TapewireFind a company

person · Reporting owner

HAYES JOHN A

Disclosed activity across 2 companies

Tapewire entity
40025
SEC CIK
0001205943

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Trane Technologies plcTT · Entity 2921DirectorMarch 05, 2026June 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Trane Technologies plc

Report date March 05, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares (Trust)SEC Table I · non-derivativeIndirectHeld by Revocable Trust400 Reported balance After 2026-03-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-03-05 · Purchase · Acquired 400 · Balance 400

Ordinary SharesSEC Table I · non-derivativeDirect2,095 Ending reported balance After 2026-06-05 transaction · row 3
2 source rows · reconciled sequence

Row 2 · 2026-06-05 · Grant · Acquired 438 · Balance 2,207

F1: Represents restricted stock units that fully vest on June 5, 2027.

Row 3 · 2026-06-05 · Tax withholding · Disposed 112 · Balance 2,095

Ordinary SharesSEC Table I · non-derivativeIndirectHeld by Limited Liability Partnership10 Reported balance Holding disclosure · report date 2026-03-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 10

Ordinary Shares (Trust)SEC Table I · non-derivativeIndirectHeld by Irrevocable Grantor Trust10 Reported balance Holding disclosure · report date 2026-03-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 10

Ordinary Shares (Trust)SEC Table I · non-derivativeIndirectHeld by Tenants in Common Revocable Trust10 Reported balance Holding disclosure · report date 2026-03-05 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 10

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that fully vest on June 5, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BALL Corp

Report date April 25, 2023 · Filed May 06, 2023

Section 16 reporting ended · disclosed 2023-05-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect481,160.1301 Reported balance Holding disclosure · report date 2023-04-25 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 481,160.1301

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Common StockSEC Table I · non-derivativeIndirect401(k) Plan9,638.027 Reported balance Holding disclosure · report date 2023-04-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 9,638.027

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

Common StockSEC Table I · non-derivativeIndirectBy Spouse176,313 Reported balance Holding disclosure · report date 2023-04-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 176,313

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

F3: The reporting person expressly disclaims beneficial ownership of these securities.

Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible securityDirect614,937.9836 Reported balance Holding disclosure · report date 2023-04-25 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 614,937.9836

F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect89,986 Reported balance Holding disclosure · report date 2023-04-25 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 89,986

F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $24.54 · Expires 2024-01-29Direct356,000 Reported balance Holding disclosure · report date 2023-04-25 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 356,000

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.08 · Expires 2025-02-04Direct309,860 Reported balance Holding disclosure · report date 2023-04-25 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 309,860

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27Direct248,682 Reported balance Holding disclosure · report date 2023-04-25 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 248,682

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25Direct281,030 Reported balance Holding disclosure · report date 2023-04-25 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 281,030

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24Direct308,710 Reported balance Holding disclosure · report date 2023-04-25 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 308,710

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23Direct239,274 Reported balance Holding disclosure · report date 2023-04-25 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 239,274

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29Direct197,917 Reported balance Holding disclosure · report date 2023-04-25 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 197,917

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27Direct164,646 Reported balance Holding disclosure · report date 2023-04-25 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 164,646

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.57 · Expires 2032-01-26Direct150,577 Reported balance Holding disclosure · report date 2023-04-25 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 150,577

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.64 · Expires 2033-01-25Direct47,198 Reported balance Holding disclosure · report date 2023-04-25 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 47,198

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F3: The reporting person expressly disclaims beneficial ownership of these securities.

F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2019 Filed Sep 18, 2019 14:16 UTC Amendment BALL Corp BLL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 7,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004858 · primarydocument.xml · derivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,008.2114

Underlying: Common Stock · 7,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapsed Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 06, 2019 Filed Sep 11, 2019 12:56 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 100 $79.13 $7,913.00
Disclosure

SEC source: 0001562180-19-004717 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,642.4557

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

Read SEC document
September 06, 2019 Filed Sep 11, 2019 12:56 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 9,675 $78.54 $759,859.02
Disclosure

SEC source: 0001562180-19-004717 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,742.4557

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $78.12 to $79.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 21:19 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-004674 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,160

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 21:19 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 10,945 $79.93 $874,833.85
Disclosure

SEC source: 0001562180-19-004674 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,417.4557

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 21:19 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-004674 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,362.4557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
August 06, 2019 Filed Aug 7, 2019 20:05 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 500 $74.85 $37,425.00
Disclosure

SEC source: 0001562180-19-004201 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,987.2489

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $74.80 to $74.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 20:05 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 9,148 $74.21 $678,873.08
Disclosure

SEC source: 0001562180-19-004201 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,487.2489

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $73.67 to $74.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:01 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-004167 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,880

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:01 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 11,072 $74.74 $827,521.28
Disclosure

SEC source: 0001562180-19-004167 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,635.2489

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:01 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-004167 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,707.2489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
July 08, 2019 Filed Jul 9, 2019 20:02 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 9,523 $70.98 $675,942.54
Disclosure

SEC source: 0001562180-19-003898 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,979.2558

