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Hastings Jeff

Disclosed activity across 1 company

Tapewire entity
38691
SEC CIK
0001336253

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROKU, INCROKU · Entity 2524DirectorJune 11, 2026June 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROKU, INC

Report date June 11, 2026 · Filed June 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect9,629 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Exercise / conversion · Acquired 1,847 · Balance 9,629

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-11 · Exercise / conversion · Disposed 1,847 · Balance 0

F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect1,027 Reported balance After 2026-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-11 · Grant · Acquired 1,027 · Balance 1,027

F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.64 · Expires 2036-06-10Direct1,745 Reported balance After 2026-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-11 · Grant · Acquired 1,745 · Balance 1,745

F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2019 Filed May 14, 2019 01:04 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 13,000 $4.08 Strike: $4.08 $53,040.00
Disclosure

SEC source: 0001716837-19-000077 · edgar.xml · derivative · entry 6

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Class A Common Stock · 13,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
May 09, 2019 Filed May 14, 2019 01:04 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 13,000 $4.08 Strike: $4.08 $53,040.00
Disclosure

SEC source: 0001716837-19-000077 · edgar.xml · derivative · entry 5

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,166

Underlying: Class B Common Stock · 13,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014.

Read SEC document
May 09, 2019 Filed May 14, 2019 01:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 2,000 $70.00 $140,000.00
Disclosure

SEC source: 0001716837-19-000077 · edgar.xml · nonDerivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

Read SEC document
May 09, 2019 Filed May 14, 2019 01:04 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 2,000 $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000077 · edgar.xml · nonDerivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2019 Filed May 14, 2019 01:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 13,000 $80.00 $1,040,000.00
Disclosure

SEC source: 0001716837-19-000077 · edgar.xml · nonDerivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

Read SEC document
May 09, 2019 Filed May 14, 2019 01:04 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 13,000 $4.08 $53,040.00
Disclosure

SEC source: 0001716837-19-000077 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:56 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 4,000 $4.08 Strike: $4.08 $16,320.00
Disclosure

SEC source: 0001716837-19-000069 · edgar.xml · derivative · entry 5

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:56 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 4,000 $4.08 Strike: $4.08 $16,320.00
Disclosure

SEC source: 0001716837-19-000069 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Class A Common Stock · 4,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:56 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 4,000 $4.08 Strike: $4.08 $16,320.00
Disclosure

SEC source: 0001716837-19-000069 · edgar.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,166

Underlying: Class B Common Stock · 4,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:56 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,000 $60.00 $240,000.00
Disclosure

SEC source: 0001716837-19-000069 · edgar.xml · nonDerivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:56 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 4,000 $4.08 $16,320.00
Disclosure

SEC source: 0001716837-19-000069 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 1,000 $4.08 Strike: $4.08 $4,080.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 15

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 1,000 $4.08 Strike: $4.08 $4,080.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 14

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 1,000 $4.08 Strike: $4.08 $4,080.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 13

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,166

Underlying: Class B Common Stock · 1,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014. The shares of this option are early exercisable, subject to the Issuer's right to repurchase.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 3,000 $4.08 Strike: $4.08 $12,240.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 12

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 3,000 $4.08 Strike: $4.08 $12,240.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 11

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Class A Common Stock · 3,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 3,000 $4.08 Strike: $4.08 $12,240.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 10

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,166

Underlying: Class B Common Stock · 3,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014. The shares of this option are early exercisable, subject to the Issuer's right to repurchase.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 2,000 $4.08 Strike: $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 9

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 2,000 $4.08 Strike: $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 8

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Class A Common Stock · 2,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 2,000 $4.08 Strike: $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · derivative · entry 7

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,166

Underlying: Class B Common Stock · 2,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014. The shares of this option are early exercisable, subject to the Issuer's right to repurchase.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,000 $56.20 $56,200.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 6

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 1,000 $4.08 $4,080.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 5

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 3,000 $56.20 $168,600.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 3,000 $4.08 $12,240.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 2,000 $56.20 $112,400.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:57 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 2,000 $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000063 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 23:07 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 2,000 $4.08 Strike: $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000060 · edgar.xml · derivative · entry 5

