Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Klaviyo, Inc.KVYO · Entity 3775 | Director | September 11, 2026 | September 14, 2026 |
| Okta, Inc.OKTA · Entity 3154 | See Remarks | December 15, 2022 | December 19, 2022 |
| SPLUNK INCSPLK · Entity 92815 | President, WW Field Operations | December 22, 2020 | December 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Klaviyo, Inc.
Report date September 11, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 23,433 |
Reported balance
After 2026-09-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-11 · Sale · Disposed 2,328 · Balance 23,433 F1: These transactions were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2026. F2: Consists of (i) 8,611 shares of Series A Common Stock and (ii) 14,822 unvested restricted stock units awarded under the Issuer's 2023 Stock Option and Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. |
Filing footnotes · ownership attribution and instrument terms
F1: These transactions were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2026.
F2: Consists of (i) 8,611 shares of Series A Common Stock and (ii) 14,822 unvested restricted stock units awarded under the Issuer's 2023 Stock Option and Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement.
Okta, Inc.
Report date December 15, 2022 · Filed December 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 68,652 |
Reported balance
After 2022-12-15 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2022-12-15 · Exercise / conversion · Acquired 2,695 · Balance 68,652 |
| Class A Common StockSEC Table I · non-derivative | Direct | 67,298 |
Reported balance
After 2022-12-16 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2022-12-16 · Sale · Disposed 1,354 · Balance 67,298 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $66.44 to $68.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 69,588 |
Reported balance
After 2022-12-15 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2022-12-15 · Exercise / conversion · Acquired 2,290 · Balance 69,588 |
| Class A Common StockSEC Table I · non-derivative | Direct | 68,438 |
Reported balance
After 2022-12-16 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2022-12-16 · Sale · Disposed 1,150 · Balance 68,438 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $66.44 to $68.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 24,261 |
Reported balance
After 2022-12-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-12-15 · Exercise / conversion · Disposed 2,695 · Balance 24,261 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F4: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,771 |
Reported balance
After 2022-12-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-12-15 · Exercise / conversion · Disposed 2,290 · Balance 29,771 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F5: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 27 |
Reported balance
Holding disclosure · report date 2022-12-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 27 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $66.44 to $68.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade.
F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F4: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
SPLUNK INC
Report date December 22, 2020 · Filed December 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 137,478 |
Reported balance
After 2020-12-22 transaction · row 1
1 source rowRow 1 · 2020-12-22 · Sale · Disposed 1,699 · Balance 137,478 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2020.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HashiCorp, Inc.
Report date February 27, 2025 · Filed March 04, 2025
Section 16 reporting ended · disclosed 2025-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 1
1 source rowRow 1 · 2025-02-27 · Disposition to issuer · Disposed 189,375 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-27 · Disposition to issuer · Disposed 262,423 · Balance 0 F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock. F3: The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025. Pursuant to the terms of the Reporting Person's RSU agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-27 · Disposition to issuer · Disposed 200,000 · Balance 0 F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock. F4: Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 27,200 shares of IBM common stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-27 · Disposition to issuer · Disposed 106,800 · Balance 0 F5: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.
F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock.
F3: The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025. Pursuant to the terms of the Reporting Person's RSU agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs.
F4: Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 27,200 shares of IBM common stock.
F5: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.
