Cifu Douglas A

SEC source: 0001179110-20-000924 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001179110-20-000924 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

F2 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned.

SEC source: 0001179110-19-011527 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.98 to $16.50, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001179110-19-010096 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.51 to $18.62, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001564618-19-000084 · wf-form4_156046790962969.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,705

F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

SEC source: 0001179110-19-002916 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · shares: The number of shares of class A common stock earned will be based on the percentage of budgeted EBITDA achieved in 2019, with a minimum of 50% of shares earned upon at least 70% achievement and 100% of shares earned upon at least 75% achievement. To the extent any shares of class A common stock are earned, 50% of such earned shares will vest on December 31, 2019 and the remaining 50% will vest on December 31, 2020.

F2 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu.

SEC source: 0001179110-19-001860 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · kind: The sales reported in this Form 4 were completed for the purpose of satisfying certain tax obligations of the reporting person triggered by the award, vesting and/or exercise of shares of class A common stock.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.26 to $26.75, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001179110-19-001860 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,544

F1 · kind: The sales reported in this Form 4 were completed for the purpose of satisfying certain tax obligations of the reporting person triggered by the award, vesting and/or exercise of shares of class A common stock.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.87 to $26.74, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001564618-19-000021 · wf-form4_154881572569205.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,669

F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest in three (3) equal annual installments on the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

SEC source: 0001179110-19-000908 · edgar.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,161

Underlying: Class A common stock · 54,045 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022.

F5 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022.

SEC source: 0001179110-19-000908 · edgar.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,116

Underlying: Class A common Stock · 16,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

F4 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

SEC source: 0001179110-19-000908 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,088

F2 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 26.6447.

SEC source: 0001179110-19-000908 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001564618-18-000109 · wf-form4_154048359150606.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,621

F1 · price: Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $53.72 to $55.84, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.

SEC source: 0001179110-18-008663 · edgar.xml · nonDerivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.70 to $30.05, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001179110-18-008663 · edgar.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,339

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.70 to $29.65, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001179110-18-008663 · edgar.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A common stock · 24,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F7 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F7 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

SEC source: 0001179110-18-008663 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,642

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.875 to $30.65, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001179110-18-008663 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001179110-18-008452 · edgar.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,927

Underlying: Class A common stock · 82,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F5 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

SEC source: 0001179110-18-008452 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,116

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.925 to $30.50, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001179110-18-008452 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001179110-18-008402 · edgar.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,448

Underlying: Class A common stock · 99,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F5 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

SEC source: 0001179110-18-008402 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,116

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.60 to $30.20, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001179110-18-008402 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001179110-18-008357 · edgar.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,666

Underlying: Class A common stock · 93,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F6 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F6 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

SEC source: 0001179110-18-008357 · edgar.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,116

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.875 to $30.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001179110-18-008357 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,925

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.875 to $30.85, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001179110-18-008357 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001564618-18-000039 · primary_doc.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,621

F2 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $73.40 to $75.70, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

SEC source: 0001564618-18-000039 · primary_doc.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,213

F1 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $72.05 to $74.40, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

SEC source: 0001564618-18-000038 · primary_doc.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,079

F3 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $72.00 to $73.10, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified

SEC source: 0001564618-18-000038 · primary_doc.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,504

F2 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $71.00 to $72.85, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified

SEC source: 0001564618-18-000038 · primary_doc.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,205

F1 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $71.00 to $71.70, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified

SEC source: 0001179110-18-001446 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,116

F1 · shares: The number of shares of class A common stock earned will be based on the percentage of budgeted EBITDA achieved in 2018, with a minimum of 50% of shares earned upon at least 70% achievement and 100% of shares earned upon at least 75% achievement. To the extent any shares of class A common stock are earned, 50% of such earned shares will vest on December 31, 2018 and the remaining 50% will vest on December 31, 2019.

F2 · price: Restricted shares of Class A common stock granted under the Issuer's 2015 Amended and Restated Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu, based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 19.3216.

SEC source: 0001564618-18-000015 · primary_doc.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,621

F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest in three (3) equal annual installments on the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

SEC source: 0001179110-18-001081 · edgar.xml · derivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,174

Underlying: Class A Common Stock · 48,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

SEC source: 0001179110-18-001081 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,116

F1 · price: Shares of Class A common stock granted under the Issuer's 2015 Amended and Restated Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 18.6823.

SEC source: 0001564618-17-000089 · primary_doc.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,015

F1 · shares: Reflects the pro rata distribution of 94,544 shares of issuer's common stock from VV-IB Holdings, LLC to the reporting person in respect of reporting person's membership interest in VV-IB Holdings, LLC. The reporting person previously reported indirect ownership of the total of 405,000 shares of the issuer's common stock held by VV-IB Holdings, LLC, but disclaimed beneficial ownership of such 405,000 shares except to the extent of the reporting person's pecuniary interest therein. The remaining 310,456 shares of the issuer's common stock of such 405,000 shares were distributed to the other member of VV-IB Holdings, LLC as a part of such pro rata distribution.

F1 · price: Reflects the pro rata distribution of 94,544 shares of issuer's common stock from VV-IB Holdings, LLC to the reporting person in respect of reporting person's membership interest in VV-IB Holdings, LLC. The reporting person previously reported indirect ownership of the total of 405,000 shares of the issuer's common stock held by VV-IB Holdings, LLC, but disclaimed beneficial ownership of such 405,000 shares except to the extent of the reporting person's pecuniary interest therein. The remaining 310,456 shares of the issuer's common stock of such 405,000 shares were distributed to the other member of VV-IB Holdings, LLC as a part of such pro rata distribution.

SEC source: 0001564618-17-000010 · primary_doc.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,471

F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest in three (3) equal annual installments on the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

SEC source: 0001564618-16-000242 · primary_doc.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,990

F2 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $62.80 to $63.40, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.

SEC source: 0001564618-16-000242 · primary_doc.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,313

F1 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.85, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.