Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APi Group CorpAPG · Entity 3311 | Director · 10% owner | June 11, 2026 | June 12, 2026 |
| NEWELL BRANDS INC.NWL · Entity 4339 | Director | October 02, 2017 | December 19, 2017 |
| Nomad Foods LtdNOMD · Entity 4642 | Director · Co-Chair | May 06, 2026 | May 08, 2026 |
| Restaurant Brands International Inc.QSR · Entity 3102 | Director | December 29, 2018 | January 02, 2019 |
| TIC Solutions, Inc.TIC · Entity 4496 | Director | December 31, 2025 | January 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APi Group Corp
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy MEF Holdings, LLLP | 19,240,426 |
Reported balance
After 2026-06-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-06-11 · Sale · Disposed 2,000,000 · Balance 19,240,426 F1: On June 11, 2026, MEF Holdings, LLLP sold 2,000,000 shares of Common Stock in a block trade at a price of $42.08 per share pursuant to Rule 144 of the Securities Act of 1933, as amended. F2: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Mariposa Acquisition IV, LLC | 102,656 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 102,656 F3: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Brimstone Investments, LLC | 2,711,692 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,711,692 F4: The shares of Common Stock reported herein are held directly by Brimstone Investments LLC, of which Mr. Franklin is the Manager. Brimstone Investments LLC is wholly-owned by a trust of which Mr. Franklin is a beneficiary and holds a limited liability company interest in Mariposa Acquisition IV, LLC. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy Mariposa Acquisition IV, LLC | 3,456,000 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 3,456,000 F5: The Series A Preferred Stock is convertible at any time at the election of the holder, on a 1.5 to 1 basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock will automatically convert into Common Stock on December 31, 2026 (the last day of the seventh full financial year of the Issuer following October 1, 2019, or if such date is not a trading day, the first trading day immediately following such date). F3: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 11, 2026, MEF Holdings, LLLP sold 2,000,000 shares of Common Stock in a block trade at a price of $42.08 per share pursuant to Rule 144 of the Securities Act of 1933, as amended.
F2: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
F3: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
F4: The shares of Common Stock reported herein are held directly by Brimstone Investments LLC, of which Mr. Franklin is the Manager. Brimstone Investments LLC is wholly-owned by a trust of which Mr. Franklin is a beneficiary and holds a limited liability company interest in Mariposa Acquisition IV, LLC.
F5: The Series A Preferred Stock is convertible at any time at the election of the holder, on a 1.5 to 1 basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock will automatically convert into Common Stock on December 31, 2026 (the last day of the seventh full financial year of the Issuer following October 1, 2019, or if such date is not a trading day, the first trading day immediately following such date).
NEWELL BRANDS INC.
Report date October 02, 2017 · Filed December 19, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy MEF Holdings, LLLP | 2,047,227 |
Reported balance
After 2017-10-02 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-10-02 · Sale · Disposed 2,047,022 · Balance 2,047,227 F4: The reported price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal. F3: On October 2, 2017, the reporting person sold the LP Interest to a trust for an installment note as further described in footnote 4 below. F1: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests"). F2: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests").
F2: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein.
F3: On October 2, 2017, the reporting person sold the LP Interest to a trust for an installment note as further described in footnote 4 below.
F4: The reported price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal.
Nomad Foods Ltd
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectBY RSMA, LLC | 3,321,251 |
Reported balance
After 2026-05-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-06 · Other · Disposed 220,000 · Balance 3,321,251 F1: 220,000 shares previously reported as held indirectly by RSMA, LLC, of which Mr. Franklin is the managing member, were transferred to the Martin E. Franklin Revocable Trust (the "Franklin Trust") for estate planning purposes. F2: These Ordinary Shares are held by directly by RSMA, LLC, of which Mr. Franklin is the managing member. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy the Martin E. Franklin Revocable Trust | 7,442,212 |
Reported balance
After 2026-05-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-05-06 · Other · Acquired 220,000 · Balance 7,442,212 F1: 220,000 shares previously reported as held indirectly by RSMA, LLC, of which Mr. Franklin is the managing member, were transferred to the Martin E. Franklin Revocable Trust (the "Franklin Trust") for estate planning purposes. F4: These Ordinary Shares are held by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.14 · Expires 2031-05-07 | Direct | 1,000,000 |
Reported balance
After 2026-05-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-07 · Grant · Acquired 1,000,000 · Balance 1,000,000 F5: Subject to (i) the Reporting Person satisfying the share purchase component under the Issuer's Co-Investment and Share Option Matching Sub Plan (the "Sub Plan") between May 5, 2025 and June 5, 2027 and (ii) the Issuer's achievement of the share price performance target during the period beginning May 7, 2026 and ending on May 7, 2031 (the "Performance Period"), the Options will vest and become exercisable, if at all, on the later of (x) May 7, 2029 and (y) the achievement of the specified share price performance target during the Performance Period. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Brimstone Investments LLC | 112,500 |
Reported balance
Holding disclosure · report date 2026-05-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 112,500 F3: These Ordinary Shares reported herein are held directly by Brimstone, Mr. Franklin is the manager of Brimstone, which is wholly-owned by a family trust of which Mr. Franklin is a beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 220,000 shares previously reported as held indirectly by RSMA, LLC, of which Mr. Franklin is the managing member, were transferred to the Martin E. Franklin Revocable Trust (the "Franklin Trust") for estate planning purposes.
