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person · Reporting owner

SCHIFF ANDREW N

Disclosed activity across 7 companies

Tapewire entity
38918
SEC CIK
0001172252

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aclaris Therapeutics, Inc.ACRS · Entity 5041DirectorJune 04, 2026June 08, 2026
Elevation Oncology, Inc.ELEV · Entity 7724310% ownerJune 16, 2023June 21, 2023
Monte Rosa Therapeutics, Inc.GLUE · Entity 4828DirectorJune 11, 2026June 12, 2026
Viracta Therapeutics, Inc.SNSS · Entity 8561610% ownerJuly 15, 2019July 15, 2019
Zosano Pharma CorpZSAN · Entity 1251810% ownerDecember 02, 2019December 06, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aclaris Therapeutics, Inc.

Report date June 04, 2026 · Filed June 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,540 Reported balance After 2026-06-05 transaction · row 1
1 source row

Row 1 · 2026-06-05 · Exercise / conversion · Acquired 11,580 · Balance 25,540

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.71 · Expires 2036-06-03Direct42,350 Reported balance After 2026-06-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-04 · Grant · Acquired 42,350 · Balance 42,350

F3: The shares subject to this stock option will vest in twelve equal monthly installments commencing on July 4, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2025 Equity Incentive Plan, or the Plan) through each such vesting date.

F4: This grant was made pursuant to the issuer's tenth amended and restated non-employee director compensation policy.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,987 Reported balance After 2026-06-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-04 · Grant · Acquired 10,987 · Balance 10,987

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F5: The shares underlying these restricted stock units will vest in one installment on June 4, 2027, subject to the Reporting Person's Continuous Service (as defined in the Plan) as of such date.

F4: This grant was made pursuant to the issuer's tenth amended and restated non-employee director compensation policy.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-06-05 · Exercise / conversion · Disposed 11,580 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F6: The shares underlying these restricted stock units vested on June 5, 2026.

Common StockSEC Table I · non-derivativeIndirectBy Aisling Capital IV LP434,455 Reported balance Holding disclosure · report date 2026-06-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 434,455

F2: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

F3: The shares subject to this stock option will vest in twelve equal monthly installments commencing on July 4, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2025 Equity Incentive Plan, or the Plan) through each such vesting date.

F4: This grant was made pursuant to the issuer's tenth amended and restated non-employee director compensation policy.

F5: The shares underlying these restricted stock units will vest in one installment on June 4, 2027, subject to the Reporting Person's Continuous Service (as defined in the Plan) as of such date.

F6: The shares underlying these restricted stock units vested on June 5, 2026.

Elevation Oncology, Inc.

Report date June 16, 2023 · Filed June 21, 2023

Jointly reported with Aisling Capital IV, LP, Aisling Capital Partners IV LLC, Aisling Capital Partners IV, LP, ELMS STEVE

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.47 · Expires 2033-06-15IndirectSee footnote31,238 Reported balance After 2023-06-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-16 · Grant · Acquired 31,238 · Balance 31,238

F1: The stock option vests as to 100% of the total shares on the one-year anniversary of the grant date, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

F2: This stock option was granted to Steven Elms, an employee of Aisling Capital, in his capacity as a director of the Issuer. Pursuant to the policies of Aisling Capital, Mr. Elms does not have any right to any of the Issuer's securities issued as part of his service on the Board and Aisling Capital is entitled to receive all of the pecuniary interest in the securities issued.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option vests as to 100% of the total shares on the one-year anniversary of the grant date, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

F2: This stock option was granted to Steven Elms, an employee of Aisling Capital, in his capacity as a director of the Issuer. Pursuant to the policies of Aisling Capital, Mr. Elms does not have any right to any of the Issuer's securities issued as part of his service on the Board and Aisling Capital is entitled to receive all of the pecuniary interest in the securities issued.

Monte Rosa Therapeutics, Inc.

Report date June 11, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.10 · Expires 2036-06-11Direct25,800 Reported balance After 2026-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 25,800 · Balance 25,800

F1: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 11, 2027 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service at such time.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 11, 2027 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service at such time.

Viracta Therapeutics, Inc.

