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LAFFER ARTHUR B

Disclosed activity across 8 companies

Tapewire entity
38977
SEC CIK
0001090307

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Brera Holdings PLCSLMT · Entity 7269DirectorMarch 18, 2026March 18, 2026
EVO Transportation & Energy Services, Inc.EVO · Entity 109203DirectorAugust 13, 2018October 12, 2018
GEE Group Inc.JOB · Entity 7497DirectorJanuary 09, 2018January 11, 2018
NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001DirectorJune 10, 2026June 12, 2026
NexPoint Real Estate Finance, Inc.NREF · Entity 5647DirectorApril 02, 2026April 06, 2026
NexPoint Residential Trust, Inc.NXRT · Entity 4824DirectorMay 22, 2026May 27, 2026
OpenWorld, Inc.VRME · Entity 8052DirectorMarch 10, 2025March 11, 2025
VINEBROOK HOMES TRUST, INC.NA · Entity 52505DirectorApril 02, 2026April 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Brera Holdings PLC

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table I · non-derivativeDirect10,000 Reported balance Holding disclosure · report date 2026-03-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 10,000

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F1: Each RSU represents a contingent right to receive one Class B Ordinary Share nominal value $0.05 per share (the "Class B Ordinary Shares") at an exercise price of $0.00 per share. The RSUs vest in eight equal quarterly installments, commencing on October 21, 2025, subject to the Reporting Person's continued service to the Issuer through each such vesting date. All unvested RSUs will fully accelerate and become immediately vested upon a Change in Control (as defined in the Restricted Stock Award Agreement), death, Disability (as defined in the Restricted Stock Award Agreement), retirement, or termination by the Issuer without Cause (as defined in the Restricted Stock Award Agreement). The expiration date of the RSUs is July 21, 2027, which is the date of the final vesting installment.

F2: Includes 11,112 RSUs that have fully vested as of January 21, 2026 but have not yet been settled. Each RSU represents a contingent right to receive one Class B Ordinary Share at an exercise price of $0.00. The Class B Ordinary Shares underlying these vested RSUs will be delivered to the Reporting Person as soon as practicable.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one Class B Ordinary Share nominal value $0.05 per share (the "Class B Ordinary Shares") at an exercise price of $0.00 per share. The RSUs vest in eight equal quarterly installments, commencing on October 21, 2025, subject to the Reporting Person's continued service to the Issuer through each such vesting date. All unvested RSUs will fully accelerate and become immediately vested upon a Change in Control (as defined in the Restricted Stock Award Agreement), death, Disability (as defined in the Restricted Stock Award Agreement), retirement, or termination by the Issuer without Cause (as defined in the Restricted Stock Award Agreement). The expiration date of the RSUs is July 21, 2027, which is the date of the final vesting installment.

F2: Includes 11,112 RSUs that have fully vested as of January 21, 2026 but have not yet been settled. Each RSU represents a contingent right to receive one Class B Ordinary Share at an exercise price of $0.00. The Class B Ordinary Shares underlying these vested RSUs will be delivered to the Reporting Person as soon as practicable.

EVO Transportation & Energy Services, Inc.

Report date August 13, 2018 · Filed October 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2028-08-13Direct100,000 Reported balance After 2018-08-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-08-13 · Grant · Acquired 100,000 · Balance 100,000

F1: 25,000 shares vest on each of 8/13/18, 8/13/19, 8/13/20 and 8/13/21.

Filing footnotes · ownership attribution and instrument terms

F1: 25,000 shares vest on each of 8/13/18, 8/13/19, 8/13/20 and 8/13/21.

GEE Group Inc.

