Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Director | September 11, 2026 | September 14, 2026 |
| Proto Labs IncPRLB · Entity 4553 | Director · President and CEO | February 16, 2021 | February 18, 2021 |
| SMITH A O CORPAOS · Entity 3642 | Director | April 13, 2026 | April 15, 2026 |
| WASTE MANAGEMENT INCWM · Entity 2932 | Director | May 15, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date September 11, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,942 |
Reported balance
After 2026-09-11 transaction · row 1
1 source rowRow 1 · 2026-09-11 · Grant · Acquired 79 · Balance 31,942 F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.
Proto Labs Inc
Report date February 16, 2021 · Filed February 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,840 |
Ending reported balance
After 2021-02-16 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2021-02-16 · Exercise / conversion · Acquired 18,910 · Balance 77,369 Row 2 · 2021-02-16 · Sale · Disposed 8,112 · Balance 69,257 F1: Reflects the weighted average price of 8,112 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $187.11 to $188.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 3 · 2021-02-16 · Sale · Disposed 9,540 · Balance 59,717 F2: Reflects the weighted average price of 9,540 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $188.12 to $189.09 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2021-02-16 · Sale · Disposed 1,258 · Balance 58,459 F3: Reflects the weighted average price of 1,258 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $189.17 to $189.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 5 · 2021-02-16 · Tax withholding · Disposed 3,619 · Balance 54,840 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.88 · Expires 2026-02-08 | Direct | 0 |
Reported balance
After 2021-02-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-02-16 · Exercise / conversion · Disposed 18,910 · Balance 0 F4: Fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 8,112 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $187.11 to $188.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 9,540 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $188.12 to $189.09 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 1,258 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $189.17 to $189.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Fully vested.
SMITH A O CORP
Report date April 13, 2026 · Filed April 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,284 |
Reported balance
After 2026-04-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-13 · Grant · Acquired 2,262 · Balance 13,284 F1: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2026. F2: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F3: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 215 units of Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 10 |
Reported balance
Holding disclosure · report date 2026-04-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10 |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2026.
F2: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.
F3: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 215 units of Restricted Stock Units.
WASTE MANAGEMENT INC
Report date May 15, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectVictoria M. Holt Trust | 23,881 |
Reported balance
After 2026-05-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 861 · Balance 23,881 F1: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2021 Filed Feb 18, 2021 21:43 UTC | Proto Labs Inc PRLB · Entity 4553 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,910 | $0.00 Strike: $57.88 | $0.00 |
DisclosureSEC source: 0001437749-21-003288 · rdgdoc.xml · derivative · entry 6 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,910 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:43 UTC | Proto Labs Inc PRLB · Entity 4553 | Tax withholdingCommon Stock | 3,619 | $197.05 | $713,123.95 |
DisclosureSEC source: 0001437749-21-003288 · rdgdoc.xml · nonDerivative · entry 5 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,840 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:43 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 1,258 | $189.28 | $238,119.52 |
DisclosureSEC source: 0001437749-21-003288 · rdgdoc.xml · nonDerivative · entry 4 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,459 F3 · price: Reflects the weighted average price of 1,258 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $189.17 to $189.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:43 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 9,540 | $188.53 | $1,798,607.68 |
DisclosureSEC source: 0001437749-21-003288 · rdgdoc.xml · nonDerivative · entry 3 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,717 F2 · price: Reflects the weighted average price of 9,540 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $188.12 to $189.09 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:43 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 8,112 | $187.66 | $1,522,314.14 |
DisclosureSEC source: 0001437749-21-003288 · rdgdoc.xml · nonDerivative · entry 2 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,257 F1 · price: Reflects the weighted average price of 8,112 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $187.11 to $188.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:43 UTC | Proto Labs Inc PRLB · Entity 4553 | Exercise / conversionCommon Stock | 18,910 | $57.88 | $1,094,510.80 |
DisclosureSEC source: 0001437749-21-003288 · rdgdoc.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 20:28 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 719 | $114.80 | $82,541.20 |
DisclosureSEC source: 0001225208-21-000934 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,762 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 19:46 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 12 | $102.91 | $1,234.92 |
DisclosureSEC source: 0001230245-20-000140 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,179 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 19:43 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 14 | $67.53 | $945.42 |
DisclosureSEC source: 0001230245-20-000117 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,167 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC | Proto Labs Inc PRLB · Entity 4553 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 17,990 | $0.00 Strike: $67.15 | $0.00 |
DisclosureSEC source: 0001437749-20-019410 · rdgdoc.xml · derivative · entry 10 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,990 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F8 · derivative.exercise_date: Fully vested. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 800 | $161.14 | $128,912.00 |
DisclosureSEC source: 0001437749-20-019410 · rdgdoc.xml · nonDerivative · entry 9 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,459 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 400 | $159.19 | $63,676.00 |
