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person · Reporting owner

Westenberger Richard F.

Disclosed activity across 1 company

Tapewire entity
38318
SEC CIK
0001454329

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CARTERS INCCRI · Entity 4857CFO & COOJune 12, 2026June 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CARTERS INC

Report date June 12, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect175,250 Reported balance After 2026-06-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-12 · Disposition to issuer · Disposed 250 · Balance 175,250

F1: Represent bona fide gift of securities by the reporting person to the University of Notre Dame.

F2: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.

Filing footnotes · ownership attribution and instrument terms

F1: Represent bona fide gift of securities by the reporting person to the University of Notre Dame.

F2: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2021 Filed Aug 9, 2021 23:13 UTC CARTERS INC CRI · Entity 4857 GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001060822-21-000040 · wf-form4_162855079622842.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,714

F1 · shares: The transaction reported involved a gift by the reporting person of shares of common stock to a charitable organization.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 21:21 UTC CARTERS INC CRI · Entity 4857 Disposition to issuerCommon Stock 7,340 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000651 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,814

F1 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2018 and 2020.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2021 Filed Feb 22, 2021 21:52 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 602 $92.54 $55,709.08
Disclosure

SEC source: 0001593968-21-000555 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,154

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:27 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 185 $96.36 $17,826.60
Disclosure

SEC source: 0001593968-21-000507 · primary_01.xml · nonDerivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,756

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 21:27 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 508 $96.36 $48,950.88
Disclosure

SEC source: 0001593968-21-000507 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,941

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:27 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 583 $96.36 $56,177.88
Disclosure

SEC source: 0001593968-21-000507 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,449

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:12 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 22,440 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000450 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,032

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 22:31 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 414 $96.64 $40,008.96
Disclosure

SEC source: 0001593968-20-000514 · primary_01.xml · nonDerivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,592

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 22:31 UTC CARTERS INC CRI · Entity 4857 Disposition to issuerCommon Stock 2,360 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000514 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,006

F2 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2017.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:31 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 601 $110.73 $66,548.73
Disclosure

SEC source: 0001593968-20-000514 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,366

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 00:16 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 926 $110.30 $102,137.80
Disclosure

SEC source: 0001593968-20-000463 · primary_01.xml · nonDerivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,967

Read SEC document
February 14, 2020 Filed Feb 19, 2020 00:16 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 184 $110.30 $20,295.20
Disclosure

SEC source: 0001593968-20-000463 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,893

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2020 Filed Feb 19, 2020 00:16 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 536 $109.77 $58,836.72
Disclosure

SEC source: 0001593968-20-000463 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,077

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:22 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 4,988 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000448 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,613

F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain 2020 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:22 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 4,988 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000448 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,625

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:22 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 2,000 $0.00 Strike: $59.27 $0.00
Disclosure

SEC source: 0001593968-19-002159 · primary_01.xml · derivative · entry 5

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: All of these options are exercisable.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:22 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 1,785 $0.00 Strike: $42.61 $0.00
Disclosure

SEC source: 0001593968-19-002159 · primary_01.xml · derivative · entry 4

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,880

Underlying: Common Stock · 1,785 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:22 UTC CARTERS INC CRI · Entity 4857 SaleCommon Stock 3,785 $104.30 $394,775.50
Disclosure

SEC source: 0001593968-19-002159 · primary_01.xml · nonDerivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,637

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.27 to $104.35, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:22 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionCommon Stock 2,000 $59.27 $118,540.00
Disclosure

SEC source: 0001593968-19-002159 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:22 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionCommon Stock 1,785 $42.61 $76,058.85
Disclosure

SEC source: 0001593968-19-002159 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
May 02, 2019 Filed May 4, 2019 00:56 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionOption (right to buy) · Derivative 3,880 $0.00 Strike: $42.61 $0.00
Disclosure

SEC source: 0001593968-19-001043 · primary_01.xml · derivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785

Underlying: Common Stock · 3,880 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 4, 2019 00:56 UTC CARTERS INC CRI · Entity 4857 SaleCommon Stock 3,880 $106.35 $412,638.00
Disclosure

SEC source: 0001593968-19-001043 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,637

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $106.27 to $106.45, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
May 02, 2019 Filed May 4, 2019 00:56 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 3,880 $42.61 $165,326.80
Disclosure

