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person · Reporting owner

Dorval Allison

Disclosed activity across 4 companies

Tapewire entity
38120
SEC CIK
0001625110

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Jade Biosciences, Inc.AVTE · Entity 4757DirectorJune 05, 2024June 07, 2024
PUMA BIOTECHNOLOGY, INC.PBYI · Entity 5478DirectorJune 11, 2026June 16, 2026
Voyager Therapeutics, Inc.VYGR · Entity 6271Chief Financial OfficerMarch 19, 2021March 23, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Jade Biosciences, Inc.

Report date June 05, 2024 · Filed June 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.90 · Expires 2034-06-04Direct12,500 Reported balance After 2024-06-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-06-05 · Grant · Acquired 12,500 · Balance 12,500

F1: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 5, 2025 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 5, 2025 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

PUMA BIOTECHNOLOGY, INC.

Report date June 11, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect90,780 Ending reported balance After 2026-06-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-11 · Grant · Acquired 27,000 · Balance 102,390

F1: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer.

Row 2 · 2026-06-12 · Sale · Disposed 11,610 · Balance 90,780

F2: Adoption date of referenced 10b5-1(c) plan is: 03-12-2025

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer.

F2: Adoption date of referenced 10b5-1(c) plan is: 03-12-2025

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Voyager Therapeutics, Inc.

Report date March 19, 2021 · Filed March 23, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect109,894 Reported balance After 2021-03-19 transaction · row 1
1 source row

Row 1 · 2021-03-19 · Grant · Acquired 30,000 · Balance 109,894

F1: Consists of shares of common stock issuable under an aggregate of 30,000 restricted stock units ("RSUs") awarded to the Reporting Person pursuant to the Voyager Therapeutics, Inc. 2015 Stock Option and Incentive Plan (the "Plan"). Each RSU represents the right to receive one share of common stock upon vesting. The vesting commencement date of the RSU award is the grant date, March 19, 2021. The RSU award vests over two years, with 1/2 of the shares of common stock underlying the RSU award vesting on the one-year anniversary of such vesting commencement date and the remainder of the shares of common stock underlying the RSU award vesting on the two-year anniversary of such vesting commencement date, subject to the Reporting Person's continued service.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of shares of common stock issuable under an aggregate of 30,000 restricted stock units ("RSUs") awarded to the Reporting Person pursuant to the Voyager Therapeutics, Inc. 2015 Stock Option and Incentive Plan (the "Plan"). Each RSU represents the right to receive one share of common stock upon vesting. The vesting commencement date of the RSU award is the grant date, March 19, 2021. The RSU award vests over two years, with 1/2 of the shares of common stock underlying the RSU award vesting on the one-year anniversary of such vesting commencement date and the remainder of the shares of common stock underlying the RSU award vesting on the two-year anniversary of such vesting commencement date, subject to the Reporting Person's continued service.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Verve Therapeutics, Inc.

Report date July 25, 2025 · Filed July 28, 2025

Section 16 reporting ended · disclosed 2025-07-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-25 transaction · row 1
1 source row

Row 1 · 2025-07-25 · Other · Disposed 13,280 · Balance 0

F1: In connection with the terms of an Agreement and Plan of Merger, dated as of June 16, 2025 (the "Merger Agreement"), by and among the Issuer, Eli Lilly and Company ("Parent") and Parent's indirect wholly owned subsidiary, Ridgeway Acquisition Corporation ("Purchaser"), Purchaser completed a tender offer for shares of the Issuer's Common Stock. In exchange for each share, tendering stockholders received: (i) $10.50 per share in cash, without interest and less any applicable tax withholding (the "Cash Consideration"); plus (ii) one non-tradable contingent value right (each, a "CVR"), which represents the contractual right to receive a contingent payment of up to $3.00 per CVR, net to the stockholder in cash, without interest

F2: (continued from footnote 1) and less any applicable tax withholding, upon the achievement of a certain specified milestone relating to the Issuer's business (the "Milestone Payment"), in accordance with the terms and subject to the conditions of a contingent value rights agreement entered by and among Parent, the Purchaser, and Computershare Inc. and its affiliate, Computershare Trust Company, N.A., as the rights agent. After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of July 25, 2025, with the Issuer continuing as the surviving entity and a wholly owned subsidiary of Parent (the "Effective Time").