F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2023 Filed Jun 23, 2023 00:28 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039211 · doc4.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 735 Underlying: Class A Common Stock · 368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2023. F3 · derivative.expiration_date: The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2023. Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:28 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-039211 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 27, 2023 Filed Mar 28, 2023 21:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 5,694 | $27.67 | $157,579.74 |
DisclosureSEC source: 0001209191-23-021434 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,775 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.59 to $27.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price Read SEC document |
| March 21, 2023 Filed Mar 22, 2023 23:54 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020658 · doc4.xml · derivative · entry 6 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,800 Underlying: Class A Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 21, 2023 Filed Mar 22, 2023 23:54 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-020658 · doc4.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:54 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020658 · doc4.xml · derivative · entry 5 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,050 Underlying: Class A Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:54 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020658 · doc4.xml · derivative · entry 4 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Class B Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F5 · derivative.exercise_date: The remaining RSUs vest in two equal quarterly installments beginning on June 20, 2023. F5 · derivative.expiration_date: The remaining RSUs vest in two equal quarterly installments beginning on June 20, 2023. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:54 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020658 · doc4.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,103 Underlying: Class A Common Stock · 367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2023. F3 · derivative.expiration_date: The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2023. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:54 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-020658 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:54 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantRestricted Stock Units · Derivative | 1,470 | $27.91 | $41,027.70 |
DisclosureSEC source: 0001209191-23-007134 · doc4.xml · derivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470 Underlying: Class A Common Stock · 1,470 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F3 · price: The RSUs were issued to the reporting person pursuant to the Issuer's Outside Director Compensation Policy in lieu of retainer fees of $41,000. F2 · derivative.exercise_date: The RSUs vest in four equal quarterly installments beginning on March 20, 2023. F2 · derivative.expiration_date: The RSUs vest in four equal quarterly installments beginning on March 20, 2023. Read SEC document |
| December 29, 2022 Filed Dec 30, 2022 23:17 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 5,694 | $27.13 | $154,478.22 |
DisclosureSEC source: 0001209191-22-063036 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,852 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 23:44 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062514 · doc4.xml · derivative · entry 6 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,800 Underlying: Class A Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 23:44 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062514 · doc4.xml · derivative · entry 5 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,050 Underlying: Class A Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 23:44 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062514 · doc4.xml · derivative · entry 4 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,750 Underlying: Class B Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F5 · derivative.exercise_date: The remaining RSUs vest in three equal quarterly installments beginning on March 20, 2023. F5 · derivative.expiration_date: The remaining RSUs vest in three equal quarterly installments beginning on March 20, 2023. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 23:44 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062514 · doc4.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F3 · derivative.exercise_date: The RSUs vested in full on December 20, 2022. F3 · derivative.expiration_date: The RSUs vested in full on December 20, 2022. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 23:44 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-062514 · doc4.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 23:44 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-062514 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 23:29 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,150 | $67.41 | $77,524.84 |
DisclosureSEC source: 0001209191-22-062016 · doc4.xml · nonDerivative · entry 4 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,438 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $66.44 to $68.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 23:29 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,354 | $67.41 | $91,277.07 |
DisclosureSEC source: 0001209191-22-062016 · doc4.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,298 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $66.44 to $68.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:29 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062016 · doc4.xml · derivative · entry 7 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,771 Underlying: Class A Common Stock · 2,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F5 · derivative.exercise_date: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F5 · derivative.expiration_date: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:29 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062016 · doc4.xml · derivative · entry 6 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,261 Underlying: Class A Common Stock · 2,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:29 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062016 · doc4.xml · nonDerivative · entry 3 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:29 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062016 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 21:57 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 5,728 | $26.96 | $154,435.47 |
DisclosureSEC source: 0001209191-22-051288 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,158 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.94 to $26.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 20, 2022 Filed Sep 23, 2022 00:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031738 · doc4.xml · derivative · entry 6 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,800 Underlying: Class A Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 20, 2022 Filed Sep 23, 2022 00:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031738 · doc4.xml · derivative · entry 5 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,050 Underlying: Class A Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 20, 2022 Filed Sep 23, 2022 00:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031738 · doc4.xml · derivative · entry 4 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Class B Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F5 · derivative.exercise_date: The remaining RSUs vest in four equal quarterly installments beginning on December 20, 2022. F5 · derivative.expiration_date: The remaining RSUs vest in four equal quarterly installments beginning on December 20, 2022. Read SEC document |
