Gutierrez Mauricio

SEC source: 0001058090-26-000049 · form4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,432

F1 · shares: The reporting person received shares of common stock under the Chipotle Mexican Grill, Inc. 2022 Stock Incentive Plan as compensation for the reporting person's service as a director from June 2026 through May 2027. The shares are freely tradeable on the date of grant.

SEC source: 0001127602-25-017457 · form4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,552

F1 · shares: The reporting person received shares of common stock under the Chipotle Mexican Grill, Inc. 2022 Stock Incentive Plan as compensation for the reporting person's service as a director from June 2025 through May 2026. The shares are freely tradeable on the date of grant.

SEC source: 0001127602-25-008719 · form4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,400

SEC source: 0001127602-24-018178 · form4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440

F1 · shares: The issuer granted restricted stock units ("RSUs") under the Chipotle Mexican Grill, Inc. 2022 Stock Incentive Plan as compensation for the reporting person's term of service as a director from June 2024 through May 2025. The RSUs fully vested on the date of grant and were settled in shares of the issuer's common stock on a one-for-one basis.

SEC source: 0001225208-23-009960 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,219,637

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following reported transaction as a result of rounding fractional shares. Includes 10,484 dividend equivalent rights.

SEC source: 0001225208-23-008753 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,217,993

F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 14,881 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2023, 4,955 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,103 shares of common stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 388 DERs vested, resulting in the Reporting Person holding 8,840 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units.

SEC source: 0001225208-23-007977 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,220,096

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 9,228 dividend equivalent rights.

SEC source: 0001127602-23-016905 · form4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373

F1 · shares: The issuer granted restricted stock units ("RSUs") to each of its non-employee directors under the Chipotle Mexican Grill, Inc. 2022 Stock Incentive Plan as compensation for the director's one-year term of service from May 2023 to May 2024. The RSUs fully vested on the date of grant and were settled in shares of the issuer's common stock on a one-for-one basis.

SEC source: 0001225208-23-005374 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,218,156

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 7,288 dividend equivalent rights.

SEC source: 0001225208-23-001285 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216,022

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 5,154 dividend equivalent rights.

SEC source: 0001225208-23-000290 · doc4.xml · derivative · entry 6

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,921

Underlying: Common Stock, par value $.01 per share · 198,921 shares

Expires 2026-01-02

F6 · shares: On January 2, 2023, the Reporting Person was issued 198,921 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.

SEC source: 0001225208-23-000290 · doc4.xml · derivative · entry 5

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 83,615 shares

Expires 2023-01-02

F5 · derivative.exercise_price: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · shares: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · balance_after: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

SEC source: 0001225208-23-000290 · doc4.xml · nonDerivative · entry 4

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213,947

F4 · balance_after: On January 2, 2022, the Reporting Person was issued 60,157 RSUs by NRG under the LTIP. On January 2, 2023, 20,032 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 8,168 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 726 DERs vested, resulting in the Reporting Person holding 3,079 DERs in the aggregate.

SEC source: 0001225208-23-000290 · doc4.xml · nonDerivative · entry 3

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,115

F3 · balance_after: On January 2, 2021, the Reporting Person was issued 50,012 RSUs by NRG under the LTIP. On January 2, 2023, 16,654 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,992 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 1,176 DERs vested, resulting in the Reporting Person holding 3,805 DERs in the aggregate.

SEC source: 0001225208-23-000290 · doc4.xml · nonDerivative · entry 2

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227,107

F2 · balance_after: On January 2, 2020, the Reporting Person was issued 48,401 RSUs by NRG under the LTIP. On January 2, 2023, 16,166 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,622 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 1,765 DERs vested, resulting in the Reporting Person holding 4,981 DERs in the aggregate.

SEC source: 0001225208-23-000290 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231,729

F1 · balance_after: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-22-012867 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,368

SEC source: 0001225208-22-011366 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096,368

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 78 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 6,746 dividend equivalent rights.

SEC source: 0001225208-22-010132 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,450

F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 14,881 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2022, 4,955 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,021 shares of common stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 180 DERs vested, resulting in the Reporting Person holding 5,794 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units.

SEC source: 0001225208-22-009246 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,471

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 5,929 dividend equivalent rights.