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.01Direct0 Reported balance After 2025-07-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-07-25 · Disposition to issuer · Disposed 258,000 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding stock option of Issuer having an exercise price less than the Cash Consideration (each such option, a "Cash-Out Stock Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Cash-Out Stock Option, and each holder of such Cash-Out Stock Option received (without interest) (i) an amount in cash (less any applicable tax withholdings) equal to the product of (a) the excess, if any, of the Cash Consideration over the applicable exercise price per share underlying such Cash-Out Stock Option multiplied by (b) the total number of shares of the Issuer's Common Stock subject to such Cash-Out Stock Option and (ii) one CVR for each share subject to such Cash-Out Stock Option (without regard to vesting).

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.01Direct0 Reported balance After 2025-07-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-07-25 · Disposition to issuer · Disposed 75,000 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding stock option of Issuer having an exercise price less than the Cash Consideration (each such option, a "Cash-Out Stock Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Cash-Out Stock Option, and each holder of such Cash-Out Stock Option received (without interest) (i) an amount in cash (less any applicable tax withholdings) equal to the product of (a) the excess, if any, of the Cash Consideration over the applicable exercise price per share underlying such Cash-Out Stock Option multiplied by (b) the total number of shares of the Issuer's Common Stock subject to such Cash-Out Stock Option and (ii) one CVR for each share subject to such Cash-Out Stock Option (without regard to vesting).

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.75Direct0 Reported balance After 2025-07-25 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-07-25 · Disposition to issuer · Disposed 180,000 · Balance 0

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each Stock Option having an exercise price equal to or greater than the Cash Consideration and less than the sum of the Cash Consideration and the Milestone Payment (each such option, a "Closing Date Contingent Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Closing Date Contingent Option, and each holder of such Closing Date Contingent Option is entitled to receive (without interest) an amount in cash (less any applicable tax withholdings) equal to the product of (i) the total number of shares of the Issuer's Common Stock subject to such Closing Date Contingent Option immediately prior to the Effective Time multiplied by (ii) the cash payment a holder of one CVR would receive, and when such payments are made to the holders of CVRs (without regard to vesting);

F6: (continued from footnote 5) provided that each such Closing Date Contingent Option shall only receive the excess of the sum of (x) the Cash Consideration plus (y) the Milestone Payment over the applicable exercise price of such Closing Date Contingent Option.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-07-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-07-25 · Disposition to issuer · Disposed 45,000 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-07-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-07-25 · Disposition to issuer · Disposed 33,750 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-07-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-07-25 · Disposition to issuer · Disposed 1,875 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the terms of an Agreement and Plan of Merger, dated as of June 16, 2025 (the "Merger Agreement"), by and among the Issuer, Eli Lilly and Company ("Parent") and Parent's indirect wholly owned subsidiary, Ridgeway Acquisition Corporation ("Purchaser"), Purchaser completed a tender offer for shares of the Issuer's Common Stock. In exchange for each share, tendering stockholders received: (i) $10.50 per share in cash, without interest and less any applicable tax withholding (the "Cash Consideration"); plus (ii) one non-tradable contingent value right (each, a "CVR"), which represents the contractual right to receive a contingent payment of up to $3.00 per CVR, net to the stockholder in cash, without interest

F2: (continued from footnote 1) and less any applicable tax withholding, upon the achievement of a certain specified milestone relating to the Issuer's business (the "Milestone Payment"), in accordance with the terms and subject to the conditions of a contingent value rights agreement entered by and among Parent, the Purchaser, and Computershare Inc. and its affiliate, Computershare Trust Company, N.A., as the rights agent. After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of July 25, 2025, with the Issuer continuing as the surviving entity and a wholly owned subsidiary of Parent (the "Effective Time").