DisclosureSEC source: 0001437749-20-019410 · rdgdoc.xml · nonDerivative · entry 8 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,259 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 1,200 | $157.81 | $189,368.04 |
DisclosureSEC source: 0001437749-20-019410 · rdgdoc.xml · nonDerivative · entry 7 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,659 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F7 · price: Reflects the weighted average price of 1,200 shares of common stock of Proto Labs, Inc. sold by the reporting person on September 3, 2020 with sale prices ranging from $157.66 to $157.90 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 2,330 | $156.60 | $364,881.96 |
DisclosureSEC source: 0001437749-20-019410 · rdgdoc.xml · nonDerivative · entry 6 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,859 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F6 · price: Reflects the weighted average price of 2,330 shares of common stock of Proto Labs, Inc. sold by the reporting person on September 3, 2020 with sale prices ranging from $156.14 to $157.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 3,158 | $155.50 | $491,061.11 |
DisclosureSEC source: 0001437749-20-019410 · rdgdoc.xml · nonDerivative · entry 5 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,189 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F5 · price: Reflects the weighted average price of 3,158 shares of common stock of Proto Labs, Inc. sold by the reporting person on September 3, 2020 with sale prices ranging from $155.04 to $155.91 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 3,219 | $154.45 | $497,160.39 |
DisclosureSEC source: 0001437749-20-019410 · rdgdoc.xml · nonDerivative · entry 4 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,347 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F4 · price: Reflects the weighted average price of 3,219 shares of common stock of Proto Labs, Inc. sold by the reporting person on September 3, 2020 with sale prices ranging from $153.97 to $154.89 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 2,617 | $153.69 | $402,196.26 |
DisclosureSEC source: 0001437749-20-019410 · rdgdoc.xml · nonDerivative · entry 3 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,566 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F3 · price: Reflects the weighted average price of 2,617 shares of common stock of Proto Labs, Inc. sold by the reporting person on September 3, 2020 with sale prices ranging from $152.97 to $153.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 4,266 | $152.43 | $650,272.35 |
DisclosureSEC source: 0001437749-20-019410 · rdgdoc.xml · nonDerivative · entry 2 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,183 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. F2 · price: Reflects the weighted average price of 4,266 shares of common stock of Proto Labs, Inc. sold by the reporting person on September 3, 2020 with sale prices ranging from $151.92 to $152.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:24 UTC | Proto Labs Inc PRLB · Entity 4553 | Exercise / conversionCommon Stock | 17,990 | $67.15 | $1,208,028.50 |
DisclosureSEC source: 0001437749-20-019410 · rdgdoc.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2020. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 21:06 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 772 | $106.83 | $82,472.76 |
DisclosureSEC source: 0001225208-20-009845 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,043 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 19:07 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 10 | $63.86 | $638.60 |
DisclosureSEC source: 0001230245-20-000095 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,153 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 18, 2020 Filed May 18, 2020 20:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,725 | $52.18 | $90,010.50 |
DisclosureSEC source: 0001230245-20-000079 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,143 F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,725 shares of common stock resulting in an accrual to her account of 1,725 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 20:24 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 32 | $49.47 | $1,583.04 |
DisclosureSEC source: 0001230245-20-000048 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,418 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 20:30 UTC | Proto Labs Inc PRLB · Entity 4553 | Tax withholdingCommon Stock | 3,244 | $78.16 | $253,551.04 |
DisclosureSEC source: 0001437749-20-004815 · rdgdoc.xml · nonDerivative · entry 2 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,459 F2 · shares: Consists of shares withheld by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of PSUs. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 20:30 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantCommon Stock | 7,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004815 · rdgdoc.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,703 F1 · shares: On February 13, 2017, the reporting person was granted performance stock units ("PSUs"), with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2019. As determined on March 9, 2020, based on actual performance for 2019, the reporting person vested 7,113 PSUs of the 25,707 PSUs originally granted. The remaining 18,594 shares were forfeited. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:21 UTC | Proto Labs Inc PRLB · Entity 4553 | Tax withholdingCommon Stock | 2,642 | $100.00 | $264,200.00 |
DisclosureSEC source: 0001437749-20-002914 · rdgdoc.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,590 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:33 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantEmployee Stock Option (right to buy) · Derivative | 10,187 | $0.00 Strike: $96.72 | $0.00 |
DisclosureSEC source: 0001437749-20-002466 · rdgdoc.xml · derivative · entry 2 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,187 Underlying: Common Stock · 10,187 shares Expires 2030-02-10 F2 · derivative.exercise_date: The option vests as to 25% of the shares in four annual installments beginning on February 13, 2021. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:33 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantCommon Stock | 8,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-002466 · rdgdoc.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,232 F1 · shares: The restricted stock units vest as to 25% of the shares in four annual installments beginning on February 13, 2021. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:50 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 654 | $118.50 | $77,500.64 |
