person · Reporting owner
Westenberger Richard F.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARTERS INCCRI · Entity 4857 | CFO & COO | June 12, 2026 | June 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARTERS INC
Report date June 12, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,250 |
Reported balance
After 2026-06-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-12 · Disposition to issuer · Disposed 250 · Balance 175,250 F1: Represent bona fide gift of securities by the reporting person to the University of Notre Dame. F2: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions. |
Filing footnotes · ownership attribution and instrument terms
F1: Represent bona fide gift of securities by the reporting person to the University of Notre Dame.
F2: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2017 Filed May 8, 2017 20:12 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionOption (right to buy) · Derivative | 3,150 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001593968-17-000670 · primary_01.xml · derivative · entry 3 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Underlying: Common Stock · 3,150 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options are all exercisable. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:12 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 3,150 | $93.13 | $293,350.37 |
DisclosureSEC source: 0001593968-17-000670 · primary_01.xml · nonDerivative · entry 2 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,220 F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.06 to $93.30, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:12 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 3,150 | $28.44 | $89,586.00 |
DisclosureSEC source: 0001593968-17-000670 · primary_01.xml · nonDerivative · entry 1 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:20 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,898 | $87.06 | $165,239.88 |
DisclosureSEC source: 0001593968-17-000359 · primary_01.xml · nonDerivative · entry 2 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,220 F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:20 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000359 · primary_01.xml · nonDerivative · entry 1 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,118 F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2014. F2 · price: Granted at no cost to the reporting person. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:33 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 479 | $83.72 | $40,101.88 |
DisclosureSEC source: 0001593968-17-000340 · primary_01.xml · nonDerivative · entry 4 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,958 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 23:33 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 203 | $83.72 | $16,995.16 |
DisclosureSEC source: 0001593968-17-000340 · primary_01.xml · nonDerivative · entry 3 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,437 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 23:33 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 227 | $83.72 | $19,004.44 |
DisclosureSEC source: 0001593968-17-000340 · primary_01.xml · nonDerivative · entry 2 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,640 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:33 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,017 | $82.92 | $84,329.64 |
DisclosureSEC source: 0001593968-17-000340 · primary_01.xml · nonDerivative · entry 1 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,867 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:20 UTC | CARTERS INC CRI · Entity 4857 | GrantOption (right to buy) · Derivative | 7,000 | $0.00 Strike: $83.84 | $0.00 |
DisclosureSEC source: 0001593968-17-000307 · primary_01.xml · derivative · entry 3 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2027-02-14 F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:20 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 3,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000307 · primary_01.xml · nonDerivative · entry 2 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,884 F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets. F2 · price: Granted at no cost to the reporting person. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:20 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000307 · primary_01.xml · nonDerivative · entry 1 Westenberger Richard F. · CIK 0001454329 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,604 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · price: Granted at no cost to the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.