Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESCALADE INCESCA · Entity 6032 | Director · PRESIDENT & CEO · 10% owner | June 11, 2026 | June 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESCALADE INC
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 579,455.229 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Gift · Disposed 1,000 · Balance 579,455.229 |
| Common StockSEC Table I · non-derivative | IndirectBy adult son | 4,289 |
Reported balance
After 2026-06-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-06-11 · Gift · Acquired 1,000 · Balance 4,289 F1: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Indirectby UTMA custodian for adult daughter | 1,289 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,289 F2: Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Irevocable Trust | 614,964.629 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 614,964.629 F3: Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Limited Partnership | 1,326,736 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,326,736 F4: This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Revocable Trust | 300,000 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 300,000 F5: Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.
F2: Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein.
F3: Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
F4: This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.
F5: Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2017 Filed Feb 28, 2017 02:24 UTC | ESCALADE INC esca · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000007 · primary_doc.xml · derivative · entry 5 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634 Underlying: Common Stock · 316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F5 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 950 RSUs which vested one third on February 27, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 634 RSUs will vest one half on February 27, 2018 and one half on February 27, 2019 provided the reporting person remains employed by the Company as of such dates. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. F5 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 950 RSUs which vested one third on February 27, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 634 RSUs will vest one half on February 27, 2018 and one half on February 27, 2019 provided the reporting person remains employed by the Company as of such dates. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:24 UTC | ESCALADE INC esca · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 417 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000007 · primary_doc.xml · derivative · entry 4 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416 Underlying: Common Stock · 417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F4 · derivative.exercise_date: On February 27, 2014, the reporting person was granted 1,250 RSUs which vested one third on February 27, 2016 (as previously reported on Form 4) and one third on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. The remaining 416 RSUs will vest on February 27, 2018 provided the reporting person remains employed by the Company as of such date. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. F4 · derivative.expiration_date: On February 27, 2014, the reporting person was granted 1,250 RSUs which vested one third on February 27, 2016 (as previously reported on Form 4) and one third on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. The remaining 416 RSUs will vest on February 27, 2018 provided the reporting person remains employed by the Company as of such date. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:24 UTC | ESCALADE INC esca · Entity 6032 | PurchaseCommon Stock | 316 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000007 · primary_doc.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,933.229 F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:24 UTC | ESCALADE INC esca · Entity 6032 | Exercise / conversionCommon Stock | 417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000007 · primary_doc.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,617.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 23:28 UTC | ESCALADE INC esca · Entity 6032 | GiftCommon Stock | 2,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-16-000003 · primary_doc.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,200.229 F1 · shares: Gift from Mr. Robert E. Griffin, his father. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.