Report date January 09, 2018 · Filed January 11, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect90,160 Reported balance After 2018-01-09 transaction · row 1
1 source row

Row 1 · 2018-01-09 · Purchase · Acquired 11,589 · Balance 90,160

Common StockSEC Table I · non-derivativeDirect90,860 Reported balance After 2018-01-10 transaction · row 2
1 source row

Row 2 · 2018-01-10 · Purchase · Acquired 700 · Balance 90,860

NEXPOINT DIVERSIFIED REAL ESTATE TRUST

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect133,465.521 Reported balance After 2026-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 133,465.521

F1: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-10 · Exercise / conversion · Disposed 4,830 · Balance 0

F1: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Common StockSEC Table I · non-derivativeIndirectBy limited liability company123,023 Reported balance Holding disclosure · report date 2026-06-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 123,023

F2: Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

F3: The reporting person holds these shares indirectly through a limited liability company which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

F3: The reporting person holds these shares indirectly through a limited liability company which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Real Estate Finance, Inc.

Report date April 02, 2026 · Filed April 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,009 Reported balance After 2026-04-03 transaction · row 1
1 source row

Row 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 65,009

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,154 Reported balance After 2026-04-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-03 · Exercise / conversion · Disposed Not disclosed · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Residential Trust, Inc.

Report date May 22, 2026 · Filed May 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,081 Reported balance After 2026-05-22 transaction · row 1
1 source row

Row 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 24,081

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Common StockSEC Table I · non-derivativeIndirectBy limited liability company34,304 Reported balance Holding disclosure · report date 2026-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 34,304

F3: The reporting person holds these shares indirectly through a limited liability company in which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3: The reporting person holds these shares indirectly through a limited liability company in which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

OpenWorld, Inc.

Report date March 10, 2025 · Filed March 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001SEC Table I · non-derivativeDirect328,910.825 Reported balance After 2025-03-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-03-10 · Purchase · Acquired 14,000 · Balance 328,910.825

F1: Includes (i) 35,000 shares of restricted stock that vest on 6/5/2025 and (ii) 89,310 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the reporting person's service as a director.

Common Stock, par value $0.001SEC Table I · non-derivativeIndirectBy Jama Land, LLC61,925 Reported balance After 2025-03-10 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-03-10 · Purchase · Acquired 14,000 · Balance 61,925

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7048 to $0.7099. Mr. Laffer undertakes to provide VerifyMe, Inc., any security holder of VerifyMe, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3: Mr. Laffer is a Managing Member of Jama Land, LLC.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.03 · Expires 2025-04-16Direct3,000 Reported balance Holding disclosure · report date 2025-03-10 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 3,000

F4: This option is fully exercisable as of the date of this report.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.22 · Expires 2027-10-14IndirectBy Jama Land, LLC31,104 Reported balance Holding disclosure · report date 2025-03-10 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 31,104

F3: Mr. Laffer is a Managing Member of Jama Land, LLC.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.60 · Expires 2025-06-22Direct10,800 Reported balance Holding disclosure · report date 2025-03-10 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 10,800

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.60 · Expires 2025-06-22Direct25,600 Reported balance Holding disclosure · report date 2025-03-10 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 25,600

Filing footnotes · ownership attribution and instrument terms

F1: Includes (i) 35,000 shares of restricted stock that vest on 6/5/2025 and (ii) 89,310 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the reporting person's service as a director.

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7048 to $0.7099. Mr. Laffer undertakes to provide VerifyMe, Inc., any security holder of VerifyMe, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3: Mr. Laffer is a Managing Member of Jama Land, LLC.

F4: This option is fully exercisable as of the date of this report.

VINEBROOK HOMES TRUST, INC.

Report date April 02, 2026 · Filed April 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,090.835 Reported balance After 2026-04-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-03 · Exercise / conversion · Acquired 2,202 · Balance 8,090.835

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,187 Reported balance After 2026-04-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-02 · Grant · Acquired 2,187 · Balance 2,187

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F4: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-03 · Exercise / conversion · Disposed 2,202 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F5: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Common StockSEC Table I · non-derivativeIndirectBy limited liability company53,981.881 Reported balance Holding disclosure · report date 2026-04-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 53,981.881

F2: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer.