Report date July 15, 2019 · Filed July 15, 2019

Jointly reported with Aisling Capital IV, LP, Aisling Capital Partners IV LLC, Aisling Capital Partners IV, LP, ELMS STEVE

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote10,100,000 Reported balance After 2019-07-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-07-15 · Purchase · Acquired 2,500,000 · Balance 10,100,000

F1: Shares held by Aisling Capital IV, LP ("Aisling"). Aisling Capital Partners IV, LP ("Aisling GP"), is the general partner of Aisling. Aisling Capital Partners IV LLC ("Aisling Partners"), is the general partner of Aisling GP. The individual managing members ("the Aisling Managers"), of Aisling Partners are Andrew Schiff, M.D. and Steve Elms. By virtue of these relationships, Aisling GP, Aisling Partners and the Aisling Managers may be deemed to have voting and investment power over the shares held by Aisling. Each of the reporting persons, other than Aisling, disclaims beneficial ownership of the shares held by Aisling, except to the extent of any pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by Aisling Capital IV, LP ("Aisling"). Aisling Capital Partners IV, LP ("Aisling GP"), is the general partner of Aisling. Aisling Capital Partners IV LLC ("Aisling Partners"), is the general partner of Aisling GP. The individual managing members ("the Aisling Managers"), of Aisling Partners are Andrew Schiff, M.D. and Steve Elms. By virtue of these relationships, Aisling GP, Aisling Partners and the Aisling Managers may be deemed to have voting and investment power over the shares held by Aisling. Each of the reporting persons, other than Aisling, disclaims beneficial ownership of the shares held by Aisling, except to the extent of any pecuniary interest therein, if any.

Zosano Pharma Corp

Report date December 02, 2019 · Filed December 06, 2019

Jointly reported with Aisling Capital IV, LP, Aisling Capital Partners IV, LP, Aisling Capital Partners IV LLC, ELMS STEVE

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value of $0.0001SEC Table I · non-derivativeDirect2,718,226 Reported balance After 2019-12-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-12-02 · Grant · Acquired 689,655 · Balance 2,718,226

F1: The securities are directly held by Aisling Capital IV, LP ("Aisling"), and may be deemed to be beneficially owned by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members and partners (collectively, the "Managers") of Aisling GP and Aisling Partners. The Managers of Aisling Partners are Dr. Andrew Schiff and Steve Elms.

Filing footnotes · ownership attribution and instrument terms

F1: The securities are directly held by Aisling Capital IV, LP ("Aisling"), and may be deemed to be beneficially owned by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members and partners (collectively, the "Managers") of Aisling GP and Aisling Partners. The Managers of Aisling Partners are Dr. Andrew Schiff and Steve Elms.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2018-07-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,038,920 Reported balance After 2018-07-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-07-10 · Sale · Disposed 1,400,000 · Balance 2,038,920

F1: The securities are directly held by Aisling Capital III, LP ("Aisling"), and indirectly held by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members and partners (collectively, the "Managers") of Aisling GP and Aisling Partners. The Managers of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Mr. Elms is a member of the Issuer's Board of Directors. Dr. Joshua Bilenker, the Issuer's President and Chief Executive Officer, is a member of the Issuer's Board of Directors and an Operating Partner of Aisling GP. Mr. Elms is a member of the investment committee (the "Investment Committee") of Aisling GP. The Investment Committee has voting and dispositive power over the shares held by Aisling.

Filing footnotes · ownership attribution and instrument terms

F1: The securities are directly held by Aisling Capital III, LP ("Aisling"), and indirectly held by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members and partners (collectively, the "Managers") of Aisling GP and Aisling Partners. The Managers of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Mr. Elms is a member of the Issuer's Board of Directors. Dr. Joshua Bilenker, the Issuer's President and Chief Executive Officer, is a member of the Issuer's Board of Directors and an Operating Partner of Aisling GP. Mr. Elms is a member of the investment committee (the "Investment Committee") of Aisling GP. The Investment Committee has voting and dispositive power over the shares held by Aisling.

Zeltiq Aesthetics Inc

Report date April 28, 2017 · Filed May 01, 2017

Section 16 reporting ended · disclosed 2017-05-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-04-28 · Disposition to issuer · Disposed 13,137 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 13, 2017, by and among Allergan Holdco US, Inc., a wholly owned subsidiary of Allergan plc ("Allergan"), Blizzard Merger Sub, Inc. ("Merger Sub"), and the Issuer (the "Merger Agreement"), as approved by the board of directors of the Issuer, whereby Merger Sub merged with and into the Issuer, with the Issuer continuing on as the surviving corporation (the "Merger").

F2: Pursuant to the terms of the Merger Agreement, out of the total of 13,137 shares held by the Reporting Person, (i) 11,587 shares were canceled and converted into the right to receive $56.50 per share in cash, without interest and subject to any applicable withholding of taxes (the "Merger Consideration"), and (ii) 1,550 shares, representing unvested restricted stock units, were converted into a corresponding award of restricted stock units with respect to ordinary shares of Allergan, on the same terms and conditions as were applicable under such restricted stock units, as adjusted based on an exchange ratio.

