person · Reporting owner

MULLEN PATRICK K

Disclosed activity across 3 companies

Tapewire entity: 38337
SEC CIK: 0001570169

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CHICAGO BRIDGE & IRON CO N VCBI · Entity 166733	Chief Executive Officer	May 10, 2018	May 14, 2018
LUXFER HOLDINGS PLCLXFR · Entity 5529	Director	June 11, 2026	June 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CHICAGO BRIDGE & IRON CO N V

Report date May 10, 2018 · Filed May 14, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2018-05-10 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2018-05-10 · Disposition to issuer · Disposed 154,207 · Balance 352,113 F1: Chicago Bridge and Iron Company N.V. (the Company), McDermott International, Inc. (McDermott) and certain other parties entered into the Business Combination Agreement, dated December 18, 2017, as amended on January 24, 2018 (the BCA), pursuant to which the Company and McDermott combined their businesses through a series of transactions completed on May 10, 2018 (the Combination). F2: If shares of Company common stock were disposed of pursuant to the offer (the Exchange Offer) by McDermott Technology, B.V., a wholly owned subsidiary of McDermott, to exchange each share of CB&I common stock that was validly tendered and not properly withdrawn in the Exchange Offer for the right to receive 0.82407 shares of McDermott common stock, then upon the closing of the Combination, each such tendered share was exchanged into the right to receive 0.82407 shares of McDermott common stock.If shares of Company common stock were not validly tendered in the Exchange Offer, shares of Company common stock were disposed of pursuant to a series of transactions involving a merger, share sale and liquidation, as a result of which former Company shareholders who did not validly tender in the Exchange Offer became entitled to receive, in respect of each former share of Company common stock, 0.82407 shares of McDermott common stock. Row 2 · 2018-05-10 · Disposition to issuer · Disposed 352,113 · Balance 0 F1: Chicago Bridge and Iron Company N.V. (the Company), McDermott International, Inc. (McDermott) and certain other parties entered into the Business Combination Agreement, dated December 18, 2017, as amended on January 24, 2018 (the BCA), pursuant to which the Company and McDermott combined their businesses through a series of transactions completed on May 10, 2018 (the Combination). F3: The restricted stock unit award vests in three equal installments on February 14, 2019, February 14, 2020 and February 14, 2021. Pursuant to the BCA, upon the closing of the Combination, the restricted stock unit award was assumed by McDermott and converted into a restricted stock unit award relating to a number of shares of McDermott common stock equal to the number of shares of Company common stock subject to the restricted stock unit award multiplied by 0.82407, rounded to the nearest whole number of shares.
Performance Share AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2018-05-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-05-10 · Disposition to issuer · Acquired 94,980 · Balance 0 F4: Pursuant to the BCA, upon the closing of the Combination, each performance share award, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to (a) the product of (i) the number of shares of the Companys common stock issuable upon vesting of such performance share award at 100% of target multiplied by (ii) 2.47221 multiplied by (iii) $6.64 and (b) a cash amount equal to the amount of accrued dividend equivalents.

Filing footnotes · ownership attribution and instrument terms

F1: Chicago Bridge and Iron Company N.V. (the Company), McDermott International, Inc. (McDermott) and certain other parties entered into the Business Combination Agreement, dated December 18, 2017, as amended on January 24, 2018 (the BCA), pursuant to which the Company and McDermott combined their businesses through a series of transactions completed on May 10, 2018 (the Combination).

F2: If shares of Company common stock were disposed of pursuant to the offer (the Exchange Offer) by McDermott Technology, B.V., a wholly owned subsidiary of McDermott, to exchange each share of CB&I common stock that was validly tendered and not properly withdrawn in the Exchange Offer for the right to receive 0.82407 shares of McDermott common stock, then upon the closing of the Combination, each such tendered share was exchanged into the right to receive 0.82407 shares of McDermott common stock.If shares of Company common stock were not validly tendered in the Exchange Offer, shares of Company common stock were disposed of pursuant to a series of transactions involving a merger, share sale and liquidation, as a result of which former Company shareholders who did not validly tender in the Exchange Offer became entitled to receive, in respect of each former share of Company common stock, 0.82407 shares of McDermott common stock.