F2: These Ordinary Shares are held by directly by RSMA, LLC, of which Mr. Franklin is the managing member. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
F3: These Ordinary Shares reported herein are held directly by Brimstone, Mr. Franklin is the manager of Brimstone, which is wholly-owned by a family trust of which Mr. Franklin is a beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
F4: These Ordinary Shares are held by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
F5: Subject to (i) the Reporting Person satisfying the share purchase component under the Issuer's Co-Investment and Share Option Matching Sub Plan (the "Sub Plan") between May 5, 2025 and June 5, 2027 and (ii) the Issuer's achievement of the share price performance target during the period beginning May 7, 2026 and ending on May 7, 2031 (the "Performance Period"), the Options will vest and become exercisable, if at all, on the later of (x) May 7, 2029 and (y) the achievement of the specified share price performance target during the Performance Period.
Restaurant Brands International Inc.
Report date December 29, 2018 · Filed January 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 18,357 |
Reported balance
After 2018-12-29 transaction · row 1
1 source rowRow 1 · 2018-12-29 · Grant · Acquired 2,307 · Balance 18,357 F1: Represents restricted stock units that are earned and vested upon grant and that settle upon termination of board service. |
| Exchangeable unitsSEC Table II · derivative / convertible security | Direct | 1,161,469 |
Reported balance
Holding disclosure · report date 2018-12-29 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,161,469 F2: Each Restaurant Brands International Limited Partnership exchangeable unit is convertible, at the Reporting Person's election into common shares of Restaurant Brands International Inc. or a cash amount equal to a prescribed cash amount determined by reference to the weighted average trading price of Restaurant Brands International Inc.'s common shares on the New York Stock Exchange for the 20 consecutive trading days ending on the last business day prior to the exchange date, at the sole discretion of the general partner of Restaurant Brands International Limited Partnership (subject to the consent of the Restaurant Brands International Inc. conflicts committee, in certain circumstances). This conversion right has no expiration date. |
| Exchangeable unitsSEC Table II · derivative / convertible security | IndirectSee Footnote | 157,706 |
Reported balance
Holding disclosure · report date 2018-12-29 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 157,706 F2: Each Restaurant Brands International Limited Partnership exchangeable unit is convertible, at the Reporting Person's election into common shares of Restaurant Brands International Inc. or a cash amount equal to a prescribed cash amount determined by reference to the weighted average trading price of Restaurant Brands International Inc.'s common shares on the New York Stock Exchange for the 20 consecutive trading days ending on the last business day prior to the exchange date, at the sole discretion of the general partner of Restaurant Brands International Limited Partnership (subject to the consent of the Restaurant Brands International Inc. conflicts committee, in certain circumstances). This conversion right has no expiration date. F3: Represents an indirect interest held by RSMA, LLC. The Reporting Person is the managing member of RSMA, LLC and may be considered to have beneficial ownership of RSMA, LLC's interests in Restaurant Brands International, Inc. The Reporting Person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest. |
| Exchangeable unitsSEC Table II · derivative / convertible security | IndirectSee Footnote | 277,310 |
Reported balance
Holding disclosure · report date 2018-12-29 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 277,310 F2: Each Restaurant Brands International Limited Partnership exchangeable unit is convertible, at the Reporting Person's election into common shares of Restaurant Brands International Inc. or a cash amount equal to a prescribed cash amount determined by reference to the weighted average trading price of Restaurant Brands International Inc.'s common shares on the New York Stock Exchange for the 20 consecutive trading days ending on the last business day prior to the exchange date, at the sole discretion of the general partner of Restaurant Brands International Limited Partnership (subject to the consent of the Restaurant Brands International Inc. conflicts committee, in certain circumstances). This conversion right has no expiration date. F4: Represents an indirect interest held by Mini-RSMA, LLC. The Reporting Person is the managing member of Mini-RSMA, LLC and may be considered to have beneficial ownership of Mini-RSMA, LLC's interests in Restaurant Brands International, Inc. The Reporting Person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.25 · Expires 2022-08-01 | Direct | 32,786 |
Reported balance
Holding disclosure · report date 2018-12-29 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 32,786 F5: These options are immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that are earned and vested upon grant and that settle upon termination of board service.
