Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Klaviyo, Inc.KVYO · Entity 3775 | Director | September 11, 2026 | September 14, 2026 |
| Okta, Inc.OKTA · Entity 3154 | See Remarks | December 15, 2022 | December 19, 2022 |
| SPLUNK INCSPLK · Entity 92815 | President, WW Field Operations | December 22, 2020 | December 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Klaviyo, Inc.
Report date September 11, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 23,433 |
Reported balance
After 2026-09-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-11 · Sale · Disposed 2,328 · Balance 23,433 F1: These transactions were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2026. F2: Consists of (i) 8,611 shares of Series A Common Stock and (ii) 14,822 unvested restricted stock units awarded under the Issuer's 2023 Stock Option and Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. |
Filing footnotes · ownership attribution and instrument terms
F1: These transactions were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2026.
F2: Consists of (i) 8,611 shares of Series A Common Stock and (ii) 14,822 unvested restricted stock units awarded under the Issuer's 2023 Stock Option and Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement.
Okta, Inc.
Report date December 15, 2022 · Filed December 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 68,652 |
Reported balance
After 2022-12-15 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2022-12-15 · Exercise / conversion · Acquired 2,695 · Balance 68,652 |
| Class A Common StockSEC Table I · non-derivative | Direct | 67,298 |
Reported balance
After 2022-12-16 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2022-12-16 · Sale · Disposed 1,354 · Balance 67,298 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $66.44 to $68.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 69,588 |
Reported balance
After 2022-12-15 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2022-12-15 · Exercise / conversion · Acquired 2,290 · Balance 69,588 |
| Class A Common StockSEC Table I · non-derivative | Direct | 68,438 |
Reported balance
After 2022-12-16 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2022-12-16 · Sale · Disposed 1,150 · Balance 68,438 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $66.44 to $68.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 24,261 |
Reported balance
After 2022-12-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-12-15 · Exercise / conversion · Disposed 2,695 · Balance 24,261 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F4: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,771 |
Reported balance
After 2022-12-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-12-15 · Exercise / conversion · Disposed 2,290 · Balance 29,771 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F5: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 27 |
Reported balance
Holding disclosure · report date 2022-12-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 27 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $66.44 to $68.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade.
F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F4: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
SPLUNK INC
Report date December 22, 2020 · Filed December 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 137,478 |
Reported balance
After 2020-12-22 transaction · row 1
1 source rowRow 1 · 2020-12-22 · Sale · Disposed 1,699 · Balance 137,478 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2020.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HashiCorp, Inc.
Report date February 27, 2025 · Filed March 04, 2025
Section 16 reporting ended · disclosed 2025-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 1
1 source rowRow 1 · 2025-02-27 · Disposition to issuer · Disposed 189,375 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-27 · Disposition to issuer · Disposed 262,423 · Balance 0 F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock. F3: The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025. Pursuant to the terms of the Reporting Person's RSU agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-27 · Disposition to issuer · Disposed 200,000 · Balance 0 F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock. F4: Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 27,200 shares of IBM common stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-27 · Disposition to issuer · Disposed 106,800 · Balance 0 F5: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.
F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock.
F3: The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025. Pursuant to the terms of the Reporting Person's RSU agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs.
F4: Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 27,200 shares of IBM common stock.
F5: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.