F3: The restricted stock unit award vests in three equal installments on February 14, 2019, February 14, 2020 and February 14, 2021. Pursuant to the BCA, upon the closing of the Combination, the restricted stock unit award was assumed by McDermott and converted into a restricted stock unit award relating to a number of shares of McDermott common stock equal to the number of shares of Company common stock subject to the restricted stock unit award multiplied by 0.82407, rounded to the nearest whole number of shares.

F4: Pursuant to the BCA, upon the closing of the Combination, each performance share award, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to (a) the product of (i) the number of shares of the Companys common stock issuable upon vesting of such performance share award at 100% of target multiplied by (ii) 2.47221 multiplied by (iii) $6.64 and (b) a cash amount equal to the amount of accrued dividend equivalents.

LUXFER HOLDINGS PLC

Report date June 11, 2026 · Filed June 15, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	42,145	Ending reported balance After 2026-06-11 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-06-11 · Exercise / conversion · Acquired 11,851 · Balance 47,468 F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. Row 2 · 2026-06-11 · Sale · Disposed 5,323 · Balance 42,145
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-06-11 · Exercise / conversion · Disposed 11,851 · Balance 0 F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F2: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 440 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	7,709	Reported balance After 2026-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-06-11 · Grant · Acquired 7,709 · Balance 7,709 F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F3: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F2: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 440 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

F3: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VECTREN CORP

Report date February 01, 2019 · Filed February 01, 2019

Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2019-02-01 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2019-02-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), each share of Vectren Corporation common stock was converted into the right to receive $72.00 in cash, without interest, at the Effective Time. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.' Row 2 · 2019-02-01 · Exercise / conversion · Acquired 126.174 · Balance 126.174 F2: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. Row 3 · 2019-02-01 · Disposition to issuer · Disposed 126.174 · Balance 0 F3: Represents the cancellation and conversion of the stock units noted in footnote (2) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2019-02-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-02-01 · Disposition to issuer · Disposed 7,597.2533 · Balance 0 F4: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2019-02-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-02-01 · Exercise / conversion · Disposed 126.174 · Balance 0 F2: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), each share of Vectren Corporation common stock was converted into the right to receive $72.00 in cash, without interest, at the Effective Time. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.'

F2: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

F3: Represents the cancellation and conversion of the stock units noted in footnote (2) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

