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person · Reporting owner

Marshall Christopher P

Disclosed activity across 7 companies

Tapewire entity
39231
SEC CIK
0001440008

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nerdy Inc.NRDY · Entity 5208DirectorApril 30, 2026May 04, 2026
Payoneer Global Inc.PAYO · Entity 4375DirectorJune 10, 2026June 11, 2026
Rapid7, Inc.RPD · Entity 1196Director · Director by DeputizationFebruary 14, 2019February 21, 2019
Spotify Technology S.A.SPOT · Entity 1843DirectorMay 28, 2026May 29, 2026
TCV Acquisition Corp.TCVA · Entity 126358Co-Chief Executive Officer · 10% ownerApril 13, 2021April 13, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nerdy Inc.

Report date April 30, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.89 · Expires 2036-04-30Direct241,935 Reported balance After 2026-04-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-30 · Grant · Acquired 241,935 · Balance 241,935

F1: The number of options issued reflects the value of the Reporting Person's annual equity award for service on the Nerdy Inc. Board of Directors.

F3: The stock options fully vest and become exercisable on the earlier of (i) the one year anniversary of the grant date (4/30/27), or (ii) the next annual meeting of Nerdy Inc. stockholders.

F4: Mr. Marshall has sole voting and dispositive power over the options he holds directly. However, TCV VIII Management, L.L.C. has the right to 100% of the pecuniary interests in such options. Mr. Marshall is a member of TCV VIII Management, L.L.C. Mr. Marshall disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.89 · Expires 2036-04-30Direct330,645 Reported balance After 2026-04-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-30 · Grant · Acquired 88,710 · Balance 330,645

F2: The number of options issued reflects the value of the Reporting Person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. Board of Directors. The Reporting Person has elected to have all or a portion of his additional annual cash retainer and annual retainer for committee memberships paid in the form of equity in lieu of cash compensation.

F3: The stock options fully vest and become exercisable on the earlier of (i) the one year anniversary of the grant date (4/30/27), or (ii) the next annual meeting of Nerdy Inc. stockholders.

F4: Mr. Marshall has sole voting and dispositive power over the options he holds directly. However, TCV VIII Management, L.L.C. has the right to 100% of the pecuniary interests in such options. Mr. Marshall is a member of TCV VIII Management, L.L.C. Mr. Marshall disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The number of options issued reflects the value of the Reporting Person's annual equity award for service on the Nerdy Inc. Board of Directors.

F2: The number of options issued reflects the value of the Reporting Person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. Board of Directors. The Reporting Person has elected to have all or a portion of his additional annual cash retainer and annual retainer for committee memberships paid in the form of equity in lieu of cash compensation.

F3: The stock options fully vest and become exercisable on the earlier of (i) the one year anniversary of the grant date (4/30/27), or (ii) the next annual meeting of Nerdy Inc. stockholders.

F4: Mr. Marshall has sole voting and dispositive power over the options he holds directly. However, TCV VIII Management, L.L.C. has the right to 100% of the pecuniary interests in such options. Mr. Marshall is a member of TCV VIII Management, L.L.C. Mr. Marshall disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,586 Reported balance After 2026-06-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 31,298 · Balance 65,586

F1: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will fully vest on the earlier of (i) June 9, 2027 or (ii) the first Annual Meeting of the Issuer's stockholders following the effective date of such grant, provided that the Reporting Person remains in continuous service through the vesting date.

F2: Includes shares of Common Stock underlying previously granted and fully vested RSUs.

F3: Christopher P. Marshall is a Class A Director of Technology Crossover Management VIII, Ltd. ("Management VIII") and a limited partner of Technology Crossover Management VIII, L.P. ("TCM VIII") and TCV Member Fund, L.P. ("Member Fund"). Mr. Marshall has sole dispositive power over the RSUs he holds directly. However, TCV VIII Management, L.L.C. ("TCV VIII Management") has a right to 100% of the pecuniary interest in such RSUs and the shares to be received upon the exercise of such RSUs. Mr. Marshall is a Member of TCV VIII Management but disclaims beneficial ownership of such RSUs and the shares to be received upon the exercise of such RSUs except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTechnology Crossover Management VIII, Ltd.34,197,116 Reported balance Holding disclosure · report date 2026-06-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 34,197,116

F4: Includes 24,327,775 shares held directly by TCV VIII, L.P., 6,560,434 shares held directly by TCV VIII (A), L.P., 1,510,960 shares held directly by TCV VIII (B), L.P. and 1,797,947 shares held directly by Member Fund.