| September 20, 2022 Filed Sep 23, 2022 00:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031738 · doc4.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138 Underlying: Class A Common Stock · 138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F3 · derivative.exercise_date: The remaining RSUs vest on December 20, 2022. F3 · derivative.expiration_date: The remaining RSUs vest on December 20, 2022. Read SEC document |
| September 20, 2022 Filed Sep 23, 2022 00:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-031738 · doc4.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 20, 2022 Filed Sep 23, 2022 00:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-031738 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 21:13 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,196 | $59.39 | $71,034.15 |
DisclosureSEC source: 0001209191-22-050555 · doc4.xml · nonDerivative · entry 6 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,957 F2 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $58.55 to $60.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) with regard to the block trade. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 21:13 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 28,156 | $59.39 | $1,672,272.12 |
DisclosureSEC source: 0001209191-22-050555 · doc4.xml · nonDerivative · entry 4 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,863 F2 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $58.55 to $60.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) with regard to the block trade. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 21:13 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,408 | $59.39 | $83,625.48 |
DisclosureSEC source: 0001209191-22-050555 · doc4.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,106 F2 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $58.55 to $60.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) with regard to the block trade. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:13 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050555 · doc4.xml · derivative · entry 10 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,061 Underlying: Class A Common Stock · 2,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F7 · derivative.exercise_date: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F7 · derivative.expiration_date: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:13 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 53,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050555 · doc4.xml · derivative · entry 9 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 53,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F6 · derivative.exercise_date: 50% of the shares underlying the RSU vested on September 15, 2021 and the remaining vested on September 15, 2022, subject to the Reporting Person's continuous employment with the Issuer on each such date. F6 · derivative.expiration_date: 50% of the shares underlying the RSU vested on September 15, 2021 and the remaining vested on September 15, 2022, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:13 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050555 · doc4.xml · derivative · entry 8 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,956 Underlying: Class A Common Stock · 2,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F5 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F5 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:13 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050555 · doc4.xml · nonDerivative · entry 5 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:13 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 53,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050555 · doc4.xml · nonDerivative · entry 3 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:13 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050555 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 109 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan. Read SEC document |
| June 29, 2022 Filed Jun 30, 2022 21:35 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantRestricted Stock Units (right to buy) · Derivative | 5,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039946 · doc4.xml · derivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,995 Underlying: Class A Common Stock · 5,995 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) June 29, 2023 or (ii) the date of the Issuer's next annual meeting of stockholders. F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) June 29, 2023 or (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 23:35 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 5,728 | $31.03 | $177,767.91 |
DisclosureSEC source: 0000899243-22-024099 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,498 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.915 to $31.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 20, 2022 Filed Jun 23, 2022 00:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 16,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023629 · doc4.xml · derivative · entry 6 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,800 Underlying: Class A Common Stock · 16,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 20, 2022 Filed Jun 23, 2022 00:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023629 · doc4.xml · derivative · entry 5 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,750 Underlying: Class A Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 20, 2022 Filed Jun 23, 2022 00:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023629 · doc4.xml · derivative · entry 4 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Class B Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F5 · derivative.exercise_date: The remaining RSUs vest in six equal quarterly installments beginning on June 20, 2022. F5 · derivative.expiration_date: The remaining RSUs vest in six equal quarterly installments beginning on June 20, 2022. Read SEC document |
| June 20, 2022 Filed Jun 23, 2022 00:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023629 · doc4.xml · derivative · entry 3 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276 Underlying: Class A Common Stock · 138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F3 · derivative.exercise_date: The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2022 F3 · derivative.expiration_date: The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2022 Read SEC document |
| June 20, 2022 Filed Jun 23, 2022 00:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 16,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-023629 · doc4.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 20, 2022 Filed Jun 23, 2022 00:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-023629 · doc4.xml · nonDerivative · entry 1 St. Ledger Susan · CIK 0001673606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 21:12 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,222 | $79.97 | $97,727.49 |
DisclosureSEC source: 0001209191-22-037976 · doc4.xml · nonDerivative · entry 4 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,709 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 21:12 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,438 | $79.97 | $115,001.75 |
DisclosureSEC source: 0001209191-22-037976 · doc4.xml · nonDerivative · entry 2 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,641 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:12 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037976 · doc4.xml · derivative · entry 7 St. Ledger Susan · CIK 0001673606 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,351 Underlying: Class A Common Stock · 2,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F5 · derivative.exercise_date: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F5 · derivative.expiration_date: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.