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding stock option of Issuer having an exercise price less than the Cash Consideration (each such option, a "Cash-Out Stock Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Cash-Out Stock Option, and each holder of such Cash-Out Stock Option received (without interest) (i) an amount in cash (less any applicable tax withholdings) equal to the product of (a) the excess, if any, of the Cash Consideration over the applicable exercise price per share underlying such Cash-Out Stock Option multiplied by (b) the total number of shares of the Issuer's Common Stock subject to such Cash-Out Stock Option and (ii) one CVR for each share subject to such Cash-Out Stock Option (without regard to vesting).

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each Stock Option having an exercise price equal to or greater than the Cash Consideration and less than the sum of the Cash Consideration and the Milestone Payment (each such option, a "Closing Date Contingent Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Closing Date Contingent Option, and each holder of such Closing Date Contingent Option is entitled to receive (without interest) an amount in cash (less any applicable tax withholdings) equal to the product of (i) the total number of shares of the Issuer's Common Stock subject to such Closing Date Contingent Option immediately prior to the Effective Time multiplied by (ii) the cash payment a holder of one CVR would receive, and when such payments are made to the holders of CVRs (without regard to vesting);

F6: (continued from footnote 5) provided that each such Closing Date Contingent Option shall only receive the excess of the sum of (x) the Cash Consideration plus (y) the Milestone Payment over the applicable exercise price of such Closing Date Contingent Option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2026 Filed Jun 16, 2026 00:09 UTC PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478 SaleCommon Stock 11,610 $7.20 $83,579.23
Disclosure

SEC source: 0001437749-26-020703 · rdgdoc.xml · nonDerivative · entry 2

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,780

F2 · kind: Adoption date of referenced 10b5-1(c) plan is: 03-12-2025

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 11, 2026 Filed Jun 16, 2026 00:09 UTC PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478 GrantCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020703 · rdgdoc.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,390

F1 · price: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
July 25, 2025 Filed Jul 28, 2025 17:15 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Disposition to issuerStock Option (right to buy) · Derivative 180,000 Not disclosed Strike: $12.75 Not disclosed
Disclosure

SEC source: 0000950170-25-099262 · ownership.xml · derivative · entry 7

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 180,000 shares

Expires not disclosed

F5 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each Stock Option having an exercise price equal to or greater than the Cash Consideration and less than the sum of the Cash Consideration and the Milestone Payment (each such option, a "Closing Date Contingent Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Closing Date Contingent Option, and each holder of such Closing Date Contingent Option is entitled to receive (without interest) an amount in cash (less any applicable tax withholdings) equal to the product of (i) the total number of shares of the Issuer's Common Stock subject to such Closing Date Contingent Option immediately prior to the Effective Time multiplied by (ii) the cash payment a holder of one CVR would receive, and when such payments are made to the holders of CVRs (without regard to vesting);

F6 · price: (continued from footnote 5) provided that each such Closing Date Contingent Option shall only receive the excess of the sum of (x) the Cash Consideration plus (y) the Milestone Payment over the applicable exercise price of such Closing Date Contingent Option.

F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each Stock Option having an exercise price equal to or greater than the Cash Consideration and less than the sum of the Cash Consideration and the Milestone Payment (each such option, a "Closing Date Contingent Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Closing Date Contingent Option, and each holder of such Closing Date Contingent Option is entitled to receive (without interest) an amount in cash (less any applicable tax withholdings) equal to the product of (i) the total number of shares of the Issuer's Common Stock subject to such Closing Date Contingent Option immediately prior to the Effective Time multiplied by (ii) the cash payment a holder of one CVR would receive, and when such payments are made to the holders of CVRs (without regard to vesting);

F6 · derivative.exercise_date: (continued from footnote 5) provided that each such Closing Date Contingent Option shall only receive the excess of the sum of (x) the Cash Consideration plus (y) the Milestone Payment over the applicable exercise price of such Closing Date Contingent Option.