F5: Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., TCV VIII (A), L.P. and TCV VIII (B), L.P.; Management VIII is also a general partner of Member Fund.

F6: Each of the entities and the individual described above are referred to herein as "Reporting Persons." Each Reporting Person disclaims Section 16 beneficial ownership of the RSUs and shares reported herein except to the extent of its or his respective pecuniary interest therein, if any, and the inclusion of these RSUs and shares in this report shall not be deemed an admission of beneficial ownership of all the reported RSUs and shares for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock underlying restricted stock units ("RSUs") subject to time-based vesting, granted to the Reporting Person pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Plan as an Annual Award (as defined in such plan) with the RSUs subject to the Issuer's Omnibus Equity Incentive Plan. These RSUs will fully vest on the earlier of (i) June 9, 2027 or (ii) the first Annual Meeting of the Issuer's stockholders following the effective date of such grant, provided that the Reporting Person remains in continuous service through the vesting date.

F2: Includes shares of Common Stock underlying previously granted and fully vested RSUs.

F3: Christopher P. Marshall is a Class A Director of Technology Crossover Management VIII, Ltd. ("Management VIII") and a limited partner of Technology Crossover Management VIII, L.P. ("TCM VIII") and TCV Member Fund, L.P. ("Member Fund"). Mr. Marshall has sole dispositive power over the RSUs he holds directly. However, TCV VIII Management, L.L.C. ("TCV VIII Management") has a right to 100% of the pecuniary interest in such RSUs and the shares to be received upon the exercise of such RSUs. Mr. Marshall is a Member of TCV VIII Management but disclaims beneficial ownership of such RSUs and the shares to be received upon the exercise of such RSUs except to the extent of his pecuniary interest therein.

F4: Includes 24,327,775 shares held directly by TCV VIII, L.P., 6,560,434 shares held directly by TCV VIII (A), L.P., 1,510,960 shares held directly by TCV VIII (B), L.P. and 1,797,947 shares held directly by Member Fund.

F5: Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., TCV VIII (A), L.P. and TCV VIII (B), L.P.; Management VIII is also a general partner of Member Fund.

F6: Each of the entities and the individual described above are referred to herein as "Reporting Persons." Each Reporting Person disclaims Section 16 beneficial ownership of the RSUs and shares reported herein except to the extent of its or his respective pecuniary interest therein, if any, and the inclusion of these RSUs and shares in this report shall not be deemed an admission of beneficial ownership of all the reported RSUs and shares for purposes of Section 16 or any other purpose.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTCV VII Management, L.L.C.32,857 Last balance in matching sequence After 2019-02-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2019-02-15 · Exercise / conversion · Acquired 15,174 · Balance 20,473

F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Row 2 · 2019-02-15 · Exercise / conversion · Acquired 12,384 · Balance 32,857

F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.51 · Expires 2026-06-13IndirectTCV VII Management, L.L.C.0 Reported balance After 2019-02-15 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2019-02-15 · Exercise / conversion · Disposed 15,174 · Balance 0

F3: This option vested in full on June 13, 2017.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.05 · Expires 2027-06-12IndirectTCV VII Management, L.L.C.0 Reported balance After 2019-02-15 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2019-02-15 · Exercise / conversion · Disposed 12,384 · Balance 0

F4: This option vested in full on June 12, 2018.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

F3: This option vested in full on June 13, 2017.

F4: This option vested in full on June 12, 2018.

Spotify Technology S.A.

Report date May 28, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary ShareSEC Table I · non-derivativeDirect4,697 Reported balance After 2026-05-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-28 · Grant · Acquired 658 · Balance 4,697

F1: These shares are held via Restricted Stock Unit ("RSU"). Each RSU represents a contingent right to receive one (1) Ordinary Share of the Issuer upon settlement for no consideration. 1/4 of these RSUs will vest on each of 2/15/27, 2/15/28, 2/15/29, and 2/15/30.