F4: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 11, 2026 Filed Jun 15, 2026 11:23 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	GrantRestricted Stock Units · Derivative	7,709	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-26-020567 · rdgdoc.xml · derivative · entry 4 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,709 Underlying: Ordinary Shares · 7,709 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F3 · derivative.exercise_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders. F3 · derivative.expiration_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders. Read SEC document
June 11, 2026 Filed Jun 15, 2026 11:23 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	Exercise / conversionRestricted Stock Units · Derivative	11,851	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-26-020567 · rdgdoc.xml · derivative · entry 3 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 11,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F2 · derivative.exercise_date: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 440 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith. F2 · derivative.expiration_date: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 440 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith. Read SEC document
June 11, 2026 Filed Jun 15, 2026 11:23 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	SaleOrdinary Shares	5,323	$15.05	$80,111.15	Disclosure SEC source: 0001437749-26-020567 · rdgdoc.xml · nonDerivative · entry 2 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,145 Read SEC document
June 11, 2026 Filed Jun 15, 2026 11:23 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	Exercise / conversionOrdinary Shares	11,851	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-26-020567 · rdgdoc.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. Read SEC document
June 06, 2025 Filed Jun 10, 2025 15:50 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	GrantRestricted Stock Units · Derivative	11,411	Not disclosed	Not disclosed	Disclosure SEC source: 0001570169-25-000004 · wk-form4_1749570637.xml · derivative · entry 4 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,411 Underlying: Ordinary Shares · 11,411 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F3 · derivative.exercise_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2026 Annual General Meeting of Shareholders. F3 · derivative.expiration_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2026 Annual General Meeting of Shareholders. Read SEC document
June 05, 2025 Filed Jun 10, 2025 15:50 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	Exercise / conversionRestricted Stock Units · Derivative	12,186	Not disclosed	Not disclosed	Disclosure SEC source: 0001570169-25-000004 · wk-form4_1749570637.xml · derivative · entry 3 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 12,186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F2 · derivative.exercise_date: The Restricted Stock Units fully vested on June 5, 2025. The above figure includes 498 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith. F2 · derivative.expiration_date: The Restricted Stock Units fully vested on June 5, 2025. The above figure includes 498 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith. Read SEC document
June 05, 2025 Filed Jun 10, 2025 15:50 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	SaleOrdinary Shares	5,463	$10.02	$54,739.26	Disclosure SEC source: 0001570169-25-000004 · wk-form4_1749570637.xml · nonDerivative · entry 2 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,617 Read SEC document
June 05, 2025 Filed Jun 10, 2025 15:50 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	Exercise / conversionOrdinary Shares	12,186	Not disclosed	Not disclosed	Disclosure SEC source: 0001570169-25-000004 · wk-form4_1749570637.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. Read SEC document
June 06, 2024 Filed Jun 6, 2024 22:23 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	GrantRestricted Stock Units · Derivative	11,688	Not disclosed	Not disclosed	Disclosure SEC source: 0001570169-24-000002 · wk-form4_1717712622.xml · derivative · entry 4 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,688 Underlying: Ordinary Shares · 11,688 shares Expires not disclosed F3 · derivative.exercise_price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F3 · price: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis. F4 · derivative.exercise_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2025 Annual General Meeting of Shareholders. F4 · derivative.expiration_date: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2025 Annual General Meeting of Shareholders. Read SEC document
June 05, 2024 Filed Jun 6, 2024 22:23 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	Exercise / conversionRestricted Stock Units · Derivative	7,320	Not disclosed	Not disclosed	Disclosure SEC source: 0001570169-24-000002 · wk-form4_1717712622.xml · derivative · entry 3 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. F2 · derivative.exercise_date: The Restricted Stock Units fully vested on June 5, 2024. The above figure includes 359 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith. F2 · derivative.expiration_date: The Restricted Stock Units fully vested on June 5, 2024. The above figure includes 359 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith. Read SEC document
June 05, 2024 Filed Jun 6, 2024 22:23 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	Tax withholdingOrdinary Shares	3,690	$9.73	$35,903.70	Disclosure SEC source: 0001570169-24-000002 · wk-form4_1717712622.xml · nonDerivative · entry 2 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,894 Read SEC document
