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Hipple Richard J

Disclosed activity across 5 companies

Tapewire entity
38343
SEC CIK
0001311365

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FERRO CORPFOE · Entity 127926DirectorNovember 03, 2017November 07, 2017
KEYCORP /NEW/KEY · Entity 3220DirectorMay 14, 2026May 18, 2026
LUXFER HOLDINGS PLCLXFR · Entity 5529DirectorJune 11, 2026June 15, 2026
MATERION CorpMTRN · Entity 1312DirectorNovember 22, 2017November 27, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FERRO CORP

Report date November 03, 2017 · Filed November 07, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,000 Reported balance After 2017-11-03 transaction · row 1
1 source row

Row 1 · 2017-11-03 · Gift · Disposed 3,500 · Balance 30,000

F1: Shares gifted by Richard J. Hipple to Fidelity Charitable Gift Fund.

Common StockSEC Table I · non-derivativeIndirectDirector Deferred Comp Plan19,800 Reported balance Holding disclosure · report date 2017-11-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 19,800

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect29,100 Reported balance Holding disclosure · report date 2017-11-03 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 29,100

F2: Each DSU is the economic equivalent of one share of Ferro common stock.

F3: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the "Holding Period"). Upon cessation of Recipient's service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period.

Filing footnotes · ownership attribution and instrument terms

F1: Shares gifted by Richard J. Hipple to Fidelity Charitable Gift Fund.

F2: Each DSU is the economic equivalent of one share of Ferro common stock.

F3: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the "Holding Period"). Upon cessation of Recipient's service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period.

KEYCORP /NEW/

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred SharesSEC Table II · derivative / convertible securityDirect26,777 Reported balance After 2026-05-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-14 · Grant · Acquired 7,352 · Balance 26,777

F1: Each Deferred Share is the economic equivalent of one Common Share.

F3: The Deferred Shares were awarded under the Deferred Share Plan.

F2: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2026 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 14, 2029.

Common SharesSEC Table I · non-derivativeDirect104,575 Reported balance Holding disclosure · report date 2026-05-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 104,575

Filing footnotes · ownership attribution and instrument terms

F1: Each Deferred Share is the economic equivalent of one Common Share.

F2: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2026 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 14, 2029.

F3: The Deferred Shares were awarded under the Deferred Share Plan.

LUXFER HOLDINGS PLC

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect32,920 Ending reported balance After 2026-06-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-11 · Exercise / conversion · Acquired 8,953 · Balance 36,930

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

Row 2 · 2026-06-11 · Sale · Disposed 4,010 · Balance 32,920

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-11 · Exercise / conversion · Disposed 8,953 · Balance 0

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F2: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 311 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,681 Reported balance After 2026-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-11 · Grant · Acquired 6,681 · Balance 6,681

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F3: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F2: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 311 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

F3: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders.

MATERION Corp

Report date November 22, 2017 · Filed November 27, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,760.259 Reported balance After 2017-11-22 transaction · row 1
1 source row

Row 1 · 2017-11-22 · Sale · Disposed 4,364 · Balance 37,760.259

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.60 to $49.775, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set for in footnote (1)to this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.60 to $49.775, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set for in footnote (1)to this Form 4.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BARNES GROUP INC

Report date January 27, 2025 · Filed January 27, 2025

Section 16 reporting ended · disclosed 2025-01-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2025-01-27 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-01-27 · Disposition to issuer · Disposed 19,627.31 · Balance 3,968

F1: Represents shares of Barnes Group Inc. ("Barnes") common stock disposed of in connection with the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Barnes common stock held by the reporting person was converted into the right to receive $47.50 in cash (the "Merger Consideration").

Row 2 · 2025-01-27 · Disposition to issuer · Disposed 3,968 · Balance 0

F2: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Barnes Group Inc. ("Barnes") common stock disposed of in connection with the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Barnes common stock held by the reporting person was converted into the right to receive $47.50 in cash (the "Merger Consideration").

F2: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2022 Filed Jun 9, 2022 13:47 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionOrdinary Shares 3,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-22-000051 · primary_doc.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
May 12, 2022 Filed May 16, 2022 20:10 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 7,285 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000078 · wf-form4_165273184089632.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,077

Underlying: Common Shares · 7,285 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F4 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F3 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 12, 2025.

F3 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 12, 2025.