SEC source: 0001593968-19-001043 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,517

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:27 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 1,778 $0.00 Strike: $42.61 $0.00
Disclosure

SEC source: 0001593968-19-000600 · primary_01.xml · derivative · entry 8

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,665

Underlying: Common Stock · 1,778 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:27 UTC CARTERS INC CRI · Entity 4857 SaleCommon Stock 1,778 $97.34 $173,070.52
Disclosure

SEC source: 0001593968-19-000600 · primary_01.xml · nonDerivative · entry 5

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,637

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $97.26 to $97.43, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:27 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 1,778 $42.61 $75,760.58
Disclosure

SEC source: 0001593968-19-000600 · primary_01.xml · nonDerivative · entry 4

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,415

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:27 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 557 $0.00 Strike: $42.61 $0.00
Disclosure

SEC source: 0001593968-19-000600 · primary_01.xml · derivative · entry 7

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,443

Underlying: Common Stock · 557 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:27 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 3,850 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001593968-19-000600 · primary_01.xml · derivative · entry 6

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,850 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:27 UTC CARTERS INC CRI · Entity 4857 SaleCommon Stock 4,407 $98.88 $435,785.75
Disclosure

SEC source: 0001593968-19-000600 · primary_01.xml · nonDerivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,637

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $98.5 to $99.33, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:27 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 557 $42.61 $23,733.77
Disclosure

SEC source: 0001593968-19-000600 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,044

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:27 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 3,850 $28.44 $109,494.00
Disclosure

SEC source: 0001593968-19-000600 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,487

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:39 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 878 $100.30 $88,063.40
Disclosure

SEC source: 0001593968-19-000571 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,637

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:39 UTC CARTERS INC CRI · Entity 4857 Disposition to issuerCommon Stock 1,452 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000571 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,515

F1 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2016.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:34 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 601 $90.43 $54,348.43
Disclosure

SEC source: 0001593968-19-000548 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,967

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 18, 2019 Filed Feb 19, 2019 22:51 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 191 $90.10 $17,209.10
Disclosure

SEC source: 0001593968-19-000492 · primary_01.xml · nonDerivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,568

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2019 Filed Feb 19, 2019 22:51 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 935 $90.10 $84,243.50
Disclosure

SEC source: 0001593968-19-000492 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,759

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:51 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 206 $89.36 $18,408.16
Disclosure

SEC source: 0001593968-19-000492 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,694

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:27 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 4,504 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000457 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,900

F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:27 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 4,504 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000457 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,396

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:10 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,600 $116.98 $187,168.00
Disclosure

SEC source: 0001593968-18-000434 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,892

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:10 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000434 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,492

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:21 UTC CARTERS INC CRI · Entity 4857 GrantOption (right to buy) · Derivative 5,048 $0.00 Strike: $120.25 $0.00
Disclosure

SEC source: 0001593968-18-000391 · primary_01.xml · derivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048

Underlying: Common Stock · 5,048 shares

Expires 2028-02-21

F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

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February 21, 2018 Filed Feb 23, 2018 21:21 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 2,352 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000391 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,363

F4 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 21, 2018 Filed Feb 23, 2018 21:21 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 5,336 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000391 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,011

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 18, 2018 Filed Feb 21, 2018 21:24 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 407 $121.00 $49,247.00
Disclosure

SEC source: 0001593968-18-000378 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,675

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 16, 2018 Filed Feb 21, 2018 21:24 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 931 $121.00 $112,651.00
Disclosure

SEC source: 0001593968-18-000378 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,082

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 14, 2018 Filed Feb 16, 2018 22:42 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 207 $121.25 $25,098.75
Disclosure

SEC source: 0001593968-18-000359 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,013

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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November 17, 2017 Filed Nov 21, 2017 00:42 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 5,000 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001593968-17-001258 · primary_01.xml · derivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,850

Underlying: Common Stock · 5,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are all exercisable.

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November 17, 2017 Filed Nov 21, 2017 00:42 UTC CARTERS INC CRI · Entity 4857 SaleCommon Stock 5,000 $105.02 $525,100.00
Disclosure

SEC source: 0001593968-17-001258 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,220

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.94 to $105.08, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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November 17, 2017 Filed Nov 21, 2017 00:42 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionCommon Stock 5,000 $28.44 $142,200.00
Disclosure

SEC source: 0001593968-17-001258 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.