F2: Each Restaurant Brands International Limited Partnership exchangeable unit is convertible, at the Reporting Person's election into common shares of Restaurant Brands International Inc. or a cash amount equal to a prescribed cash amount determined by reference to the weighted average trading price of Restaurant Brands International Inc.'s common shares on the New York Stock Exchange for the 20 consecutive trading days ending on the last business day prior to the exchange date, at the sole discretion of the general partner of Restaurant Brands International Limited Partnership (subject to the consent of the Restaurant Brands International Inc. conflicts committee, in certain circumstances). This conversion right has no expiration date.
F3: Represents an indirect interest held by RSMA, LLC. The Reporting Person is the managing member of RSMA, LLC and may be considered to have beneficial ownership of RSMA, LLC's interests in Restaurant Brands International, Inc. The Reporting Person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
F4: Represents an indirect interest held by Mini-RSMA, LLC. The Reporting Person is the managing member of Mini-RSMA, LLC and may be considered to have beneficial ownership of Mini-RSMA, LLC's interests in Restaurant Brands International, Inc. The Reporting Person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
F5: These options are immediately exercisable.
TIC Solutions, Inc.
Report date December 31, 2025 · Filed January 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Mariposa Acquisition IX, LLC | 0 |
Last balance in matching sequence
After 2026-01-02 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-12-31 · Grant · Acquired 668,347 · Balance 19,545,847 F1: Represents a stock dividend on the Issuer's Series A Preferred Stock. Mariposa Acquisition IX, LLC ("Mariposa IX"), the holder of the Issuer's Series A Preferred Stock, is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten trading days of the calendar year. F2: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock reported herein are held directly by Mariposa Acquisition IX, LLC ("Mariposa IX"). Sir Martin is the manager of Mariposa IX. In such capacity, Sir Martin exercises voting power and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa IX. Sir Martin disclaims beneficial ownership of the shares of Common Stock and Series A Preferred Stock held directly by Mariposa IX except to the extent of his pecuniary interest therein. Row 2 · 2026-01-02 · Other · Disposed 19,545,847 · Balance 0 F3: Represents a pro rata distribution from Mariposa IX to its members. F2: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock reported herein are held directly by Mariposa Acquisition IX, LLC ("Mariposa IX"). Sir Martin is the manager of Mariposa IX. In such capacity, Sir Martin exercises voting power and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa IX. Sir Martin disclaims beneficial ownership of the shares of Common Stock and Series A Preferred Stock held directly by Mariposa IX except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy MEF Holdings, LLLP | 1,952,745 |
Reported balance
After 2026-01-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-01-02 · Other · Acquired 1,952,745 · Balance 1,952,745 F3: Represents a pro rata distribution from Mariposa IX to its members. F4: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Brimstone Investments LLC | 5,410,813 |
Reported balance
After 2026-01-02 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-01-02 · Other · Acquired 5,410,813 · Balance 5,410,813 F3: Represents a pro rata distribution from Mariposa IX to its members. F5: The shares of Common Stock reported herein are held directly by Brimstone, Mr. Franklin is the manager of Brimstone, which is wholly-owned by a family trust of which Mr. Franklin is a beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Martin E. Franklin Revocable Trust | 4,851,977 |
Reported balance
After 2026-01-02 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-01-02 · Other · Acquired 4,851,977 · Balance 4,851,977 F3: Represents a pro rata distribution from Mariposa IX to its members. F6: The shares of Common Stock reported herein are held by the Martin E. Franklin Revocable Trust. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy Mariposa Acquisition IX, LLC | 1,000,000 |
Reported balance
Holding disclosure · report date 2025-12-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,000,000 F7: The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock upon the earlier of (i) immediately following the "change of control dividend date" (as defined in the Issuer's certificate of incorporation) and (ii) December 31, 2034. F2: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock reported herein are held directly by Mariposa Acquisition IX, LLC ("Mariposa IX"). Sir Martin is the manager of Mariposa IX. In such capacity, Sir Martin exercises voting power and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa IX. Sir Martin disclaims beneficial ownership of the shares of Common Stock and Series A Preferred Stock held directly by Mariposa IX except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a stock dividend on the Issuer's Series A Preferred Stock. Mariposa Acquisition IX, LLC ("Mariposa IX"), the holder of the Issuer's Series A Preferred Stock, is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten trading days of the calendar year.
F2: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock reported herein are held directly by Mariposa Acquisition IX, LLC ("Mariposa IX"). Sir Martin is the manager of Mariposa IX. In such capacity, Sir Martin exercises voting power and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa IX. Sir Martin disclaims beneficial ownership of the shares of Common Stock and Series A Preferred Stock held directly by Mariposa IX except to the extent of his pecuniary interest therein.