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.485 to $71.47. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:34 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-003847 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,600

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:34 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 11,197 $70.26 $786,701.22
Disclosure

SEC source: 0001562180-19-003847 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,502.2558

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:34 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-003847 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,699.2558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
June 06, 2019 Filed Jun 7, 2019 19:57 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 1,847 $65.56 $121,089.32
Disclosure

SEC source: 0001562180-19-003414 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,638.2762

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $65.47 to $65.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 19:57 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 7,400 $65.10 $481,740.00
Disclosure

SEC source: 0001562180-19-003414 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,485.2762

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.42 to $65.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:38 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-003341 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,320

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:38 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 11,473 $62.05 $711,899.65
Disclosure

SEC source: 0001562180-19-003341 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,885.2762

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:38 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-003341 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,358.2762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
May 14, 2019 Filed May 16, 2019 13:38 UTC BALL Corp BLL · Entity 3320 GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-002833 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,629.5461

Read SEC document
May 09, 2019 Filed May 10, 2019 20:00 UTC BALL Corp BLL · Entity 3320 GiftCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-002750 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,129.5461

Read SEC document
May 06, 2019 Filed May 8, 2019 20:54 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 4,011 $61.95 $248,481.45
Disclosure

SEC source: 0001562180-19-002715 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,129.5461

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $61.81 to $62.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:54 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 5,100 $61.43 $313,293.00
Disclosure

SEC source: 0001562180-19-002715 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,140.5461

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.81 to $61.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2019 Filed May 3, 2019 15:02 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-002504 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,040

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

Read SEC document
May 01, 2019 Filed May 3, 2019 15:02 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 11,609 $58.67 $681,100.03
Disclosure

SEC source: 0001562180-19-002504 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,240.5461

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
May 01, 2019 Filed May 3, 2019 15:02 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-002504 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,849.5461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
April 04, 2019 Filed Apr 5, 2019 15:44 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 9,100 $57.97 $527,527.00
Disclosure

SEC source: 0001562180-19-002220 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,115.2301

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $57.81 to $58.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:08 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-002176 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,760

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:08 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 11,620 $58.40 $678,608.00
Disclosure

SEC source: 0001562180-19-002176 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,215.2301

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:08 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-002176 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,835.2301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 06, 2019 Filed Mar 7, 2019 16:11 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 8,955 $55.43 $496,375.65
Disclosure

SEC source: 0001562180-19-001798 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,854.2418

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $55.15 to $55.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:14 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-001626 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,480

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:14 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 11,765 $55.21 $649,545.65
Disclosure

SEC source: 0001562180-19-001626 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,809.2418

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:14 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-001626 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,574.2418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:00 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 91,701 $55.20 $5,061,482.55
Disclosure

SEC source: 0001562180-19-000974 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,844.1629

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.98 to $55.455. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 21:50 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Right (sars) · Derivative 207,200 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-000876 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,200

Underlying: Common Stock · 207,200 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 21:50 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 115,499 $53.90 $6,225,396.10
Disclosure

SEC source: 0001562180-19-000876 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,545.1629

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 21:50 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 207,200 $12.61 $2,613,413.60
Disclosure

SEC source: 0001562180-19-000876 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,044.1629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:26 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 69,894 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000697 · primarydocument.xml · derivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,944

Underlying: Common Stock · 69,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:26 UTC BALL Corp BLL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 140,170.5555 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000697 · primarydocument.xml · derivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,491.5859

Underlying: Common Stock · 140,170.5555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:53 UTC BALL Corp BLL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 239,274 $0.00 Strike: $50.78 $0.00
Disclosure

SEC source: 0001562180-19-000508 · primarydocument.xml · derivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,274

Underlying: Common Stock · 239,274 shares

Expires 2029-01-23

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:53 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 57,109 $50.78 $2,899,995.02
Disclosure

SEC source: 0001562180-19-000508 · primarydocument.xml · derivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,838

Underlying: Common Stock · 57,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 17:35 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Right (sars) · Derivative 4 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001562180-19-000111 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 20, 2018, 10b5-1 Plan.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 17:35 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 2 $46.67 $93.34
Disclosure

SEC source: 0001562180-19-000111 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,792.9622

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 17:35 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 4 $10.02 $40.08
Disclosure

SEC source: 0001562180-19-000111 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,794.9622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
December 17, 2018 Filed Dec 19, 2018 20:00 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 926.8898 $46.65 $43,239.41
Disclosure

SEC source: 0001562180-18-005046 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,321.0304

Underlying: Common Stock · 926.8898 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend Reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 20:00 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 269.0628 $46.65 $12,551.78
Disclosure

SEC source: 0001562180-18-005046 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,779.09

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:00 UTC BALL Corp BLL · Entity 3320 GiftCommon Stock 63,000 $48.01 $3,024,630.00
Disclosure

SEC source: 0001562180-18-004996 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,510.0272

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:07 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Right (sars) · Derivative 33,272 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001562180-18-004847 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4

Underlying: Common Stock · 33,276 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 20, 2018, 10b5-1 Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.