F2: 1,717 of these shares are held via RSU. Each RSU represents a contingent right to receive one (1) Ordinary Share of the Issuer upon settlement for no consideration. 138 RSUs were granted on 6/1/23 and will fully vest on 2/15/27. 542 RSUs were granted on 6/3/24; 50% will vest on 2/15/27 and the remaining 50% will vest on 2/15/28. 379 RSUs were granted on 6/2/25; 1/3 will vest on each of 2/15/27, 2/15/28 and 2/15/29. 658 RSUs were granted on 5/28/26; 1/4 will vest on each of 2/15/27, 2/15/28, 2/15/29, and 2/15/30.

F3: Christopher P. Marshall has sole dispositive power over the options and shares he holds directly. However, TCV VIII Management, L.L.C. ("Management VIII LLC") and TCV XI Management, L.L.C. ("Management XI LLC") have a right to 100% of the pecuniary interest in such options. Mr. Marshall is a Member of Management VIII LLC and an owner of Management XI LLC. Mr. Marshall disclaims beneficial ownership of such shares and options, along with the shares to be received upon the exercise of such options, except to the extent of his pecuniary interest therein.

Ordinary ShareSEC Table I · non-derivativeIndirectMarshall Carroll 2000 Trust70,344 Reported balance Holding disclosure · report date 2026-05-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 70,344

F4: These shares are directly held by Marshall Carroll 2000 Trust ("MC Trust"). Christopher P. Marshall is a Trustee of MC Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Ordinary ShareSEC Table I · non-derivativeIndirectTCV XI Spotify, L.P.652,521 Reported balance Holding disclosure · report date 2026-05-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 652,521

F5: These shares are directly held by TCV XI Spotify, L.P. ("TCV XI Spotify"). Christopher P. Marshall is a Class A Member and Class A Director of Technology Crossover Management XI, Ltd. ("Management XI"). Management XI is the general partner of Technology Crossover Management XI, L.P. ("TCM XI") which is the general partner of TCV XI, L.P. ("TCV XI"). TCV XI owns 100% of TCV XI Spotify. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Ordinary ShareSEC Table I · non-derivativeIndirectTCV XI Spotify (A), L.P.207,103 Reported balance Holding disclosure · report date 2026-05-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 207,103

F6: These shares are directly held by TCV XI Spotify (A), L.P. ("TCV XI A Spotify"). Christopher P. Marshall is a Class A Member and Class A Director of Management XI. Management XI is the general partner of TCM XI which is the general partner of TCV XI (A), L.P. ("TCV XI (A)"). TCV XI (A) owns 100% of TCV XI A Spotify. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Ordinary ShareSEC Table I · non-derivativeIndirectTCV XI Spotify (B), L.P.46,162 Reported balance Holding disclosure · report date 2026-05-28 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 46,162

F7: These shares are directly held by TCV XI Spotify (B), L.P. ("TCV XI B Spotify"). Christopher P. Marshall is a Class A Member and Class A Director of Management XI. Management XI is the general partner of TCM XI which is the general partner of TCV XI (B), L.P. ("TCV XI (B)"). TCV XI (B) owns 100% of TCV XI B Spotify. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Ordinary ShareSEC Table I · non-derivativeIndirectTCV XI (Lux), SCSp48,989 Reported balance Holding disclosure · report date 2026-05-28 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 48,989

F8: These shares are directly held by TCV XI (Lux), SCSp ("TCV XI Lux"). Christopher P. Marshall is a Class A Member and Class A Director of Management XI. Management XI is sole shareholder of Technology Crossover Management XI, S.a r.l. which is the general partner of TCV XI Lux. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Ordinary ShareSEC Table I · non-derivativeIndirectTCV XI Spotify (MF), L.P.45,225 Reported balance Holding disclosure · report date 2026-05-28 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 45,225

F9: These shares are directly held by TCV XI Spotify (MF), L.P. ("TCV XI MF Spotify"). Christopher P. Marshall is a Class A Member and Class A Director of Management XI and a limited partner of TCV XI Member Fund, L.P. ("Member Fund XI"). Management XI is the general partner of Member Fund XI which owns 100% of TCV XI MF Spotify. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Ordinary ShareSEC Table I · non-derivativeIndirectTCV VIII Management, L.L.C.1,305 Reported balance Holding disclosure · report date 2026-05-28 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 1,305

