Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Trane Technologies plcTT · Entity 2921 | Director | March 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Trane Technologies plc
Report date March 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares (Trust)SEC Table I · non-derivative | IndirectHeld by Revocable Trust | 400 |
Reported balance
After 2026-03-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-05 · Purchase · Acquired 400 · Balance 400 |
| Ordinary SharesSEC Table I · non-derivative | Direct | 2,095 |
Ending reported balance
After 2026-06-05 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2026-06-05 · Grant · Acquired 438 · Balance 2,207 F1: Represents restricted stock units that fully vest on June 5, 2027. Row 3 · 2026-06-05 · Tax withholding · Disposed 112 · Balance 2,095 |
| Ordinary SharesSEC Table I · non-derivative | IndirectHeld by Limited Liability Partnership | 10 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10 |
| Ordinary Shares (Trust)SEC Table I · non-derivative | IndirectHeld by Irrevocable Grantor Trust | 10 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 10 |
| Ordinary Shares (Trust)SEC Table I · non-derivative | IndirectHeld by Tenants in Common Revocable Trust | 10 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 10 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that fully vest on June 5, 2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date April 25, 2023 · Filed May 06, 2023
Section 16 reporting ended · disclosed 2023-05-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 481,160.1301 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 481,160.1301 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 9,638.027 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,638.027 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 176,313 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 176,313 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. F3: The reporting person expressly disclaims beneficial ownership of these securities. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 614,937.9836 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 614,937.9836 F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 89,986 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 89,986 F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $24.54 · Expires 2024-01-29 | Direct | 356,000 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 356,000 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.08 · Expires 2025-02-04 | Direct | 309,860 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 309,860 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27 | Direct | 248,682 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 248,682 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 281,030 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 281,030 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 308,710 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 308,710 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 239,274 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 239,274 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 197,917 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 197,917 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27 | Direct | 164,646 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 164,646 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.57 · Expires 2032-01-26 | Direct | 150,577 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 150,577 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.64 · Expires 2033-01-25 | Direct | 47,198 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 47,198 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2026 Filed Jun 9, 2026 21:06 UTC | Trane Technologies plc TT · Entity 2921 | Tax withholdingOrdinary Shares | 112 | $456.84 | $51,166.08 |
DisclosureSEC source: 0001628280-26-041967 · wk-form4_1781039164.xml · nonDerivative · entry 3 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,095 Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 21:06 UTC | Trane Technologies plc TT · Entity 2921 | GrantOrdinary Shares | 438 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-041967 · wk-form4_1781039164.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,207 F1 · shares: Represents restricted stock units that fully vest on June 5, 2027. Read SEC document |
| March 05, 2026 Filed Jun 9, 2026 21:06 UTC | Trane Technologies plc TT · Entity 2921 | PurchaseOrdinary Shares (Trust) | 400 | $430.44 | $172,176.00 |
DisclosureSEC source: 0001628280-26-041967 · wk-form4_1781039164.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Revocable Trust Disclosed balance after: 400 Read SEC document |
| June 07, 2025 Filed Jun 10, 2025 20:18 UTC | Trane Technologies plc TT · Entity 2921 | Tax withholdingOrdinary Shares | 181 | $428.93 | $77,636.33 |
DisclosureSEC source: 0001628280-25-030479 · wk-form4_1749586701.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,769 Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:09 UTC | Trane Technologies plc TT · Entity 2921 | GrantOrdinary Shares | 465 | $0.00 | $0.00 |
DisclosureSEC source: 0001466258-25-000143 · wk-form4_1749499764.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,950 F1 · shares: Represents restricted stock units that fully vest on June 5, 2026. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:14 UTC | Trane Technologies plc TT · Entity 2921 | GrantOrdinary Shares | 627 | $0.00 | $0.00 |
DisclosureSEC source: 0001466258-24-000213 · wk-form4_1718050462.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,485 F1 · shares: Represents restricted stock units that fully vest on June 7, 2025. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:13 UTC | Trane Technologies plc TT · Entity 2921 | Tax withholdingOrdinary Shares | 348 | $327.46 | $113,956.08 |
DisclosureSEC source: 0001466258-24-000178 · wk-form4_1717532008.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858 Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:16 UTC | Trane Technologies plc TT · Entity 2921 | GrantOrdinary Shares | 1,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001466258-23-000155 · wk-form4_1685996144.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,206 F1 · shares: Represents restricted stock units that fully vest on June 1, 2024. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 00:15 UTC | BALL Corp BALL · Entity 3320 | SaleCommon Stock | 49,923 | $58.71 | $2,930,889.47 |