F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2026 Filed Sep 14, 2026 20:49 UTC | Klaviyo, Inc. KVYO · Entity 3775 | SaleSeries A Common Stock | 2,328 | $15.93 | $37,085.04 |
DisclosureSEC source: 0001470831-26-000885 · wk-form4_1789418960.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,433 F1 · kind: These transactions were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2026. F2 · balance_after: Consists of (i) 8,611 shares of Series A Common Stock and (ii) 14,822 unvested restricted stock units awarded under the Issuer's 2023 Stock Option and Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| June 09, 2026 Filed Jun 12, 2026 00:04 UTC | Klaviyo, Inc. KVYO · Entity 3775 | GrantSeries A Common Stock | 14,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001470831-26-000541 · wk-form4_1781222653.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,761 F1 · shares: Represents restricted stock units ("RSUs") awarded under the Issuer's 2023 Stock Option and Incentive Plan, each representing the contingent right to receive one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), upon vesting and settlement. The RSUs vest in full upon the earlier of (i) June 9, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service as a member of the Issuer's board of directors through such vesting date. F2 · balance_after: Consists of (i) 10,939 shares of Series A Common Stock and (ii) 14,822 unvested RSUs awarded under the Issuer's 2023 Stock Option and Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| May 18, 2026 Filed May 21, 2026 00:05 UTC | Klaviyo, Inc. KVYO · Entity 3775 | ConversionSeries B Common Stock · Derivative | 9,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001470831-26-000481 · wk-form4_1779321940.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,166 Underlying: Series A Common Stock · 9,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and will automatically convert into one share of Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · kind: These transactions were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2025. F2 · derivative.exercise_date: Each share of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and will automatically convert into one share of Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · derivative.expiration_date: Each share of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and will automatically convert into one share of Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F4 · balance_after: Consists of 50,166 shares of Series B Common Stock. Read SEC document |
| May 18, 2026 Filed May 21, 2026 00:05 UTC | Klaviyo, Inc. KVYO · Entity 3775 | SaleSeries A Common Stock | 9,334 | $14.27 | $133,196.18 |
DisclosureSEC source: 0001470831-26-000481 · wk-form4_1779321940.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,939 F1 · kind: These transactions were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2025. F3 · balance_after: Consists of (i) 5,119 shares of Series A Common Stock and (ii) 5,820 unvested restricted stock units awarded under the Issuer's 2023 Stock Option and Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| May 18, 2026 Filed May 21, 2026 00:05 UTC | Klaviyo, Inc. KVYO · Entity 3775 | ConversionSeries A Common Stock | 9,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001470831-26-000481 · wk-form4_1779321940.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2025. F2 · price: Each share of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and will automatically convert into one share of Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. Read SEC document |
| September 10, 2025 Filed Sep 12, 2025 22:07 UTC | Klaviyo, Inc. KVYO · Entity 3775 | SaleSeries A Common Stock | 3,413 | $32.20 | $109,898.60 |
DisclosureSEC source: 0001470831-25-000195 · wk-form4_1757714866.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,939 F1 · kind: These transactions were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2025. F2 · balance_after: Consists of (i) 5,119 shares of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and (ii) 5,820 unvested restricted stock units awarded under the Issuer's 2023 Stock Option and Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| June 10, 2025 Filed Jun 11, 2025 20:17 UTC | Klaviyo, Inc. KVYO · Entity 3775 | GrantSeries A Common Stock | 5,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-25-000064 · wk-form4_1749673028.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,352 F1 · shares: Represents restricted stock units ("RSUs") awarded under the Issuer's 2023 Stock Option and Incentive Plan, each representing the contingent right to receive one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), upon vesting and settlement. The RSUs vest in full upon the earlier of (i) June 10, 2026 or (ii) the date of the Issuer's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service as a member of the Issuer's board of directors through such vesting date. F2 · balance_after: Consists of (i) 8,532 shares of Series A Common Stock and (ii) 5,820 unvested RSUs awarded under the Issuer's 2023 Stock Option and Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| February 27, 2025 Filed Mar 4, 2025 01:40 UTC | HashiCorp, Inc. HCP · Entity 82557 | Disposition to issuerClass B Common Stock · Derivative | 106,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-019908 · tm257924-9_4seq1.xml · derivative · entry 4 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 106,800 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F6 · price: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F5 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Read SEC document |
| February 27, 2025 Filed Mar 4, 2025 01:40 UTC | HashiCorp, Inc. HCP · Entity 82557 | Disposition to issuerRestricted Stock Units · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-019908 · tm257924-9_4seq1.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock. F4 · price: Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 27,200 shares of IBM common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 27,200 shares of IBM common stock. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 27,200 shares of IBM common stock. Read SEC document |
| February 27, 2025 Filed Mar 4, 2025 01:40 UTC | HashiCorp, Inc. HCP · Entity 82557 | Disposition to issuerRestricted Stock Units · Derivative | 262,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-019908 · tm257924-9_4seq1.xml · derivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 262,423 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock. F3 · price: The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025. Pursuant to the terms of the Reporting Person's RSU agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs. F3 · derivative.exercise_date: The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025. Pursuant to the terms of the Reporting Person's RSU agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs. F3 · derivative.expiration_date: The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025. Pursuant to the terms of the Reporting Person's RSU agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs. Read SEC document |
| February 27, 2025 Filed Mar 4, 2025 01:40 UTC | HashiCorp, Inc. HCP · Entity 82557 | Disposition to issuerClass A Common Stock | 189,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-019908 · tm257924-9_4seq1.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. Read SEC document |