F10: These shares are directly held by Management VIII LLC. Christopher P. Marshall is a Member of Management VIII LLC and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Ordinary ShareSEC Table I · non-derivativeIndirectTCV XI Management, L.L.C.1,020 Reported balance Holding disclosure · report date 2026-05-28 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 1,020

F11: These shares are directly held by Management XI LLC. Christopher P. Marshall is an owner of Management XI LLC and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held via Restricted Stock Unit ("RSU"). Each RSU represents a contingent right to receive one (1) Ordinary Share of the Issuer upon settlement for no consideration. 1/4 of these RSUs will vest on each of 2/15/27, 2/15/28, 2/15/29, and 2/15/30.

F2: 1,717 of these shares are held via RSU. Each RSU represents a contingent right to receive one (1) Ordinary Share of the Issuer upon settlement for no consideration. 138 RSUs were granted on 6/1/23 and will fully vest on 2/15/27. 542 RSUs were granted on 6/3/24; 50% will vest on 2/15/27 and the remaining 50% will vest on 2/15/28. 379 RSUs were granted on 6/2/25; 1/3 will vest on each of 2/15/27, 2/15/28 and 2/15/29. 658 RSUs were granted on 5/28/26; 1/4 will vest on each of 2/15/27, 2/15/28, 2/15/29, and 2/15/30.

F3: Christopher P. Marshall has sole dispositive power over the options and shares he holds directly. However, TCV VIII Management, L.L.C. ("Management VIII LLC") and TCV XI Management, L.L.C. ("Management XI LLC") have a right to 100% of the pecuniary interest in such options. Mr. Marshall is a Member of Management VIII LLC and an owner of Management XI LLC. Mr. Marshall disclaims beneficial ownership of such shares and options, along with the shares to be received upon the exercise of such options, except to the extent of his pecuniary interest therein.

F4: These shares are directly held by Marshall Carroll 2000 Trust ("MC Trust"). Christopher P. Marshall is a Trustee of MC Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: These shares are directly held by TCV XI Spotify, L.P. ("TCV XI Spotify"). Christopher P. Marshall is a Class A Member and Class A Director of Technology Crossover Management XI, Ltd. ("Management XI"). Management XI is the general partner of Technology Crossover Management XI, L.P. ("TCM XI") which is the general partner of TCV XI, L.P. ("TCV XI"). TCV XI owns 100% of TCV XI Spotify. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: These shares are directly held by TCV XI Spotify (A), L.P. ("TCV XI A Spotify"). Christopher P. Marshall is a Class A Member and Class A Director of Management XI. Management XI is the general partner of TCM XI which is the general partner of TCV XI (A), L.P. ("TCV XI (A)"). TCV XI (A) owns 100% of TCV XI A Spotify. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: These shares are directly held by TCV XI Spotify (B), L.P. ("TCV XI B Spotify"). Christopher P. Marshall is a Class A Member and Class A Director of Management XI. Management XI is the general partner of TCM XI which is the general partner of TCV XI (B), L.P. ("TCV XI (B)"). TCV XI (B) owns 100% of TCV XI B Spotify. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F8: These shares are directly held by TCV XI (Lux), SCSp ("TCV XI Lux"). Christopher P. Marshall is a Class A Member and Class A Director of Management XI. Management XI is sole shareholder of Technology Crossover Management XI, S.a r.l. which is the general partner of TCV XI Lux. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F9: These shares are directly held by TCV XI Spotify (MF), L.P. ("TCV XI MF Spotify"). Christopher P. Marshall is a Class A Member and Class A Director of Management XI and a limited partner of TCV XI Member Fund, L.P. ("Member Fund XI"). Management XI is the general partner of Member Fund XI which owns 100% of TCV XI MF Spotify. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F10: These shares are directly held by Management VIII LLC. Christopher P. Marshall is a Member of Management VIII LLC and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F11: These shares are directly held by Management XI LLC. Christopher P. Marshall is an owner of Management XI LLC and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

TCV Acquisition Corp.

Report date April 13, 2021 · Filed April 13, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityIndirectSee footnotesNot disclosed Reported balance Holding disclosure · report date 2021-04-13 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The Class B Ordinary Shares will automatically convert into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-254505) and have no expiration date.