DisclosureSEC source: 0001062993-23-002410 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,551.6972 F3 · price: This transaction was executed in multiple trades at prices ranging from $58.505 to $58.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 00:15 UTC | BALL Corp BALL · Entity 3320 | SaleCommon Stock | 50,077 | $58.10 | $2,909,283.41 |
DisclosureSEC source: 0001062993-23-002410 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,474.6972 F1 · price: This transaction was executed in multiple trades at prices ranging from $57.62 to $58.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:08 UTC | BALL Corp BALL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 47,198 | $0.00 Strike: $56.64 | $0.00 |
DisclosureSEC source: 0001062993-23-001527 · form4.xml · derivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,198 Underlying: Common Stock · 47,198 shares Expires 2033-01-25 F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:08 UTC | BALL Corp BALL · Entity 3320 | GrantRestricted Stock Units · Derivative | 14,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001527 · form4.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,865 Underlying: Common Stock · 14,124 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 23:27 UTC | BALL Corp BALL · Entity 3320 | GiftCommon Stock | 176,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019152 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 176,313 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 23:27 UTC | BALL Corp BALL · Entity 3320 | GiftCommon Stock | 176,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019152 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,397.9429 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 01:09 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 364,800 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0001062993-22-002337 · form4.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 364,800 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 01:09 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 156,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002337 · form4.xml · nonDerivative · entry 3 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,877.7065 F4 · shares: Mr. Hayes transferred these shares to a charitable foundation. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 01:09 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 208,816 | $96.57 | $20,165,361.12 |
DisclosureSEC source: 0001062993-22-002337 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,877.7065 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 01:09 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 364,800 | $22.97 | $8,377,632.00 |
DisclosureSEC source: 0001062993-22-002337 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119,693.7065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 01:05 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 57,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002332 · form4.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,741 Underlying: Common Stock · 57,109 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 01:05 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 37,508 | $97.10 | $3,642,026.80 |
DisclosureSEC source: 0001062993-22-002332 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,893.7065 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 01:05 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 88,919 | $97.10 | $8,634,034.90 |
DisclosureSEC source: 0001062993-22-002332 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,401.7065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:11 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 150,577 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001811 · form4.xml · derivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,577 Underlying: Common Stock · 150,577 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:11 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 37,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001811 · form4.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,850 Underlying: Common Stock · 37,657 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:09 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 72,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000040 · edgar.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,193 Underlying: Common Stock · 72,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:09 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 30,756 | $88.02 | $2,707,143.12 |
DisclosureSEC source: 0000009389-21-000040 · edgar.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,232.4241 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:09 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 73,894 | $88.02 | $6,504,149.88 |
DisclosureSEC source: 0000009389-21-000040 · edgar.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,988.4241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:04 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 164,646 | $0.00 Strike: $85.33 | $0.00 |
DisclosureSEC source: 0000009389-21-000014 · edgar.xml · derivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,646 Underlying: Common Stock · 164,646 shares Expires 2031-01-27 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:04 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 38,205 | $85.33 | $3,260,032.65 |
DisclosureSEC source: 0000009389-21-000014 · edgar.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,284 Underlying: Common Stock · 38,205 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 00:09 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 28,573 | $95.64 | $2,732,581.71 |
DisclosureSEC source: 0000009389-20-000057 · edgar.xml · nonDerivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · Chairman, President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,840.0169 F6 · price: This transaction was executed in multiple trades at prices ranging from $95.29 to $96.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 00:09 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 34,077 | $94.77 | $3,229,613.60 |