| February 25, 2025 Filed Feb 28, 2025 00:17 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005926 · form4-02282025_120220.xml · derivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on June 20, 2025. F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on June 20, 2025. Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 21:42 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 43,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-131345 · tm2431807-5_4seq1.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,423 Underlying: Class A Common Stock · 43,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025. F3 · derivative.expiration_date: The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025. Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 21:42 UTC | HashiCorp, Inc. HCP · Entity 82557 | Tax withholdingClass A Common Stock | 22,109 | $34.22 | $756,569.98 |
DisclosureSEC source: 0001104659-24-131345 · tm2431807-5_4seq1.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,375 F2 · shares: The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs. Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 21:42 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 43,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-131345 · tm2431807-5_4seq1.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 21:42 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 43,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-102136 · tm2424517-4_4seq1.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,160 Underlying: Class A Common Stock · 43,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: The remaining RSUs vest in seven equal quarterly installments beginning on December 20, 2024. F4 · derivative.expiration_date: The remaining RSUs vest in seven equal quarterly installments beginning on December 20, 2024. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 21:42 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 22,232 | $33.84 | $752,346.44 |
DisclosureSEC source: 0001104659-24-102136 · tm2424517-4_4seq1.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,747 F2 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.75 to $33.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 21:42 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 43,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-102136 · tm2424517-4_4seq1.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:40 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 6,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-018244 · form4-06262024_080645.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F4 · derivative.exercise_date: All of the RSUs vested on June 25, 2024, the date of the Issuer's next annual meeting of stockholders following the RSU grant date. F4 · derivative.expiration_date: All of the RSUs vested on June 25, 2024, the date of the Issuer's next annual meeting of stockholders following the RSU grant date. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:40 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 3,264 | $33.45 | $109,174.27 |
DisclosureSEC source: 0001415889-24-018244 · form4-06262024_080645.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,242 F2 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.435 to $33.495, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:40 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 6,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-018244 · form4-06262024_080645.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:37 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 43,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-074359 · tm2417843-2_4seq1.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349,897 Underlying: Class A Common Stock · 43,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: The remaining RSUs vest in eight equal quarterly installments beginning on September 20, 2024. F4 · derivative.expiration_date: The remaining RSUs vest in eight equal quarterly installments beginning on September 20, 2024. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:37 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 22,366 | $33.26 | $743,902.11 |
DisclosureSEC source: 0001104659-24-074359 · tm2417843-2_4seq1.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,072 F2 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.105 to $33.335, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:37 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 43,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-074359 · tm2417843-2_4seq1.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 23:09 UTC | Klaviyo, Inc. KVYO · Entity 3775 | GrantSeries A Common Stock | 8,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-24-000067 · wk-form4_1718320171.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,532 F1 · shares: Represents restricted stock units ("RSUs") awarded under the Issuer's 2023 Stock Incentive Plan, each representing the contingent right to receive one share of the Issuer's Series A Common Stock, par value $0.001 per share, upon vesting and settlement. The RSUs vest in full upon the earlier of (i) June 11, 2025 or (ii) the date of the Issuer's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service as a member of the Issuer's board of directors through such vesting date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:40 UTC | Klaviyo, Inc. KVYO · Entity 3775 | SaleSeries A Common Stock | 10,500 | $24.66 | $258,930.00 |
DisclosureSEC source: 0001835830-24-000062 · wk-form4_1715978386.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:40 UTC | Klaviyo, Inc. KVYO · Entity 3775 | ConversionSeries A Common Stock | 10,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001835830-24-000062 · wk-form4_1715978386.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and will automatically convert into Series A Common Stock upon the occurrence of certain events set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:40 UTC | Klaviyo, Inc. KVYO · Entity 3775 | ConversionSeries B Common Stock · Derivative | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-24-000062 · wk-form4_1715978386.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,500 Underlying: Series A Common Stock · 10,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and will automatically convert into Series A Common Stock upon the occurrence of certain events set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · derivative.exercise_date: Each share of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and will automatically convert into Series A Common Stock upon the occurrence of certain events set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · derivative.expiration_date: Each share of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and will automatically convert into Series A Common Stock upon the occurrence of certain events set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3 · balance_after: Consists of (i) 12,833 shares of Series B Common Stock and (ii) 46,667 unvested restricted stock units awarded under the Issuer's 2015 Stock Incentive Plan, each representing the contingent right to receive one share of Series B Common Stock upon vesting and settlement. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 20:49 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 17,895 | $27.39 | $490,158.37 |
