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Cifu Douglas A

Disclosed activity across 3 companies

Tapewire entity
38629
SEC CIK
0001573283

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Independent Bank Group, Inc.IBTX · Entity 84480DirectorJune 11, 2019June 13, 2019
MARKETAXESS HOLDINGS INCMKTX · Entity 3821DirectorJune 10, 2026June 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Independent Bank Group, Inc.

Report date June 11, 2019 · Filed June 13, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,705 Reported balance After 2019-06-11 transaction · row 1
1 source row

Row 1 · 2019-06-11 · Grant · Acquired 1,036 · Balance 43,705

F1: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

MARKETAXESS HOLDINGS INC

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.003 per shareSEC Table I · non-derivativeDirect1,649 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 1,390 · Balance 1,649

F1: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Virtu Financial, Inc.

Report date August 01, 2025 · Filed August 01, 2025

Section 16 reporting ended · disclosed 2025-08-01. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2023 Filed Feb 7, 2023 20:55 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 77,254 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000018 · wf-form4_167582128784156.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,121

Underlying: Class A common stock · 77,254 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in three equal installments on February 3, 2024, February 3, 2025 and February 3, 2026.

F3 · derivative.expiration_date: The RSUs vest in three equal installments on February 3, 2024, February 3, 2025 and February 3, 2026.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 18:45 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 18,084 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000009 · wf-form4_167538152701816.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,867

Underlying: Class A common stock · 18,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu and earned as a result of the Issuer's achievement of associated performance objective for 2022. Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer.

F8 · derivative.exercise_date: The RSUs vested on February 1, 2023.

F8 · derivative.expiration_date: The RSUs vested on February 1, 2023.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 18:45 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 8,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000009 · wf-form4_167538152701816.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,907

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 18:45 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 18,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000009 · wf-form4_167538152701816.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:45 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000009 · wf-form4_167538152701816.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,951

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu and earned as a result of the Issuer's achievement of associated performance objective for 2022. Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer.

F7 · derivative.exercise_date: The RSUs vest on December 31, 2023.

F7 · derivative.expiration_date: The RSUs vest on December 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:45 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantDeferred Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000009 · wf-form4_167538152701816.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,522

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 75,000 Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu and earned as a result of the Issuer's achievement of associated performance objectives for 2022. Each DSU is economically equivalent to one share of Class A common stock.

F5 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F5 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 18:39 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 26,841 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000004 · wf-form4_167477636466395.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,951

Underlying: Class A common stock · 26,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on January 24, 2023.

F5 · derivative.expiration_date: The RSUs vested on January 24, 2023.

F6 · balance_after: 36,168 of the RSUs vest in two equal installments on February 1, 2023 and February 1, 2024. 48,783 of the RSUSs vest in three equal installments on February 3, 2023, February 3, 2024, and February 3, 2025

Read SEC document
January 24, 2023 Filed Jan 26, 2023 18:39 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 8,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000004 · wf-form4_167477636466395.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,825

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 18:39 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 26,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000004 · wf-form4_167477636466395.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 18:47 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000002 · wf-form4_167287601829959.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,792

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on December 31, 2022.

F5 · derivative.expiration_date: The RSUs vested on December 31, 2022.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 18:47 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantDeferred Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000002 · wf-form4_167287601829959.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,522

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020,for 75,000 Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu and earned as a result of the Issuer's achievement of greater than 75% of budgeted Adjusted EBITDA for 2021. Each DSU is economically equivalent to one share of Class A common stock.

F3 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan onthe earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F3 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan onthe earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:42 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 48,783 $0.00 $0.00
Disclosure

SEC source: 0001592386-22-000030 · wf-form4_164428814284226.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,792

Underlying: Class A common stock · 48,783 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest in three equal installments on February 3, 2023, February 3, 2024, and February 3, 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal installments on February 3, 2023, February 3, 2024, and February 3, 2025.

F7 · balance_after: 75,000 of the RSUs vest on December 31, 2022. 26,841 of the RSUs vest on January 24, 2023. 36,168 of the RSUs vest in two equal installments on February 1, 2023 and February 1, 2024.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:42 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantDeferred Stock Unit · Derivative 32,522 $0.00 $0.00
Disclosure

SEC source: 0001592386-22-000030 · wf-form4_164428814284226.xml · derivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,522

Underlying: Class A common stock · 32,522 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 32,522 Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.