F3: Includes 87 shares of Common Stock held by a trust for the benefit of Mr. Schiff's children.

Common StockSEC Table I · non-derivativeIndirectBy Aisling Capital III, L.P.0 Reported balance After 2017-04-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-04-28 · Disposition to issuer · Disposed 1,597,742 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 13, 2017, by and among Allergan Holdco US, Inc., a wholly owned subsidiary of Allergan plc ("Allergan"), Blizzard Merger Sub, Inc. ("Merger Sub"), and the Issuer (the "Merger Agreement"), as approved by the board of directors of the Issuer, whereby Merger Sub merged with and into the Issuer, with the Issuer continuing on as the surviving corporation (the "Merger").

F4: Pursuant to the terms of the Merger Agreement, these shares were cancelled and converted into the right to receive the Merger Consideration.

F5: Represents shares of Common Stock directly held by Aisling Capital III, LP ("Aisling") and indirectly held by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III, LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Andrew Schiff is a member of the Board of Directors of Zeltiq Aesthetics, Inc.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.06 · Expires 2022-06-14Direct0 Reported balance After 2017-04-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-04-28 · Disposition to issuer · Disposed 1,589 · Balance 0

F6: This vested option was canceled and converted in the Merger into the right to receive cash equal to the number of shares subject to such option multiplied by the excess, if any, of the Merger Consideration over the exercise price of such option.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 13, 2017, by and among Allergan Holdco US, Inc., a wholly owned subsidiary of Allergan plc ("Allergan"), Blizzard Merger Sub, Inc. ("Merger Sub"), and the Issuer (the "Merger Agreement"), as approved by the board of directors of the Issuer, whereby Merger Sub merged with and into the Issuer, with the Issuer continuing on as the surviving corporation (the "Merger").

F2: Pursuant to the terms of the Merger Agreement, out of the total of 13,137 shares held by the Reporting Person, (i) 11,587 shares were canceled and converted into the right to receive $56.50 per share in cash, without interest and subject to any applicable withholding of taxes (the "Merger Consideration"), and (ii) 1,550 shares, representing unvested restricted stock units, were converted into a corresponding award of restricted stock units with respect to ordinary shares of Allergan, on the same terms and conditions as were applicable under such restricted stock units, as adjusted based on an exchange ratio.

F3: Includes 87 shares of Common Stock held by a trust for the benefit of Mr. Schiff's children.

F4: Pursuant to the terms of the Merger Agreement, these shares were cancelled and converted into the right to receive the Merger Consideration.

F5: Represents shares of Common Stock directly held by Aisling Capital III, LP ("Aisling") and indirectly held by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III, LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Andrew Schiff is a member of the Board of Directors of Zeltiq Aesthetics, Inc.

F6: This vested option was canceled and converted in the Merger into the right to receive cash equal to the number of shares subject to such option multiplied by the excess, if any, of the Merger Consideration over the exercise price of such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 12, 2026 16:05 UTC Monte Rosa Therapeutics, Inc. GLUE · Entity 4828 GrantStock Option (Right to Buy) · Derivative 25,800 $0.00 Strike: $17.10 $0.00
Disclosure

SEC source: 0001193125-26-269365 · ownership.xml · derivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,800

Underlying: Common Stock · 25,800 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 11, 2027 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service at such time.

Read SEC document
June 05, 2026 Filed Jun 8, 2026 16:15 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 11,580 $0.00 $0.00
Disclosure

SEC source: 0001172252-26-000002 · form4-06082026_040612.xml · derivative · entry 5

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F6 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 5, 2026.

F6 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 5, 2026.

Read SEC document
June 05, 2026 Filed Jun 8, 2026 16:15 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 11,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001172252-26-000002 · form4-06082026_040612.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 16:15 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted Stock Units · Derivative 10,987 $0.00 $0.00
Disclosure

SEC source: 0001172252-26-000002 · form4-06082026_040612.xml · derivative · entry 4

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,987

Underlying: Common Stock · 10,987 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F5 · derivative.exercise_date: The shares underlying these restricted stock units will vest in one installment on June 4, 2027, subject to the Reporting Person's Continuous Service (as defined in the Plan) as of such date.

F5 · derivative.expiration_date: The shares underlying these restricted stock units will vest in one installment on June 4, 2027, subject to the Reporting Person's Continuous Service (as defined in the Plan) as of such date.

F4 · balance_after: This grant was made pursuant to the issuer's tenth amended and restated non-employee director compensation policy.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 16:15 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantStock Option (Right to Buy) · Derivative 42,350 $0.00 Strike: $4.71 $0.00
Disclosure

SEC source: 0001172252-26-000002 · form4-06082026_040612.xml · derivative · entry 3

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,350

Underlying: Common Stock · 42,350 shares

Expires 2036-06-03

F3 · derivative.exercise_date: The shares subject to this stock option will vest in twelve equal monthly installments commencing on July 4, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2025 Equity Incentive Plan, or the Plan) through each such vesting date.

F4 · balance_after: This grant was made pursuant to the issuer's tenth amended and restated non-employee director compensation policy.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 16:05 UTC Monte Rosa Therapeutics, Inc. GLUE · Entity 4828 GrantStock Option (Right to Buy) · Derivative 30,700 $0.00 Strike: $4.91 $0.00
Disclosure

SEC source: 0000950170-25-086699 · ownership.xml · derivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,700

Underlying: Common Stock · 30,700 shares

Expires 2035-06-13

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 13, 2026 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service at such time.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 16:20 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 4,793 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016252 · form4-06092025_040612.xml · derivative · entry 5

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F6 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 6, 2025.

F6 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 6, 2025.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 16:20 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 4,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-016252 · form4-06092025_040612.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 16:20 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted Stock Units · Derivative 11,580 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016252 · form4-06092025_040612.xml · derivative · entry 4

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,580

Underlying: Common Stock · 11,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F5 · derivative.exercise_date: The shares underlying these restricted stock units will vest in one installment on June 5, 2026, subject to the Reporting Person's Continuous Service (as defined in the Plan) as of such date.

F5 · derivative.expiration_date: The shares underlying these restricted stock units will vest in one installment on June 5, 2026, subject to the Reporting Person's Continuous Service (as defined in the Plan) as of such date.

F4 · balance_after: This grant was made pursuant to the issuer's tenth amended and restated non-employee director compensation policy.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 16:20 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantStock Option (Right to Buy) · Derivative 42,350 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001415889-25-016252 · form4-06092025_040612.xml · derivative · entry 3

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,350

Underlying: Common Stock · 42,350 shares

Expires 2035-06-04

F3 · derivative.exercise_date: The shares subject to this stock option will vest in twelve equal monthly installments commencing on July 5, 2025, subject to the Reporting Person's Continuous Service (as defined in the Plan) through each such vesting date.

F4 · balance_after: This grant was made pursuant to the issuer's tenth amended and restated non-employee director compensation policy.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 16:30 UTC Monte Rosa Therapeutics, Inc. GLUE · Entity 4828 GrantStock Option (Right to Buy) · Derivative 22,100 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0000950170-24-073064 · ownership.xml · derivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,100

Underlying: Common Stock · 22,100 shares

Expires 2034-06-12

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service at such time.

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June 06, 2024 Filed Jun 10, 2024 16:15 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted Stock Units · Derivative 4,793 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016193 · form4-06102024_040605.xml · derivative · entry 2

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,793

Underlying: Common Stock · 4,793 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date.

F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy.

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June 06, 2024 Filed Jun 10, 2024 16:15 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantStock Option (Right to Buy) · Derivative 15,750 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001415889-24-016193 · form4-06102024_040605.xml · derivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Stock · 15,750 shares

Expires 2034-06-05

F1 · derivative.exercise_date: The shares subject to this option will vest in twelve equal monthly installments commencing July 6, 2024, subject to Reporting Person's continuous service through each such date.

F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy.

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June 01, 2024 Filed Jun 4, 2024 16:30 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 4,660 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015360 · form4-06042024_040604.xml · derivative · entry 3

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 1, 2024.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 1, 2024.

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June 01, 2024 Filed Jun 4, 2024 16:30 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 4,660 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-015360 · form4-06042024_040604.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 16:09 UTC Elevation Oncology, Inc. ELEV · Entity 77243 GrantStock Option (Right to Buy) · Derivative 31,238 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001415889-23-010090 · form4-06212023_080601.xml · derivative · entry 1

Aisling Capital IV, LP · CIK 0001652910 · 10% owner

Aisling Capital Partners IV LLC · CIK 0001737019 · 10% owner

Aisling Capital Partners IV, LP · CIK 0001737020 · 10% owner

ELMS STEVE · CIK 0001250195 · 10% owner

SCHIFF ANDREW N · CIK 0001172252 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 31,238

Underlying: Common Stock · 31,238 shares

Expires 2033-06-15

F1 · derivative.exercise_date: The stock option vests as to 100% of the total shares on the one-year anniversary of the grant date, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

F2 · ownership.nature: This stock option was granted to Steven Elms, an employee of Aisling Capital, in his capacity as a director of the Issuer. Pursuant to the policies of Aisling Capital, Mr. Elms does not have any right to any of the Issuer's securities issued as part of his service on the Board and Aisling Capital is entitled to receive all of the pecuniary interest in the securities issued.

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June 14, 2023 Filed Jun 15, 2023 16:28 UTC Monte Rosa Therapeutics, Inc. GLUE · Entity 4828 GrantStock Option (Right to Buy) · Derivative 20,500 $0.00 Strike: $6.59 $0.00
Disclosure

SEC source: 0001209191-23-037352 · doc4.xml · derivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2033-06-13

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 14, 2024 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service at such time.

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June 02, 2023 Filed Jun 5, 2023 16:53 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 4,507 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034411 · doc4.xml · derivative · entry 5

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F6 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 2, 2023.

F6 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 2, 2023.

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June 02, 2023 Filed Jun 5, 2023 16:53 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 4,507 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-034411 · doc4.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 16:53 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted Stock Units · Derivative 4,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034411 · doc4.xml · derivative · entry 4

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,660

Underlying: Common Stock · 4,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy.

F5 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 1, 2024, subject to the Reporting Person's continuous service through such date.

F5 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 1, 2024, subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 16:53 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantStock Option (Right to Buy) · Derivative 15,750 $0.00 Strike: $8.70 $0.00
Disclosure

SEC source: 0001209191-23-034411 · doc4.xml · derivative · entry 3

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Stock · 15,750 shares

Expires 2033-05-31

F3 · derivative.exercise_date: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares subject to this option will vest in twelve equal monthly installments commencing July 1, 2023, subject to Reporting Person's continuous service through each such date.

Read SEC document
November 14, 2022 Filed Nov 14, 2022 16:51 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 1,371 $17.08 $23,416.68
Disclosure

SEC source: 0001209191-22-056644 · doc4.xml · nonDerivative · entry 3

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aisling Capital IV LP

Disclosed balance after: 434,455

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Aisling Capital IV, LP on August 23, 2022.

F3 · ownership.nature: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 16:51 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 41,160 $17.06 $702,177.25
Disclosure

SEC source: 0001209191-22-056644 · doc4.xml · nonDerivative · entry 2

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aisling Capital IV LP

Disclosed balance after: 435,826

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Aisling Capital IV, LP on August 23, 2022.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.00 to $17.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 16:51 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 11,395 $17.02 $193,995.32
Disclosure

SEC source: 0001209191-22-056644 · doc4.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aisling Capital IV LP

Disclosed balance after: 476,986

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Aisling Capital IV, LP on August 23, 2022.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.00 to $17.165, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
October 26, 2022 Filed Oct 26, 2022 19:09 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 14,540 $17.01 $247,252.70
Disclosure

SEC source: 0001209191-22-054675 · doc4.xml · nonDerivative · entry 3

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aisling Capital IV LP

Disclosed balance after: 488,381

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Aisling Capital IV, LP on August 23, 2022.

F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.00 to $17.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 19:09 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 12,018 $17.02 $204,516.32
Disclosure

SEC source: 0001209191-22-054675 · doc4.xml · nonDerivative · entry 2

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aisling Capital IV LP

Disclosed balance after: 502,921

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Aisling Capital IV, LP on August 23, 2022.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.00 to $17.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 19:09 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 14,616 $17.01 $248,586.00
Disclosure

SEC source: 0001209191-22-054675 · doc4.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aisling Capital IV LP

Disclosed balance after: 514,939

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Aisling Capital IV, LP on August 23, 2022.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.00 to $17.085, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 16:49 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 32,093 $16.89 $542,021.89
Disclosure

SEC source: 0001209191-22-054075 · doc4.xml · nonDerivative · entry 2

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aisling Capital IV LP

Disclosed balance after: 529,555

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Aisling Capital IV, LP on August 23, 2022.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.23 to $17.1023, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:49 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 19,944 $16.05 $320,087.24
Disclosure

SEC source: 0001209191-22-054075 · doc4.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aisling Capital IV LP

Disclosed balance after: 561,648

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Aisling Capital IV, LP on August 23, 2022.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 16:35 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 7,324 $16.16 $118,349.25
Disclosure

SEC source: 0001209191-22-053312 · doc4.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aisling Capital IV LP

Disclosed balance after: 581,592

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Aisling Capital IV, LP on August 23, 2022.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
October 06, 2022 Filed Oct 6, 2022 17:58 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 37,839 $16.54 $625,743.54
Disclosure

SEC source: 0001209191-22-053003 · doc4.xml · nonDerivative · entry 2

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aisling Capital IV LP

Disclosed balance after: 588,916

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Aisling Capital IV, LP on August 23, 2022.

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 17:58 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 7,700 $16.01 $123,258.52
Disclosure

SEC source: 0001209191-22-053003 · doc4.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aisling Capital IV LP

Disclosed balance after: 626,755

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Aisling Capital IV, LP on August 23, 2022.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reportable securities are owned directly by Aisling Capital IV, LP ("Aisling"), and held indirectly by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Schiff disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 16:57 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 SaleCommon Stock 19,565 $15.14 $296,268.88
Disclosure

SEC source: 0001209191-22-038451 · doc4.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2022.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 18:43 UTC Elevation Oncology, Inc. ELEV · Entity 77243 GrantStock Option (Right to Buy) · Derivative 15,619 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001209191-22-038760 · doc4.xml · derivative · entry 1

Aisling Capital IV, LP · CIK 0001652910 · 10% owner

Aisling Capital Partners IV LLC · CIK 0001737019 · 10% owner

Aisling Capital Partners IV, LP · CIK 0001737020 · 10% owner

ELMS STEVE · CIK 0001250195 · Director · 10% owner

SCHIFF ANDREW N · CIK 0001172252 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,619

Underlying: Common Stock · 15,619 shares

Expires 2032-06-16

F1 · derivative.exercise_date: The stock option vests as to 100% of the total shares on the one year anniversary of the grant date, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

F2 · ownership.nature: This stock option was granted to Steven Elms, an employee of Aisling Capital, in his capacity as a director of the Issuer. Pursuant to the policies of Aisling Capital, Mr. Elms does not have any right to any of the Issuer's securities issued as part of his service on the Board and Aisling Capital is entitled to receive all of the pecuniary interest in the securities issued.

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June 15, 2022 Filed Jun 16, 2022 16:31 UTC Monte Rosa Therapeutics, Inc. GLUE · Entity 4828 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-22-037429 · doc4.xml · derivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 15, 2023 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service at such time.

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June 03, 2022 Filed Jun 6, 2022 17:36 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 3,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034617 · doc4.xml · derivative · entry 5

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F6 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 3, 2022.

F6 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 3, 2022.

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June 03, 2022 Filed Jun 6, 2022 17:36 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 3,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-034617 · doc4.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

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June 02, 2022 Filed Jun 6, 2022 17:36 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted Stock Units · Derivative 4,507 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034617 · doc4.xml · derivative · entry 4

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,507

Underlying: Common Stock · 4,507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: This grant was made pursuant to the issuer's seventh amended and restated non-employee director compensation policy.

F5 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 2, 2023, subject to the Reporting Person's continuous service through such date.

F5 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 2, 2023, subject to the Reporting Person's continuous service through such date.

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June 02, 2022 Filed Jun 6, 2022 17:36 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantStock Option (Right to Buy) · Derivative 15,750 $0.00 Strike: $14.48 $0.00
Disclosure

SEC source: 0001209191-22-034617 · doc4.xml · derivative · entry 3

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Stock · 15,750 shares

Expires 2032-06-01

F3 · derivative.exercise_date: This grant was made pursuant to the issuer's seventh amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares subject to this option will vest in twelve equal monthly installments commencing July 2, 2022, subject to Reporting Person's continuous service through each such date.

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June 29, 2021 Filed Jul 1, 2021 18:29 UTC Elevation Oncology, Inc. ELEV · Entity 77243 ConversionSeries B Preferred Stock · Derivative 1,936,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044561 · doc4.xml · derivative · entry 5

Aisling Capital IV, LP · CIK 0001652910 · 10% owner

Aisling Capital Partners IV LLC · CIK 0001737019 · 10% owner

Aisling Capital Partners IV, LP · CIK 0001737020 · 10% owner

ELMS STEVE · CIK 0001250195 · Director · Managing Member

SCHIFF ANDREW N · CIK 0001172252 · Managing Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 458,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Shares of the Issuer's Preferred Stock automatically converted on a 4.225582-for-one basis into the number of shares of the Issuer's Common Stock in shown in column 7 immediately upon the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Shares of the Issuer's Preferred Stock automatically converted on a 4.225582-for-one basis into the number of shares of the Issuer's Common Stock in shown in column 7 immediately upon the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Shares of the Issuer's Preferred Stock automatically converted on a 4.225582-for-one basis into the number of shares of the Issuer's Common Stock in shown in column 7 immediately upon the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.direct: The securities are directly held by Aisling Capital IV, LP ("Aisling"). Aisling Capital Partners IV, LP ("Aisling GP"), is the general partner of Aisling, and Aisling Capital Partners IV LLC ("Aisling Partners"), is the general partner of Aisling GP. The managers of Aisling Partners are Dr. Andrew Schiff and Steve Elms and may share voting power and dispositive powers over securities held by Aisling, and as a result, may be deemed to have beneficial ownership over such securities. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

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June 29, 2021 Filed Jul 1, 2021 18:29 UTC Elevation Oncology, Inc. ELEV · Entity 77243 ConversionSeries A Preferred Stock · Derivative 8,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044561 · doc4.xml · derivative · entry 4

Aisling Capital IV, LP · CIK 0001652910 · 10% owner

Aisling Capital Partners IV LLC · CIK 0001737019 · 10% owner

Aisling Capital Partners IV, LP · CIK 0001737020 · 10% owner

ELMS STEVE · CIK 0001250195 · Director · Managing Member

SCHIFF ANDREW N · CIK 0001172252 · Managing Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,893,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Shares of the Issuer's Preferred Stock automatically converted on a 4.225582-for-one basis into the number of shares of the Issuer's Common Stock in shown in column 7 immediately upon the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Shares of the Issuer's Preferred Stock automatically converted on a 4.225582-for-one basis into the number of shares of the Issuer's Common Stock in shown in column 7 immediately upon the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Shares of the Issuer's Preferred Stock automatically converted on a 4.225582-for-one basis into the number of shares of the Issuer's Common Stock in shown in column 7 immediately upon the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.direct: The securities are directly held by Aisling Capital IV, LP ("Aisling"). Aisling Capital Partners IV, LP ("Aisling GP"), is the general partner of Aisling, and Aisling Capital Partners IV LLC ("Aisling Partners"), is the general partner of Aisling GP. The managers of Aisling Partners are Dr. Andrew Schiff and Steve Elms and may share voting power and dispositive powers over securities held by Aisling, and as a result, may be deemed to have beneficial ownership over such securities. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

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June 29, 2021 Filed Jul 1, 2021 18:29 UTC Elevation Oncology, Inc. ELEV · Entity 77243 PurchaseCommon Stock 187,500 $16.00 $3,000,000.00
Disclosure

SEC source: 0001209191-21-044561 · doc4.xml · nonDerivative · entry 3

Aisling Capital IV, LP · CIK 0001652910 · 10% owner

Aisling Capital Partners IV LLC · CIK 0001737019 · 10% owner

Aisling Capital Partners IV, LP · CIK 0001737020 · 10% owner

ELMS STEVE · CIK 0001250195 · Director · Managing Member

SCHIFF ANDREW N · CIK 0001172252 · Managing Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,834,910

F2 · ownership.direct: The securities are directly held by Aisling Capital IV, LP ("Aisling"). Aisling Capital Partners IV, LP ("Aisling GP"), is the general partner of Aisling, and Aisling Capital Partners IV LLC ("Aisling Partners"), is the general partner of Aisling GP. The managers of Aisling Partners are Dr. Andrew Schiff and Steve Elms and may share voting power and dispositive powers over securities held by Aisling, and as a result, may be deemed to have beneficial ownership over such securities. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

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June 29, 2021 Filed Jul 1, 2021 18:29 UTC Elevation Oncology, Inc. ELEV · Entity 77243 ConversionCommon Stock 458,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044561 · doc4.xml · nonDerivative · entry 2

Aisling Capital IV, LP · CIK 0001652910 · 10% owner

Aisling Capital Partners IV LLC · CIK 0001737019 · 10% owner

Aisling Capital Partners IV, LP · CIK 0001737020 · 10% owner

ELMS STEVE · CIK 0001250195 · Director · Managing Member

SCHIFF ANDREW N · CIK 0001172252 · Managing Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Shares of the Issuer's Preferred Stock automatically converted on a 4.225582-for-one basis into the number of shares of the Issuer's Common Stock in shown in column 7 immediately upon the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.direct: The securities are directly held by Aisling Capital IV, LP ("Aisling"). Aisling Capital Partners IV, LP ("Aisling GP"), is the general partner of Aisling, and Aisling Capital Partners IV LLC ("Aisling Partners"), is the general partner of Aisling GP. The managers of Aisling Partners are Dr. Andrew Schiff and Steve Elms and may share voting power and dispositive powers over securities held by Aisling, and as a result, may be deemed to have beneficial ownership over such securities. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