SEC source: 0001127602-22-015298 · form4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268

F1 · shares: The issuer granted restricted stock units ("RSUs") to each of its non-employee directors under the Chipotle Mexican Grill, Inc. 2022 Stock Incentive Plan as compensation for the director's one-year term of service from May 2022 to May 2023. The RSUs fully vested on the date of grant and were settled in shares of the issuer's common stock on a one-for-one basis.

SEC source: 0001225208-22-006510 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096,269

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 4,727 dividend equivalent rights.

SEC source: 0001225208-22-001438 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,053

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 3,511 dividend equivalent rights.

SEC source: 0001225208-22-000329 · doc4.xml · derivative · entry 10

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,651

Underlying: Common Stock, par value $.01 per share · 91,651 shares

Expires 2025-01-02

F13 · derivative.exercise_price: The Reporting Person was issued 91,651 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2022. The RPSUs will convert to shares of NRG Common Stockon January 2, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F14 · shares: Reporting Person will receive(i) a maximum of 183,302 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 91,651 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 22,912 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period.

F15 · balance_after: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant.

SEC source: 0001225208-22-000329 · doc4.xml · derivative · entry 9

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 64,702 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: The Reporting Person was issued 88,878 RPSUs by NRG under the LTIP on January 2, 2019 that vested on January 2, 2022. On the vesting date the Reporting Person was entitled to receive a maximum of 161,756 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 80,878 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 80,878 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2022 the reporting person vested in 64,702 shares.

SEC source: 0001225208-22-000329 · doc4.xml · derivative · entry 8

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 4,767 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, an incremental 4,767 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

SEC source: 0001225208-22-000329 · doc4.xml · nonDerivative · entry 7

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093,907

F11 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 27,336 shares of common stock to satisfy the grantee's tax withholding obligation.

SEC source: 0001225208-22-000329 · doc4.xml · nonDerivative · entry 6

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121,243

F9 · price: On January 2, 2021, the Reporting Person was issued 50,012 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2022 16,653 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 6,770 shares of common stock to satisfy the grantee's tax withholding obligation.

F10 · balance_after: In connection with the vesting of the RSUs described above, 552 DERs vested, resulting in the Reporting Person holding 2,365 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits.

SEC source: 0001225208-22-000329 · doc4.xml · nonDerivative · entry 5

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,128,013

F7 · price: On January 2, 2020, the Reporting Person was issued 48,401 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2022 16,118 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 5,881 shares of common stock to satisfy the grantee's tax withholding obligation.

F8 · balance_after: In connection with the vesting of the RSUs described above, 1,134 DERs vested, resulting in the Reporting Person holding 2,917 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits.

SEC source: 0001225208-22-000329 · doc4.xml · nonDerivative · entry 4

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,894

F5 · price: On January 2, 2019, the Reporting Person was issued 47,842 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2022 15,980 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,348 shares of common stock to satisfy the grantee's tax withholding obligation.

F6 · balance_after: In connection with the vesting of the RSUs described above, 1,177 DERs vested, resulting in the Reporting Person holding 4,051 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits.

SEC source: 0001225208-22-000329 · doc4.xml · nonDerivative · entry 3

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: In connection with the vesting of the RPSUs described above, an incremental 4,767 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

SEC source: 0001225208-22-000329 · doc4.xml · nonDerivative · entry 2

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,475

F2 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP").

F3 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant.

SEC source: 0001225208-22-000329 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person was issued 80,878 RPSUs by NRG under the LTIP on January 2, 2019 that vested on January 2, 2022. On the vesting date the Reporting Person was entitled to receive a maximum of 161,756 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 80,878 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 80,878 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2022 the reporting person vested in 64,702 shares.

SEC source: 0001225208-21-013560 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,616

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 5,228 dividend equivalent rights.

SEC source: 0001225208-21-012135 · doc4.xml · derivative · entry 2

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,542

Underlying: Common Stock, par value $.01 per share · 24,542 shares

Expires 2024-09-03

F3 · derivative.exercise_price: The Reporting Person was issued 25,452 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on September 3, 2021. The RPSUs will convert to shares of NRG Common Stockon September 3, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The numberof shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F4 · shares: Reporting Person will receive(i) a maximum of 49,084 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 24,542 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 6,135 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period.

F5 · balance_after: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant.