F3 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F3 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F4 · balance_after: 75,000 of the DSUs were credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 75,000 RSUs granted under the Issuer's Amended and Restated 2015 Management Incentive Plan as a result of the Issuer's achievement of greater than 75% of budgeted Adjusted EBITDA for 2021.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:08 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 18,085 $0.00 $0.00
Disclosure

SEC source: 0001592386-22-000021 · wf-form4_164394047074966.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,009

Underlying: Class A common stock · 18,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on February 1, 2022.

F5 · derivative.expiration_date: The RSUs vested on February 1, 2022.

F6 · balance_after: 36,168 of the RSUs vest in two equal installments on February 1, 2023 and and February 1, 2024. 75,000 of the RSUs vest on December 31, 2022. 26,841 of the RSUs vest on January 24, 2023.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:08 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 8,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-22-000021 · wf-form4_164394047074966.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,740

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:08 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 18,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-22-000021 · wf-form4_164394047074966.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 24, 2022 Filed Jan 25, 2022 20:13 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 26,841 $0.00 $0.00
Disclosure

SEC source: 0001592386-22-000014 · wf-form4_164315959888099.xml · derivative · entry 7

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,094

Underlying: Class A common stock · 26,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vested on January 24, 2022.

F6 · derivative.expiration_date: The RSUs vested on January 24, 2022.

F7 · balance_after: 54,253 of the RSUs vest in three equal installments on February 1, 2022, February 1, 2023, and February 1, 2024. 75,000 of the RSUs vest on December 31, 2022. 26,841 of the RSUs vest on January 24, 2023.

Read SEC document
January 24, 2022 Filed Jan 25, 2022 20:13 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 10,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-22-000014 · wf-form4_164315959888099.xml · nonDerivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,540

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 24, 2022 Filed Jan 25, 2022 20:13 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 26,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-22-000014 · wf-form4_164315959888099.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 23, 2022 Filed Jan 25, 2022 20:13 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 18,015 $0.00 $0.00
Disclosure

SEC source: 0001592386-22-000014 · wf-form4_164315959888099.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,935

Underlying: Class A common stock · 18,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on January 23, 2022.

F5 · derivative.expiration_date: The RSUs vested on January 23, 2022.

Read SEC document
January 23, 2022 Filed Jan 25, 2022 20:13 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 6,576 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-22-000014 · wf-form4_164315959888099.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,644

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 23, 2022 Filed Jan 25, 2022 20:13 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 18,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-22-000014 · wf-form4_164315959888099.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-22-000005 · wf-form4_164133346249675.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,950

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F7 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and earned as a result of the Issuer's achievement of greater than 75% of budgeted Adjusted EBITDA for 2021. Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer.

F8 · derivative.exercise_date: The RSUs vest on December 31, 2022.

F8 · derivative.expiration_date: The RSUs vest on December 31, 2022.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantDeferred Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-22-000005 · wf-form4_164133346249675.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 75,000 Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu and earned as a result of the Issuer's achievement of greater than 75% of budgeted Adjusted EBITDA for 2021. Each DSU is economically equivalent to one share of Class A common stock.

F6 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F6 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 33,878 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-22-000005 · wf-form4_164133346249675.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,205

F3 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-22-000005 · wf-form4_164133346249675.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,083

F1 · shares: 150,000 shares of Class A common stock were earned as a result of the Issuer's achievement of greater than 75% of budgeted Adjusted EBITDA for 2020, with 50% of such earned shares vesting on December 31, 2020 and the remaining 50% vesting on December 31, 2021.

F2 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu.

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February 01, 2021 Filed Feb 3, 2021 21:29 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 54,253 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-001299 · edgar.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,950

Underlying: Class A common stock · 54,253 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on February 1, 2022, February 1, 2023, and February 1, 2024.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on February 1, 2022, February 1, 2023, and February 1, 2024.

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February 01, 2021 Filed Feb 3, 2021 21:29 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 36,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-001299 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,083

F2 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 27.6482.

