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Hastings Jeff

Disclosed activity across 1 company

Tapewire entity
38691
SEC CIK
0001336253

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROKU, INCROKU · Entity 2524DirectorJune 11, 2026June 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROKU, INC

Report date June 11, 2026 · Filed June 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect9,629 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Exercise / conversion · Acquired 1,847 · Balance 9,629

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-11 · Exercise / conversion · Disposed 1,847 · Balance 0

F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect1,027 Reported balance After 2026-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-11 · Grant · Acquired 1,027 · Balance 1,027

F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.64 · Expires 2036-06-10Direct1,745 Reported balance After 2026-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-11 · Grant · Acquired 1,745 · Balance 1,745

F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 13, 2026 01:06 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 1,745 $0.00 Strike: $119.64 $0.00
Disclosure

SEC source: 0001336253-26-000002 · form4.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,745

Underlying: Class A Common Stock · 1,745 shares

Expires 2036-06-10

F4 · derivative.exercise_date: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Read SEC document
June 11, 2026 Filed Jun 13, 2026 01:06 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001336253-26-000002 · form4.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,027

Underlying: Class A Common Stock · 1,027 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F3 · derivative.expiration_date: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Read SEC document
June 11, 2026 Filed Jun 13, 2026 01:06 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 1,847 $0.00 $0.00
Disclosure

SEC source: 0001336253-26-000002 · form4.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Read SEC document
June 11, 2026 Filed Jun 13, 2026 01:06 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 1,847 $0.00 $0.00
Disclosure

SEC source: 0001336253-26-000002 · form4.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 22:43 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 3,140 $0.00 Strike: $80.48 $0.00
Disclosure

SEC source: 0001062993-25-011706 · form4.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,140

Underlying: Class A Common Stock · 3,140 shares

Expires 2035-06-10

F3 · derivative.exercise_date: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 22:43 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 1,847 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011706 · form4.xml · derivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,847

Underlying: Class A Common Stock · 1,847 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F2 · derivative.expiration_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 23:08 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 2,029 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011289 · form4.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 23:08 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 2,029 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011289 · form4.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2025 Filed Feb 28, 2025 23:05 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 11 $90.68 $997.48
Disclosure

SEC source: 0001062993-25-003971 · form4.xml · nonDerivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,753

F1 · kind: On January 23, 2025, the reporting person's investment advisor purchased 11 shares of the issuer's Class A common stock on the reporting person's behalf without the prior knowledge of the reporting person, and subsequently sold the shares on February 21, 2025. The purchase and sale were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. The reporting person has agreed to pay the issuer $104.96, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
January 23, 2025 Filed Feb 28, 2025 23:05 UTC ROKU, INC ROKU · Entity 2524 PurchaseClass A Common Stock 11 $81.14 $892.54
Disclosure

SEC source: 0001062993-25-003971 · form4.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,764

F1 · kind: On January 23, 2025, the reporting person's investment advisor purchased 11 shares of the issuer's Class A common stock on the reporting person's behalf without the prior knowledge of the reporting person, and subsequently sold the shares on February 21, 2025. The purchase and sale were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. The reporting person has agreed to pay the issuer $104.96, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 00:02 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 2,164 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012333 · form4.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.expiration_date: This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 00:02 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 2,164 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012333 · form4.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 00:02 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 3,652 $0.00 Strike: $57.97 $0.00
Disclosure

SEC source: 0001062993-24-012333 · form4.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,652

Underlying: Class A Common Stock · 3,652 shares

Expires 2034-06-05

F3 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 00:02 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 2,029 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012333 · form4.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,029

Underlying: Class A Common Stock · 2,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 1,317 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013388 · form4.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.expiration_date: This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013388 · form4.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 3,895 $0.00 Strike: $69.10 $0.00
Disclosure

SEC source: 0001062993-23-013388 · form4.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,895

Underlying: Class A Common Stock · 3,895 shares

Expires 2033-06-07

F3 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 2,164 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013388 · form4.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,164

Underlying: Class A Common Stock · 2,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 23:02 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000056 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 23:02 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 329 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000056 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 23:02 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 3,423 $92.37 Strike: $92.37 $316,182.51
Disclosure

SEC source: 0001716837-22-000056 · edgar.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,423

Underlying: Class A Common Stock · 3,423 shares

Expires 2032-06-08

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 23:02 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 1,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000056 · edgar.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

F1 · derivative.expiration_date: This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:26 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 954 $347.81 Strike: $347.81 $331,810.74
Disclosure

SEC source: 0001716837-21-000099 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Underlying: Class A Common Stock · 954 shares