F5 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each Stock Option having an exercise price equal to or greater than the Cash Consideration and less than the sum of the Cash Consideration and the Milestone Payment (each such option, a "Closing Date Contingent Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Closing Date Contingent Option, and each holder of such Closing Date Contingent Option is entitled to receive (without interest) an amount in cash (less any applicable tax withholdings) equal to the product of (i) the total number of shares of the Issuer's Common Stock subject to such Closing Date Contingent Option immediately prior to the Effective Time multiplied by (ii) the cash payment a holder of one CVR would receive, and when such payments are made to the holders of CVRs (without regard to vesting);

F6 · derivative.expiration_date: (continued from footnote 5) provided that each such Closing Date Contingent Option shall only receive the excess of the sum of (x) the Cash Consideration plus (y) the Milestone Payment over the applicable exercise price of such Closing Date Contingent Option.

Read SEC document
July 25, 2025 Filed Jul 28, 2025 17:15 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Disposition to issuerRestricted Stock Units · Derivative 1,875 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000950170-25-099262 · ownership.xml · derivative · entry 6

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires not disclosed

F4 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

Read SEC document
July 25, 2025 Filed Jul 28, 2025 17:15 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Disposition to issuerRestricted Stock Units · Derivative 33,750 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000950170-25-099262 · ownership.xml · derivative · entry 5

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,750 shares

Expires not disclosed

F4 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

Read SEC document
July 25, 2025 Filed Jul 28, 2025 17:15 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Disposition to issuerRestricted Stock Units · Derivative 45,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000950170-25-099262 · ownership.xml · derivative · entry 4

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F4 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each unvested Restricted Stock Unit ("RSU") that is outstanding immediately prior to the Effective Time was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any RSU, and each such holder of such RSU received (without interest) (x) an amount in cash (less any applicable tax withholdings) equal to the product of the Cash Consideration multiplied by the total number of Shares subject to such RSU and (y) one CVR for each RSU.

Read SEC document
July 25, 2025 Filed Jul 28, 2025 17:15 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Disposition to issuerStock Option (right to buy) · Derivative 75,000 Not disclosed Strike: $6.01 Not disclosed
Disclosure

SEC source: 0000950170-25-099262 · ownership.xml · derivative · entry 3

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding stock option of Issuer having an exercise price less than the Cash Consideration (each such option, a "Cash-Out Stock Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Cash-Out Stock Option, and each holder of such Cash-Out Stock Option received (without interest) (i) an amount in cash (less any applicable tax withholdings) equal to the product of (a) the excess, if any, of the Cash Consideration over the applicable exercise price per share underlying such Cash-Out Stock Option multiplied by (b) the total number of shares of the Issuer's Common Stock subject to such Cash-Out Stock Option and (ii) one CVR for each share subject to such Cash-Out Stock Option (without regard to vesting).

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding stock option of Issuer having an exercise price less than the Cash Consideration (each such option, a "Cash-Out Stock Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Cash-Out Stock Option, and each holder of such Cash-Out Stock Option received (without interest) (i) an amount in cash (less any applicable tax withholdings) equal to the product of (a) the excess, if any, of the Cash Consideration over the applicable exercise price per share underlying such Cash-Out Stock Option multiplied by (b) the total number of shares of the Issuer's Common Stock subject to such Cash-Out Stock Option and (ii) one CVR for each share subject to such Cash-Out Stock Option (without regard to vesting).

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding stock option of Issuer having an exercise price less than the Cash Consideration (each such option, a "Cash-Out Stock Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Cash-Out Stock Option, and each holder of such Cash-Out Stock Option received (without interest) (i) an amount in cash (less any applicable tax withholdings) equal to the product of (a) the excess, if any, of the Cash Consideration over the applicable exercise price per share underlying such Cash-Out Stock Option multiplied by (b) the total number of shares of the Issuer's Common Stock subject to such Cash-Out Stock Option and (ii) one CVR for each share subject to such Cash-Out Stock Option (without regard to vesting).

