Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alcoa CorpAA · Entity 3397 | Director · President, CEO & Director | February 23, 2026 | February 25, 2026 |
| Solstice Advanced Materials Inc.SOLS · Entity 3540 | Director | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alcoa Corp
Report date February 23, 2026 · Filed February 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 333,877 |
Ending reported balance
After 2026-02-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-23 · Grant · Acquired 8,740 · Balance 337,678 F1: Earned performance restricted stock units (PRSUs) granted in 2023. Row 2 · 2026-02-23 · Tax withholding · Disposed 3,801 · Balance 333,877 F2: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2023. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Company 401(k) Plan | 543 |
Reported balance
Holding disclosure · report date 2026-02-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 543 F3: Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Earned performance restricted stock units (PRSUs) granted in 2023.
F2: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2023.
F3: Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
Solstice Advanced Materials Inc.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,893 |
Reported balance
After 2026-09-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-10 · Grant · Acquired 2 · Balance 1,893 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number. F2: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. F3: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 1,785 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,785 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.
F2: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.
F3: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2019 Filed Jan 28, 2019 17:25 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 7,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005600 · doc4.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,194 F2 · shares: Earned 2018 tranche of performance restricted stock unit (PRSU) awards granted in 2016. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:25 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 11,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005600 · doc4.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,533 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 16:50 UTC | Alcoa Corp AA · Entity 3397 | GrantEmployee Stock Option (right to buy) · Derivative | 18,770 | $0.00 Strike: $53.30 | $0.00 |
DisclosureSEC source: 0001675149-18-000026 · edgar.xml · derivative · entry 4 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,770 Underlying: Common Stock · 18,770 shares Expires 2028-01-24 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning January 24, 2019. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 16:50 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 10,538 | $53.30 | $561,675.40 |
DisclosureSEC source: 0001675149-18-000026 · edgar.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,083 F2 · shares: Represents payment of tax liability by withholding shares incident to the vesting of a performance restricted stock unit award granted in 2015. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 16:50 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 7,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-18-000026 · edgar.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,621 F1 · shares: Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of the grant. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 44,934 | $0.00 Strike: $15.10 | $0.00 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · derivative · entry 22 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,466 Underlying: Common Stock · 44,934 shares Expires 2026-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was part of an option grant that vested in three equal annual installments beginning on the date shown. The installments exercised by the reporting person as reported herein vested in two equal annual installments on January 19, 2017 and January 19, 2018. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 39,958 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · derivative · entry 21 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,958 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,629 | $0.00 Strike: $24.73 | $0.00 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · derivative · entry 20 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,629 shares Expires 2024-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,293 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · derivative · entry 19 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,293 shares Expires 2023-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 44,473 | $0.00 Strike: $22.78 | $0.00 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · derivative · entry 18 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,473 shares Expires 2022-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,384 | $0.00 Strike: $36.38 | $0.00 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · derivative · entry 17 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,384 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,804 | $0.00 Strike: $30.33 | $0.00 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · derivative · entry 16 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,804 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in equal installments over three years beginning on the date shown. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock | 44,934 | $52.86 | $2,375,009.04 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 14 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,111 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.3700 - $53.6000. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock | 39,958 | $52.86 | $2,112,000.07 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 13 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,045 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.3700 - $53.6000. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock | 50,629 | $52.86 | $2,676,021.11 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 12 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,003 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.3700 - $53.6000. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock | 40,293 | $52.86 | $2,129,706.66 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 11 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,632 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.3700 - $53.6000. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock | 44,473 | $52.86 | $2,350,642.65 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 10 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,925 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.3700 - $53.6000. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock | 2,384 | $52.86 | $126,007.51 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 9 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,398 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.3700 - $53.6000. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock | 6,804 | $52.86 | $359,628.82 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 8 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,782 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.3700 - $53.6000. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock | 44,934 | $15.10 | $678,503.40 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 7 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock | 39,958 | $34.83 | $1,391,737.14 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 6 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock | 50,629 | $24.73 | $1,252,055.17 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 5 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock | 40,293 | $19.89 | $801,427.77 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 4 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock | 44,473 | $22.78 | $1,013,094.94 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 3 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock | 2,384 | $36.38 | $86,729.92 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:16 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock | 6,804 | $30.33 | $206,365.32 |
DisclosureSEC source: 0001675149-18-000011 · edgar.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2017 Filed May 5, 2017 16:30 UTC | Alcoa Corp AA · Entity 3397 | OtherPhantom Stock Units · Derivative | 4,660 | $32.19 | $150,005.40 |
DisclosureSEC source: 0001675149-17-000027 · edgar.xml · derivative · entry 1 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,975 Underlying: Common Stock · 4,660 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa Deferred Compensation Plan (the "Plan") and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. F2 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa Deferred Compensation Plan (the "Plan") and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | GrantEmployee Stock Option (right to buy) · Derivative | 32,130 | $0.00 Strike: $37.68 | $0.00 |
DisclosureSEC source: 0001675149-17-000015 · edgar.xml · derivative · entry 7 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,130 Underlying: Common Stock · 32,130 shares Expires 2027-02-02 F5 · derivative.exercise_date: The option vests in three equal annual installments beginning February 2, 2018. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 22,560 | $37.68 | $850,060.80 |
DisclosureSEC source: 0001675149-17-000015 · edgar.xml · nonDerivative · entry 5 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,111 F3 · shares: Represents payment of tax liability by withholding shares incident to the vesting of a performance restricted stock unit award granted in 2014. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 24,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-17-000015 · edgar.xml · nonDerivative · entry 4 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,671 F2 · shares: Earned 2016 tranche of performance restricted stock unit awards. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 13,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-17-000015 · edgar.xml · nonDerivative · entry 3 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,852 F2 · shares: Earned 2016 tranche of performance restricted stock unit awards. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 15,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-17-000015 · edgar.xml · nonDerivative · entry 2 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,402 F2 · shares: Earned 2016 tranche of performance restricted stock unit awards. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:49 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 10,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-17-000015 · edgar.xml · nonDerivative · entry 1 Oplinger William F · CIK 0001573449 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,155 F1 · shares: Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.