F3: The reporting person holds these shares indirectly through a limited liability company which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer.

F3: The reporting person holds these shares indirectly through a limited liability company which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 09, 2024 Filed Apr 10, 2024 11:13 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 PurchaseCommon Stock 20,000 $6.17 $123,400.00
Disclosure

SEC source: 0001437749-24-011586 · rdgdoc.xml · nonDerivative · entry 2

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By limited liability company

Disclosed balance after: 88,276

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.12 to $6.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

F2 · ownership.nature: The reporting person holds these shares indirectly through a limited liability company in which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 11:13 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 PurchaseCommon Stock 20,000 $6.12 $122,400.00
Disclosure

SEC source: 0001437749-24-011586 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By limited liability company

Disclosed balance after: 68,276

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.06 to $6.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: The reporting person holds these shares indirectly through a limited liability company in which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:44 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Shares Units · Derivative 7,463 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-011457 · rdgdoc.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F3 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 7,463 restricted shares units which vested on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 7,463 restricted shares units which vested on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:44 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 7,463 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-011457 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 16:20 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 4,274 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-011396 · rdgdoc.xml · derivative · entry 2

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 4,274 restricted stock units. The restricted stock units vested on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 4,274 restricted stock units. The restricted stock units vested on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 16:20 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 4,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-011396 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
April 03, 2024 Filed Apr 4, 2024 20:40 UTC VINEBROOK HOMES TRUST, INC. N/A · Entity 52505 GrantRestricted Stock Units · Derivative 1,781 $0.00 $0.00
Disclosure

SEC source: 0001755755-24-000030 · wk-form4_1712277595.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,781

Underlying: Common Stock · 1,781 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

F2 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 1,781 restricted stock units, which will vest on April 3, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 3, 2024, the reporting person was granted 1,781 restricted stock units, which will vest on April 3, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 19:24 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 2,794 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-010483 · rdgdoc.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which vested on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which vested on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 19:24 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 2,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-010483 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 16:29 UTC OpenWorld, Inc. VRME · Entity 8052 PurchaseCommon Stock, par value $0.001 3,700 $1.37 $5,065.30
Disclosure

SEC source: 0001062993-24-007132 · form4.xml · nonDerivative · entry 2

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jama Land, LLC

Disclosed balance after: 47,925

F3 · ownership.nature: Mr. Laffer is a Managing Member of Jama Land, LLC.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 16:29 UTC OpenWorld, Inc. VRME · Entity 8052 PurchaseCommon Stock, par value $0.001 7,394.825 $1.36 $10,034.78
Disclosure

SEC source: 0001062993-24-007132 · form4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,910.825

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.3532 to $1.36. Mr. Laffer undertakes to provide VerifyMe, Inc., any security holder of VerifyMe, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes (i) 86,806 shares of restricted stock that vest on 6/7/2024 and (ii) 89,310 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the Reporting Person's service as a director.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 16:20 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Shares Units · Derivative 11,698 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-008529 · rdgdoc.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,698

Underlying: Common Shares · 11,698 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On March 18, 2024, the reporting person was granted 11,698 restricted shares units which will vest on March 18, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 18, 2024, the reporting person was granted 11,698 restricted shares units which will vest on March 18, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 16:26 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 GrantRestricted Stock Units · Derivative 4,530 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-008117 · rdgdoc.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,530

Underlying: Common Stock · 4,530 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units, which vest on March 13, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units, which vest on March 13, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 16:18 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 GrantRestricted Stock Units · Derivative 4,117 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-008107 · rdgdoc.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,117

Underlying: Common Stock · 4,117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 4,117 restricted stock units, which will vest on March 13, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 4,117 restricted stock units, which will vest on March 13, 2025. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 16:37 UTC OpenWorld, Inc. VRME · Entity 8052 GrantCommon Stock, par value $0.001 8,000 $0.97 $7,760.00
Disclosure

SEC source: 0001062993-24-005227 · form4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,516

F1 · kind: These shares were acquired under the VerifyMe, Inc. 2021 Stock Purchase Plan in a transaction exempt under Rule 16b-3(d).