F5 · balance_after: Includes approximately 686 dividend-equivalent Deferred Shares accrued between December 2021 and March 2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 15:43 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0000009984-22-000028 · wf-form4_164495777825888.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,815.71

F1 · kind: Reporting Person has received 2,314 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:44 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 8,247 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000122 · wf-form4_163346665100023.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,106

Underlying: Common Shares · 8,247 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · balance_after: Includes approximately 845 dividend-equivalent Deferred Shares accrued between June 2021 and September 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:44 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 8,247 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000122 · wf-form4_163346665100023.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

F2 · balance_after: Includes approximately 182 dividend-equivalent common shares accrued between June 2021 and September 2021.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 01:14 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 GrantRestricted Stock Units · Derivative 3,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-21-000029 · primary_doc.xml · derivative · entry 4

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,551

Underlying: Ordinary Shares · 3,551 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · derivative.exercise_date: The Restricted Stock Units vest on the day immediately prior to the Issuer's 2022 Annual General Meeting.

F3 · derivative.expiration_date: The Restricted Stock Units vest on the day immediately prior to the Issuer's 2022 Annual General Meeting.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 01:14 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionRestricted Stock Units · Derivative 7,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-21-000029 · primary_doc.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The Restricted Stock Units fully vested on June 8, 2021. The amount above includes 252 additional Restricted Stock Units acquired related to dividend reinvestment rights.

F2 · derivative.expiration_date: The Restricted Stock Units fully vested on June 8, 2021. The amount above includes 252 additional Restricted Stock Units acquired related to dividend reinvestment rights.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 01:14 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Tax withholdingOrdinary Shares 3,335 $22.96 $76,571.60
Disclosure

SEC source: 0001096056-21-000029 · primary_doc.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,704

Read SEC document
June 08, 2021 Filed Jun 11, 2021 01:14 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionOrdinary Shares 7,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-21-000029 · primary_doc.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:52 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000082 · wf-form4_162128474343799.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,509

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 6,723 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000072 · wf-form4_162085249068082.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,855

Underlying: Common Shares · 6,723 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F3 · balance_after: Includes approximately 1,008 dividend-equivalent Deferred Shares accrued between June 2020 and March 2021.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 3,361 $20.94 $70,379.34
Disclosure

SEC source: 0000091576-21-000072 · wf-form4_162085249068082.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,531

Read SEC document
May 10, 2021 Filed May 12, 2021 20:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 6,723 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000072 · wf-form4_162085249068082.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes approximately 209 dividend-equivalent common shares accrued between December 2020 and March 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 09:40 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 2,004 $0.00 $0.00
Disclosure

SEC source: 0000009984-21-000037 · wf-form4_161348643470698.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,449.31

F1 · kind: Reporting Person has received 2,004 Restricted Stock Units that are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:45 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 11,307 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000074 · edgar.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,570

Underlying: Common Shares · 11,307 shares

Expires 2020-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · balance_after: Includes approximately 1,677 dividend-equivalent Deferred Shares accrued between June 2020 and September 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:45 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 11,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000074 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

F2 · balance_after: Includes approximately 293 dividend-equivalent common shares accrued between June 2020 and September 2020.

Read SEC document
June 04, 2020 Filed Jun 4, 2020 21:16 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 GrantRestricted Stock Units · Derivative 7,743 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-015275 · doc4.xml · derivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,743

Underlying: Ordinary Shares · 7,743 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units vest 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted stock units vest 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The restricted stock units vest on the day immediately prior to the Issuer's 2021 Annual General Meeting.

F2 · derivative.expiration_date: The restricted stock units vest on the day immediately prior to the Issuer's 2021 Annual General Meeting.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:32 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 12,138 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000055 · edgar.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,201

Underlying: Common Shares · 12,138 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F4 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F3 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 21, 2023.

F3 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 21, 2023.

F5 · balance_after: Includes approximately 1,963 dividend-equivalent Deferred Shares accrued between June 2019 and March 2020.

Read SEC document
May 05, 2020 Filed May 6, 2020 21:36 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 PurchaseOrdinary Shares 3,000 $12.61 $37,830.00
Disclosure

SEC source: 0000899243-20-012146 · doc4.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,044

F1 · balance_after: Includes 44 additional shares acquired from dividend reinvestment transactions.

Read SEC document
May 05, 2020 Filed May 7, 2020 13:35 UTC BARNES GROUP INC B · Entity 83822 PurchaseCommon Stock 1,200 $36.41 $43,692.00
Disclosure

SEC source: 0000009984-20-000051 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,399.75

F1 · kind: The price reported in Column 4 is an exact price.

