Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Senior Vice President | December 10, 2020 | December 14, 2020 |
| UL Solutions Inc.ULS · Entity 1747 | See Remarks | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 10, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted stock unitsSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 610 |
Reported balance
After 2020-12-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-10 · Grant · Acquired 610 · Balance 610 F1: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock F2: Awarded under the Company's 2020 Long-Term Incentives Plan. F3: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $246.77 · Expires 2030-12-10 | Direct | 2,750 |
Reported balance
After 2020-12-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-12-10 · Grant · Acquired 2,750 · Balance 2,750 F2: Awarded under the Company's 2020 Long-Term Incentives Plan. F4: The option vests in three substantially equal annual installments beginning on the date exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock
F2: Awarded under the Company's 2020 Long-Term Incentives Plan.
F3: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
F4: The option vests in three substantially equal annual installments beginning on the date exercisable.
UL Solutions Inc.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,955 |
Reported balance
After 2026-09-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 3 · Balance 1,955 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F3: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F4: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,718 |
Reported balance
After 2026-09-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-10 · Grant · Acquired 5 · Balance 2,718 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F5: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F4: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,966 |
Reported balance
After 2026-09-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-10 · Grant · Acquired 6 · Balance 2,966 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F6: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026. F4: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.
F3: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024.
F4: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.
F5: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025.
F6: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2020 Filed Jun 9, 2020 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 51 | $226.53 | $11,553.09 |
DisclosureSEC source: 0001246360-20-001401 · form.xml · nonDerivative · entry 2 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,392 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $226.53 to $226.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · acquired: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/14/2020 to cover taxes due on restricted stock that vested on 6/5/2020. F4 · ownership.direct: Includes 1,980 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 145 | $199.12 | $28,871.86 |
DisclosureSEC source: 0001246360-19-002652 · form.xml · nonDerivative · entry 3 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,443 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/30/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.09 to $199.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5 · ownership.direct: Includes 2,190 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002652 · form.xml · derivative · entry 4 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 378 shares Expires 2019-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002652 · form.xml · nonDerivative · entry 2 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 6,300 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002599 · form.xml · derivative · entry 3 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires 2029-12-05 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002599 · form.xml · nonDerivative · entry 2 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,210 F2 · acquired: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 2,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 23:50 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002177 · form.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378 Underlying: Common Stock · 378 shares Expires 2019-12-06 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.