F3: Represents a pro rata distribution from Mariposa IX to its members.
F4: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
F5: The shares of Common Stock reported herein are held directly by Brimstone, Mr. Franklin is the manager of Brimstone, which is wholly-owned by a family trust of which Mr. Franklin is a beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
F6: The shares of Common Stock reported herein are held by the Martin E. Franklin Revocable Trust.
F7: The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock upon the earlier of (i) immediately following the "change of control dividend date" (as defined in the Issuer's certificate of incorporation) and (ii) December 31, 2034.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Element Solutions Inc
Report date May 04, 2026 · Filed May 05, 2026
Section 16 reporting ended · disclosed 2026-05-05. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Whole Earth Brands, Inc.
Report date August 05, 2024 · Filed August 05, 2024
Jointly reported with Sababa Holdings Free LLC
Section 16 reporting ended · disclosed 2024-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-08-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-08-05 · Other · Acquired 8,905,223 · Balance 0 F1: On August 5, 2024 (the "Effective Time"), Sweet Oak Merger Sub, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Merger Sub") merged with and into the Issuer (the "Merger"), pursuant to an Agreement of Merger, dated February 12, 2024, by and among Sweet Oak Parent LLC (f/k/a Ozark Holdings, LLC), a Delaware limited liability company ("Parent") and Merger Sub, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger Agreement"). Sir Marin E. Franklin ("Sir Martin") is the controlling member of Sababa Partners II LLC, the entity which indirectly has a controlling interest in Parent ("Sababa II"). F2: (Continued from footnote 1) At the Effective Time, the 8,905,223 shares of Common Stock (the "Shares") held by Sababa Holdings FREE LLC ("Sababa") were automatically contributed by Sababa to Sababa II and immediately thereafter, the Shares then held by Sababa II were automatically contributed to Sweet Oak Holdings LP, a Delaware limited partnership and a wholly owned subsidiary of Sababa II ("Sweet Oak Holdings") (in consideration of the issuance by Sweet Oak Holdings of partnership interests therein to Sababa II). The Shares held by Sweet Oak Holdings were then immediately contributed to certain wholly-owned subsidiaries of Sweet Oak Holdings and were then cancelled and ceased to exist pursuant to the Merger Agreement, for no consideration. F3: Prior to the consummation of the Merger, Sababa was the direct beneficial owner of the 8,905,223 shares of Common Stock. Sir Martin is the trustee, settlor and sole beneficiary of the Martin E. Franklin Revocable Trust (the "Franklin Trust") and the manager of Sababa. The Franklin Trust is the sole member of Sababa. Sir Martin is the controlling member of Sababa II. Consequently, Sir Martin and the Franklin Trust may be deemed the beneficial owners of the Shares held by Sababa. Each of Sir Martin and the Franklin Trust expressly disclaim beneficial ownership of any shares not held directly, except to the extent of his or its pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 5, 2024 (the "Effective Time"), Sweet Oak Merger Sub, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Merger Sub") merged with and into the Issuer (the "Merger"), pursuant to an Agreement of Merger, dated February 12, 2024, by and among Sweet Oak Parent LLC (f/k/a Ozark Holdings, LLC), a Delaware limited liability company ("Parent") and Merger Sub, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger Agreement"). Sir Marin E. Franklin ("Sir Martin") is the controlling member of Sababa Partners II LLC, the entity which indirectly has a controlling interest in Parent ("Sababa II").
F2: (Continued from footnote 1) At the Effective Time, the 8,905,223 shares of Common Stock (the "Shares") held by Sababa Holdings FREE LLC ("Sababa") were automatically contributed by Sababa to Sababa II and immediately thereafter, the Shares then held by Sababa II were automatically contributed to Sweet Oak Holdings LP, a Delaware limited partnership and a wholly owned subsidiary of Sababa II ("Sweet Oak Holdings") (in consideration of the issuance by Sweet Oak Holdings of partnership interests therein to Sababa II). The Shares held by Sweet Oak Holdings were then immediately contributed to certain wholly-owned subsidiaries of Sweet Oak Holdings and were then cancelled and ceased to exist pursuant to the Merger Agreement, for no consideration.
