Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | Director | June 11, 2026 | June 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date June 11, 2026 · Filed June 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 9,629 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Exercise / conversion · Acquired 1,847 · Balance 9,629 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-11 · Exercise / conversion · Disposed 1,847 · Balance 0 F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,027 |
Reported balance
After 2026-06-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-11 · Grant · Acquired 1,027 · Balance 1,027 F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.64 · Expires 2036-06-10 | Direct | 1,745 |
Reported balance
After 2026-06-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-11 · Grant · Acquired 1,745 · Balance 1,745 F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2019 Filed Feb 26, 2019 23:31 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 4,000 | $8.82 | $35,280.00 |
DisclosureSEC source: 0001716837-19-000031 · edgar.xml · nonDerivative · entry 1 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:18 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 6,000 | $8.82 Strike: $8.82 | $52,920.00 |
DisclosureSEC source: 0001716837-19-000024 · edgar.xml · derivative · entry 5 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:18 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 6,000 | $8.82 Strike: $8.82 | $52,920.00 |
DisclosureSEC source: 0001716837-19-000024 · edgar.xml · derivative · entry 4 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Class A Common Stock · 6,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:18 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $8.82 Strike: $8.82 | $52,920.00 |
DisclosureSEC source: 0001716837-19-000024 · edgar.xml · derivative · entry 3 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,833 Underlying: Class B Common Stock · 6,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12 of the Option vests in equal monthly installments one month from 8/5/2017. The shares of this option are early exercisable, subject to the Issuer's right to repurchase. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:18 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 6,000 | $51.73 | $310,380.00 |
DisclosureSEC source: 0001716837-19-000024 · edgar.xml · nonDerivative · entry 2 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:18 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 6,000 | $8.82 | $52,920.00 |
DisclosureSEC source: 0001716837-19-000024 · edgar.xml · nonDerivative · entry 1 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2019 Filed Feb 20, 2019 23:18 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 6,000 | $8.82 Strike: $8.82 | $52,920.00 |
DisclosureSEC source: 0001716837-19-000023 · edgar.xml · derivative · entry 5 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 04, 2019 Filed Feb 20, 2019 23:18 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 6,000 | $8.82 Strike: $8.82 | $52,920.00 |
DisclosureSEC source: 0001716837-19-000023 · edgar.xml · derivative · entry 4 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Class A Common Stock · 6,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 04, 2019 Filed Feb 20, 2019 23:18 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $8.82 Strike: $8.82 | $52,920.00 |
DisclosureSEC source: 0001716837-19-000023 · edgar.xml · derivative · entry 3 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,833 Underlying: Class B Common Stock · 6,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12 of the Option vests in equal monthly installments one month from 8/5/2017. The shares of this option are early exercisable, subject to the Issuer's right to repurchase. Read SEC document |
| February 04, 2019 Filed Feb 20, 2019 23:18 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,000 | $50.00 | $100,000.00 |
DisclosureSEC source: 0001716837-19-000023 · edgar.xml · nonDerivative · entry 2 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan. Read SEC document |
| February 04, 2019 Filed Feb 20, 2019 23:18 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 2,000 | $8.82 | $17,640.00 |
DisclosureSEC source: 0001716837-19-000023 · edgar.xml · nonDerivative · entry 1 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 4,000 | $8.82 Strike: $8.82 | $35,280.00 |
DisclosureSEC source: 0001716837-19-000011 · edgar.xml · derivative · entry 5 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 4,000 | $8.82 Strike: $8.82 | $35,280.00 |
DisclosureSEC source: 0001716837-19-000011 · edgar.xml · derivative · entry 4 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Class A Common Stock · 4,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $8.82 Strike: $8.82 | $35,280.00 |
DisclosureSEC source: 0001716837-19-000011 · edgar.xml · derivative · entry 3 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,833 Underlying: Class B Common Stock · 4,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12 of the Option vests in equal monthly installments one month from 8/5/2017. The shares of this option are early exercisable, subject to the Issuer's right to repurchase. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,000 | $40.03 | $160,120.00 |
DisclosureSEC source: 0001716837-19-000011 · edgar.xml · nonDerivative · entry 2 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan dated September 14, 2018. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:20 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 4,000 | $8.82 | $35,280.00 |
DisclosureSEC source: 0001716837-19-000011 · edgar.xml · nonDerivative · entry 1 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 21:50 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 1,000 | $8.82 Strike: $8.82 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000009 · edgar.xml · derivative · entry 5 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 21:50 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 1,000 | $8.82 Strike: $8.82 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000009 · edgar.xml · derivative · entry 4 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Class A Common Stock · 1,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 21:50 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $8.82 Strike: $8.82 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000009 · edgar.xml · derivative · entry 3 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,833 Underlying: Class B Common Stock · 1,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12 of the Option vests in equal monthly installments one month from 8/5/2017. The shares of this option are early exercisable, subject to the Issuer's right to repurchase. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 21:50 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,000 | $40.00 | $40,000.00 |
DisclosureSEC source: 0001716837-19-000009 · edgar.xml · nonDerivative · entry 2 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan dated September 14, 2018. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 21:50 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 1,000 | $8.82 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000009 · edgar.xml · nonDerivative · entry 1 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 23:09 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 3,000 | $8.82 Strike: $8.82 | $26,460.00 |
DisclosureSEC source: 0001716837-18-000094 · edgar.xml · derivative · entry 5 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · derivative.exercise_date: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 23:09 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 3,000 | $8.82 Strike: $8.82 | $26,460.00 |
DisclosureSEC source: 0001716837-18-000094 · edgar.xml · derivative · entry 4 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Class A Common Stock · 3,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · derivative.exercise_date: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 23:09 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $8.82 Strike: $8.82 | $26,460.00 |
DisclosureSEC source: 0001716837-18-000094 · edgar.xml · derivative · entry 3 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,833 Underlying: Class B Common Stock · 3,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12 of the Option vests in equal monthly installments one month from 8/5/2017. The shares of this option are early exercisable, subject to the Issuer's right to repurchase. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 23:09 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,000 | $33.49 | $100,470.00 |
DisclosureSEC source: 0001716837-18-000094 · edgar.xml · nonDerivative · entry 2 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Hasting's 10b5-1 plan dated September 14, 2018. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 23:09 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 3,000 | $8.82 | $26,460.00 |
DisclosureSEC source: 0001716837-18-000094 · edgar.xml · nonDerivative · entry 1 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2018 Filed May 29, 2018 22:28 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Option (right to buy) · Derivative | 5,856 | $35.99 Strike: $35.99 | $210,757.44 |
DisclosureSEC source: 0001716837-18-000033 · edgar.xml · derivative · entry 2 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,856 Underlying: Common Stock · 5,856 shares Expires 2028-05-24 F2 · derivative.exercise_date: The option will vest in 12 monthly installments from grant date. Read SEC document |
| May 24, 2018 Filed May 29, 2018 22:28 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 2,222 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-18-000033 · edgar.xml · derivative · entry 1 Hastings Jeff · CIK 0001336253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,222 Underlying: Common Stock · 2,222 shares Expires not disclosed F1 · derivative.exercise_date: All shares vest on the 12 month anniversary of the grant date. F1 · derivative.expiration_date: All shares vest on the 12 month anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.