June 05, 2024 Filed Jun 6, 2024 22:23 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	Exercise / conversionOrdinary Shares	7,320	Not disclosed	Not disclosed	Disclosure SEC source: 0001570169-24-000002 · wk-form4_1717712622.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. Read SEC document
October 31, 2023 Filed Oct 31, 2023 22:12 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	PurchaseOrdinary Shares	11,735	$8.37	$98,221.95	Disclosure SEC source: 0001570169-23-000004 · wk-form4_1698790324.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,264 F1 · price: The price is a weighted average price. These shares were purchased in multiple transactions ranging from $8.23 to $8.48, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
June 07, 2023 Filed Jun 8, 2023 19:46 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	GrantRestricted Stock Units · Derivative	6,961	Not disclosed	Not disclosed	Disclosure SEC source: 0001570169-23-000002 · wk-form4_1686253588.xml · derivative · entry 4 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,961 Underlying: Ordinary Shares · 6,961 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. F3 · derivative.exercise_date: The Restricted Stock Units vest on the date immediately preceding the Issuer's 2024 Annual General Meeting of Shareholders. F3 · derivative.expiration_date: The Restricted Stock Units vest on the date immediately preceding the Issuer's 2024 Annual General Meeting of Shareholders. Read SEC document
June 07, 2023 Filed Jun 8, 2023 19:46 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	Exercise / conversionRestricted Stock Units · Derivative	11,736	Not disclosed	Not disclosed	Disclosure SEC source: 0001570169-23-000002 · wk-form4_1686253588.xml · derivative · entry 3 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 11,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. F2 · derivative.exercise_date: The Restricted Stock Units fully vested on June 7, 2023. The amount above includes 402 Restricted Stock Units accrued related to dividend reinvestment rights. F2 · derivative.expiration_date: The Restricted Stock Units fully vested on June 7, 2023. The amount above includes 402 Restricted Stock Units accrued related to dividend reinvestment rights. Read SEC document
June 07, 2023 Filed Jun 8, 2023 19:46 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	Tax withholdingOrdinary Shares	5,657	$15.28	$86,438.96	Disclosure SEC source: 0001570169-23-000002 · wk-form4_1686253588.xml · nonDerivative · entry 2 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,529 Read SEC document
June 07, 2023 Filed Jun 8, 2023 19:46 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	Exercise / conversionOrdinary Shares	11,736	Not disclosed	Not disclosed	Disclosure SEC source: 0001570169-23-000002 · wk-form4_1686253588.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. Read SEC document
July 29, 2022 Filed Aug 1, 2022 13:21 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	PurchaseOrdinary Shares	6,200	$16.12	$99,932.22	Disclosure SEC source: 0001570169-22-000006 · wf-form4_165936007945425.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,450 F1 · price: The price is the weighted average price. These shares were purchased in multiple transactions ranging from $16.04 to $16.195, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
June 08, 2022 Filed Jun 9, 2022 13:10 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	GrantRestricted Stock Units · Derivative	11,334	Not disclosed	Not disclosed	Disclosure SEC source: 0001570169-22-000004 · wf-form4_165478019488375.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,334 Underlying: Ordinary Shares · 11,334 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. F2 · derivative.exercise_date: The Restricted Stock Units vest on the date, and upon conclusion, of the Issuer's 2023 Annual General Meeting of Shareholders. F2 · derivative.expiration_date: The Restricted Stock Units vest on the date, and upon conclusion, of the Issuer's 2023 Annual General Meeting of Shareholders. Read SEC document
February 25, 2022 Filed Feb 25, 2022 22:11 UTC	LUXFER HOLDINGS PLC LXFR · Entity 5529	PurchaseOrdinary Shares	1,250	$16.28	$20,345.63	Disclosure SEC source: 0001570169-22-000002 · wf-form4_164582707445341.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 F1 · price: The price is a weighted average price. These shares were purchased in multiple transactions ranging from $16.20 to $16.38, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:20 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionPhantom Stock · Derivative	126.174	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001562180-19-000619 · primarydocument.xml · derivative · entry 5 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 126.174 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. F2 · derivative.exercise_date: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. F2 · derivative.expiration_date: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:20 UTC	VECTREN CORP VVC · Entity 160701	Disposition to issuerPhantom Stock · Derivative	7,597.2533	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001562180-19-000619 · primarydocument.xml · derivative · entry 4 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,597.2533 shares Expires not disclosed F4 · price: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. F4 · derivative.exercise_date: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. F4 · derivative.expiration_date: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:20 UTC	VECTREN CORP VVC · Entity 160701	Disposition to issuerCommon Stock	126.174	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-19-000619 · primarydocument.xml · nonDerivative · entry 3 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Represents the cancellation and conversion of the stock units noted in footnote (2) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:20 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionCommon Stock	126.174	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-19-000619 · primarydocument.xml · nonDerivative · entry 2 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126.174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:20 UTC	VECTREN CORP VVC · Entity 160701	Disposition to issuerCommon Stock	1,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-19-000619 · primarydocument.