F2: Includes up to 1,250,000 Class B Ordinary Shares subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised as described in the Issuer's registration statement.

F3: The securities are held directly by TCV Acquisition Holdings, L.P. The Reporting Person is the managing member of TCV Acquisition Holdings, L.P. and shares voting and dispositive power over and may be deemed to beneficially own such shares hold by TCV Acquisition Holdings, L.P. The Reporting Person disclaims beneficial ownership over any securities owned by TCV Acquisition Holdings, L.P. other than to the extent of any pecuniary interest he may have therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares will automatically convert into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-254505) and have no expiration date.

F2: Includes up to 1,250,000 Class B Ordinary Shares subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised as described in the Issuer's registration statement.

F3: The securities are held directly by TCV Acquisition Holdings, L.P. The Reporting Person is the managing member of TCV Acquisition Holdings, L.P. and shares voting and dispositive power over and may be deemed to beneficially own such shares hold by TCV Acquisition Holdings, L.P. The Reporting Person disclaims beneficial ownership over any securities owned by TCV Acquisition Holdings, L.P. other than to the extent of any pecuniary interest he may have therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTCV VII, L.P.0 Reported balance After 2020-05-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-05-22 · Sale · Disposed 3,673,816 · Balance 0

F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTCV VII (A), L.P.0 Reported balance After 2020-05-22 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-05-22 · Sale · Disposed 1,907,898 · Balance 0

F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTCV Member Fund, L.P.0 Reported balance After 2020-05-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-05-22 · Sale · Disposed 34,737 · Balance 0

F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectHoag Family Trust U/A Dtd 8/2/94268,649 Reported balance Holding disclosure · report date 2020-05-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 268,649

F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectHamilton Investments Limited Partnership268,649 Reported balance Holding disclosure · report date 2020-05-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 268,649

F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectReynolds Family Trust129,299 Reported balance Holding disclosure · report date 2020-05-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 129,299

F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectGoose Rocks Beach Partners, L.P.371,292 Reported balance Holding disclosure · report date 2020-05-22 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 371,292

F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectMarshall Carroll 2000 Trust35,223 Reported balance Holding disclosure · report date 2020-05-22 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 35,223

F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectMarshall Partners1,264 Reported balance Holding disclosure · report date 2020-05-22 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 1,264

F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTen 271 Partners B26,195 Reported balance Holding disclosure · report date 2020-05-22 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 26,195

F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein

Common StockSEC Table I · non-derivativeIndirectTCV VII Management, L.L.C.9,872 Reported balance Holding disclosure · report date 2020-05-22 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 9,872

F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein

F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.

Section 16 reporting ended · disclosed 2017-05-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectTCV VII, L.P.0 Last balance in matching sequence After 2017-05-10 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2017-05-10 · Conversion · Acquired 2,040,528 · Balance 2,040,528

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Row 2 · 2017-05-10 · Sale · Disposed 2,040,528 · Balance 0

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectTCV VII (A), L.P.3,297,707 Reported balance After 2017-05-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-05-10 · Sale · Disposed 1,551,300 · Balance 3,297,707

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectTCV Member Fund, L.P.0 Last balance in matching sequence After 2017-05-10 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2017-05-10 · Conversion · Acquired 17,683 · Balance 17,683

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Row 5 · 2017-05-10 · Sale · Disposed 17,683 · Balance 0

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV VII, L.P.7,296,632 Reported balance After 2017-05-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-05-10 · Conversion · Disposed 2,040,528 · Balance 7,296,632

F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV VII, L.P.6,350,006 Reported balance After 2017-05-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-05-10 · Sale · Disposed 946,626 · Balance 6,350,006

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV Member Fund, L.P.63,230 Reported balance After 2017-05-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-05-10 · Conversion · Disposed 17,683 · Balance 63,230

F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV Member Fund, L.P.55,027 Reported balance After 2017-05-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-05-10 · Sale · Disposed 8,203 · Balance 55,027

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 55,187 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 13

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 55,187

F23 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F24 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 20,956 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 12

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 20,956

F20 · kind: Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F22 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 34,232 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 11

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 34,232

F19 · kind: Acquisition by the Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F21 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 57,120 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 10

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Reynolds Family Trust

Disclosed balance after: 57,120

F17 · kind: Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F18 · ownership.nature: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 64,630 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 9

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goose Rocks Beach Partners, L.P.

