Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHIPOTLE MEXICAN GRILL INCCMG · Entity 3037 | Director | June 11, 2026 | June 12, 2026 |
| NRG ENERGY, INC.NRG · Entity 3216 | Director · President & CEO | November 01, 2023 | November 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHIPOTLE MEXICAN GRILL INC
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 42,432 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 6,880 · Balance 42,432 F1: The reporting person received shares of common stock under the Chipotle Mexican Grill, Inc. 2022 Stock Incentive Plan as compensation for the reporting person's service as a director from June 2026 through May 2027. The shares are freely tradeable on the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received shares of common stock under the Chipotle Mexican Grill, Inc. 2022 Stock Incentive Plan as compensation for the reporting person's service as a director from June 2026 through May 2027. The shares are freely tradeable on the date of grant.
NRG ENERGY, INC.
Report date November 01, 2023 · Filed November 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 1,219,637 |
Reported balance
After 2023-11-01 transaction · row 1
1 source rowRow 1 · 2023-11-01 · Grant · Acquired 1,643 · Balance 1,219,637 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following reported transaction as a result of rounding fractional shares. Includes 10,484 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following reported transaction as a result of rounding fractional shares. Includes 10,484 dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2021 Filed Jan 6, 2021 02:27 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 123,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000406 · doc4.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was issued 97,916 RPSUs by NRG under the LTIP on January 2, 2018 that vested on January 2, 2021. On the vesting date the Reporting Person was entitled to receive a maximum of 195,832shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 97,916 shares of Common Stock if there is no change in total shareholder return since thegrant date (the "Target") or 24,479 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person wouldnot have received any shares of CommonStock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold,Target and Maximum levels. On January 2, 2021 the reporting person vested in 123,374 shares. Read SEC document |
| January 02, 2021 Filed Feb 3, 2021 22:10 UTC Amendment | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 65,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001548 · doc4a.xml · nonDerivative · entry 4 Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,296 F4 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. Thisform reflects the surrender of 65,833 shares of common stock to satisfy the grantee's tax withholding obligation Read SEC document |
| January 02, 2021 Filed Feb 3, 2021 22:10 UTC Amendment | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 8,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001548 · doc4a.xml · nonDerivative · entry 3 Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,056,129 F3 · price: On January 2, 2020, the Reporting Person was issued 48,401 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2021 16,117 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 8,541 shares of common stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| January 02, 2021 Filed Feb 3, 2021 22:10 UTC Amendment | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 7,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001548 · doc4a.xml · nonDerivative · entry 2 Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,670 F2 · price: On January 2, 2019, the Reporting Person was issued 47,842 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2021 15,931 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 7,593 shares of common stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| January 02, 2021 Filed Feb 3, 2021 22:10 UTC Amendment | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 7,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001548 · doc4a.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072,263 F1 · price: This Form 4/A is filed to correct the number of shares wittheld to cover for taxes as described in this and the footnotes below. On January 2, 2018, the Reporting Person was issued 59,692 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2021 19,938 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 7,454 shares of common stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:23 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013062 · doc4.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,000 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 3,853 dividend equivalent rights. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 23:09 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 916 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010318 · doc4.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,039 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 2,892 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 1 as a result of rounding fractional shares. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:28 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-005491 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,123 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1,975 dividend equivalent rights. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001182 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,202 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1,054 dividend equivalent rights. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 5,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000332 · edgar.xml · derivative · entry 10 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 5,764 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, an incremental 5,764 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F14 · price: In connection with the vesting of the RPSUs described above, an incremental 5,764 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F14 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, an incremental 5,764 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 440,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000332 · edgar.xml · derivative · entry 9 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 220,140 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: The Reporting Person was issued 220,140 RPSUs by NRG under the LTIP on January 3, 2017 that vested on January 3, 2020. On the vesting date the Reporting Person was entitled to receive a maximum of 440,280 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 220,140 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 55,035 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 3, 2020 the reporting person vested in 440,280 shares. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 23,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000332 · edgar.xml · nonDerivative · entry 7 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,385 F12 · price: On January 3, 2017, the Reporting Person was issued 140,532 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 3, 2020, 46,844 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 23,373 shares of common stock to satisfy the grantee's tax withholding obligation. F13 · balance_after: In connection with the vesting of the RSUs described above, 613 DERs vested, resulting in the Reporting Person holding 237 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 227,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000332 · edgar.xml · nonDerivative · entry 6 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920,758 F11 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 227,285 shares of common stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 5,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000332 · edgar.xml · nonDerivative · entry 5 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · price: In connection with the vesting of the RPSUs described above, an incremental 5,764 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 440,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000332 · edgar.xml · nonDerivative · entry 4 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · price: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 83,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000332 · edgar.xml · derivative · entry 8 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,615 Underlying: Common Stock, par value $.01 per share · 167,230 shares Expires 2023-01-02 F7 · derivative.exercise_price: The Reporting Person was issued 83,615 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2020. The RPSUs will convert to shares of NRG Common Stock on January 2, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F8 · derivative.underlying_shares: Reporting Person will receive(i) a maximum of 167,230 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 83,615 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 20,903 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F9 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 7,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000332 · edgar.xml · nonDerivative · entry 3 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,999 F5 · price: On January 2, 2019, the Reporting Person was issued 47,842 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2020, 15,931 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 7,007 shares of common stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 49 DERs vested, resulting in the Reporting Person holding 850 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 6,623 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000332 · edgar.xml · nonDerivative · entry 2 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,006 F3 · price: On January 2, 2018, the Reporting Person was issued 59,692 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2020, 19,877 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 6,623 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 138 DERs vested, resulting in the Reporting Person holding 899 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 48,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000332 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,629 F1 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:46 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 99 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011425 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,228 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1,037 dividend equivalent rights. Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:18 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009174 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,129 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 474 DERs, resulting in 938 DERs held in the aggregate by the Reporting Person. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005550 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,904 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 10,715 dividend equivalent rights. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 23:03 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001382 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,507 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 10,318 dividend equivalent rights. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 13,454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000541 · edgar.xml · derivative · entry 7 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 13,454 shares Expires 2019-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: In connection with the vesting of the MSUs described above, an incremental 13,454 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F6 · price: In connection with the vesting of the MSUs described above, an incremental 13,454 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F6 · derivative.exercise_date: In connection with the vesting of the MSUs described above, an incremental 13,454 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionMarket Stock Units · Derivative | 43,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000541 · edgar.xml · derivative · entry 6 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 217,625 shares Expires 2019-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Reporting Person was issued 217,625 Market Stock Units by NRG under the LTIP on January 4, 2016 that vested on January 4, 2019. On the vesting date the Reporting Person was entitled to receive a maximum of 435,250 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 217,625 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 163,218 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 4, 2019 he vested in 435,250 shares. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 229,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000541 · edgar.xml · nonDerivative · entry 5 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,113 F7 · price: The Reporting Person elected to satisfy his tax withholding obligation upon the exchange of common stock for MSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 229,512 shares of common stock to satisfy the grantee's tax withholding obligation. F8 · balance_after: Includes 9,924 DERs. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 13,454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000541 · edgar.xml · nonDerivative · entry 4 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the vesting of the MSUs described above, an incremental 13,454 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 435,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000541 · edgar.xml · nonDerivative · entry 3 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The Reporting Person was issued 217,625 Market Stock Units by NRG under the LTIP on January 4, 2016 that vested on January 4, 2019. On the vesting date the Reporting Person was entitled to receive a maximum of 435,250 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 217,625 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 163,218 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 4, 2019 he vested in 435,250 shares. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 70,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000541 · edgar.xml · nonDerivative · entry 2 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,921 F3 · price: On January 4, 2018, Mr. Gutierrez was issued 410,535 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 4, 2019, 136,845 shares vested. Mr. Gutierrez elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 70,985 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 4,230 DERs vested. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 22,279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000541 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,906 F1 · price: On January 3, 2017, Mr. Gutierrez was issued 140,112 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 3, 2019, 46,704 shares vested. Mr. Gutierrez elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 22,279 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 465 DERs vested. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 80,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000453 · edgar.xml · derivative · entry 3 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,878 Underlying: Common Stock, par value $.01 per share · 161,756 shares Expires 2022-01-02 F5 · derivative.exercise_price: The Reporting Person was issued 80,878 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2019. The RPSUs will convert to shares of NRG Common Stock on January 2, 2022 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F6 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 161,756 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by theCompany's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 80,878 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 20,219 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F7 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 6,591 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000453 · edgar.xml · nonDerivative · entry 2 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,185 F3 · price: On January 2, 2018, Mr. Gutierrez was issued 59,692 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2019, 19,877 shares vested. Mr. Gutierrez elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 6,591 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 76 DERs vested, resulting in the reporting person holding 14,771 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 47,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000453 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,776 F1 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:07 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-012573 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,934 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 14,695 dividend equivalent rights. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 16:11 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-010213 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,255 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 14,016 dividend equivalent rights. F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 1 DERs as a result of rounding fractional shares. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:05 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006154 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,465 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 13,229 dividend equivalent rights. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:05 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001557 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,645 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 12,409 dividend equivalent rights. F3 · balance_after: Includes 293 shares of common stock acquired pursuant to a dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:37 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value, $.01 per share | 24,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-000638 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,402 F1 · price: On January 3, 2017 Mr. Gutierrez was issued 140,251 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG's Long Term Incentive Plan ("LTIP"). Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 3, 2018, 46,703 shares vested. Mr. Gutierrez elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 24,362 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: 283 DERs converted in NRG common stock in connection with the vesting of the RSUs described above. Following these transactions, the reporting person holds 11,459 DERs in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units or market stock units which become exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionMarket Stock Units · Derivative | 28,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000530 · edgar.xml · derivative · entry 6 Gutierrez Mauricio · CIK 0001428578 · Exec VP & Chief Operating Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 56,850 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Reporting Person was issued 28,425 Market Stock Units by NRG under the LTIP on January 2, 2015 that vested on January 2, 2018. On the vesting date the Reporting Person was entitled to receive a maximum of 56,850 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 28,425 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target"), or 21,319 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares of Common Stock that the Reporting Person could have received is interpolated for total shareholder return falling between Threshold, Target and Maximum levels. On January 2, 2018 he vested in 30,744 shares. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 97,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000530 · edgar.xml · derivative · entry 5 Gutierrez Mauricio · CIK 0001428578 · Exec VP & Chief Operating Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,916 Underlying: Common Stock, par value $.01 per share · 195,832 shares Expires 2021-01-02 F9 · derivative.exercise_price: The Reporting Person was issued 97,916 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2018. The RPSUs will convert to shares of NRG Common Stock on January 2, 2021 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F10 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 195,832 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 97,916 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 24,479 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F11 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 8,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-000530 · edgar.xml · nonDerivative · entry 4 Gutierrez Mauricio · CIK 0001428578 · Exec VP & Chief Operating Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,764 F7 · price: On January 2, 2015, Mr. Gutierrez was issued 15,431 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2018, 15,431 shares vested. Mr. Gutierrez elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 8,148 shares of common stock to satisfy the grantee's tax withholding obligation. F8 · balance_after: In connection with the vesting of the RSUs described above, 877 DERs vested, resulting in the reporting person holding 11,742 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 11,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-000530 · edgar.xml · nonDerivative · entry 3 Gutierrez Mauricio · CIK 0001428578 · Exec VP & Chief Operating Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,912 F5 · price: The Reporting Person elected to satisfy his tax withholding obligation upon the exchange of common stock for MSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 11,774 shares of common stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the MSUs described above, 1,748 DERs vested, resulting in the reporting person holding 12,619 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 30,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-000530 · edgar.xml · nonDerivative · entry 2 Gutierrez Mauricio · CIK 0001428578 · Exec VP & Chief Operating Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Reporting Person was issued 28,425 Market Stock Units by NRG under the LTIP on January 2, 2015 that vested on January 2, 2018. On the vesting date the Reporting Person was entitled to receive a maximum of 56,850 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 28,425 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target"), or 21,319 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares of Common Stock that the Reporting Person could have received is interpolated for total shareholder return falling between Threshold, Target and Maximum levels. On January 2, 2018 he vested in 30,744 shares. F4 · balance_after: In connection with the vesting of the MSUs described above, an incremental 131 DERs vested, resulting in the reporting person holding 14,367 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 59,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000530 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Exec VP & Chief Operating Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,811 F1 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:20 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 932 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-013722 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,119 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 14,235 dividend equivalent rights. Read SEC document |
| August 01, 2017 Filed Aug 4, 2017 01:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 943 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011094 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,187 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 13303 dividend equivalent rights. F3 · balance_after: Includes 590 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing. Read SEC document |
| May 01, 2017 Filed May 4, 2017 00:46 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 1,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-006548 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,654 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 12360 dividend equivalent rights. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 01:03 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 1,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001733 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,269 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes the conversion of 1153 dividend equivalent rights ("DERs") in NRG common stock in connection with the vesting of the Restricted Stock Units issued to Reporting Person under NRG Energy, Inc.'s Long Term Incentive Plan ("LTIP") resulting in the Reporting Person holding 10975 DERs in the aggregate. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:09 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 220,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000558 · edgar.xml · derivative · entry 2 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,140 Underlying: Common Stock, par value, $.01 per share · 440,280 shares Expires 2020-01-03 F4 · derivative.exercise_price: The Reporting Person was issued 220,140 Relative Performance Stock Units ("RPSUs") by NRG under the LTIP on January 3, 2017. The RPSUs will convert to shares of NRG Common Stock on January 3, 2020 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F5 · derivative.underlying_shares: The Reporting Person will receive (i) a maximum of 440,280 shares of Common Stock if the Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 220,140 shares of Common Stock if the Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 55,035 shares of Common Stock if the Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if the Company's TSR is below the 25th percentile relative to the Peer Group for the performance period Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:09 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 140,251 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000558 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,859 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Reporting Person under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. F3 · balance_after: The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.