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July 25, 2025 Filed Jul 28, 2025 17:15 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Disposition to issuerStock Option (right to buy) · Derivative 258,000 Not disclosed Strike: $6.01 Not disclosed
Disclosure

SEC source: 0000950170-25-099262 · ownership.xml · derivative · entry 2

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 258,000 shares

Expires not disclosed

F3 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding stock option of Issuer having an exercise price less than the Cash Consideration (each such option, a "Cash-Out Stock Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Cash-Out Stock Option, and each holder of such Cash-Out Stock Option received (without interest) (i) an amount in cash (less any applicable tax withholdings) equal to the product of (a) the excess, if any, of the Cash Consideration over the applicable exercise price per share underlying such Cash-Out Stock Option multiplied by (b) the total number of shares of the Issuer's Common Stock subject to such Cash-Out Stock Option and (ii) one CVR for each share subject to such Cash-Out Stock Option (without regard to vesting).

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding stock option of Issuer having an exercise price less than the Cash Consideration (each such option, a "Cash-Out Stock Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Cash-Out Stock Option, and each holder of such Cash-Out Stock Option received (without interest) (i) an amount in cash (less any applicable tax withholdings) equal to the product of (a) the excess, if any, of the Cash Consideration over the applicable exercise price per share underlying such Cash-Out Stock Option multiplied by (b) the total number of shares of the Issuer's Common Stock subject to such Cash-Out Stock Option and (ii) one CVR for each share subject to such Cash-Out Stock Option (without regard to vesting).

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding stock option of Issuer having an exercise price less than the Cash Consideration (each such option, a "Cash-Out Stock Option") that is outstanding immediately prior to the Effective Time, whether or not vested, was automatically cancelled, by virtue of the Merger and without any action on the part of any holder of any Cash-Out Stock Option, and each holder of such Cash-Out Stock Option received (without interest) (i) an amount in cash (less any applicable tax withholdings) equal to the product of (a) the excess, if any, of the Cash Consideration over the applicable exercise price per share underlying such Cash-Out Stock Option multiplied by (b) the total number of shares of the Issuer's Common Stock subject to such Cash-Out Stock Option and (ii) one CVR for each share subject to such Cash-Out Stock Option (without regard to vesting).

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July 25, 2025 Filed Jul 28, 2025 17:15 UTC Verve Therapeutics, Inc. VERV · Entity 11259 OtherCommon Stock 13,280 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-099262 · ownership.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: In connection with the terms of an Agreement and Plan of Merger, dated as of June 16, 2025 (the "Merger Agreement"), by and among the Issuer, Eli Lilly and Company ("Parent") and Parent's indirect wholly owned subsidiary, Ridgeway Acquisition Corporation ("Purchaser"), Purchaser completed a tender offer for shares of the Issuer's Common Stock. In exchange for each share, tendering stockholders received: (i) $10.50 per share in cash, without interest and less any applicable tax withholding (the "Cash Consideration"); plus (ii) one non-tradable contingent value right (each, a "CVR"), which represents the contractual right to receive a contingent payment of up to $3.00 per CVR, net to the stockholder in cash, without interest

F2 · kind: (continued from footnote 1) and less any applicable tax withholding, upon the achievement of a certain specified milestone relating to the Issuer's business (the "Milestone Payment"), in accordance with the terms and subject to the conditions of a contingent value rights agreement entered by and among Parent, the Purchaser, and Computershare Inc. and its affiliate, Computershare Trust Company, N.A., as the rights agent. After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of July 25, 2025, with the Issuer continuing as the surviving entity and a wholly owned subsidiary of Parent (the "Effective Time").

F1 · price: In connection with the terms of an Agreement and Plan of Merger, dated as of June 16, 2025 (the "Merger Agreement"), by and among the Issuer, Eli Lilly and Company ("Parent") and Parent's indirect wholly owned subsidiary, Ridgeway Acquisition Corporation ("Purchaser"), Purchaser completed a tender offer for shares of the Issuer's Common Stock. In exchange for each share, tendering stockholders received: (i) $10.50 per share in cash, without interest and less any applicable tax withholding (the "Cash Consideration"); plus (ii) one non-tradable contingent value right (each, a "CVR"), which represents the contractual right to receive a contingent payment of up to $3.00 per CVR, net to the stockholder in cash, without interest

F2 · price: (continued from footnote 1) and less any applicable tax withholding, upon the achievement of a certain specified milestone relating to the Issuer's business (the "Milestone Payment"), in accordance with the terms and subject to the conditions of a contingent value rights agreement entered by and among Parent, the Purchaser, and Computershare Inc. and its affiliate, Computershare Trust Company, N.A., as the rights agent. After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of July 25, 2025, with the Issuer continuing as the surviving entity and a wholly owned subsidiary of Parent (the "Effective Time").

