Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHIPOTLE MEXICAN GRILL INCCMG · Entity 3037 | Director | June 11, 2026 | June 12, 2026 |
| NRG ENERGY, INC.NRG · Entity 3216 | Director · President & CEO | November 01, 2023 | November 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHIPOTLE MEXICAN GRILL INC
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 42,432 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 6,880 · Balance 42,432 F1: The reporting person received shares of common stock under the Chipotle Mexican Grill, Inc. 2022 Stock Incentive Plan as compensation for the reporting person's service as a director from June 2026 through May 2027. The shares are freely tradeable on the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received shares of common stock under the Chipotle Mexican Grill, Inc. 2022 Stock Incentive Plan as compensation for the reporting person's service as a director from June 2026 through May 2027. The shares are freely tradeable on the date of grant.
NRG ENERGY, INC.
Report date November 01, 2023 · Filed November 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 1,219,637 |
Reported balance
After 2023-11-01 transaction · row 1
1 source rowRow 1 · 2023-11-01 · Grant · Acquired 1,643 · Balance 1,219,637 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following reported transaction as a result of rounding fractional shares. Includes 10,484 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following reported transaction as a result of rounding fractional shares. Includes 10,484 dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2017 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionMarket Stock Units · Derivative | 26,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · derivative · entry 26 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value, $.01 per share · 52,526 shares Expires 2017-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Mr. Gutierrez was issued 26,263 Market Stock Units ("MSUs") by NRG under the LTIP on January 2, 2014 that vested on January 2, 2017. On the vesting date, he was entitled to receive a maximum of 52,526 shares of Common Stock if the Company has achieved a 100% increase in total shareholder return since the grant date (the "Maximum"); 26,263 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target"), or 19,697 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The number of shares of Common Stock that Mr. Gutierrez may receive is interpolated for total shareholder return falling between Threshold, Target, and Maximum levels. On January 2, 2017, Mr. Gutierrez did not receive any shares. Read SEC document |
| January 02, 2017 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value, $.01 per share | 5,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 25 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,608 F2 · price: On January 2, 2014, Mr. Gutierrez was issued 14,415 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG's Long Term Incentive Plan ("LTIP"). Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2017, 14,415 shares vested. Mr. Gutierrez elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form is being filed to reflect the surrender of 5,813 shares of common stock to satisfy the grantee's tax withholding obligation. F3 · balance_after: Reflects a reduction of 1,818 dividend equivalent rights ("DERs") that were forfeited upon the vesting of the Market Stock Units described in Table II. In addition, 997 DERs converted in NRG common stock in connection with the vesting of the RSUs described above. Following these transactions, the reporting person holds 10,718 DERs in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units or market stock units, which become exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment to the number of shares of NRG common stock by 26 shares as a result of rounding fractional shares acquired dividend reinvestment feature in a brokerage account that has been suspended. F4 · balance_after: Includes 539 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing. Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 01:07 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 1,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-031201 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,342 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units or market stock units, which becomes exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 5 DERs as a result of rounding fractional shares, resulting in the Reporting Person holding 13533 DERs in the aggregate. F3 · balance_after: Reflects a de minimus adjustment to the number of shares of NRG common stock by 3 shares as a result of rounding fractional shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan, and includes 233 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| August 16, 2016 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 166 | $12.69 | $2,106.44 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 24 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,674 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 17, 2016 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 132 | $15.83 | $2,089.69 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 23 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,508 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 17, 2016 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 993 | $10.14 | $10,069.72 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 22 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,376 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 17, 2015 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 796 | $12.51 | $9,954.30 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 21 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,383 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 18, 2015 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 471 | $20.99 | $9,885.16 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 20 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,587 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 18, 2015 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 380 | $25.88 | $9,833.07 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 19 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,116 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 18, 2015 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 381 | $25.61 | $9,757.07 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 18 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,736 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 18, 2014 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 122 | $31.91 | $3,893.02 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 17 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,355 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 15, 2014 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 154 | $33.58 | $5,171.32 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 16 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,233 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 15, 2014 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 40 | $33.89 | $1,355.60 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 15 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,079 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 18, 2014 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 153 | $28.88 | $4,418.64 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 14 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,039 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 14, 2014 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 40 | $28.51 | $1,140.40 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 13 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,886 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 15, 2013 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 41 | $27.11 | $1,111.51 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 12 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,846 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 15, 2013 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 54 | $26.98 | $1,456.92 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 11 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,805 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 15, 2013 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 43 | $25.92 | $1,114.56 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 10 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,751 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 15, 2013 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 55 | $26.27 | $1,444.85 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 9 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,708 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 15, 2013 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 52 | $27.82 | $1,446.64 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 8 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,653 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 15, 2013 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 40 | $27.55 | $1,102.00 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 7 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,601 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 15, 2013 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 34 | $24.13 | $820.42 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 6 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,561 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 15, 2013 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 45 | $24.02 | $1,080.90 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 5 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,527 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 15, 2012 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 42 | $19.55 | $821.10 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 4 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,482 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 15, 2012 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 30 | $19.70 | $591.00 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 3 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,440 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 31, 2012 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 39 | $20.72 | $808.08 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 2 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,410 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 15, 2012 Filed Jan 5, 2017 02:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value, $.01 per share | 29 | $20.92 | $606.68 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,371 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.