DisclosureSEC source: 0000009389-20-000057 · edgar.xml · nonDerivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · Chairman, President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,413.0169 F5 · price: This transaction was executed in multiple trades at prices ranging from $94.28 to $95.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 00:09 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 31,412 | $93.72 | $2,943,844.69 |
DisclosureSEC source: 0000009389-20-000057 · edgar.xml · nonDerivative · entry 3 HAYES JOHN A · CIK 0001205943 · Director · Chairman, President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,490.0169 F4 · price: This transaction was executed in multiple trades at prices ranging from $93.28 to $94.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| December 07, 2020 Filed Dec 10, 2020 00:09 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 418,400 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0000009389-20-000057 · edgar.xml · derivative · entry 7 HAYES JOHN A · CIK 0001205943 · Director · Chairman, President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 418,400 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| December 07, 2020 Filed Dec 10, 2020 00:09 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 230,277 | $95.50 | $21,991,453.50 |
DisclosureSEC source: 0000009389-20-000057 · edgar.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · Chairman, President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,902.0169 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| December 07, 2020 Filed Dec 10, 2020 00:09 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 418,400 | $18.85 | $7,886,840.00 |
DisclosureSEC source: 0000009389-20-000057 · edgar.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · Chairman, President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,179.0169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:42 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 10,882.1105 | $84.43 | $918,776.59 |
DisclosureSEC source: 0001562180-20-006015 · primarydocument.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,205.9892 Underlying: Common Stock · 10,882.1105 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 01:17 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 9,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006038 · primarydocument.xml · derivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,079 Underlying: Common Stock · 9,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F4 · derivative.exercise_date: Lapse of restricted stock units. F4 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 01:17 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 10,882.1105 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006038 · primarydocument.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,205.9892 Underlying: Common Stock · 10,882.1105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:27 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 38,213 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-20-004569 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,213 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:27 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 22,431 | $68.20 | $1,529,794.20 |
DisclosureSEC source: 0001562180-20-004569 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,481.2541 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:27 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 38,213 | $17.92 | $684,700.53 |
DisclosureSEC source: 0001562180-20-004569 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,912.2541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:21 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 11,700 | $64.04 | $749,268.00 |
DisclosureSEC source: 0001562180-20-003855 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,982.1389 Read SEC document |
| May 15, 2020 Filed May 19, 2020 15:27 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 38,213 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-20-003716 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,213 Underlying: Common Stock · 38,213 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan. Read SEC document |
| May 15, 2020 Filed May 19, 2020 15:27 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 22,970 | $62.23 | $1,429,423.10 |
DisclosureSEC source: 0001562180-20-003716 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,682.1389 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| May 15, 2020 Filed May 19, 2020 15:27 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 38,213 | $17.92 | $684,700.53 |
DisclosureSEC source: 0001562180-20-003716 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,652.1389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| April 15, 2020 Filed Apr 22, 2020 21:06 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 38,213 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-20-003082 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,426 Underlying: Common Stock · 38,213 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan. Read SEC document |
| April 15, 2020 Filed Apr 22, 2020 21:06 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 22,477 | $67.64 | $1,520,344.28 |
DisclosureSEC source: 0001562180-20-003082 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,439.1389 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| April 15, 2020 Filed Apr 22, 2020 21:06 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 38,213 | $17.92 | $684,700.53 |
DisclosureSEC source: 0001562180-20-003082 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,916.1389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 23:29 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 38,213 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001562180-20-002635 · primarydocument.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,639 Underlying: Common Stock · 38,213 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 23:29 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 23,371 | $58.43 | $1,365,567.53 |
DisclosureSEC source: 0001562180-20-002635 · primarydocument.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,320.0416 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 23:29 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 38,213 | $17.92 | $684,700.53 |
DisclosureSEC source: 0001562180-20-002635 · primarydocument.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,691.0416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.