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), each share of Vectren Corporation common stock was converted into the right to receive $72.00 in cash, without interest, at the Effective Time. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.' Read SEC document
January 01, 2019 Filed Jan 2, 2019 16:57 UTC	VECTREN CORP VVC · Entity 160701	GrantPhantom Stock · Derivative	1,582	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-19-000079 · primarydocument.xml · derivative · entry 2 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,597.2533 Underlying: Common Stock · 1,582 shares Expires not disclosed F2 · kind: The reporting person elected to defer the stock unit award to the phantom stock account of the Vectren Corporation Nonqualified Deferred Compensation Plan. This transaction is exempt under Section 16b-3. F3 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F3 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document
January 01, 2019 Filed Jan 2, 2019 16:57 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionPhantom Stock · Derivative	1,582	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-19-000079 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. Read SEC document
January 01, 2019 Filed Jan 2, 2019 15:13 UTC	VECTREN CORP VVC · Entity 160701	GrantPhantom Stock · Derivative	1,431	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-19-000034 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431 Underlying: Common Stock · 1,431 shares Expires not disclosed F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2020, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.exercise_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. F3 · derivative.exercise_date: If the closing date of the previously announced merger transaction between Vectren Corporation and CenterPoint Energy, Inc. (CNP) occurs prior to January 1, 2020, then the Stock Unit Awards shall be cancelled and converted into a vested right to receive cash in an amount equal to (i) $72.00 multiplied by (ii) the number of Stock Unit Awards provided hereunder multiplied by (iii) a fraction with a numerator equal to the number of days in the period beginning on the Grant Date and ending on the closing date of the transaction with CNP and a denominator equal to 365, but in no event shall such fraction be greater than one. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2020, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.expiration_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. F3 · derivative.expiration_date: If the closing date of the previously announced merger transaction between Vectren Corporation and CenterPoint Energy, Inc. (CNP) occurs prior to January 1, 2020, then the Stock Unit Awards shall be cancelled and converted into a vested right to receive cash in an amount equal to (i) $72.00 multiplied by (ii) the number of Stock Unit Awards provided hereunder multiplied by (iii) a fraction with a numerator equal to the number of days in the period beginning on the Grant Date and ending on the closing date of the transaction with CNP and a denominator equal to 365, but in no event shall such fraction be greater than one. Read SEC document
December 03, 2018 Filed Dec 4, 2018 17:51 UTC	VECTREN CORP VVC · Entity 160701	OtherPhantom Stock · Derivative	39.8637	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-18-004819 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,015.2532 Underlying: Common Stock · 39.8637 shares Expires not disclosed F1 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3. F2 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F2 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document
September 04, 2018 Filed Sep 5, 2018 12:49 UTC	VECTREN CORP VVC · Entity 160701	OtherPhantom Stock · Derivative	37.4816	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-18-003817 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,975.3895 Underlying: Common Stock · 39.4816 shares Expires not disclosed F1 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3. F2 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F2 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document
June 01, 2018 Filed Jun 4, 2018 10:23 UTC	VECTREN CORP VVC · Entity 160701	OtherPhantom Stock · Derivative	37.7516	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-18-002782 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,937.908 Underlying: Common Stock · 35.7516 shares Expires not disclosed F1 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3. F2 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F2 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document