SEC source: 0001225208-21-012135 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,673

F1 · shares: On September 3, 2021, the reporting person received a supplemental grant in connection with an increase in equity compensation for eligible plan participants under the NRG Energy, Inc. (the "Company") Long Term Incentive Plan (the "LTIP") as determined by the Compensation Committee (the "Committee"). The adjustment was made following a review by the Committee of the Company's compensation structure as part of the integration of Direct Energy and the continued evaluation of the size and scope of the Company's business.

F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant.

SEC source: 0001225208-21-011177 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,792

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 4,285 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 1 as a result of rounding fractional shares.

SEC source: 0001127602-21-017596 · form4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128

F1 · shares: The issuer granted restricted stock units ("RSUs") to each of its non-employee directors under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan as compensation for the director's one-year term of service from May 2021 to May 2022. The RSUs fully vested on the date of grant and were settled in shares of the issuer's common stock on a one-for-one basis.

SEC source: 0001225208-21-007643 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991,988

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 3,480 dividend equivalent rights.

SEC source: 0001127602-21-013409 · form4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14

F1 · shares: The reporting person received a prorated grant of restricted stock units ("RSUs") under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan and Chipotle's Director Compensation Program in connection with his election to the Board on March 30, 2021. The RSUs cover his term of service from March 30 to Chipotle's 2021 annual meeting of shareholders. The RSUs will settle in shares of Chipotle common stock on a one-for-one basis and will vest in full on May 18, 2021, subject to the reporting person's continued service on the Chipotle Board of Directors.

SEC source: 0001225208-21-001587 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991,066

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2, 558 dividend equivalent rights.

SEC source: 0001225208-21-000406 · doc4.xml · derivative · entry 10

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,042

Underlying: Common Stock, par value $.01 per share · 77,042 shares

Expires 2024-01-02

F14 · derivative.exercise_price: The Reporting Person was issued 77,042 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2021. The RPSUs will convert to shares of NRG Common Stockon January 2, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The numberof shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F15 · shares: Reporting Person will receive(i) a maximum of 154,084 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 77,042 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 19,260 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period.

F16 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant.

SEC source: 0001225208-21-000406 · doc4.xml · derivative · entry 9

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 123,374 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: The Reporting Person was issued 97,916 RPSUs by NRG under the LTIP on January 2, 2018 that vested on January 2, 2021. On the vesting date the Reporting Person was entitled to receive a maximum of 195,832 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 97,916 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 24,479 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person wouldnot have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2021 the reporting person vested in 123,374 shares.

SEC source: 0001225208-21-000406 · doc4.xml · derivative · entry 8

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 5,331 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, an incremental 5,331 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units orrelative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled inNRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

SEC source: 0001225208-21-000406 · doc4.xml · nonDerivative · entry 7

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,731

F11 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. Thisform reflects the surrender of 81,020 shares of common stock to satisfy the grantee's tax withholding obligation

SEC source: 0001225208-21-000406 · doc4.xml · nonDerivative · entry 6

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,751

F9 · price: On January 2, 2020, the Reporting Person was issued 48,401 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2021 16,117 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 10,511 shares of common stock to satisfy the grantee's tax withholding obligation.

F10 · balance_after: In connection with the vesting of the RSUs described above, 580 DERs vested, resulting in the Reporting Person holding 1,788 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits.

SEC source: 0001225208-21-000406 · doc4.xml · nonDerivative · entry 5

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060,262

F7 · price: On January 2, 2018, the Reporting Person was issued 59,692 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2021 19,938 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,908 shares of common stock to satisfy the grantee's tax withholding obligation.

F8 · balance_after: In connection with the vesting of the RSUs described above, 861 DERs vested, resulting in the Reporting Person holding 2,368 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits.

SEC source: 0001225208-21-000406 · doc4.xml · nonDerivative · entry 4

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070,170

F5 · price: On January 2, 2019, the Reporting Person was issued 47,842 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2021 15,931 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,547 shares of common stock to satisfy the grantee's tax withholding obligation.

F6 · balance_after: In connection with the vesting of the RSUs described above, 624 DERs vested, resulting in the Reporting Person holding 3,229 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units.

SEC source: 0001225208-21-000406 · doc4.xml · nonDerivative · entry 3

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: In connection with the vesting of the RPSUs described above, an incremental 5,331 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

SEC source: 0001225208-21-000406 · doc4.xml · nonDerivative · entry 2

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,386

F2 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP").

F3 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant.