Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Celcuity Inc.CELC · Entity 3991 | Director | June 10, 2026 | June 12, 2026 |
| Inspyr Therapeutics, Inc.NSPX · Entity 173805 | Director | October 13, 2016 | October 24, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Celcuity Inc.
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.69 · Expires 2035-05-19 | Direct | 0 |
Reported balance
After 2026-06-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-10 · Gift · Disposed 12,503 · Balance 0 F1: 100% vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.69 · Expires 2035-05-19 | IndirectBy Trust | 12,503 |
Reported balance
After 2026-06-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-10 · Gift · Acquired 12,503 · Balance 12,503 F1: 100% vested. F2: The reporting person and his spouse are the trustees and beneficiaries. The reporting person continues to beneficially own these securities held by the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: 100% vested.
F2: The reporting person and his spouse are the trustees and beneficiaries. The reporting person continues to beneficially own these securities held by the trust.
Inspyr Therapeutics, Inc.
Report date October 13, 2016 · Filed October 24, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Purchase OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.14 · Expires 2021-10-13 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2016-10-13 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Represents compensatory stock option grant for director services upon joining the Board of Directors. The options vest fully on November 1, 2017, subject to Dr. Buller continuously providing services to the Company during such vesting period. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents compensatory stock option grant for director services upon joining the Board of Directors. The options vest fully on November 1, 2017, subject to Dr. Buller continuously providing services to the Company during such vesting period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 08, 2024 Filed Apr 10, 2024 16:38 UTC | Celcuity Inc. CELC · Entity 3991 | GiftStock Option (right to buy) · Derivative | 4,555 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001062993-24-008275 · form4.xml · derivative · entry 2 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,555 shares Expires 2029-12-03 F2 · derivative.exercise_date: 100% vested. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:43 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 350 | $14.15 | $4,952.50 |
DisclosureSEC source: 0001062993-24-004281 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,081 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023. F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 16:09 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 350 | $14.37 | $5,029.50 |
DisclosureSEC source: 0001062993-23-023080 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,431 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023. F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 16:30 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 350 | $10.23 | $3,580.50 |
DisclosureSEC source: 0001062993-23-019774 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,781 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023. F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 16:07 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 350 | $9.28 | $3,248.00 |
DisclosureSEC source: 0001062993-23-017414 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,131 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023. F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 17:09 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 300 | $9.82 | $2,946.00 |
DisclosureSEC source: 0001062993-23-017124 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,481 F1 · kind: The sales reported in this Form 4 were effected pursuant to a trading arrangement adopted by the reporting person on May 20, 2022, which was intended to satisfy the requirements of the Rule 10b5-1 affirmative defense in place at that time. F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 16:11 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 300 | $11.79 | $3,537.00 |
DisclosureSEC source: 0001062993-23-014057 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,781 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022. F2 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:23 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 75 | $11.10 | $832.50 |
DisclosureSEC source: 0001062993-23-012198 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,081 F1 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| May 22, 2023 Filed May 23, 2023 16:12 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 100 | $10.50 | $1,050.00 |
DisclosureSEC source: 0001062993-23-011990 · form4.xml · nonDerivative · entry 2 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,156 F1 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| May 19, 2023 Filed May 23, 2023 16:12 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 250 | $9.85 | $2,462.50 |
DisclosureSEC source: 0001062993-23-011990 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,256 Read SEC document |
| May 15, 2023 Filed May 17, 2023 16:18 UTC | Celcuity Inc. CELC · Entity 3991 | GrantStock Option (right to buy) · Derivative | 8,733 | $0.00 Strike: $9.58 | $0.00 |
DisclosureSEC source: 0001062993-23-011365 · form4.xml · derivative · entry 6 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,733 Underlying: Common Stock · 8,733 shares Expires 2033-05-15 F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| May 15, 2023 Filed May 17, 2023 16:18 UTC | Celcuity Inc. CELC · Entity 3991 | GrantCommon Stock | 1,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011365 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,506 F1 · balance_after: Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 16:08 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 300 | $9.70 | $2,910.00 |
DisclosureSEC source: 0001062993-23-009502 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,548 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022. F2 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:06 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 300 | $11.40 | $3,420.00 |
DisclosureSEC source: 0001062993-23-004529 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,848 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022. F2 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 16:15 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 300 | $11.11 | $3,333.54 |
DisclosureSEC source: 0001062993-22-024287 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,148 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.09 to $11.235, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 16:14 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 300 | $9.97 | $2,991.00 |
DisclosureSEC source: 0001062993-22-021055 · form4.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,448 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022. F2 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 16:13 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 100 | $10.02 | $1,001.63 |
DisclosureSEC source: 0001437749-22-021668 · rdgdoc.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,748 F1 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 16:13 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 150 | $9.95 | $1,492.50 |
DisclosureSEC source: 0001437749-22-021453 · rdgdoc.xml · nonDerivative · entry 2 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,848 F1 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 16:13 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 200 | $10.05 | $2,010.00 |
DisclosureSEC source: 0001437749-22-021453 · rdgdoc.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,998 Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 16:07 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 300 | $8.95 | $2,684.52 |
DisclosureSEC source: 0001437749-22-021193 · rdgdoc.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,198 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.72 to $9.375, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote F3 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 16:13 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 300 | $9.47 | $2,841.00 |
DisclosureSEC source: 0001437749-22-016081 · rdgdoc.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,498 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022. F2 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| May 23, 2022 Filed May 25, 2022 16:11 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 750 | $6.24 | $4,682.78 |
DisclosureSEC source: 0001437749-22-013539 · rdgdoc.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,798 F1 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| May 19, 2022 Filed May 23, 2022 16:41 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 250 | $5.65 | $1,412.50 |
DisclosureSEC source: 0001437749-22-013319 · rdgdoc.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,548 F1 · balance_after: Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:40 UTC | Celcuity Inc. CELC · Entity 3991 | GrantStock Option (right to buy) · Derivative | 19,558 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001437749-22-013129 · rdgdoc.xml · derivative · entry 7 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,558 Underlying: Common Stock · 19,558 shares Expires 2032-05-17 F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:40 UTC | Celcuity Inc. CELC · Entity 3991 | GrantStock Option (right to buy) · Derivative | 2,310 | Not disclosed Strike: $5.50 | Not disclosed |
DisclosureSEC source: 0001437749-22-013129 · rdgdoc.xml · derivative · entry 5 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,310 Underlying: Common Stock · 2,310 shares Expires 2031-05-12 F4 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option. F2 · derivative.exercise_date: 100% vested. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:40 UTC | Celcuity Inc. CELC · Entity 3991 | Disposition to issuerStock Option (right to buy) · Derivative | 2,310 | Not disclosed Strike: $26.99 | Not disclosed |
DisclosureSEC source: 0001437749-22-013129 · rdgdoc.xml · derivative · entry 4 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,310 shares Expires 2031-05-12 F4 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option. F2 · derivative.exercise_date: 100% vested. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:40 UTC | Celcuity Inc. CELC · Entity 3991 | GrantStock Option (right to buy) · Derivative | 4,555 | Not disclosed Strike: $5.50 | Not disclosed |
DisclosureSEC source: 0001437749-22-013129 · rdgdoc.xml · derivative · entry 3 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,555 Underlying: Common Stock · 4,555 shares Expires 2029-12-03 F4 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option. F2 · derivative.exercise_date: 100% vested. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:40 UTC | Celcuity Inc. CELC · Entity 3991 | Disposition to issuerStock Option (right to buy) · Derivative | 4,555 | Not disclosed Strike: $10.68 | Not disclosed |
DisclosureSEC source: 0001437749-22-013129 · rdgdoc.xml · derivative · entry 2 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,555 shares Expires 2029-12-03 F4 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on May 17, 2022 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Stock Option has been amended to reduce such exercise price to $5.50 per share, the closing price of the issuer's common stock on The Nasdaq Capital Market as of the date of such repricing. There have been no other changes to the terms of the Stock Option. F2 · derivative.exercise_date: 100% vested. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:40 UTC | Celcuity Inc. CELC · Entity 3991 | GrantCommon Stock | 3,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-013129 · rdgdoc.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,798 F1 · shares: Represents 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 16:13 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 300 | $7.34 | $2,202.00 |
DisclosureSEC source: 0001437749-22-009524 · rdgdoc.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,525 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021. F2 · balance_after: Includes 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 18:40 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 250 | $15.55 | $3,886.25 |
DisclosureSEC source: 0001437749-21-027332 · rdgdoc.xml · nonDerivative · entry 2 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,825 F1 · balance_after: Includes 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 18:40 UTC | Celcuity Inc. CELC · Entity 3991 | SaleCommon Stock | 250 | $16.15 | $4,037.50 |
DisclosureSEC source: 0001437749-21-027332 · rdgdoc.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,075 F1 · balance_after: Includes 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders. Read SEC document |
| May 12, 2021 Filed May 14, 2021 17:02 UTC | Celcuity Inc. CELC · Entity 3991 | GrantStock Option (right to buy) · Derivative | 2,310 | $0.00 Strike: $26.99 | $0.00 |
DisclosureSEC source: 0000914190-21-000156 · edgar.xml · derivative · entry 4 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,310 Underlying: Common Stock · 2,310 shares Expires 2031-05-12 F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders. Read SEC document |
| May 12, 2021 Filed May 14, 2021 17:02 UTC | Celcuity Inc. CELC · Entity 3991 | GrantCommon Stock | 1,482 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-21-000156 · edgar.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,325 F1 · shares: Represents 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders. Read SEC document |
| May 14, 2020 Filed May 18, 2020 16:25 UTC | Celcuity Inc. CELC · Entity 3991 | GrantStock Option (right to buy) · Derivative | 12,654 | $0.00 Strike: $5.10 | $0.00 |
DisclosureSEC source: 0000914190-20-000174 · edgar.xml · derivative · entry 3 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,654 Underlying: Common Stock · 12,654 shares Expires 2030-05-14 F3 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders. Read SEC document |
| May 14, 2020 Filed May 18, 2020 16:25 UTC | Celcuity Inc. CELC · Entity 3991 | GrantCommon Stock | 7,843 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-20-000174 · edgar.xml · nonDerivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,843 F1 · shares: Represents 7,843 shares of restricted stock for which risks of forfeiture lapse on April 30, 2021, or if earlier, the date of the Company's 2021 Annual Meeting of Stockholders. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 16:18 UTC | Celcuity Inc. CELC · Entity 3991 | GrantStock Option (right to buy) · Derivative | 4,555 | $0.00 Strike: $10.68 | $0.00 |
DisclosureSEC source: 0000914190-19-000457 · edgar.xml · derivative · entry 1 Buller Richard E · CIK 0001688319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,555 Underlying: Common Stock · 4,555 shares Expires 2029-12-03 F1 · derivative.exercise_date: This Option will vest and become exercisable on April 30, 2020, or if earlier, the date of the Company's 2020 Annual Meeting of Stockholders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.