F3: Prior to the consummation of the Merger, Sababa was the direct beneficial owner of the 8,905,223 shares of Common Stock. Sir Martin is the trustee, settlor and sole beneficiary of the Martin E. Franklin Revocable Trust (the "Franklin Trust") and the manager of Sababa. The Franklin Trust is the sole member of Sababa. Sir Martin is the controlling member of Sababa II. Consequently, Sir Martin and the Franklin Trust may be deemed the beneficial owners of the Shares held by Sababa. Each of Sir Martin and the Franklin Trust expressly disclaim beneficial ownership of any shares not held directly, except to the extent of his or its pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2024 Filed Jan 3, 2024 19:16 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 3,084,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000328 · wk-form4_1704327399.xml · nonDerivative · entry 4 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By MEF Holdings, LLLP Disclosed balance after: 15,426,902 F5 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP. F5 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP. F5 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP. F6 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2024 Filed Jan 3, 2024 19:16 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 3,084,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000328 · wk-form4_1704327399.xml · nonDerivative · entry 3 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Mariposa Acquisition IV, LLC Disclosed balance after: 3,733 F5 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP. F5 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP. F5 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP. F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. F3 · ownership.nature: (Continued from footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 3,089,944 shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2024 Filed Jan 3, 2024 19:16 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 1,868 | $30.69 | $57,328.92 |
DisclosureSEC source: 0001628280-24-000328 · wk-form4_1704327399.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Mariposa Acquisition IV, LLC Disclosed balance after: 3,088,076 F4 · kind: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided. F4 · shares: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided. F4 · price: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided. F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. F3 · ownership.nature: (Continued from footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 3,089,944 shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 19:16 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 3,089,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000328 · wk-form4_1704327399.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Mariposa Acquisition IV, LLC Disclosed balance after: 3,089,944 F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. F3 · ownership.nature: (Continued from footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 3,089,944 shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 16:35 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-23-000075 · wk-form4_1692736516.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 400,000 F1 · shares: In connection with an estate planning transaction, the Revocable Trust (defined below) transferred shares of the Issuer's common stock to the Family Trust (defined below). There were no third parties involved in this transaction, which was purely estate planning in nature. F2 · price: For tax purposes, the shares were transferred for a price equal to $19.15 per share, which represents the fair market value of a share of the Issuer's common stock based on the average of the high and low trading prices on the transaction date. F4 · ownership.nature: Shares are held by the Sir Martin E. Franklin Family Trust ("Family Trust"), of which Mr. Franklin is a trustee and he and his descendants are beneficiaries. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 16:35 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-23-000075 · wk-form4_1692736516.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 500,000 F1 · shares: In connection with an estate planning transaction, the Revocable Trust (defined below) transferred shares of the Issuer's common stock to the Family Trust (defined below). There were no third parties involved in this transaction, which was purely estate planning in nature. F2 · price: For tax purposes, the shares were transferred for a price equal to $19.15 per share, which represents the fair market value of a share of the Issuer's common stock based on the average of the high and low trading prices on the transaction date. F3 · ownership.nature: Shares are held by the Martin E. Franklin Revocable Trust ("Revocable Trust"), of which Mr. Franklin is the sole settlor, trustee and lifetime beneficiary. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 17:35 UTC | Element Solutions Inc ESI · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 135,000 | $18.90 | $2,551,500.00 |
DisclosureSEC source: 0001590714-22-000089 · wf-form4_166915651559103.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 1,037,000 F1 · ownership.nature: Shares are held by a charitable foundation in which the reporting person serves as a director and officer. The reporting person disclaims beneficial ownership of, and has no pecuniary interest in, these shares. Read SEC document |
| November 15, 2022 Filed Nov 15, 2022 17:55 UTC | Element Solutions Inc ESI · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 350,000 | $19.14 | $6,699,000.00 |
DisclosureSEC source: 0001590714-22-000087 · wf-form4_166855291829871.xml · nonDerivative · entry 3 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 902,000 F4 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $18.89 to $19.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held by a charitable Foundation in which the reporting person serves as a director and officer. The reporting person disclaims beneficial ownership of, and has no pecuniary interest in, these shares. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 17:55 UTC | Element Solutions Inc ESI · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 250,000 | $19.11 | $4,777,500.00 |
DisclosureSEC source: 0001590714-22-000087 · wf-form4_166855291829871.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 552,000 F3 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $18.90 to $19.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held by a charitable Foundation in which the reporting person serves as a director and officer. The reporting person disclaims beneficial ownership of, and has no pecuniary interest in, these shares. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 17:55 UTC | Element Solutions Inc ESI · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 302,000 | $18.96 | $5,725,920.00 |
