Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Coeur Mining, Inc.CDE · Entity 3250 | VP, Finance & CAO | January 18, 2018 | January 23, 2018 |
| PEABODY ENERGY CORPBTU · Entity 4124 | EVP and CFO | September 03, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Coeur Mining, Inc.
Report date January 18, 2018 · Filed January 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 95,932 |
Reported balance
After 2018-01-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-18 · Tax withholding · Disposed 4,262 · Balance 95,932 F1: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 93,271 |
Reported balance
After 2018-01-19 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-01-19 · Tax withholding · Disposed 2,661 · Balance 93,271 F1: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 81,376 |
Reported balance
After 2018-01-19 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-01-19 · Tax withholding · Disposed 11,895 · Balance 81,376 F1: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. F2: Includes 43,390 unvested shares of restricted stock. |
| Incentive Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.12 · Expires 2024-01-17 | Direct | 22,779 |
Reported balance
Holding disclosure · report date 2018-01-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 22,779 F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
| Incentive Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.81 · Expires 2026-01-20 | Direct | 116,279 |
Reported balance
Holding disclosure · report date 2018-01-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 116,279 F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
| Non-qualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.12 · Expires 2024-01-17 | Direct | 9,638 |
Reported balance
Holding disclosure · report date 2018-01-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,638 F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
| Non-qualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.81 · Expires 2026-01-20 | Direct | 32,800 |
Reported balance
Holding disclosure · report date 2018-01-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 32,800 F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
Filing footnotes · ownership attribution and instrument terms
F1: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares.
F2: Includes 43,390 unvested shares of restricted stock.
F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.
PEABODY ENERGY CORP
Report date September 03, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,652 |
Reported balance
After 2026-09-03 transaction · row 1
1 source rowRow 1 · 2026-09-03 · Grant · Acquired 92 · Balance 68,652 F1: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2021 Filed Sep 17, 2021 20:09 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 20,246 | $16.64 | $336,893.44 |
DisclosureSEC source: 0001567619-21-017244 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,855 F1 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.63 to $16.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:56 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 4,926 | $8.19 | $40,343.94 |
DisclosureSEC source: 0001567619-21-013020 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,101 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 10,880 restricted stock units on July 1, 2021. Read SEC document |
| April 05, 2021 Filed Apr 5, 2021 19:18 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 132 | $3.06 | $403.92 |
DisclosureSEC source: 0001567619-21-007604 · doc1.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,027 F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of a previously reported stock award. Read SEC document |
| April 02, 2021 Filed Apr 5, 2021 19:18 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 381 | $3.01 | $1,146.81 |
DisclosureSEC source: 0001567619-21-007604 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,159 F1 · shares: Shares withheld for taxes upon vesting of a previously reported stock grant. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:31 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 194 | $3.90 | $756.60 |
DisclosureSEC source: 0001567619-21-004810 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,540 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of a previously reported stock award. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 22:26 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 714 | $3.89 | $2,777.46 |
DisclosureSEC source: 0001567619-21-004610 · doc1.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,734 F2 · shares: Shares withheld for taxes upon vesting of February 9, 2018 performance stock unit grant. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 22:26 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 2,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004610 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,448 F1 · shares: Represents shares earned from a performance stock unit grant awarded on April 2, 2018 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 18, 2021. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 22:00 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 466 | $3.31 | $1,542.46 |
DisclosureSEC source: 0001567619-21-001533 · doc1.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,439 F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of 4,825 restricted stock units on January 22, 2021. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:00 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 1,716 | $3.38 | $5,800.08 |
DisclosureSEC source: 0001567619-21-001533 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,905 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,825 restricted stock units on January 22, 2021. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 21:54 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock | 837 | $3.07 | $2,569.59 |
DisclosureSEC source: 0001567619-21-000747 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,621 F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of 8,655 restricted stock units on January 2, 2021. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:04 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 53,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000314 · doc1.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,458 F2 · shares: Represent restricted stock units ("RSUs") that will vest in two equal annual installments on the first and second anniversary of the grant date of January 4, 2021, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:04 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 3,078 | $2.41 | $7,417.98 |