DisclosureSEC source: 0001104659-24-037919 · tm249547-5_4seq1.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,702 F2 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.14 to $27.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:49 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 43,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-037919 · tm249547-5_4seq1.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,633 Underlying: Class A Common Stock · 43,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: The remaining RSUs vest in nine equal quarterly installments beginning on June 20, 2024. F4 · derivative.expiration_date: The remaining RSUs vest in nine equal quarterly installments beginning on June 20, 2024. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:49 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 43,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-037919 · tm249547-5_4seq1.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:51 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 21,566 | $22.83 | $492,289.24 |
DisclosureSEC source: 0000950170-23-072708 · ownership.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,860 F2 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.68 to $23.2301, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:51 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 43,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-072708 · ownership.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 437,370 Underlying: Class A Common Stock · 43,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: The remaining RSUs vest in ten equal quarterly installments beginning on March 20, 2024. F4 · derivative.expiration_date: The remaining RSUs vest in ten equal quarterly installments beginning on March 20, 2024. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:51 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 43,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-072708 · ownership.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 21:15 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019439 · doc4.xml · derivative · entry 7 St. Ledger Susan · CIK 0001673606 · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,800 Underlying: Class A Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 21:15 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 21,991 | $23.08 | $507,477.51 |
DisclosureSEC source: 0000899243-23-019439 · doc4.xml · nonDerivative · entry 3 St. Ledger Susan · CIK 0001673606 · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,689 F3 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.90 to $23.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 21:15 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019439 · doc4.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:15 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019439 · doc4.xml · derivative · entry 6 St. Ledger Susan · CIK 0001673606 · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,050 Underlying: Class A Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:15 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019439 · doc4.xml · derivative · entry 5 St. Ledger Susan · CIK 0001673606 · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F7 · derivative.exercise_date: The remaining RSUs vested on September 20, 2023. F7 · derivative.expiration_date: The remaining RSUs vested on September 20, 2023. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:15 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 43,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019439 · doc4.xml · derivative · entry 4 St. Ledger Susan · CIK 0001673606 · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,107 Underlying: Class A Common Stock · 43,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: The remaining RSUs vest in 11 equal, quarterly installments beginning on December 20, 2023. F5 · derivative.expiration_date: The remaining RSUs vest in 11 equal, quarterly installments beginning on December 20, 2023. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:15 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 43,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019439 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 22:56 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantRestricted Stock Units (right to buy) · Derivative | 524,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047251 · doc4.xml · derivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director · President, Worldwide Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 524,843 Underlying: Class A Common Stock · 524,843 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F2 · derivative.exercise_date: The reported shares are represented by restricted stock units, or RSUs, which vest in 12 equal, quarterly installments beginning on September 20, 2023. F2 · derivative.expiration_date: The reported shares are represented by restricted stock units, or RSUs, which vest in 12 equal, quarterly installments beginning on September 20, 2023. Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 20:55 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantRestricted Stock Units (right to buy) · Derivative | 6,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040359 · doc4.xml · derivative · entry 4 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,434 Underlying: Class A Common Stock · 6,434 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest on the earlier of (i) June 30, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders. F4 · derivative.expiration_date: The RSUs vest on the earlier of (i) June 30, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 20:55 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 5,694 | $26.45 | $150,606.30 |
DisclosureSEC source: 0001209191-23-040359 · doc4.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,694 F2 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 20:55 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units (right to buy) · Derivative | 5,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040359 · doc4.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest on the earlier of (i) June 29, 2023 or (ii) the date of the Issuer's next annual meeting of stockholders. F3 · derivative.expiration_date: The RSUs vest on the earlier of (i) June 29, 2023 or (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 20:55 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 5,995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-040359 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 00:28 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039211 · doc4.xml · derivative · entry 6 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,800 Underlying: Class A Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 00:28 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-039211 · doc4.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:28 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039211 · doc4.xml · derivative · entry 5 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,050 Underlying: Class A Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:28 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039211 · doc4.xml · derivative · entry 4 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,250 Underlying: Class B Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F5 · derivative.exercise_date: The remaining RSUs vest on September 20, 2023. F5 · derivative.expiration_date: The remaining RSUs vest on September 20, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.