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Hipple Richard J

Disclosed activity across 5 companies

Tapewire entity
38343
SEC CIK
0001311365

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FERRO CORPFOE · Entity 127926DirectorNovember 03, 2017November 07, 2017
KEYCORP /NEW/KEY · Entity 3220DirectorMay 14, 2026May 18, 2026
LUXFER HOLDINGS PLCLXFR · Entity 5529DirectorJune 11, 2026June 15, 2026
MATERION CorpMTRN · Entity 1312DirectorNovember 22, 2017November 27, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FERRO CORP

Report date November 03, 2017 · Filed November 07, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,000 Reported balance After 2017-11-03 transaction · row 1
1 source row

Row 1 · 2017-11-03 · Gift · Disposed 3,500 · Balance 30,000

F1: Shares gifted by Richard J. Hipple to Fidelity Charitable Gift Fund.

Common StockSEC Table I · non-derivativeIndirectDirector Deferred Comp Plan19,800 Reported balance Holding disclosure · report date 2017-11-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 19,800

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect29,100 Reported balance Holding disclosure · report date 2017-11-03 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 29,100

F2: Each DSU is the economic equivalent of one share of Ferro common stock.

F3: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the "Holding Period"). Upon cessation of Recipient's service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period.

Filing footnotes · ownership attribution and instrument terms

F1: Shares gifted by Richard J. Hipple to Fidelity Charitable Gift Fund.

F2: Each DSU is the economic equivalent of one share of Ferro common stock.

F3: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the "Holding Period"). Upon cessation of Recipient's service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period.

KEYCORP /NEW/

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred SharesSEC Table II · derivative / convertible securityDirect26,777 Reported balance After 2026-05-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-14 · Grant · Acquired 7,352 · Balance 26,777

F1: Each Deferred Share is the economic equivalent of one Common Share.

F3: The Deferred Shares were awarded under the Deferred Share Plan.

F2: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2026 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 14, 2029.

Common SharesSEC Table I · non-derivativeDirect104,575 Reported balance Holding disclosure · report date 2026-05-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 104,575

Filing footnotes · ownership attribution and instrument terms

F1: Each Deferred Share is the economic equivalent of one Common Share.

F2: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2026 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 14, 2029.

F3: The Deferred Shares were awarded under the Deferred Share Plan.

LUXFER HOLDINGS PLC

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect32,920 Ending reported balance After 2026-06-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-11 · Exercise / conversion · Acquired 8,953 · Balance 36,930

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

Row 2 · 2026-06-11 · Sale · Disposed 4,010 · Balance 32,920

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-11 · Exercise / conversion · Disposed 8,953 · Balance 0

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F2: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 311 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,681 Reported balance After 2026-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-11 · Grant · Acquired 6,681 · Balance 6,681

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F3: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F2: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 311 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

F3: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders.

MATERION Corp

Report date November 22, 2017 · Filed November 27, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,760.259 Reported balance After 2017-11-22 transaction · row 1
1 source row

Row 1 · 2017-11-22 · Sale · Disposed 4,364 · Balance 37,760.259

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.60 to $49.775, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set for in footnote (1)to this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.60 to $49.775, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set for in footnote (1)to this Form 4.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BARNES GROUP INC

Report date January 27, 2025 · Filed January 27, 2025

Section 16 reporting ended · disclosed 2025-01-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2025-01-27 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-01-27 · Disposition to issuer · Disposed 19,627.31 · Balance 3,968

F1: Represents shares of Barnes Group Inc. ("Barnes") common stock disposed of in connection with the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Barnes common stock held by the reporting person was converted into the right to receive $47.50 in cash (the "Merger Consideration").

Row 2 · 2025-01-27 · Disposition to issuer · Disposed 3,968 · Balance 0

F2: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Barnes Group Inc. ("Barnes") common stock disposed of in connection with the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Barnes common stock held by the reporting person was converted into the right to receive $47.50 in cash (the "Merger Consideration").

F2: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 15, 2026 11:28 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 GrantRestricted Stock Units · Derivative 6,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020575 · rdgdoc.xml · derivative · entry 4

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,681

Underlying: Ordinary Shares · 6,681 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F3 · derivative.exercise_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders.

F3 · derivative.expiration_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 11:28 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionRestricted Stock Units · Derivative 8,953 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020575 · rdgdoc.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F2 · derivative.exercise_date: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 311 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

F2 · derivative.expiration_date: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 311 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 11:28 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 SaleOrdinary Shares 4,010 $15.05 $60,350.50
Disclosure

SEC source: 0001437749-26-020575 · rdgdoc.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,920

Read SEC document
June 11, 2026 Filed Jun 15, 2026 11:28 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionOrdinary Shares 8,953 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020575 · rdgdoc.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

Read SEC document
May 14, 2026 Filed May 18, 2026 20:15 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 7,352 $0.00 $0.00
Disclosure

SEC source: 0001311365-26-000002 · wk-form4_1779135342.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,777

Underlying: Common Shares · 7,352 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2026 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 14, 2029.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2026 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 14, 2029.