May 10, 2018 Filed May 14, 2018 12:20 UTC	CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733	Disposition to issuerPerformance Share Award · Derivative	94,980	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001027884-18-000104 · wf-form4_152631482223228.xml · derivative · entry 3 MULLEN PATRICK K · CIK 0001570169 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,980 shares Expires not disclosed F4 · price: Pursuant to the BCA, upon the closing of the Combination, each performance share award, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to (a) the product of (i) the number of shares of the Companys common stock issuable upon vesting of such performance share award at 100% of target multiplied by (ii) 2.47221 multiplied by (iii) $6.64 and (b) a cash amount equal to the amount of accrued dividend equivalents. F4 · derivative.exercise_date: Pursuant to the BCA, upon the closing of the Combination, each performance share award, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to (a) the product of (i) the number of shares of the Companys common stock issuable upon vesting of such performance share award at 100% of target multiplied by (ii) 2.47221 multiplied by (iii) $6.64 and (b) a cash amount equal to the amount of accrued dividend equivalents. F4 · derivative.expiration_date: Pursuant to the BCA, upon the closing of the Combination, each performance share award, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to (a) the product of (i) the number of shares of the Companys common stock issuable upon vesting of such performance share award at 100% of target multiplied by (ii) 2.47221 multiplied by (iii) $6.64 and (b) a cash amount equal to the amount of accrued dividend equivalents. Read SEC document
May 10, 2018 Filed May 14, 2018 12:20 UTC	CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733	Disposition to issuerCommon Stock	352,113	Not disclosed	Not disclosed	Disclosure SEC source: 0001027884-18-000104 · wf-form4_152631482223228.xml · nonDerivative · entry 2 MULLEN PATRICK K · CIK 0001570169 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Chicago Bridge and Iron Company N.V. (the Company), McDermott International, Inc. (McDermott) and certain other parties entered into the Business Combination Agreement, dated December 18, 2017, as amended on January 24, 2018 (the BCA), pursuant to which the Company and McDermott combined their businesses through a series of transactions completed on May 10, 2018 (the Combination). F3 · price: The restricted stock unit award vests in three equal installments on February 14, 2019, February 14, 2020 and February 14, 2021. Pursuant to the BCA, upon the closing of the Combination, the restricted stock unit award was assumed by McDermott and converted into a restricted stock unit award relating to a number of shares of McDermott common stock equal to the number of shares of Company common stock subject to the restricted stock unit award multiplied by 0.82407, rounded to the nearest whole number of shares. Read SEC document
May 10, 2018 Filed May 14, 2018 12:20 UTC	CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733	Disposition to issuerCommon Stock	154,207	Not disclosed	Not disclosed	Disclosure SEC source: 0001027884-18-000104 · wf-form4_152631482223228.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,113 F1 · kind: Chicago Bridge and Iron Company N.V. (the Company), McDermott International, Inc. (McDermott) and certain other parties entered into the Business Combination Agreement, dated December 18, 2017, as amended on January 24, 2018 (the BCA), pursuant to which the Company and McDermott combined their businesses through a series of transactions completed on May 10, 2018 (the Combination). F2 · price: If shares of Company common stock were disposed of pursuant to the offer (the Exchange Offer) by McDermott Technology, B.V., a wholly owned subsidiary of McDermott, to exchange each share of CB&I common stock that was validly tendered and not properly withdrawn in the Exchange Offer for the right to receive 0.82407 shares of McDermott common stock, then upon the closing of the Combination, each such tendered share was exchanged into the right to receive 0.82407 shares of McDermott common stock.If shares of Company common stock were not validly tendered in the Exchange Offer, shares of Company common stock were disposed of pursuant to a series of transactions involving a merger, share sale and liquidation, as a result of which former Company shareholders who did not validly tender in the Exchange Offer became entitled to receive, in respect of each former share of Company common stock, 0.82407 shares of McDermott common stock. Read SEC document
March 01, 2018 Filed Mar 2, 2018 11:44 UTC	VECTREN CORP VVC · Entity 160701	OtherPhantom Stock · Derivative	43.5115	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-18-001350 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900.1564 Underlying: Common Stock · 43.5115 shares Expires not disclosed F1 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3. F2 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F2 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document
February 14, 2018 Filed Feb 15, 2018 16:02 UTC	CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733	GrantCommon Stock	352,113	$0.00	$0.00	Disclosure SEC source: 0001027884-18-000029 · wf-form4_151872854030970.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,320 F1 · shares: Restricted shares granted under the 2008 Long-Term Incentive Plan as amended. Read SEC document
January 01, 2018 Filed Jan 2, 2018 15:38 UTC	VECTREN CORP VVC · Entity 160701	GrantPhantom Stock · Derivative	1,582	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-18-000043 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582 Underlying: Common Stock · 1,582 shares Expires not disclosed F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.exercise_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.expiration_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. Read SEC document