Disclosed balance after: 193,561

F15 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F16 · ownership.nature: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 46,763 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 8

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hamilton Investments Limited Partnership

Disclosed balance after: 140,051

F13 · kind: Acquisition by the Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F14 · ownership.nature: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 46,763 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 7

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94

Disclosed balance after: 140,051

F11 · kind: Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F12 · ownership.nature: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 500,049 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 6

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 4,312

F10 · kind: In kind pro-rata distribution by TCM VII to its partners, without consideration.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 504,361 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 5

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 504,361

F9 · kind: Acquisition by TCM VII pursuant to an in kind pro-rata distribution by TCV VII and TCV VII (A) to each of their partners, without consideration.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 12,370 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 3

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV Member Fund, L.P.

Disclosed balance after: 68,753

F5 · kind: In kind pro-rata distribution by TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.

F6 · ownership.nature: These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 679,396 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 2

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII (A), L.P.

Disclosed balance after: 3,776,238

F3 · kind: In kind pro-rata distribution by TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration.

F4 · ownership.nature: These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 1,308,234 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 1

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII, L.P.

Disclosed balance after: 7,271,460

F1 · kind: In kind pro-rata distribution by TCV VII, L.P. ("TCV VII") to its partners, without consideration.

F2 · ownership.nature: These securities are directly held by TCV VII. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 23:48 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 GrantCommon Stock 3,193 $0.00 $0.00
Disclosure

SEC source: 0001498115-18-000006 · edgar.xml · nonDerivative · entry 1

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

TCV VII Management, L.L.C. · CIK 0001709041 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII Management, L.L.C.

Disclosed balance after: 7,161

F1 · security: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on the day immediately preceding the Issuer's 2019 annual meeting of stockholders, subject to Timothy P. McAdam's continued service with the Issuer on such date.

F3 · ownership.nature: Held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.

Read SEC document
May 16, 2018 Filed May 16, 2018 22:17 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 8,574 $30.00 $257,220.00
Disclosure

SEC source: 0001498115-18-000004 · edgar.xml · nonDerivative · entry 3

McAdam Timothy P · CIK 0001498115 · Director

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV Member Fund, L.P.

Disclosed balance after: 11,649

F1 · shares: The shares were sold in a registered public offering pursuant to a Registration Statement on Form S-3, which was declared effective by the SEC on June 2, 2017. The reported sale price represents the offering price per share to the public, net of underwriters' discount of $0.25.

F4 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
May 16, 2018 Filed May 16, 2018 22:17 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 509,788 $30.00 $15,293,640.00
Disclosure

SEC source: 0001498115-18-000004 · edgar.xml · nonDerivative · entry 2

McAdam Timothy P · CIK 0001498115 · Director

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII (A), L.P.

Disclosed balance after: 692,647

F1 · shares: The shares were sold in a registered public offering pursuant to a Registration Statement on Form S-3, which was declared effective by the SEC on June 2, 2017. The reported sale price represents the offering price per share to the public, net of underwriters' discount of $0.25.

F3 · ownership.nature: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
May 16, 2018 Filed May 16, 2018 22:17 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 981,638 $30.00 $29,449,140.00
Disclosure

SEC source: 0001498115-18-000004 · edgar.xml · nonDerivative · entry 1

McAdam Timothy P · CIK 0001498115 · Director

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII, L.P.

Disclosed balance after: 1,333,747

F1 · shares: The shares were sold in a registered public offering pursuant to a Registration Statement on Form S-3, which was declared effective by the SEC on June 2, 2017. The reported sale price represents the offering price per share to the public, net of underwriters' discount of $0.25.

F2 · ownership.nature: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 23:27 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 5,716 $25.79 $147,415.64
Disclosure

SEC source: 0001498115-18-000002 · edgar.xml · nonDerivative · entry 3

McAdam Timothy P · CIK 0001498115 · Director

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV Member Fund, L.P.

Disclosed balance after: 20,223

F1 · shares: The shares were sold in a registered public offering pursuant to a Registration Statement on Form S-3, which was declared effective by the SEC on June 2, 2017. The reported sale price represents the offering price per share to the public, net of underwriters' discount of $0.46.