Expires 2031-06-09

F3 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:26 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000099 · edgar.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

F2 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:26 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000099 · edgar.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:26 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000099 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:43 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 2,535 $113.80 Strike: $113.80 $288,483.00
Disclosure

SEC source: 0001716837-20-000117 · edgar.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535

Underlying: Class A Common Stock · 2,535 shares

Expires 2030-06-09

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:43 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000117 · edgar.xml · derivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:44 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000096 · edgar.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:44 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000096 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 00:37 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 20,166 $4.08 Strike: $4.08 $82,277.28
Disclosure

SEC source: 0001716837-19-000117 · edgar.xml · derivative · entry 5

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,166 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 00:37 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 20,166 $4.08 Strike: $4.08 $82,277.28
Disclosure

SEC source: 0001716837-19-000117 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

Underlying: Class A Common Stock · 20,166 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 00:37 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 20,166 $4.08 Strike: $4.08 $82,277.28
Disclosure

SEC source: 0001716837-19-000117 · edgar.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 20,166 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 00:37 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 20,166 $101.55 $2,047,857.30
Disclosure

SEC source: 0001716837-19-000117 · edgar.xml · nonDerivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

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June 17, 2019 Filed Jun 19, 2019 00:37 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 20,166 $4.08 $82,277.28
Disclosure

SEC source: 0001716837-19-000117 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 31, 2019 Filed Jun 3, 2019 21:22 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 2,222 $92.00 $204,424.00
Disclosure

SEC source: 0001716837-19-000098 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hastings's 10b5-1 plan.

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May 24, 2019 Filed May 24, 2019 23:40 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 2,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000091 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This RSU was granted on 5/24/2018 and vests in one installment on the anniversary of the grant date.

F3 · derivative.expiration_date: This RSU was granted on 5/24/2018 and vests in one installment on the anniversary of the grant date.

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May 24, 2019 Filed May 24, 2019 23:40 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 2,222 $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000091 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed May 24, 2019 23:40 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 2,937 $88.02 Strike: $88.02 $258,514.74
Disclosure

SEC source: 0001716837-19-000091 · edgar.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937

Underlying: Class A Common Stock · 2,937 shares

Expires 2019-05-21

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

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May 22, 2019 Filed May 24, 2019 23:40 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000091 · edgar.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065

Underlying: Class A Common Stock · 1,065 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU was granted on 5/22/2019 and vests in one installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 5/22/2019 and vests in one installment on the anniversary of the grant date.

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May 15, 2019 Filed May 15, 2019 22:32 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 25,000 $4.08 Strike: $4.08 $102,000.00
Disclosure

SEC source: 0001716837-19-000081 · edgar.xml · derivative · entry 6

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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May 15, 2019 Filed May 15, 2019 22:32 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 25,000 $4.08 Strike: $4.08 $102,000.00
Disclosure

SEC source: 0001716837-19-000081 · edgar.xml · derivative · entry 5

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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May 15, 2019 Filed May 15, 2019 22:32 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 25,000 $4.08 Strike: $4.08 $102,000.00
Disclosure

SEC source: 0001716837-19-000081 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014.

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May 15, 2019 Filed May 15, 2019 22:32 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 10,500 $83.08 $872,294.85
Disclosure

SEC source: 0001716837-19-000081 · edgar.xml · nonDerivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.65 to $83.51 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 15, 2019 Filed May 15, 2019 22:32 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 14,500 $82.03 $1,189,381.35
Disclosure

SEC source: 0001716837-19-000081 · edgar.xml · nonDerivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.65 to $82.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 15, 2019 Filed May 15, 2019 22:32 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 25,000 $4.08 $102,000.00
Disclosure

SEC source: 0001716837-19-000081 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2019 Filed May 14, 2019 01:04 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 2,000 $4.08 Strike: $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000077 · edgar.xml · derivative · entry 10

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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May 09, 2019 Filed May 14, 2019 01:04 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 2,000 $4.08 Strike: $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000077 · edgar.xml · derivative · entry 9

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Class A Common Stock · 2,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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May 09, 2019 Filed May 14, 2019 01:04 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionStock Option (right to buy) · Derivative 2,000 $4.08 Strike: $4.08 $8,160.00
Disclosure

SEC source: 0001716837-19-000077 · edgar.xml · derivative · entry 8

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,166

Underlying: Class B Common Stock · 2,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014.

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May 09, 2019 Filed May 14, 2019 01:04 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 13,000 $4.08 Strike: $4.08 $53,040.00
Disclosure

SEC source: 0001716837-19-000077 · edgar.xml · derivative · entry 7

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,000 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.