F2 · balance_after: Includes a balance of 1191 Restricted Stock Units granted 2/13/2020, that are subject to forfeiture if certain events occur.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 14:17 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 1,589 $0.00 $0.00
Disclosure

SEC source: 0000009984-20-000006 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,191.11

F1 · kind: Reporting Person has received 1589 Restricted Stock Units that are subject to forfeiture if certain events occur.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 GiftCommon Shares 5,000 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000004 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,217

F1 · balance_after: Includes approximately 428 dividend-equivalent common shares accrued between June 2019 and December 2019.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 17:55 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 PurchaseOrdinary Shares 3,000 $16.25 $48,750.00
Disclosure

SEC source: 0000899243-19-021776 · doc4.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
May 23, 2019 Filed May 28, 2019 20:50 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 7,869 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000047 · edgar.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,100

Underlying: Common Shares · 7,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2023.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2023.

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May 17, 2019 Filed May 21, 2019 20:22 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 9,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-19-000035 · edgar.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,231

Underlying: Common Shares · 9,610 shares

Expires 2019-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 17, 2019, 4,805 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 4,805 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 17, 2019, 4,805 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 4,805 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F3 · balance_after: Includes approximately 1,588 dividend-equivalent Deferred Shares accrued between June 2018 and March 2019.

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May 17, 2019 Filed May 21, 2019 20:22 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 4,805 $16.75 $80,483.75
Disclosure

SEC source: 0001294671-19-000035 · edgar.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,789

Read SEC document
May 17, 2019 Filed May 21, 2019 20:22 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 9,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-19-000035 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 17, 2019, 4,805 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 4,805 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · balance_after: Includes approximately 481 dividend-equivalent common shares accrued between June 2018 and March 2019.

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February 27, 2019 Filed Feb 27, 2019 16:52 UTC BARNES GROUP INC B · Entity 83822 PurchaseCommon Stock 1,000 $58.83 $58,826.00
Disclosure

SEC source: 0000009984-19-000039 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,571.43

F1 · balance_after: Includes a balance of 1729 Restricted Stock Units granted 2/13/2019, that are subject to forfeiture if certain events occur.

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February 13, 2019 Filed Feb 15, 2019 14:15 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 1,729 $0.00 $0.00
Disclosure

SEC source: 0000009984-19-000015 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,571.43

F1 · kind: Reporting Person has received 1729 Restricted Stock Units that are subject to forfeiture if certain events occur.

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May 21, 2018 Filed May 22, 2018 20:15 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 6,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-18-000056 · edgar.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,253

Underlying: Common Shares · 6,448 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

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May 21, 2018 Filed May 22, 2018 20:15 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 3,224 $20.25 $65,286.00
Disclosure

SEC source: 0001294671-18-000056 · edgar.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,503

Read SEC document
May 21, 2018 Filed May 22, 2018 20:15 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 6,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-18-000056 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:14 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 5,917 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000046 · edgar.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,701

Underlying: Common Shares · 5,917 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F4 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F3 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021.

F3 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021.

F5 · balance_after: Includes approximately 224 dividend-equivalent Deferred Shares accrued in March 2018.

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May 04, 2018 Filed May 7, 2018 13:54 UTC BARNES GROUP INC B · Entity 83822 PurchaseCommon Stock 500 $53.55 $26,775.00
Disclosure

SEC source: 0000009984-18-000043 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825

F1 · balance_after: Includes a balance of 1328 Restricted Stock Units that are subject to forfeiture if certain events occur.

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February 21, 2018 Filed Feb 21, 2018 14:31 UTC BARNES GROUP INC B · Entity 83822 PurchaseCommon Stock 1,300 $62.06 $80,678.00
Disclosure

SEC source: 0000009984-18-000025 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,325

F1 · balance_after: Includes Balance of 1771 Restricted Stock Units that are subject to forfeiture if certain events occur.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:33 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 1,771 $0.00 $0.00
Disclosure

SEC source: 0000009984-18-000005 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025

F1 · kind: Reporting Person has received 1,771 Restricted Stock Units that are subject to forfeiture if certain events occur.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:11 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 1,115 $20.17 $22,489.55
Disclosure

SEC source: 0001294671-18-000004 · edgar.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,560

Underlying: Common Shares · 1,115 shares

Expires not disclosed

F2 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F3 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2023 or the death of the participant.