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June 29, 2021 Filed Jul 1, 2021 18:29 UTC Elevation Oncology, Inc. ELEV · Entity 77243 ConversionCommon Stock 1,893,232 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044561 · doc4.xml · nonDerivative · entry 1

Aisling Capital IV, LP · CIK 0001652910 · 10% owner

Aisling Capital Partners IV LLC · CIK 0001737019 · 10% owner

Aisling Capital Partners IV, LP · CIK 0001737020 · 10% owner

ELMS STEVE · CIK 0001250195 · Director · Managing Member

SCHIFF ANDREW N · CIK 0001172252 · Managing Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,189,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Shares of the Issuer's Preferred Stock automatically converted on a 4.225582-for-one basis into the number of shares of the Issuer's Common Stock in shown in column 7 immediately upon the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.direct: The securities are directly held by Aisling Capital IV, LP ("Aisling"). Aisling Capital Partners IV, LP ("Aisling GP"), is the general partner of Aisling, and Aisling Capital Partners IV LLC ("Aisling Partners"), is the general partner of Aisling GP. The managers of Aisling Partners are Dr. Andrew Schiff and Steve Elms and may share voting power and dispositive powers over securities held by Aisling, and as a result, may be deemed to have beneficial ownership over such securities. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

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June 24, 2021 Filed Jun 28, 2021 18:18 UTC Elevation Oncology, Inc. ELEV · Entity 77243 GrantDirector Stock Option · Derivative 31,238 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-21-043527 · doc4.xml · derivative · entry 1

Aisling Capital IV, LP · CIK 0001652910 · 10% owner

Aisling Capital Partners IV LLC · CIK 0001737019 · 10% owner

Aisling Capital Partners IV, LP · CIK 0001737020 · 10% owner

ELMS STEVE · CIK 0001250195 · Director · Managing Member

SCHIFF ANDREW N · CIK 0001172252 · Managing Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,238

Underlying: Common Stock · 31,238 shares

Expires 2031-06-23

F1 · derivative.exercise_date: This stock option was granted to Steven Elms, an employee of Aisling Capital, in his capacity as a director of the Issuer. Pursuant to the policies of Aisling Capital, Mr. Elms does not have any right to any of the Issuer's securities issued as part of his service on the Board and Aisling Capital is entitled to receive all of the pecuniary interest in the securities issued. The stock option vests as of 1/36 of the total shares monthly beginning on July 24, 2021 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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June 23, 2021 Filed Jun 25, 2021 17:01 UTC Monte Rosa Therapeutics, Inc. GLUE · Entity 4828 GrantStock Option (Right to Buy) · Derivative 47,132 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000899243-21-025981 · doc4.xml · derivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,132

Underlying: Common Stock · 47,132 shares

Expires 2031-06-22

F1 · derivative.exercise_date: This option shall vest in 36 substantially equal monthly installments, with the first installment vesting on June 28, 2021.

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June 03, 2021 Filed Jun 4, 2021 20:12 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted Stock Units · Derivative 3,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038459 · doc4.xml · derivative · entry 2

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 3,356 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 3, 2022, subject to the Reporting Person's continuous service through such date.

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June 03, 2021 Filed Jun 4, 2021 20:12 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantStock Option (Right to Buy) · Derivative 12,250 $0.00 Strike: $21.90 $0.00
Disclosure

SEC source: 0001209191-21-038459 · doc4.xml · derivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires 2031-06-02

F1 · derivative.exercise_date: This grant was made pursuant to the issuer's fifth amended and restated non-employee director compensation policy.

F2 · derivative.exercise_date: The shares subject this option will vest in twelve equal monthly installments commencing July 3, 2021, subject to Reporting Person's continuous service through each such date.

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June 06, 2020 Filed Jun 8, 2020 17:27 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 7,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035029 · doc4.xml · derivative · entry 4

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F4 · shares: This grant was made pursuant to the issuer's amended and restated non-employee director compensation policy.

F5 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 6, 2020.

F5 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 6, 2020.

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June 06, 2020 Filed Jun 8, 2020 17:27 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 7,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-035029 · doc4.xml · nonDerivative · entry 1

SCHIFF ANDREW N · CIK 0001172252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.