DisclosureSEC source: 0001590714-22-000087 · wf-form4_166855291829871.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 302,000 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $18.90 to $19.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held by a charitable Foundation in which the reporting person serves as a director and officer. The reporting person disclaims beneficial ownership of, and has no pecuniary interest in, these shares. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 17:20 UTC | Element Solutions Inc ESI · Entity 3625 | GrantPerformance Stock Units · Derivative | 300,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-22-000007 · wf-form4_164513641168203.xml · derivative · entry 5 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F2 · price: The vesting of these PRSUs is subject to the achievement by the Issuer of a performance target of adjusted earnings per share of $2.72 per annum by December 31, 2026. The actual number of shares earned will be determined by applying a total shareholder return (TSR) multiplier based on the Issuer's TSR relative to the applicable benchmark index for the performance period. The TSR multiplier will range from 0.85 to 1.15. F2 · derivative.exercise_date: The vesting of these PRSUs is subject to the achievement by the Issuer of a performance target of adjusted earnings per share of $2.72 per annum by December 31, 2026. The actual number of shares earned will be determined by applying a total shareholder return (TSR) multiplier based on the Issuer's TSR relative to the applicable benchmark index for the performance period. The TSR multiplier will range from 0.85 to 1.15. F2 · derivative.expiration_date: The vesting of these PRSUs is subject to the achievement by the Issuer of a performance target of adjusted earnings per share of $2.72 per annum by December 31, 2026. The actual number of shares earned will be determined by applying a total shareholder return (TSR) multiplier based on the Issuer's TSR relative to the applicable benchmark index for the performance period. The TSR multiplier will range from 0.85 to 1.15. F2 · derivative.underlying_shares: The vesting of these PRSUs is subject to the achievement by the Issuer of a performance target of adjusted earnings per share of $2.72 per annum by December 31, 2026. The actual number of shares earned will be determined by applying a total shareholder return (TSR) multiplier based on the Issuer's TSR relative to the applicable benchmark index for the performance period. The TSR multiplier will range from 0.85 to 1.15. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 17:20 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionPerformance Stock Units · Derivative | 400,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-22-000007 · wf-form4_164513641168203.xml · derivative · entry 4 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents settlement of a performance stock unit ("PRSU") award granted on 1/30/2019 and previously reported. Each PRSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Represents settlement of a performance stock unit ("PRSU") award granted on 1/30/2019 and previously reported. Each PRSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Represents settlement of a performance stock unit ("PRSU") award granted on 1/30/2019 and previously reported. Each PRSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 17:20 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-22-000007 · wf-form4_164513641168203.xml · nonDerivative · entry 3 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 900,000 F1 · price: Represents settlement of a performance stock unit ("PRSU") award granted on 1/30/2019 and previously reported. Each PRSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 17:20 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-22-000007 · wf-form4_164513641168203.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents settlement of a performance stock unit ("PRSU") award granted on 1/30/2019 and previously reported. Each PRSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 17:20 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-22-000007 · wf-form4_164513641168203.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents settlement of a performance stock unit ("PRSU") award granted on 1/30/2019 and previously reported. Each PRSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 04, 2022 Filed Jan 4, 2022 21:20 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 3,095,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000677 · doc4.xml · nonDerivative · entry 3 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MEF Holdings, LLLP Disclosed balance after: 12,342,559 F4 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F4 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F4 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F5 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 04, 2022 Filed Jan 4, 2022 21:20 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 3,095,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000677 · doc4.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition IV, LLC Disclosed balance after: 0 F4 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F4 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F4 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. F3 · ownership.nature: (Continued from Footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 12,342,559 shares of Common Stock and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:20 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 3,095,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000677 · doc4.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition IV, LLC Disclosed balance after: 3,095,008 F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. F3 · ownership.nature: (Continued from Footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 12,342,559 shares of Common Stock and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 05, 2021 Filed Jan 5, 2021 18:27 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 9,247,551 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-000479 · doc4.xml · nonDerivative · entry 3 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MEF Holdings, LLLP Disclosed balance after: 9,247,551 F5 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F5 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F5 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F6 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 05, 2021 Filed Jan 5, 2021 18:27 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 9,247,551 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-000479 · doc4.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition IV, LLC Disclosed balance after: 0 F5 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F5 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F5 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F3 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 5) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock (prior to the distribution described in footnote 4) and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. F4 · ownership.nature: (Continued from footnote 3) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 9,247,551 shares of Common Stock and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 18:27 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 5,378,743 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-000479 · doc4.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition IV, LLC Disclosed balance after: 9,247,551 F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F2 · balance_after: Represents a change in reporting to reflect only that number of shares of Common Stock and Series A Preferred Stock held directly by Mariposa Acquisition IV, LLC in which Mr. Franklin may be deemed to have a pecuniary interest rather than reporting all shares held directly by Mariposa Acquisition IV, LLC. F3 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 5) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock (prior to the distribution described in footnote 4) and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. F4 · ownership.nature: (Continued from footnote 3) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 9,247,551 shares of Common Stock and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 17:10 UTC | Element Solutions Inc ESI · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 500,000 | $11.50 | $5,750,000.00 |