F4 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 23:27 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 339,859 $25.79 $8,764,963.61
Disclosure

SEC source: 0001498115-18-000002 · edgar.xml · nonDerivative · entry 2

McAdam Timothy P · CIK 0001498115 · Director

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII (A), L.P.

Disclosed balance after: 1,202,435

F1 · shares: The shares were sold in a registered public offering pursuant to a Registration Statement on Form S-3, which was declared effective by the SEC on June 2, 2017. The reported sale price represents the offering price per share to the public, net of underwriters' discount of $0.46.

F3 · ownership.nature: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 23:27 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 654,425 $25.79 $16,877,620.75
Disclosure

SEC source: 0001498115-18-000002 · edgar.xml · nonDerivative · entry 1

McAdam Timothy P · CIK 0001498115 · Director

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII, L.P.

Disclosed balance after: 2,315,385

F1 · shares: The shares were sold in a registered public offering pursuant to a Registration Statement on Form S-3, which was declared effective by the SEC on June 2, 2017. The reported sale price represents the offering price per share to the public, net of underwriters' discount of $0.46.

F2 · ownership.nature: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:57 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 11,432 $21.01 $240,186.32
Disclosure

SEC source: 0001498115-18-000001 · edgar.xml · nonDerivative · entry 3

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

TCV VII Management, L.L.C. · CIK 0001709041 · Director · 10% owner · Director by Deputization

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV Member Fund, L.P.

Disclosed balance after: 25,939

F1 · shares: The shares were sold in a registered public offering pursuant to a Registration Statement on Form S-3, which was declared effective by the SEC on June 2, 2017. The reported sale price represents the offering price per share to the public, net of underwriters' discount of $0.99.

F4 · ownership.nature: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:57 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 679,717 $21.01 $14,280,854.17
Disclosure

SEC source: 0001498115-18-000001 · edgar.xml · nonDerivative · entry 2

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

TCV VII Management, L.L.C. · CIK 0001709041 · Director · 10% owner · Director by Deputization

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII (A), L.P.

Disclosed balance after: 1,542,294

F1 · shares: The shares were sold in a registered public offering pursuant to a Registration Statement on Form S-3, which was declared effective by the SEC on June 2, 2017. The reported sale price represents the offering price per share to the public, net of underwriters' discount of $0.99.

F3 · ownership.nature: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:57 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 1,308,851 $21.01 $27,498,959.51
Disclosure

SEC source: 0001498115-18-000001 · edgar.xml · nonDerivative · entry 1

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

TCV VII Management, L.L.C. · CIK 0001709041 · Director · 10% owner · Director by Deputization

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII, L.P.

Disclosed balance after: 2,969,810

F1 · shares: The shares were sold in a registered public offering pursuant to a Registration Statement on Form S-3, which was declared effective by the SEC on June 2, 2017. The reported sale price represents the offering price per share to the public, net of underwriters' discount of $0.99.

F2 · ownership.nature: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
December 20, 2017 Filed Dec 21, 2017 22:38 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 GrantCommon Stock 3,968 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000012 · edgar.xml · nonDerivative · entry 1

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

TCV VII Management, L.L.C. · CIK 0001709041 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII Management, L.L.C.

Disclosed balance after: 3,968

F1 · security: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on the date of the Issuer's 2018 annual meeting of stockholders, subject to Timothy P. McAdam's continued service with the Issuer on such date.

F3 · ownership.nature: Held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.

Read SEC document
December 20, 2017 Filed Dec 21, 2017 22:05 UTC Rapid7, Inc. ALRM · Entity 1196 GrantCommon Stock 3,968 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000011 · edgar.xml · nonDerivative · entry 1

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

TCV VII Management, L.L.C. · CIK 0001709041 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII Management, L.L.C.

Disclosed balance after: 3,968

F1 · security: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on the date of the Issuer's 2018 annual meeting of stockholders, subject to Timothy P. McAdam's continued service with the Issuer on such date.

F3 · ownership.nature: Held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:36 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 20,407 $36.78 $750,638.84
Disclosure

SEC source: 0001498115-17-000009 · edgar.xml · nonDerivative · entry 4

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Yuan Family Trust dated 9/22/2006

Disclosed balance after: 0

F5 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $36.64 to $36.90. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F6 · ownership.nature: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 21:36 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000009 · edgar.xml · nonDerivative · entry 3

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 29,780

F1 · kind: Represents a gift/charitable donation effective 12/08/2017. Not a market transaction thus no price is reported. No value was received in return for the gifted shares.

