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MULLEN PATRICK K

Disclosed activity across 3 companies

Tapewire entity
38337
SEC CIK
0001570169

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CHICAGO BRIDGE & IRON CO N VCBI · Entity 166733Chief Executive OfficerMay 10, 2018May 14, 2018
LUXFER HOLDINGS PLCLXFR · Entity 5529DirectorJune 11, 2026June 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CHICAGO BRIDGE & IRON CO N V

Report date May 10, 2018 · Filed May 14, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-05-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-05-10 · Disposition to issuer · Disposed 154,207 · Balance 352,113

F1: Chicago Bridge and Iron Company N.V. (the Company), McDermott International, Inc. (McDermott) and certain other parties entered into the Business Combination Agreement, dated December 18, 2017, as amended on January 24, 2018 (the BCA), pursuant to which the Company and McDermott combined their businesses through a series of transactions completed on May 10, 2018 (the Combination).

F2: If shares of Company common stock were disposed of pursuant to the offer (the Exchange Offer) by McDermott Technology, B.V., a wholly owned subsidiary of McDermott, to exchange each share of CB&I common stock that was validly tendered and not properly withdrawn in the Exchange Offer for the right to receive 0.82407 shares of McDermott common stock, then upon the closing of the Combination, each such tendered share was exchanged into the right to receive 0.82407 shares of McDermott common stock.If shares of Company common stock were not validly tendered in the Exchange Offer, shares of Company common stock were disposed of pursuant to a series of transactions involving a merger, share sale and liquidation, as a result of which former Company shareholders who did not validly tender in the Exchange Offer became entitled to receive, in respect of each former share of Company common stock, 0.82407 shares of McDermott common stock.

Row 2 · 2018-05-10 · Disposition to issuer · Disposed 352,113 · Balance 0

F1: Chicago Bridge and Iron Company N.V. (the Company), McDermott International, Inc. (McDermott) and certain other parties entered into the Business Combination Agreement, dated December 18, 2017, as amended on January 24, 2018 (the BCA), pursuant to which the Company and McDermott combined their businesses through a series of transactions completed on May 10, 2018 (the Combination).

F3: The restricted stock unit award vests in three equal installments on February 14, 2019, February 14, 2020 and February 14, 2021. Pursuant to the BCA, upon the closing of the Combination, the restricted stock unit award was assumed by McDermott and converted into a restricted stock unit award relating to a number of shares of McDermott common stock equal to the number of shares of Company common stock subject to the restricted stock unit award multiplied by 0.82407, rounded to the nearest whole number of shares.

Performance Share AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-05-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-10 · Disposition to issuer · Acquired 94,980 · Balance 0

F4: Pursuant to the BCA, upon the closing of the Combination, each performance share award, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to (a) the product of (i) the number of shares of the Companys common stock issuable upon vesting of such performance share award at 100% of target multiplied by (ii) 2.47221 multiplied by (iii) $6.64 and (b) a cash amount equal to the amount of accrued dividend equivalents.

Filing footnotes · ownership attribution and instrument terms

F1: Chicago Bridge and Iron Company N.V. (the Company), McDermott International, Inc. (McDermott) and certain other parties entered into the Business Combination Agreement, dated December 18, 2017, as amended on January 24, 2018 (the BCA), pursuant to which the Company and McDermott combined their businesses through a series of transactions completed on May 10, 2018 (the Combination).

F2: If shares of Company common stock were disposed of pursuant to the offer (the Exchange Offer) by McDermott Technology, B.V., a wholly owned subsidiary of McDermott, to exchange each share of CB&I common stock that was validly tendered and not properly withdrawn in the Exchange Offer for the right to receive 0.82407 shares of McDermott common stock, then upon the closing of the Combination, each such tendered share was exchanged into the right to receive 0.82407 shares of McDermott common stock.If shares of Company common stock were not validly tendered in the Exchange Offer, shares of Company common stock were disposed of pursuant to a series of transactions involving a merger, share sale and liquidation, as a result of which former Company shareholders who did not validly tender in the Exchange Offer became entitled to receive, in respect of each former share of Company common stock, 0.82407 shares of McDermott common stock.

F3: The restricted stock unit award vests in three equal installments on February 14, 2019, February 14, 2020 and February 14, 2021. Pursuant to the BCA, upon the closing of the Combination, the restricted stock unit award was assumed by McDermott and converted into a restricted stock unit award relating to a number of shares of McDermott common stock equal to the number of shares of Company common stock subject to the restricted stock unit award multiplied by 0.82407, rounded to the nearest whole number of shares.

F4: Pursuant to the BCA, upon the closing of the Combination, each performance share award, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to (a) the product of (i) the number of shares of the Companys common stock issuable upon vesting of such performance share award at 100% of target multiplied by (ii) 2.47221 multiplied by (iii) $6.64 and (b) a cash amount equal to the amount of accrued dividend equivalents.