DisclosureSEC source: 0001590714-20-000123 · wf-form4_160219138051785.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 500,000 Read SEC document |
| February 27, 2020 Filed Feb 27, 2020 17:35 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 2,605,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000021 · wf-form4_158284293075790.xml · nonDerivative · entry 4 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By RSMA, LLC Disclosed balance after: 2,848,971 F2 · kind: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER. F2 · price: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER. F2 · ownership.nature: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER. Read SEC document |
| February 27, 2020 Filed Feb 27, 2020 17:35 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 4,452,063 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000021 · wf-form4_158284293075790.xml · nonDerivative · entry 3 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By MEF Holdings, LLLP Disclosed balance after: 6,889,512 F2 · kind: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER. F2 · price: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER. F2 · ownership.nature: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER. Read SEC document |
| February 27, 2020 Filed Feb 27, 2020 17:35 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 11,509,987 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000021 · wf-form4_158284293075790.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition, LLC Disclosed balance after: 0 F2 · kind: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER. F2 · price: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER. F2 · ownership.nature: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 17:35 UTC | Element Solutions Inc ESI · Entity 3625 | ConversionSeries A Preferred Stock, par value $0.01 per share · Derivative | 1,060,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-20-000021 · wf-form4_158284293075790.xml · derivative · entry 6 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition, LLC Disclosed balance after: 0 Underlying: Common Stock · 1,060,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). F1 · price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). F1 · derivative.exercise_date: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). F1 · derivative.expiration_date: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). F1 · ownership.nature: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 17:35 UTC | Element Solutions Inc ESI · Entity 3625 | ConversionCommon Stock, par value $0.01 per share | 1,060,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000021 · wf-form4_158284293075790.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition, LLC Disclosed balance after: 11,509,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). F1 · ownership.nature: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 16:06 UTC | Element Solutions Inc ESI · Entity 3625 | GrantPerformance Stock Units · Derivative | 400,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-19-000013 · wf-form4_154905519889830.xml · derivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires not disclosed F1 · price: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 17:45 UTC | Restaurant Brands International Inc. QSR · Entity 3102 | GrantCommon Shares | 2,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000393 · doc4.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,357 F1 · shares: Represents restricted stock units that are earned and vested upon grant and that settle upon termination of board service. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 16:49 UTC | Element Solutions Inc PAH · Entity 3625 | SaleCommon Stock, par value $0.01 per share | 2,419,258 | $9.91 | $23,974,846.78 |
DisclosureSEC source: 0001590714-18-000144 · wf-form4_154586096730853.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MEF Holdings II, LLLP Disclosed balance after: 2,419,500 F2 · price: The reported per share price was determined by applying the mean of the highest and lowest quoted selling prices of the shares on the date of the transaction. Such reported price per share and the principal amount of the installment note evidencing the purchase price of the LP Interest is subject to any and all valuation discounts applicable to the determination of the fair market value of the LP Interest for federal gift tax purposes as of the date of the transaction, to be determined pursuant to a third-party appraisal. F1 · acquired: On December 21, 2018, the reporting person sold the LP Interest (as defined in footnote 3 below) to MEF Holdings, LLLP ("MEF LLLP") for an installment note as further described in footnote 2 below. The reporting person is the indirect general partner and holder of all general partnership interests of MEF LLLP. F3 · balance_after: Prior to the sale transaction reported herein, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest"). F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein. F3 · ownership.direct: Prior to the sale transaction reported herein, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to the sale transaction reported herein, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein. Read SEC document |
| December 21, 2018 Filed Apr 19, 2019 18:29 UTC Amendment | Element Solutions Inc ESI · Entity 3625 | SaleCommon Stock, par value $0.01 per share | 2,419,258 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-19-000068 · wf-form4a_155571296233356.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By MEF Holdings II, LLLP Disclosed balance after: 2,419,500 F1 · date: THIS AMENDMENT ON FORM 4/A IS BEING FILED TO AMEND THE ORIGINAL FORM 4 FILED ON DECEMBER 26, 2018 (THE "ORIGINAL FORM 4") FOLLOWING A THIRD-PARTY VALUATION IN CONNECTION WITH THE TRANSFER OF THE LP INTEREST (AS DEFINED IN FOOTNOTE 4 BELOW) MADE FOR ESTATE PLANNING PURPOSES. EXCEPT FOR SUCH VALUATION, ALL OTHER REPORTED INFORMATION IN TABLE I REMAINS UNCHANGED. THIS TRANSACTION DID NOT IMPACT THE AGGREGATE NUMBER OF SHARES OVER WHICH THE REPORTING PERSON HAD THE POWER TO VOTE OR TO DIRECT THE VOTE OR THE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION. F3 · price: A third-party appraisal of the fair market value of the LP Interest for federal gift tax purposes as of the date of the transaction, after application of all valuation discounts, determined the value of such LP Interest to be $6.29 per share, which was less than the price per share of the shares of the issuer as of the date of the transaction. F2 · acquired: On December 21, 2018, the reporting person transferred the LP Interest to MEF Holdings, LLLP ("MEF LLLP") for an installment note, as further described in the Original Form 4. The reporting person is the indirect general partner and holder of all general partnership interests of MEF LLLP. F4 · balance_after: Prior to the transaction reported in the Original Form 4, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest"). F5 · balance_after: Following the transaction reported in the Original Form 4, the reporting person continues to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein. F4 · ownership.direct: Prior to the transaction reported in the Original Form 4, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest"). F5 · ownership.direct: Following the transaction reported in the Original Form 4, the reporting person continues to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein. F4 · ownership.nature: Prior to the transaction reported in the Original Form 4, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest"). F5 · ownership.nature: Following the transaction reported in the Original Form 4, the reporting person continues to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 16:32 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 200,000 | $10.96 | $2,192,000.00 |