Read SEC document
May 11, 2026 Filed May 13, 2026 22:02 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 18,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001311365-26-000001 · wk-form4_1778709733.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,425

Underlying: Common Shares · 18,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.exercise_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.expiration_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F3 · balance_after: Includes approximately 1,637 dividend-equivalent Deferred Shares accrued between June 2025 and March 2026.

Read SEC document
May 11, 2026 Filed May 13, 2026 22:02 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 9,059 $21.41 $193,953.19
Disclosure

SEC source: 0001311365-26-000001 · wk-form4_1778709733.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,575

Read SEC document
May 11, 2026 Filed May 13, 2026 22:02 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 18,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001311365-26-000001 · wk-form4_1778709733.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · balance_after: Includes approximately 4,096 common shares acquired through dividend reinvestments between June 2025 and March 2026.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 17:38 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 GrantRestricted Stock Units · Derivative 8,622 Not disclosed Not disclosed
Disclosure

SEC source: 0001311365-25-000003 · wk-form4_1749577097.xml · derivative · entry 4

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,622

Underlying: Ordinary Shares · 8,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F3 · derivative.exercise_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2026 Annual General Meeting of Shareholders.

F3 · derivative.expiration_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2026 Annual General Meeting of Shareholders.

Read SEC document
June 05, 2025 Filed Jun 10, 2025 17:38 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionRestricted Stock Units · Derivative 9,207 Not disclosed Not disclosed
Disclosure

SEC source: 0001311365-25-000003 · wk-form4_1749577097.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F2 · derivative.exercise_date: The Restricted Stock Units fully vested on June 5, 2025. The above figure includes 376 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

F2 · derivative.expiration_date: The Restricted Stock Units fully vested on June 5, 2025. The above figure includes 376 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

Read SEC document
June 05, 2025 Filed Jun 10, 2025 17:38 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 SaleOrdinary Shares 4,108 $10.02 $41,162.16
Disclosure

SEC source: 0001311365-25-000003 · wk-form4_1749577097.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,803

Read SEC document
June 05, 2025 Filed Jun 10, 2025 17:38 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionOrdinary Shares 9,207 Not disclosed Not disclosed
Disclosure

SEC source: 0001311365-25-000003 · wk-form4_1749577097.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

Read SEC document
May 15, 2025 Filed May 19, 2025 20:45 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 8,798 $0.00 $0.00
Disclosure

SEC source: 0000091576-25-000075 · wk-form4_1747687494.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,905

Underlying: Common Shares · 8,798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 15, 2028.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 15, 2028.

Read SEC document
May 12, 2025 Filed May 14, 2025 21:07 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 8,626 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-25-000066 · wk-form4_1747256867.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,107

Underlying: Common Shares · 8,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.exercise_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.expiration_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F3 · balance_after: Includes approximately 1,815 dividend-equivalent Deferred Shares accrued between June 2024 and March 2025.

Read SEC document
May 12, 2025 Filed May 14, 2025 21:07 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 4,312 $14.70 $63,386.40
Disclosure

SEC source: 0000091576-25-000066 · wk-form4_1747256867.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,420

Read SEC document
May 12, 2025 Filed May 14, 2025 21:07 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 8,626 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-25-000066 · wk-form4_1747256867.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · balance_after: Includes approximately 1,628 common shares acquired through dividend reinvestments between June 2024 and March 2025.

Read SEC document
January 27, 2025 Filed Jan 27, 2025 13:07 UTC BARNES GROUP INC B · Entity 83822 Disposition to issuerCommon Stock 3,968 $47.50 $188,480.00
Disclosure

SEC source: 0000009984-25-000027 · wk-form4_1738001258.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share.

F2 · price: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share.

Read SEC document
January 27, 2025 Filed Jan 27, 2025 13:07 UTC BARNES GROUP INC B · Entity 83822 Disposition to issuerCommon Stock 19,627.31 $47.50 $932,297.23
Disclosure

SEC source: 0000009984-25-000027 · wk-form4_1738001258.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,968

F1 · shares: Represents shares of Barnes Group Inc. ("Barnes") common stock disposed of in connection with the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Barnes common stock held by the reporting person was converted into the right to receive $47.50 in cash (the "Merger Consideration").

F1 · price: Represents shares of Barnes Group Inc. ("Barnes") common stock disposed of in connection with the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Barnes common stock held by the reporting person was converted into the right to receive $47.50 in cash (the "Merger Consideration").

Read SEC document
June 06, 2024 Filed Jun 6, 2024 23:15 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 GrantRestricted Stock Units · Derivative 8,831 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-24-000032 · primary_doc.xml · derivative · entry 4

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,831

Underlying: Ordinary Shares · 8,831 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F3 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F4 · derivative.exercise_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2025 Annual General Meeting of Shareholders.

F4 · derivative.expiration_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2025 Annual General Meeting of Shareholders.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 23:15 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionRestricted Stock Units · Derivative 5,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-24-000032 · primary_doc.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The Restricted Stock Units fully vested on June 5, 2024. The above figure includes 255 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

F2 · derivative.expiration_date: The Restricted Stock Units fully vested on June 5, 2024. The above figure includes 255 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 23:15 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Tax withholdingOrdinary Shares 2,611 $9.73 $25,405.03
Disclosure

SEC source: 0001096056-24-000032 · primary_doc.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,386

Read SEC document
June 05, 2024 Filed Jun 6, 2024 23:15 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionOrdinary Shares 5,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-24-000032 · primary_doc.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
May 13, 2024 Filed May 15, 2024 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 6,573 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-24-000084 · wk-form4_1715808422.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,918

Underlying: Common Shares · 6,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.exercise_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.expiration_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 13, 2024 Filed May 15, 2024 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 3,287 $14.86 $48,844.82
Disclosure

SEC source: 0000091576-24-000084 · wk-form4_1715808422.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,478

Read SEC document
May 13, 2024 Filed May 15, 2024 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 6,573 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-24-000084 · wk-form4_1715808422.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:55 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 9,283 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000073 · wk-form4_1715633727.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,492

Underlying: Common Shares · 9,283 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred share is the economic equivalent of one common share.

F4 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F3 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 9, 2027.

F3 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 9, 2027.

F5 · balance_after: Includes approximately 1,392 dividend-equivalent Deferred Shares accrued between September 2023 and March 2024.

Read SEC document
May 03, 2024 Filed May 6, 2024 14:26 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 3,968 $0.00 $0.00
Disclosure

SEC source: 0000009984-24-000069 · wk-form4_1715019959.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,546.87

F1 · kind: Reporting Person has received 3,968 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.

F2 · balance_after: Includes balances of 973 Restricted Stock Units ("RSUs") granted 5/19/2023, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.

F3 · balance_after: Includes 24.75100 shares acquired under a Dividend Reinvestment Plan on 3/08/2024.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 17:20 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000009984-24-000027 · wk-form4_1707862779.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,554.11

F1 · kind: Reporting Person has received 1,033 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.

F2 · balance_after: Includes balances of 973 Restricted Stock Units ("RSUs") granted 5/19/2023 , that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.

F3 · balance_after: Includes 31.374 shares acquired under a Dividend Reinvestment Plan on 12/08/2023.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:31 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 6,106 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000098 · wk-form4_1688589071.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,817

Underlying: Common Shares · 6,106 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred share is the economic equivalent of one common share.

F1 · price: Each deferred share is the economic equivalent of one common share.

F3 · balance_after: Includes approximately 716 dividend-equivalent deferred shares accrued in June 2023.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:31 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 6,106 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000098 · wk-form4_1688589071.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred share is the economic equivalent of one common share.

F2 · balance_after: Includes approximately 222 common shares acquired through dividend reinvestments in June 2023.

Read SEC document
June 07, 2023 Filed Jun 12, 2023 20:30 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 GrantRestricted Stock Units · Derivative 4,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-23-000025 · primary_doc.xml · derivative · entry 4

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,963

Underlying: Ordinary Shares · 4,963 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · derivative.exercise_date: The Restricted Stock Units vest on the date immediately preceding the Issuer's 2024 Annual General Meeting of Shareholders.

F3 · derivative.expiration_date: The Restricted Stock Units vest on the date immediately preceding the Issuer's 2024 Annual General Meeting of Shareholders.

Read SEC document
June 07, 2023 Filed Jun 12, 2023 20:30 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionRestricted Stock Units · Derivative 5,149 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-23-000025 · primary_doc.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The Restricted Stock Units fully vested on June 7, 2023. The amount above includes 168 Restricted Stock Units accrued related to dividend reinvestment rights.

F2 · derivative.expiration_date: The Restricted Stock Units fully vested on June 7, 2023. The amount above includes 168 Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document
June 07, 2023 Filed Jun 12, 2023 20:30 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Tax withholdingOrdinary Shares 2,440 $15.28 $37,283.20
Disclosure

SEC source: 0001096056-23-000025 · primary_doc.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,779

Read SEC document
June 07, 2023 Filed Jun 12, 2023 20:30 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionOrdinary Shares 5,149 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-23-000025 · primary_doc.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
May 19, 2023 Filed May 23, 2023 15:15 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0000009984-23-000116 · wf-form4_168486930250565.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,445.85

F1 · kind: Reporting Person has received 973 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.