F2 · balance_after: Includes (i) 86,806 shares of restricted stock that vest on 6/7/2024 and (ii) 89,310 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the Reporting Person's service as a director.

Read SEC document
September 17, 2023 Filed Sep 19, 2023 16:31 UTC OpenWorld, Inc. VRME · Entity 8052 Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018262 · form4.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 9/17/2023, and become payable upon separation of the Reporting Person's service as a director.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 9/17/2023, and become payable upon separation of the Reporting Person's service as a director.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 9/17/2023, and become payable upon separation of the Reporting Person's service as a director.

Read SEC document
September 17, 2023 Filed Sep 19, 2023 16:31 UTC OpenWorld, Inc. VRME · Entity 8052 Exercise / conversionCommon Stock, par value $0.001 7,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018262 · form4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 9/17/2023, and become payable upon separation of the Reporting Person's service as a director.

F2 · balance_after: Includes (i) 86,806 shares of restricted stock that vest on 6/7/2024 and (ii) 89,310 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the Reporting Person's service as a director.

Read SEC document
August 31, 2023 Filed Sep 11, 2023 16:32 UTC OpenWorld, Inc. VRME · Entity 8052 GrantCommon Stock, par value $0.001 8,000 $0.96 $7,680.00
Disclosure

SEC source: 0001062993-23-017906 · form4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,516

F1 · kind: These shares were acquired under the VerifyMe, Inc. 2021 Stock Purchase Plan in a transaction exempt under Rule 16b-3(d).

F2 · balance_after: Includes (i) 86,806 shares of restricted stock that vest on 6/7/2024 and (ii) 82,310 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the Reporting Person's service as a director.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 16:42 UTC OpenWorld, Inc. VRME · Entity 8052 GrantCommon Stock, par value $0.001 86,806 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013175 · form4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,516

F1 · shares: This restricted stock award was granted under the VerifyMe, Inc. 2020 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests on 6/7/2024, subject to the Reporting Person's continuous service as a member of the board of directors.

F2 · balance_after: Includes 82,310 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the Reporting Person's service as a director.

F3 · balance_after: Includes 86,806 shares of restricted stock.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 16:21 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 GrantRestricted Stock Units · Derivative 1,586 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-010177 · rdgdoc.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,586

Underlying: Common Stock · 1,586 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

F2 · derivative.exercise_date: On April 11, 2023, the reporting person was granted 1,586 restricted stock units, which will vest on April 11, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 11, 2023, the reporting person was granted 1,586 restricted stock units, which will vest on April 11, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 04, 2023 Filed Apr 5, 2023 16:35 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 GrantRestricted Stock Units · Derivative 4,274 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-009547 · rdgdoc.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,274

Underlying: Common Stock · 4,274 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 4,274 restricted stock units which will vest on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 4,274 restricted stock units which will vest on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 16:04 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Shares Units · Derivative 7,463 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-009650 · rdgdoc.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,463

Underlying: Common Shares · 7,463 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 7,463 restricted shares units which will vest on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 7,463 restricted shares units which will vest on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 18:07 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 GrantRestricted Stock Units · Derivative 2,794 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-008458 · rdgdoc.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,794

Underlying: Common Stock · 2,794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 2,794 restricted stock units which will vest on March 28, 2024. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 16:35 UTC OpenWorld, Inc. VRME · Entity 8052 GrantCommon Stock, par value $0.001 8,000 $1.19 $9,520.00
Disclosure

SEC source: 0001062993-23-005592 · form4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,710

F1 · kind: These shares were acquired under the VerifyMe, Inc. 2021 Stock Purchase Plan in a transaction exempt under Rule 16b-3(d).