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February 01, 2021 Filed Feb 3, 2021 21:29 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-001299 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,914

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

F3 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned and vested.

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January 24, 2021 Filed Jan 26, 2021 18:24 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 26,841 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000856 · edgar.xml · derivative · entry 7

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,697

Underlying: Class A common stock · 26,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F7 · derivative.exercise_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022, and January 24, 2023.

F7 · derivative.expiration_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022, and January 24, 2023.

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January 24, 2021 Filed Jan 26, 2021 18:24 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 26,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000856 · edgar.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

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January 23, 2021 Filed Jan 26, 2021 18:24 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 18,015 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000856 · edgar.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,538

Underlying: Class A common stock · 18,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest in two equal annual installments on January 23, 2021 and January 23, 2022.

F6 · derivative.expiration_date: The RSUs vest in two equal annual installments on January 23, 2021 and January 23, 2022.

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January 23, 2021 Filed Jan 26, 2021 18:24 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 16,058 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000856 · edgar.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,553

Underlying: Class A common stock · 16,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on January 23, 2021.

F5 · derivative.expiration_date: The RSUs vested on January 23, 2021.

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January 23, 2021 Filed Jan 26, 2021 18:24 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 18,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000856 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 23, 2021 Filed Jan 26, 2021 18:24 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 16,058 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000856 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

F2 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned and vested.

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December 31, 2020 Filed Jan 5, 2021 20:14 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000234 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: 150,000 shares of Class A common stock were earned as a result of the Company's achievement of greater than 75% of budgeted Adjusted EBITDA for 2020, with 50% of such earned shares vesting on December 31, 2020 and the remaining 50% vesting on December 31, 2021.

F2 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu.

F3 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned and vested.

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November 09, 2020 Filed Nov 9, 2020 16:21 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionOption Award · Derivative 100,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001179110-20-010919 · edgar.xml · derivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer.

F3 · derivative.exercise_date: Options Awards vested in equal installments on each of the first four (4) anniversaries of April 15, 2015.

F3 · derivative.expiration_date: Options Awards vested in equal installments on each of the first four (4) anniversaries of April 15, 2015.

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November 09, 2020 Filed Nov 9, 2020 16:21 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 100,000 $19.00 $1,900,000.00
Disclosure

SEC source: 0001179110-20-010919 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 06:30 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 4,517 $21.82 $98,576.30
Disclosure

SEC source: 0001179110-20-008936 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,755

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.71 to $21.86, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned.

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August 11, 2020 Filed Aug 12, 2020 06:30 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 95,483 $22.48 $2,146,687.00
Disclosure

SEC source: 0001179110-20-008936 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,238

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.87 to $22.86, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 17:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 134,205 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000802 · edgar.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,293

Underlying: Class A common stock · 134,205 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F7 · derivative.exercise_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023.

F7 · derivative.expiration_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 17:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 53,682 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000802 · edgar.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,755

F3 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 15.6477.

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January 24, 2020 Filed Jan 31, 2020 18:28 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 80,523 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000924 · edgar.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,611

Underlying: Class A common stock · 80,523 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F12 · shares: The filing of this Form 4A confirms the correct amount of RSUs granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

F7 · derivative.exercise_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023.

F7 · derivative.expiration_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023.

Read SEC document
January 24, 2020 Filed Jan 31, 2020 18:28 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 53,682 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000924 · edgar.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,755

F3 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 15.6477.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 17:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 18,015 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000802 · edgar.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,088

Underlying: Class A common stock · 18,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022.

F6 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 17:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 16,058 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000802 · edgar.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,103

Underlying: Class A common stock · 16,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

F5 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 17:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 18,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000802 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 17:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 16,058 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000802 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

F2 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned.

Read SEC document
January 23, 2020 Filed Jan 31, 2020 18:28 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 18,015 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000924 · edgar.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,088

Underlying: Class A common stock · 18,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022.

F6 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022.

Read SEC document
January 23, 2020 Filed Jan 31, 2020 18:28 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 16,058 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000924 · edgar.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,103

Underlying: Class A common stock · 16,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

F5 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.