F2 · balance_after: Includes a balance of 1,769 Restricted Stock Units granted 2/10/2023, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:07 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 13,876 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000090 · wk-form4_1684876015.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,207

Underlying: Common Shares · 13,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.exercise_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.expiration_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:07 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 6,938 $10.67 $74,028.46
Disclosure

SEC source: 0000091576-23-000090 · wk-form4_1684876015.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,312

Read SEC document
May 19, 2023 Filed May 23, 2023 21:07 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 13,876 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000090 · wk-form4_1684876015.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:06 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000082 · wk-form4_1684184781.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,084

Underlying: Common Shares · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 11, 2026.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 11, 2026.

F4 · balance_after: Includes approximately 578 dividend-equivalent Deferred Shares accrued in March 2023.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 20:01 UTC KEYCORP /NEW/ KEY · Entity 3220 PurchaseCommon Shares 2,200 $10.66 $23,452.00
Disclosure

SEC source: 0000091576-23-000069 · wf-form4_168271204622358.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,374

F1 · balance_after: Includes approximately 199 common shares acquired through dividend reinvestments in March 2023.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:43 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock 2,359 $0.00 $0.00
Disclosure

SEC source: 0000009984-23-000041 · wf-form4_167641098588925.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,451.52

F1 · kind: Reporting Person has received 2,359 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:29 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 9,235 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000003 · wf-form4_167287131141648.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,105

Underlying: Common Shares · 9,235 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · balance_after: Includes approximately 957 dividend-equivalent Deferred Shares accrued between September 2022 and December 2022.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:29 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 9,235 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000003 · wf-form4_167287131141648.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

F2 · balance_after: Includes approximately 245 dividend-equivalent common shares accrued between September 2022 and December 2022.

Read SEC document
December 15, 2022 Filed Dec 15, 2022 21:18 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 PurchaseOrdinary Shares 3,000 $13.75 $41,250.00
Disclosure

SEC source: 0001096056-22-000080 · primary_doc.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,070

F1 · balance_after: Current balance of 16,070 ordinary shares includes an aggregate of 190 ordinary shares acquired through dividend reinvestment transactions.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 16:20 UTC BARNES GROUP INC B · Entity 83822 PurchaseCommon Stock 1,200 $35.81 $42,970.80
Disclosure

SEC source: 0000009984-22-000169 · wf-form4_166742040233756.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,071.12

F1 · kind: The price reported in Column 4 is an exact price.

F2 · balance_after: Includes a balance of 578 Restricted Stock Units granted 2/11/2022, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:06 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 8,233 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000091 · wf-form4_165705155870804.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,384

Underlying: Common Shares · 8,233 shares

Expires 2022-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred share is the economic equivalent of one common share.

F1 · price: Each deferred share is the economic equivalent of one common share.

F3 · balance_after: Includes approximately 539 dividend-equivalent deferred shares accrued in June 2022.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:06 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 8,233 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000091 · wf-form4_165705155870804.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred share is the economic equivalent of one common share.

F2 · balance_after: Includes approximately 120 common shares acquired through dividend reinvestments in June 2022.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 13:47 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 GrantRestricted Stock Units · Derivative 4,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-22-000051 · primary_doc.xml · derivative · entry 4

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,981

Underlying: Ordinary Shares · 4,981 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · derivative.exercise_date: The Restricted Stock Units will vest on the date, and upon conclusion, of the Issuer's 2023 Annual General Meeting of Shareholders.

F3 · derivative.expiration_date: The Restricted Stock Units will vest on the date, and upon conclusion, of the Issuer's 2023 Annual General Meeting of Shareholders.

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June 07, 2022 Filed Jun 9, 2022 13:47 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Exercise / conversionRestricted Stock Units · Derivative 3,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-22-000051 · primary_doc.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The Restricted Stock Units fully vested on June 7, 2022. The amount above includes 97 Restricted Stock Units acquired from dividend reinvestment transactions.

F2 · derivative.expiration_date: The Restricted Stock Units fully vested on June 7, 2022. The amount above includes 97 Restricted Stock Units acquired from dividend reinvestment transactions.

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June 07, 2022 Filed Jun 9, 2022 13:47 UTC LUXFER HOLDINGS PLC LXFR · Entity 5529 Tax withholdingOrdinary Shares 1,472 $16.51 $24,302.72
Disclosure

SEC source: 0001096056-22-000051 · primary_doc.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,880

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.