F2 · balance_after: Includes 82,310 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the Reporting Person's service as a director.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 17:20 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 3,116 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004417 · rdgdoc.xml · derivative · entry 2

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 3,116 restricted stock units which vested on February 21, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 3,116 restricted stock units which vested on February 21, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 17:20 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 3,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004417 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 17:28 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 2,078 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004220 · rdgdoc.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

F4 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which vested on February 17, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which vested on February 17, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 17:28 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 2,078 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004220 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,247.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

F2 · balance_after: Includes shares of common stock acquired under the distribution reinvestment plan of VineBrook Homes Trust, Inc.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 16:40 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 1,599 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004169 · rdgdoc.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units, which vested on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units, which vested on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 16:40 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 1,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004169 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 16:31 UTC OpenWorld, Inc. VRME · Entity 8052 Exercise / conversionRestricted Stock Units · Derivative 39,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000055 · form4.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 · 39,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis and become payable upon separation of the Reporting Person's service as a director.

F4 · derivative.exercise_date: These restricted stock units vested on 1/1/2023.

F4 · derivative.expiration_date: These restricted stock units vested on 1/1/2023.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 16:31 UTC OpenWorld, Inc. VRME · Entity 8052 Exercise / conversionCommon Stock, par value $0.001 39,308 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000055 · form4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis and become payable upon separation of the Reporting Person's service as a director.

F2 · balance_after: Includes 82,310 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the Reporting Person's service as a director.

Read SEC document
September 21, 2022 Filed Sep 21, 2022 17:44 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 PurchaseCommon Stock 6,762 $14.79 $100,009.98
Disclosure

SEC source: 0001437749-22-022867 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited liability company

Disclosed balance after: 45,499

F1 · ownership.nature: The reporting person holds these shares indirectly through a limited liability company in which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 17, 2022 Filed Sep 19, 2022 16:32 UTC OpenWorld, Inc. VRME · Entity 8052 Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019695 · form4.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock, par value $0.001 · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/17/2021 and 9/17/2022 and, except as otherwise provided in the award notice, vest one-third on 9/17/2023, subject to continuous service as a member of the board of directors, and become payable upon separation of the Reporting Person's service as a director.

F4 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/17/2021 and 9/17/2022 and, except as otherwise provided in the award notice, vest one-third on 9/17/2023, subject to continuous service as a member of the board of directors, and become payable upon separation of the Reporting Person's service as a director.

Read SEC document
September 17, 2022 Filed Sep 19, 2022 16:32 UTC OpenWorld, Inc. VRME · Entity 8052 Exercise / conversionCommon Stock, par value $0.001 7,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019695 · form4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 43,002 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the Reporting Person's service as a director.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 18:14 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 PurchaseCommon Stock 4,701 $52.92 $248,776.92
Disclosure

SEC source: 0001437749-22-021703 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited liability company

Disclosed balance after: 34,304

Read SEC document
August 31, 2022 Filed Sep 1, 2022 16:40 UTC OpenWorld, Inc. VRME · Entity 8052 GrantCommon Stock, par value $0.001 8,000 $1.20 $9,600.00
Disclosure

SEC source: 0001062993-22-018977 · form4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,402

F1 · kind: These shares were acquired under the VerifyMe, Inc. 2021 Stock Purchase Plan in a transaction exempt under Rule 16b-3(d).

F2 · balance_after: Includes 36,002 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the Reporting Person's service as a director.

Read SEC document
April 14, 2022 Filed Apr 14, 2022 17:17 UTC OpenWorld, Inc. VRME · Entity 8052 PurchaseWarrant (Right to Buy) · Derivative 31,104 Not disclosed Strike: $3.22 Not disclosed
Disclosure

SEC source: 0001062993-22-010264 · form4.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jama Land, LLC

Disclosed balance after: 31,104

Underlying: Common Stock, par value $0.001 · 31,104 shares

Expires 2027-10-14

F2 · price: The reported securities are included within 31,104 units purchased by Jama Land, LLC for $3.215 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.