DisclosureSEC source: 0001567619-21-000314 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,397 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 8,655 restricted stock units on January 2, 2021. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:10 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 27,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012787 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,475 F1 · shares: Represent restricted stock units ("RSU") that will vest in three installments, with the first vesting of 10,880 RSUs to occur July 1, 2021, one year from the date of grant, the second vesting of 5,440 RSUs to occur on January 2, 2022, and the third vesting of 10,880 RSUs to occur on January 2, 2023, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 18:25 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock | 1,660 | $3.39 | $5,627.40 |
DisclosureSEC source: 0001567619-20-007566 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · SVP and Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,275 F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 5,756 restricted stock units on April 2, 2020. F2 · balance_after: Adjusted to decrease total by three shares to reflect a correction due to rounding of dividend equivalents. Read SEC document |
| January 22, 2020 Filed Feb 5, 2020 16:37 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | GrantCommon Stock | 14,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-002183 · doc1.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · SVP and Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,938 F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal installments, with the first vesting to occur January 22, 2021, one year from the date of grant, and the second and third vestings to occur on January 2, 2022 and January 2, 2023, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 00:08 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock, par value $0.01 per share | 11,895 | $8.33 | $99,085.35 |
DisclosureSEC source: 0000215466-18-000015 · wf-form4_151666606901130.xml · nonDerivative · entry 3 Spurbeck Mark · CIK 0001577048 · VP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,376 F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. F2 · balance_after: Includes 43,390 unvested shares of restricted stock. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 00:08 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock, par value $0.01 per share | 2,661 | $8.33 | $22,166.13 |
DisclosureSEC source: 0000215466-18-000015 · wf-form4_151666606901130.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · VP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,271 F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 00:08 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock, par value $0.01 per share | 4,262 | $8.33 | $35,502.46 |
DisclosureSEC source: 0000215466-18-000015 · wf-form4_151666606901130.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · VP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,932 F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 21:47 UTC | Coeur Mining, Inc. CDE · Entity 3250 | SaleCommon Stock, par value $0.01 per share | 15,000 | $7.42 | $111,300.00 |
DisclosureSEC source: 0000215466-17-000131 · wf-form4_150974564295006.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · VP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,194 F1 · price: The reported transaction was executed in multiple trades at prices ranging from $7.420 to $7.425. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the reported transaction was effected. F2 · balance_after: Includes 84,194 unvested shares of restricted stock. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:40 UTC | Coeur Mining, Inc. CDE · Entity 3250 | SaleCommon Stock, par value $0.01 per share | 9,500 | $9.25 | $87,875.00 |
DisclosureSEC source: 0000215466-17-000113 · wf-form4_150585719497871.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · VP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,194 F1 · balance_after: Includes 84,194 unvested shares of restricted stock. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:26 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Exercise / conversionNon-qualified Stock Options (right to buy) · Derivative | 16,400 | $0.00 Strike: $1.81 | $0.00 |
DisclosureSEC source: 0000215466-17-000090 · wf-form4_149730276773541.xml · derivative · entry 6 Spurbeck Mark · CIK 0001577048 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,800 Underlying: Common Stock · 16,400 shares Expires 2026-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:26 UTC | Coeur Mining, Inc. CDE · Entity 3250 | SaleCommon Stock, par value $0.01 per share | 16,400 | $9.76 | $159,982.00 |
DisclosureSEC source: 0000215466-17-000090 · wf-form4_149730276773541.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,694 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.750 to $9.770. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 84,194 unvested shares of restricted stock. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:26 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Exercise / conversionCommon Stock, par value $0.01 per share | 16,400 | $1.81 | $29,684.00 |
DisclosureSEC source: 0000215466-17-000090 · wf-form4_149730276773541.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 22:43 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock, par value $0.01 per share | 12,578 | $11.41 | $143,514.98 |
DisclosureSEC source: 0000215466-17-000048 · wf-form4_148521140701782.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,694 F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. F2 · balance_after: Includes 84,194 unvested shares of restricted stock. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 22:44 UTC | Coeur Mining, Inc. CDE · Entity 3250 | GrantCommon Stock, par value $0.01 per share | 25,773 | $0.00 | $0.00 |
DisclosureSEC source: 0000215466-17-000036 · wf-form4_148486587966044.xml · nonDerivative · entry 2 Spurbeck Mark · CIK 0001577048 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,272 Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 22:44 UTC | Coeur Mining, Inc. CDE · Entity 3250 | Tax withholdingCommon Stock, par value $0.01 per share | 1,852 | $11.60 | $21,483.20 |
DisclosureSEC source: 0000215466-17-000036 · wf-form4_148486587966044.xml · nonDerivative · entry 1 Spurbeck Mark · CIK 0001577048 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,499 F1 · shares: In accordance with the terms of the issuer's incentive compensation plan, these shares have been withheld by the issuer to pay tax due upon the vesting of restricted shares. F2 · balance_after: Includes 116,407 unvested shares of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.