LUXFER HOLDINGS PLC

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect42,145 Ending reported balance After 2026-06-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-11 · Exercise / conversion · Acquired 11,851 · Balance 47,468

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

Row 2 · 2026-06-11 · Sale · Disposed 5,323 · Balance 42,145

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-11 · Exercise / conversion · Disposed 11,851 · Balance 0

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F2: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 440 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,709 Reported balance After 2026-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-11 · Grant · Acquired 7,709 · Balance 7,709

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F3: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.

F2: The Restricted Stock Units fully vested on June 11, 2026. The above figure includes 440 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.

F3: Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2027 Annual General Meeting of Shareholders.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VECTREN CORP

Report date February 01, 2019 · Filed February 01, 2019

Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-02-01 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-02-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), each share of Vectren Corporation common stock was converted into the right to receive $72.00 in cash, without interest, at the Effective Time. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.'

Row 2 · 2019-02-01 · Exercise / conversion · Acquired 126.174 · Balance 126.174

F2: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

Row 3 · 2019-02-01 · Disposition to issuer · Disposed 126.174 · Balance 0

F3: Represents the cancellation and conversion of the stock units noted in footnote (2) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-02-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-02-01 · Disposition to issuer · Disposed 7,597.2533 · Balance 0

F4: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-02-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-02-01 · Exercise / conversion · Disposed 126.174 · Balance 0

F2: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), each share of Vectren Corporation common stock was converted into the right to receive $72.00 in cash, without interest, at the Effective Time. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.'

F2: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

F3: Represents the cancellation and conversion of the stock units noted in footnote (2) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

F4: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2017 Filed Jan 3, 2017 10:31 UTC VECTREN CORP VVC · Entity 160701 GrantPhantom Stock · Derivative 1,860 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000034 · primarydocument.xml · derivative · entry 1

MULLEN PATRICK K · CIK 0001570169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860

Underlying: Common Stock · 1,860 shares

Expires not disclosed

F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2018, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served.

F2 · derivative.exercise_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3.

F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2018, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served.

F2 · derivative.expiration_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3.

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January 01, 2017 Filed Jan 4, 2017 10:26 UTC VECTREN CORP VVC · Entity 160701 GrantPhantom Stock · Derivative 2,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000101 · primarydocument.xml · derivative · entry 2

MULLEN PATRICK K · CIK 0001570169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,889.9741

Underlying: Common Stock · 2,144 shares

Expires not disclosed

F2 · kind: The reporting person elected to defer the stock unit award to the phantom stock account of the Vectren Corporation Nonqualified Deferred Compensation Plan. This transaction is exempt under Section 16b-3.

F3 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant.

F3 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant.

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January 01, 2017 Filed Jan 4, 2017 10:26 UTC VECTREN CORP VVC · Entity 160701 Exercise / conversionPhantom Stock · Derivative 2,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000101 · primarydocument.xml · derivative · entry 1

MULLEN PATRICK K · CIK 0001570169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2017, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3.

F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2017, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3.

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December 30, 2016 Filed Jan 3, 2017 17:07 UTC CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733 Tax withholdingCommon Stock 1,368 $31.75 $43,434.00
Disclosure

SEC source: 0001027884-17-000002 · wf-form4_148348124043279.xml · nonDerivative · entry 1

MULLEN PATRICK K · CIK 0001570169 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,287

Read SEC document
December 01, 2016 Filed Dec 2, 2016 15:35 UTC VECTREN CORP VVC · Entity 160701 OtherPhantom Stock · Derivative 14.8774 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003653 · primarydocument.xml · derivative · entry 1

MULLEN PATRICK K · CIK 0001570169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745.9741

Underlying: Common Stock · 14.8774 shares

Expires not disclosed

F1 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3.

F2 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant.

F2 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant.

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September 12, 2016 Filed Sep 13, 2016 16:49 UTC CHICAGO BRIDGE & IRON CO N V CBI · Entity 166733 SaleCommon Stock 18,567 $28.99 $538,257.33
Disclosure

SEC source: 0001027884-16-000457 · wf-form4_147379977835314.xml · nonDerivative · entry 1

MULLEN PATRICK K · CIK 0001570169 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,655

F1 · kind: The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on May 6, 2016 and amended on June 15, 2016 and September 1, 2016.

Read SEC document
September 09, 2016 Filed Sep 12, 2016 17:20 UTC VECTREN CORP VVC · Entity 160701 GrantPhantom Stock · Derivative 1,731.0967 $48.30 Strike: $0.00 $83,611.97
Disclosure

SEC source: 0001562180-16-003138 · primarydocument.xml · derivative · entry 1

MULLEN PATRICK K · CIK 0001570169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731.0967

Underlying: Common Stock · 1,731.0967 shares

Expires not disclosed

F1 · derivative.exercise_price: (2)(3)

F2 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Rule 16b-3.

F3 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Each share of VVC phantom stock/phantom units is the equivalent of one share of VVC common stock.

F3 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Each share of VVC phantom stock/phantom units is the equivalent of one share of VVC common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.