F4 · ownership.nature: Mr. Laffer is a Managing Member of Jama Land, LLC.

Read SEC document
April 14, 2022 Filed Apr 14, 2022 17:17 UTC OpenWorld, Inc. VRME · Entity 8052 PurchaseCommon Stock, par value $0.001 31,104 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-010264 · form4.xml · nonDerivative · entry 2

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jama Land, LLC

Disclosed balance after: 44,225

F2 · price: The reported securities are included within 31,104 units purchased by Jama Land, LLC for $3.215 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.

F3 · balance_after: Includes 13,121 shares previously reported as being held directly.

F4 · ownership.nature: Mr. Laffer is a Managing Member of Jama Land, LLC.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:49 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 PurchaseCommon Stock 4,617.658 $54.14 $250,000.00
Disclosure

SEC source: 0001437749-22-005082 · rdgdoc.xml · nonDerivative · entry 2

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited liability company

Disclosed balance after: 24,950.36

F1 · balance_after: Includes shares of common stock acquired under the distribution reinvestment plan of VineBrook Homes Trust, Inc.

F2 · ownership.nature: The reporting person holds these shares indirectly through a limited liability company which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 01, 2022 Filed Mar 2, 2022 21:49 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 PurchaseCommon Stock 2,770.595 $54.14 $150,000.01
Disclosure

SEC source: 0001437749-22-005082 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,587.788

F1 · balance_after: Includes shares of common stock acquired under the distribution reinvestment plan of VineBrook Homes Trust, Inc.

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February 28, 2022 Filed Mar 2, 2022 16:31 UTC OpenWorld, Inc. VRME · Entity 8052 GrantCommon Stock, par value $0.001 5,000 $2.69 $13,450.00
Disclosure

SEC source: 0001062993-22-006326 · form4.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,523

F1 · kind: These shares were acquired under the VerifyMe, Inc. 2021 Stock Purchase Plan in a transaction exempt under Rule 16b-3(d).

F2 · balance_after: Includes 36,002 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the Reporting Person's service as a director.

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February 22, 2022 Filed Feb 23, 2022 19:02 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 2,958 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004226 · rdgdoc.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 2,958 restricted stock units which vested on February 22, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 2,958 restricted stock units which vested on February 22, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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February 22, 2022 Filed Feb 23, 2022 19:02 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 2,958 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004226 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

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February 21, 2022 Filed Feb 23, 2022 19:02 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 GrantRestricted Stock Units · Derivative 3,116 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004226 · rdgdoc.xml · derivative · entry 2

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,116

Underlying: Common Stock · 3,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 3,116 restricted stock units which will vest on February 21, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 3,116 restricted stock units which will vest on February 21, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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February 18, 2022 Filed Feb 22, 2022 20:43 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 2,564 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004122 · rdgdoc.xml · derivative · entry 4

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F4 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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February 18, 2022 Filed Feb 22, 2022 20:43 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 2,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004122 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

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February 17, 2022 Filed Feb 17, 2022 18:34 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 2,078 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003736 · rdgdoc.xml · derivative · entry 4

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,078

Underlying: Common Stock · 2,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

F5 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which will vest on February 17, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which will vest on February 17, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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February 17, 2022 Filed Feb 22, 2022 20:43 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 GrantRestricted Stock Units · Derivative 1,599 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004122 · rdgdoc.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Underlying: Common Stock · 1,599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: The restricted stock units will vest February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: The restricted stock units will vest February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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February 15, 2022 Filed Feb 17, 2022 18:34 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 2,442 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003736 · rdgdoc.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

F4 · derivative.exercise_date: On February 15, 2021, the reporting person was granted 2,442 restricted stock units which vested on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On February 15, 2021, the reporting person was granted 2,442 restricted stock units which vested on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.