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 38,214 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-006178 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,278 Underlying: Common Stock · 38,214 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 23:01 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 22,803 | $63.97 | $1,458,707.91 |
DisclosureSEC source: 0001562180-19-006178 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,707.2752 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 23:01 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 38,214 | $17.92 | $684,718.45 |
DisclosureSEC source: 0001562180-19-006178 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,510.2752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| December 05, 2019 Filed Dec 5, 2019 23:57 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 200 | $66.53 | $13,306.00 |
DisclosureSEC source: 0001562180-19-005925 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,296.2752 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $66.52 to $66.535. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 05, 2019 Filed Dec 5, 2019 23:57 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 9,182 | $66.15 | $607,389.30 |
DisclosureSEC source: 0001562180-19-005925 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,496.2752 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $65.515 to $66.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 23:57 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 20,720 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-005878 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,720 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 23:57 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 11,338 | $65.79 | $745,927.02 |
DisclosureSEC source: 0001562180-19-005878 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,678.2752 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 23:57 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 20,720 | $12.61 | $261,341.36 |
DisclosureSEC source: 0001562180-19-005878 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,016.2752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 01:01 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 15,560 | $67.58 | $1,051,544.80 |
DisclosureSEC source: 0001562180-19-005620 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,296.2752 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $67.12 to $67.995. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:13 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 38,214 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-005574 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,492 Underlying: Common Stock · 38,214 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:13 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 22,654 | $65.60 | $1,486,102.40 |
DisclosureSEC source: 0001562180-19-005574 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,856.2752 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:13 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 38,214 | $17.92 | $684,718.45 |
DisclosureSEC source: 0001562180-19-005574 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,510.2752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 00:52 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 9,465 | $66.48 | $629,233.20 |
DisclosureSEC source: 0001562180-19-005384 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,296.2752 F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $66.28 to $66.70. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:45 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 20,720 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-005352 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,720 Underlying: Common Stock · 20,720 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:45 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 11,255 | $68.36 | $769,391.80 |
DisclosureSEC source: 0001562180-19-005352 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,761.2752 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:45 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 20,720 | $12.61 | $261,341.36 |
DisclosureSEC source: 0001562180-19-005352 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,016.2752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| October 18, 2019 Filed Oct 18, 2019 23:08 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 10,491 | $74.26 | $779,070.05 |
DisclosureSEC source: 0001562180-19-005196 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,296.2752 F2 · price: This transaction was executed in multiple trades at prices ranging from $73.895 to $74.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 18, 2019 Filed Oct 18, 2019 23:08 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 5,600 | $73.55 | $411,900.72 |
DisclosureSEC source: 0001562180-19-005196 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,787.2752 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.89 to $73.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 18, 2019 Filed Oct 22, 2019 19:11 UTC Amendment | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 10,491 | $74.26 | $779,070.05 |
DisclosureSEC source: 0001562180-19-005206 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,296.2752 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $73.895 to $74.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 18, 2019 Filed Oct 22, 2019 19:11 UTC Amendment | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 5,600 | $73.55 | $411,900.72 |
DisclosureSEC source: 0001562180-19-005206 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,787.2752 F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.89 to $73.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 17:47 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 38,214 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-19-005172 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,706 Underlying: Common Stock · 38,214 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 17:47 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 22,123 | $72.16 | $1,596,395.68 |
DisclosureSEC source: 0001562180-19-005172 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,387.2752 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 17:47 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 38,214 | $17.92 | $684,718.45 |
DisclosureSEC source: 0001562180-19-005172 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,510.2752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 20:25 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 9,577 | $72.62 | $695,481.74 |
DisclosureSEC source: 0001562180-19-005124 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,698.892 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.40 to $72.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 07, 2019 Filed Oct 22, 2019 19:11 UTC Amendment | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 9,577 | $72.62 | $695,481.74 |
DisclosureSEC source: 0001562180-19-005207 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,719.2752 F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.40 to $72.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:59 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 20,720 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-005102 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,440 Underlying: Common Stock · 20,720 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:59 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 11,143 | $72.11 | $803,521.73 |
DisclosureSEC source: 0001562180-19-005102 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,275.892 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:59 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 20,720 | $12.61 | $261,341.36 |
DisclosureSEC source: 0001562180-19-005102 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,418.892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:47 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 7,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004856 · primarydocument.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,744 Underlying: Common Stock · 7,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · derivative.exercise_date: Lapse of restricted stock units. F2 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.