January 01, 2018 Filed Jan 3, 2018 11:15 UTC	VECTREN CORP VVC · Entity 160701	GrantPhantom Stock · Derivative	1,860	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-18-000100 · primarydocument.xml · derivative · entry 2 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,856.6449 Underlying: Common Stock · 1,860 shares Expires not disclosed F2 · kind: The reporting person elected to defer the stock unit award to the phantom stock account of the Vectren Corporation Nonqualified Deferred Compensation Plan. This transaction is exempt under Section 16b-3. F3 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F3 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document
January 01, 2018 Filed Jan 3, 2018 11:15 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionPhantom Stock · Derivative	1,860	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-18-000100 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2018, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2018, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. Read SEC document
December 18, 2017 Filed Dec 20, 2017 17:13 UTC	CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733	Tax withholdingCommon Stock	93,001	$17.92	$1,666,577.92	Disclosure SEC source: 0001027884-17-000223 · wf-form4_151380798977892.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,207 Read SEC document
December 01, 2017 Filed Dec 4, 2017 12:07 UTC	VECTREN CORP VVC · Entity 160701	OtherPhantom Stock · Derivative	25.926	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-17-003713 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,996.6449 Underlying: Common Stock · 25.926 shares Expires not disclosed F1 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3. F2 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F2 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document
September 01, 2017 Filed Sep 5, 2017 13:10 UTC	VECTREN CORP VVC · Entity 160701	OtherPhantom Stock · Derivative	25.1767	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-17-002823 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,970.7189 Underlying: Common Stock · 25.1767 shares Expires not disclosed F1 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3. F2 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F2 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document
June 30, 2017 Filed Jul 5, 2017 16:27 UTC	CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733	GrantCommon Stock	133,191	$0.00	$0.00	Disclosure SEC source: 0001027884-17-000186 · wf-form4_149928642647866.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,208 F1 · shares: Restricted shares granted under the 2008 Long-Term Incentive Plan as amended. Read SEC document
June 01, 2017 Filed Jun 2, 2017 13:20 UTC	VECTREN CORP VVC · Entity 160701	OtherPhantom Stock · Derivative	26.5693	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-17-002123 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,945.5422 Underlying: Common Stock · 26.5693 shares Expires not disclosed F1 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3. F2 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F2 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document
March 01, 2017 Filed Mar 2, 2017 15:27 UTC	VECTREN CORP VVC · Entity 160701	OtherPhantom Stock · Derivative	28.9988	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-17-001065 · primarydocument.xml · derivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,918.9729 Underlying: Common Stock · 28.9988 shares Expires not disclosed F1 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3. F2 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F2 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document
February 21, 2017 Filed Feb 23, 2017 12:17 UTC	CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733	Tax withholdingCommon Stock	862	$35.15	$30,299.30	Disclosure SEC source: 0001027884-17-000072 · wf-form4_148787022791354.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,017 Read SEC document
February 17, 2017 Filed Feb 22, 2017 10:35 UTC	CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733	Tax withholdingCommon Stock	6,773	$33.95	$229,943.35	Disclosure SEC source: 0001027884-17-000052 · wf-form4_148777772272029.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,879 F1 · ownership.direct: Joint with wife. Read SEC document
February 15, 2017 Filed Feb 17, 2017 11:51 UTC	CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733	Tax withholdingCommon Stock	1,004	$36.00	$36,144.00	Disclosure SEC source: 0001027884-17-000030 · wf-form4_148735024916633.xml · nonDerivative · entry 3 MULLEN PATRICK K · CIK 0001570169 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,652 Read SEC document
February 15, 2017 Filed Feb 17, 2017 11:51 UTC	CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733	GrantCommon Stock	2,322	$0.00	$0.00	Disclosure SEC source: 0001027884-17-000030 · wf-form4_148735024916633.xml · nonDerivative · entry 2 MULLEN PATRICK K · CIK 0001570169 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,656 Read SEC document
February 15, 2017 Filed Feb 17, 2017 11:51 UTC	CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733	GrantCommon Stock	35,047	$0.00	$0.00	Disclosure SEC source: 0001027884-17-000030 · wf-form4_148735024916633.xml · nonDerivative · entry 1 MULLEN PATRICK K · CIK 0001570169 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,334 F1 · shares: Restricted shares granted under the 2008 Long-Term Incentive Plan as amended. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.