F4 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 21:36 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 GiftCommon Stock 113,952 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000009 · edgar.xml · nonDerivative · entry 2

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Reynolds Family Trust

Disclosed balance after: 0

F1 · kind: Represents a gift/charitable donation effective 12/08/2017. Not a market transaction thus no price is reported. No value was received in return for the gifted shares.

F3 · ownership.nature: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 21:36 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000009 · edgar.xml · nonDerivative · entry 1

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Yuan David · CIK 0001406509 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Timothy P. McAdam

Disclosed balance after: 35,753

F1 · kind: Represents a gift/charitable donation effective 12/08/2017. Not a market transaction thus no price is reported. No value was received in return for the gifted shares.

F2 · ownership.nature: Shares are held directly by Timothy P. McAdam.

Read SEC document
December 08, 2017 Filed Dec 21, 2017 23:49 UTC Amendment Rapid7, Inc. RPD · Entity 1196 GiftCommon Stock 43,048 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000013 · edgar.xml · nonDerivative · entry 3

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

TCV VII Management, L.L.C. · CIK 0001709041 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Reynolds Family Trust

Disclosed balance after: 0

F3 · ownership.nature: Jon Q. Reynolds, Jr. is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 07, 2017 Filed Dec 21, 2017 23:49 UTC Amendment Rapid7, Inc. RPD · Entity 1196 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000013 · edgar.xml · nonDerivative · entry 2

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

TCV VII Management, L.L.C. · CIK 0001709041 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Timothy P. McAdam

Disclosed balance after: 5,328

F2 · ownership.nature: Shares held directly by Timothy P. McAdam.

Read SEC document
December 05, 2017 Filed Dec 21, 2017 23:49 UTC Amendment Rapid7, Inc. RPD · Entity 1196 GiftCommon Stock 35,254 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000013 · edgar.xml · nonDerivative · entry 1

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

TCV VII Management, L.L.C. · CIK 0001709041 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94

Disclosed balance after: 0

F1 · ownership.nature: Jay C. Hoag is a Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 3,004 $41.72 $125,329.88
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 25

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 0

F33 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $41.59 to $42.10. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F24 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 17,952 $41.05 $736,868.56
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 24

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 3,004

F32 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $40.62 to $41.59. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F24 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 4,900 $41.72 $204,432.90
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 23

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 0

F33 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $41.59 to $42.10. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F4 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 29,332 $41.05 $1,203,978.87
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 22

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 4,900

F32 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $40.62 to $41.59. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F4 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 266 $43.50 $11,571.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 21

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Partners

Disclosed balance after: 266

F29 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 7,234 $43.50 $314,679.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 20

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 32,780

F2 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 55,187 $43.51 $2,401,009.77
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 19

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 0

F31 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $43.50 to $43.625. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F26 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 67 $42.87 $2,872.29
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 18

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 0

F12 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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November 28, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 3,943 $42.42 $167,274.28
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 17

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 67

F30 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $41.865 to $42.86. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F12 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 266 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 16

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Partners

Disclosed balance after: 532

F28 · kind: Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F29 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 21,185 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 15

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 40,014

F27 · kind: Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F2 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 55,187 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 14

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 55,187

F25 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F26 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 20,956 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 13

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 20,956

F23 · kind: Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F24 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 34,232 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 12

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 34,232

F22 · kind: Acquisition by the Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F4 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 57,120 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 11

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Reynolds Family Trust

Disclosed balance after: 113,952

F20 · kind: Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F21 · ownership.nature: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 64,629 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 10

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goose Rocks Beach Partners, L.P.

Disclosed balance after: 128,931

F18 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F19 · ownership.nature: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 46,763 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 9

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hamilton Investments Limited Partnership

Disclosed balance after: 93,288

F16 · kind: Acquisition by the Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F17 · ownership.nature: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 46,763 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 8

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94

Disclosed balance after: 93,288

F14 · kind: Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F15 · ownership.nature: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 500,351 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 7

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 4,010

F13 · kind: In kind pro-rata distribution by TCM VII to its partners, without consideration.

F12 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.