F3 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2023 or the death of the participant.

F4 · balance_after: Includes approximately 229 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2017.

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December 08, 2017 Filed Dec 11, 2017 16:36 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 254 $0.00 $0.00
Disclosure

SEC source: 0000009984-17-000091 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254

F1 · kind: Reporting Person has received 254 Restricted Stock Units that are subject to forfeiture if certain events occur.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 20:19 UTC MATERION Corp MTRN · Entity 1312 SaleCommon Stock 4,364 $49.64 $216,628.96
Disclosure

SEC source: 0001104657-17-000173 · wf-form4_151181398059089.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,760.259

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.60 to $49.775, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set for in footnote (1)to this Form 4.

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November 16, 2017 Filed Nov 16, 2017 22:11 UTC MATERION Corp MTRN · Entity 1312 SaleCommon Stock 300 $49.85 $14,955.00
Disclosure

SEC source: 0001104657-17-000172 · wf-form4_151087027891345.xml · nonDerivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,124.259

Read SEC document
November 16, 2017 Filed Nov 16, 2017 22:11 UTC MATERION Corp MTRN · Entity 1312 SaleCommon Stock 800 $49.80 $39,840.00
Disclosure

SEC source: 0001104657-17-000172 · wf-form4_151087027891345.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,424.259

Read SEC document
November 16, 2017 Filed Nov 16, 2017 22:11 UTC MATERION Corp MTRN · Entity 1312 SaleCommon Stock 6,900 $49.75 $343,275.00
Disclosure

SEC source: 0001104657-17-000172 · wf-form4_151087027891345.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,224.259

Read SEC document
November 15, 2017 Filed Nov 16, 2017 19:54 UTC MATERION Corp MTRN · Entity 1312 SaleCommon Stock 524 $49.80 $26,095.20
Disclosure

SEC source: 0001104657-17-000171 · wf-form4_151086206519859.xml · nonDerivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,124.259

Read SEC document
November 15, 2017 Filed Nov 16, 2017 19:54 UTC MATERION Corp MTRN · Entity 1312 SaleCommon Stock 1,943 $49.85 $96,858.55
Disclosure

SEC source: 0001104657-17-000171 · wf-form4_151086206519859.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,648.259

Read SEC document
November 15, 2017 Filed Nov 16, 2017 19:54 UTC MATERION Corp MTRN · Entity 1312 SaleCommon Stock 4,500 $49.75 $223,875.00
Disclosure

SEC source: 0001104657-17-000171 · wf-form4_151086206519859.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,591.259

Read SEC document
November 14, 2017 Filed Nov 16, 2017 19:54 UTC MATERION Corp MTRN · Entity 1312 SaleCommon Stock 2,746.199 $50.61 $138,985.13
Disclosure

SEC source: 0001104657-17-000171 · wf-form4_151086206519859.xml · nonDerivative · entry 4

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in 401(k) Plan

Disclosed balance after: 0

F1 · ownership.nature: The transaction reflects the sale of shares held in Mr. Hipple's retirement account through the issuer's 401(k). The price reported reflects the amount per share credited to Mr. Hipple's 401(k) account with respect to shares sold.

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November 09, 2017 Filed Nov 13, 2017 14:03 UTC MATERION Corp MTRN · Entity 1312 SaleCommon Stock 16,045 $50.02 $802,570.90
Disclosure

SEC source: 0001104657-17-000170 · wf-form4_151058182217105.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,091.259

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.25, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set for in footnote (1)to this Form 4.

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November 08, 2017 Filed Nov 8, 2017 21:11 UTC MATERION Corp MTRN · Entity 1312 SaleCommon Stock 8,000 $50.00 $400,000.00
Disclosure

SEC source: 0001104657-17-000169 · wf-form4_151017549283475.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,136.259

Read SEC document
November 03, 2017 Filed Nov 7, 2017 16:16 UTC FERRO CORP FOE · Entity 127926 GiftCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003501 · primarydocument.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: Shares gifted by Richard J. Hipple to Fidelity Charitable Gift Fund.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 18:51 UTC MATERION Corp MTRN · Entity 1312 Exercise / conversionCommon Stock · Derivative 38,809 $0.00 Strike: $28.32 $0.00
Disclosure

SEC source: 0001104657-17-000165 · wf-form4_150956228726567.xml · derivative · entry 9

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,809

Underlying: Common Stock · 38,809 shares

Expires 2020-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.