DisclosureSEC source: 0001225208-20-000900 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,271 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 19:02 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 230 | $79.94 | $18,386.20 |
DisclosureSEC source: 0001230245-20-000002 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 230 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 21:19 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 6 | $81.62 | $489.72 |
DisclosureSEC source: 0001230245-19-000122 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 16:04 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 40 | $72.66 | $2,906.40 |
DisclosureSEC source: 0001230245-19-000093 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150 F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 40 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director teminates. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 21:36 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 1,110 | $77.84 | $86,402.40 |
DisclosureSEC source: 0001230245-19-000088 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110 F1 · price: The reporting person elected to defer receipt of an initial and annual equity grant of 1,110 shares of common stock, resulting in the accrual to her account of 1,110 shares of phantom stock. The phantom stock will become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 19:09 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 658 | $117.81 | $77,520.63 |
DisclosureSEC source: 0001225208-19-010299 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,617 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 20:50 UTC | Proto Labs Inc PRLB · Entity 4553 | Tax withholdingCommon Stock | 2,459 | $108.47 | $266,727.73 |
DisclosureSEC source: 0001437749-19-002749 · rdgdoc.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,702 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:10 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantEmployee Stock Option (right to buy) · Derivative | 7,120 | $0.00 Strike: $104.99 | $0.00 |
DisclosureSEC source: 0001437749-19-002467 · rdgdoc.xml · derivative · entry 2 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,120 Underlying: Common Stock · 7,120 shares Expires 2029-02-11 F2 · derivative.exercise_date: The option vests as to 25% of the shares in four annual installments beginning on February 13, 2020. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:10 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantCommon Stock | 6,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-002467 · rdgdoc.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,161 F1 · shares: The restricted stock units vest as to 25% of the shares in four annual installments beginning on February 13, 2020. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:36 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 829 | $93.53 | $77,537.28 |
DisclosureSEC source: 0001225208-19-000971 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,959 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:23 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 922 | $84.00 | $77,448.00 |
DisclosureSEC source: 0001225208-18-011828 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,130 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| February 13, 2018 Filed Feb 16, 2018 21:25 UTC | Proto Labs Inc PRLB · Entity 4553 | Tax withholdingCommon Stock | 3,361 | $106.45 | $357,778.45 |
DisclosureSEC source: 0001437749-18-002790 · rdgdoc.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,874 Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 00:48 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantEmployee Stock Option (right to buy) · Derivative | 7,151 | $0.00 Strike: $105.75 | $0.00 |
DisclosureSEC source: 0001437749-18-002615 · rdgdoc.xml · derivative · entry 2 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,151 Underlying: Common Stock · 7,151 shares Expires 2028-02-12 F2 · derivative.exercise_date: The option vests as to 25% of the shares in four annual installments beginning on February 13, 2019. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 00:48 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantCommon Stock | 6,242 | $105.75 | $660,091.50 |
DisclosureSEC source: 0001437749-18-002615 · rdgdoc.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,235 F1 · shares: The restricted stock units vest as to 25% of the shares in four annual installments beginning on February 13, 2019. Read SEC document |
| January 15, 2018 Filed Jan 18, 2018 19:49 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 879 | $88.18 | $77,505.83 |
DisclosureSEC source: 0001225208-18-001217 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,208 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 15, 2017 Filed Jul 18, 2017 15:48 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 1,045 | $74.16 | $77,491.98 |
DisclosureSEC source: 0001225208-17-012708 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,329 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 21:03 UTC | Proto Labs Inc PRLB · Entity 4553 | SaleCommon Stock | 2,025 | $56.80 | $115,025.27 |
DisclosureSEC source: 0001437749-17-002572 · rdgdoc.xml · nonDerivative · entry 2 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,993 F2 · price: Reflects the weighted average price of 2,025 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 15, 2017 with sale prices ranging from $56.75 to $56.95 per share. The reporting, person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:03 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantEmployee Stock Option (right to buy) · Derivative | 9,070 | $0.00 Strike: $58.35 | $0.00 |
DisclosureSEC source: 0001437749-17-002572 · rdgdoc.xml · derivative · entry 3 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,070 Underlying: Common Stock · 9,070 shares Expires 2027-02-13 F3 · derivative.exercise_date: The option vests as to 20% of the shares in five annual installments beginning on February 13, 2018. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:03 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantCommon Stock | 12,855 | $58.35 | $750,089.25 |
DisclosureSEC source: 0001437749-17-002572 · rdgdoc.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,018 F1 · shares: The restricted stock units vest as to 20% of the shares in five annual installments beginning on February 13, 2018. Read SEC document |
| January 15, 2017 Filed Jan 19, 2017 22:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 1,000 | $70.01 | $70,005.00 |
DisclosureSEC source: 0001225208-17-001386 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,284 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 20:32 UTC | Proto Labs Inc PRLB · Entity 4553 | PurchaseCommon Stock | 1,900 | $53.20 | $101,080.76 |
DisclosureSEC source: 0001437749-16-038349 · rdgdoc.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,163 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.