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 23:07 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 2,000 $4.08 Strike: $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000060 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Class A Common Stock · 2,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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April 02, 2019 Filed Apr 4, 2019 23:07 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 2,000 $4.08 Strike: $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000060 · edgar.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,166

Underlying: Class B Common Stock · 2,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014. The shares of this option are early exercisable, subject to the Issuer's right to repurchase.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 23:07 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 2,000 $70.00 $140,000.00
Disclosure

SEC source: 0001716837-19-000060 · edgar.xml · nonDerivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 23:07 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 2,000 $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000060 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:18 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 10,000 $4.08 Strike: $4.08 $40,800.00
Disclosure

SEC source: 0001716837-19-000052 · edgar.xml · derivative · entry 5

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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March 15, 2019 Filed Mar 19, 2019 21:18 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 10,000 $4.08 Strike: $4.08 $40,800.00
Disclosure

SEC source: 0001716837-19-000052 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:18 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $4.08 Strike: $4.08 $40,800.00
Disclosure

SEC source: 0001716837-19-000052 · edgar.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,166

Underlying: Class B Common Stock · 10,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014. The shares of this option are early exercisable, subject to the Issuer's right to repurchase.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:18 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 10,000 $62.15 $621,500.00
Disclosure

SEC source: 0001716837-19-000052 · edgar.xml · nonDerivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:18 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 10,000 $4.08 $40,800.00
Disclosure

SEC source: 0001716837-19-000052 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 01:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 1,167 $4.08 Strike: $4.08 $4,761.36
Disclosure

SEC source: 0001716837-19-000044 · edgar.xml · derivative · entry 10

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,167 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 01:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 1,167 $4.08 Strike: $4.08 $4,761.36
Disclosure

SEC source: 0001716837-19-000044 · edgar.xml · derivative · entry 9

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Class A Common Stock · 1,167 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 01:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 1,167 $4.08 Strike: $4.08 $4,761.36
Disclosure

SEC source: 0001716837-19-000044 · edgar.xml · derivative · entry 8

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,166

Underlying: Class B Common Stock · 1,167 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014. The shares of this option are early exercisable, subject to the Issuer's right to repurchase.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 01:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 833 $8.82 Strike: $8.82 $7,347.06
Disclosure

SEC source: 0001716837-19-000044 · edgar.xml · derivative · entry 7

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 833 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 01:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 833 $8.82 Strike: $8.82 $7,347.06
Disclosure

SEC source: 0001716837-19-000044 · edgar.xml · derivative · entry 6

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833

Underlying: Class A Common Stock · 833 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 01:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 833 $8.82 Strike: $8.82 $7,347.06
Disclosure

SEC source: 0001716837-19-000044 · edgar.xml · derivative · entry 5

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 833 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/12 of the Option vests in equal monthly installments one month from 8/5/2017. The shares of this option are early exercisable, subject to the Issuer's right to repurchase.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 01:21 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,167 $70.00 $81,690.00
Disclosure

SEC source: 0001716837-19-000044 · edgar.xml · nonDerivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 01:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 1,167 $4.08 $4,761.36
Disclosure

SEC source: 0001716837-19-000044 · edgar.xml · nonDerivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 01:21 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 833 $70.00 $58,310.00
Disclosure

SEC source: 0001716837-19-000044 · edgar.xml · nonDerivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 01:21 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 833 $8.82 $7,347.06
Disclosure

SEC source: 0001716837-19-000044 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:31 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 4,000 $8.82 Strike: $8.82 $35,280.00
Disclosure

SEC source: 0001716837-19-000031 · edgar.xml · derivative · entry 5

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,000 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:31 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 4,000 $8.82 Strike: $8.82 $35,280.00
Disclosure

SEC source: 0001716837-19-000031 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Class A Common Stock · 4,000 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:31 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 4,000 $8.82 Strike: $8.82 $35,280.00
Disclosure

SEC source: 0001716837-19-000031 · edgar.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833

Underlying: Class B Common Stock · 4,000 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/12 of the Option vests in equal monthly installments one month from 8/5/2017. The shares of this option are early exercisable, subject to the Issuer's right to repurchase.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,000 $60.05 $240,210.00
Disclosure

SEC source: 0001716837-19-000031 · edgar.xml · nonDerivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.