DisclosureSEC source: 0001590714-18-000139 · wf-form4_154508232308223.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 2,419,500 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.89 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 18:53 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 90,000 | $10.89 | $980,100.00 |
DisclosureSEC source: 0001590714-18-000136 · wf-form4_154457237038209.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 2,219,500 F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.76 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 18:53 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 60,750 | $11.00 | $668,250.00 |
DisclosureSEC source: 0001590714-18-000136 · wf-form4_154457237038209.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 2,129,500 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.96 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 17:49 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 126,000 | $10.98 | $1,383,480.00 |
DisclosureSEC source: 0001590714-18-000132 · wf-form4_154327254768052.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 2,068,750 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.95 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 20:28 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 36,000 | $10.76 | $387,360.00 |
DisclosureSEC source: 0001590714-18-000128 · wf-form4_154276369598678.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 1,942,750 F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.60 to $10.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 20:28 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 18,000 | $10.72 | $192,960.00 |
DisclosureSEC source: 0001590714-18-000128 · wf-form4_154276369598678.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 1,906,750 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.50 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2018 Filed Nov 14, 2018 16:51 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 45,000 | $10.60 | $477,000.00 |
DisclosureSEC source: 0001590714-18-000120 · wf-form4_154223228388802.xml · nonDerivative · entry 4 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 1,888,750 F4 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.49 to $10.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 16:51 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 45,000 | $10.76 | $484,200.00 |
DisclosureSEC source: 0001590714-18-000120 · wf-form4_154223228388802.xml · nonDerivative · entry 3 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 1,843,750 F3 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.65 to $10.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:51 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 81,000 | $10.75 | $870,750.00 |
DisclosureSEC source: 0001590714-18-000120 · wf-form4_154223228388802.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 1,798,750 F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.63 to $10.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 16:51 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 33,750 | $10.99 | $370,912.50 |
DisclosureSEC source: 0001590714-18-000120 · wf-form4_154223228388802.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 1,717,750 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.96 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 17:57 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 481,500 | $10.98 | $5,286,870.00 |
DisclosureSEC source: 0001590714-18-000113 · wf-form4_154163144207455.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 1,684,000 F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.84 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 17:57 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 67,500 | $10.92 | $737,100.00 |
DisclosureSEC source: 0001590714-18-000113 · wf-form4_154163144207455.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 1,202,500 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.78 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| August 15, 2018 Filed Aug 15, 2018 17:47 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 190,000 | $11.99 | $2,278,100.00 |
DisclosureSEC source: 0001590714-18-000096 · wf-form4_153436964874729.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 1,135,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $11.94 to $12.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 17:47 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 70,000 | $12.08 | $845,600.00 |
DisclosureSEC source: 0001590714-18-000096 · wf-form4_153436964874729.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 945,000 Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 16:25 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 375,000 | $12.25 | $4,593,750.00 |
DisclosureSEC source: 0001590714-18-000089 · wf-form4_153384633676270.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 875,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.20 to $12.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 18:48 UTC | Restaurant Brands International Inc. QSR · Entity 3102 | GrantCommon Shares | 1,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001352 · doc4.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,050 F1 · shares: Represents restricted stock units that are earned and vested upon grant and that settle upon termination of board service. Read SEC document |
| December 18, 2017 Filed Dec 18, 2017 19:21 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 135,533 | $9.84 | $1,333,644.72 |
DisclosureSEC source: 0001590714-17-000180 · wf-form4_151364284512516.xml · nonDerivative · entry 3 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 500,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 19:21 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 200,000 | $9.60 | $1,920,000.00 |
DisclosureSEC source: 0001590714-17-000180 · wf-form4_151364284512516.xml · nonDerivative · entry 2 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 364,467 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 19:21 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 164,467 | $9.57 | $1,573,949.19 |
DisclosureSEC source: 0001590714-17-000180 · wf-form4_151364284512516.xml · nonDerivative · entry 1 FRANKLIN MARTIN E · CIK 0000940603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin E. Franklin Revocable Trust Disclosed balance after: 164,467 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.