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June 13, 2025 Filed Jun 17, 2025 23:43 UTC PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478 SaleCommon Stock 11,610 $3.40 $39,474.00
Disclosure

SEC source: 0001437749-25-020713 · rdgdoc.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,390

F1 · kind: Adoption date of referenced 10b5-1(c) plan is: 03/12/2025

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.34 to $3.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 11, 2025 Filed Jun 14, 2025 00:14 UTC PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478 GrantCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-020360 · rdgdoc.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,000

F1 · price: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer.

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April 02, 2025 Filed Apr 3, 2025 17:00 UTC Verve Therapeutics, Inc. VERV · Entity 11259 SaleCommon Stock 3,350 $4.15 $13,902.50
Disclosure

SEC source: 0000950170-25-050559 · ownership.xml · nonDerivative · entry 2

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,280

F2 · kind: This transaction was effected pursuant to a durable automatic sale instruction plan adopted by the reporting person on March 20, 2023, and represents a broker-assisted sale of shares to satisfy the payment of withholding tax liability incurred upon the vesting of restricted stock units. The sale does not represent a discretionary trade by the reporting person.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 17:00 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Exercise / conversionRestricted Stock Units · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-050559 · ownership.xml · derivative · entry 3

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: On February 14, 2024, the reporting person was granted 45,000 RSUs pursuant to the Verve Therapeutics, Inc. 2021 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on April 1, 2025 and the remainder vesting in equal annual installments until April 1, 2028.

F3 · derivative.expiration_date: On February 14, 2024, the reporting person was granted 45,000 RSUs pursuant to the Verve Therapeutics, Inc. 2021 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on April 1, 2025 and the remainder vesting in equal annual installments until April 1, 2028.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 17:00 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Exercise / conversionCommon Stock 11,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-050559 · ownership.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 09:00 UTC Verve Therapeutics, Inc. VERV · Entity 11259 GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0000950170-25-003855 · ownership.xml · derivative · entry 3

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2035-01-07

F4 · derivative.exercise_date: The option was granted on January 8, 2025. 100% of the shares underlying the option will vest immediately if and when the last quoted trading price per share of the Company's common stock on the Nasdaq Global Select Market is equal to or greater than $20.00 for at least 15 consecutive trading days on or prior to the second anniversary of the grant date.

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January 08, 2025 Filed Jan 10, 2025 09:00 UTC Verve Therapeutics, Inc. VERV · Entity 11259 GrantRestricted Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-003855 · ownership.xml · derivative · entry 2

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On January 8, 2025, the reporting person was granted restricted stock units, vesting in three equal annual installments, beginning on April 1, 2026, and the remaining two installments vesting on April 1, 2027 and April 1, 2028.

F3 · derivative.expiration_date: On January 8, 2025, the reporting person was granted restricted stock units, vesting in three equal annual installments, beginning on April 1, 2026, and the remaining two installments vesting on April 1, 2027 and April 1, 2028.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 09:00 UTC Verve Therapeutics, Inc. VERV · Entity 11259 GrantStock Option (right to buy) · Derivative 258,000 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0000950170-25-003855 · ownership.xml · derivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,000

Underlying: Common Stock · 258,000 shares

Expires 2035-01-07

F1 · derivative.exercise_date: The option was granted on January 8, 2025. 25% of the shares underlying the option will vest on January 8, 2026, and the remainder are scheduled to vest in equal monthly installments thereafter until January 8, 2029.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 16:30 UTC Verve Therapeutics, Inc. VERV · Entity 11259 SaleCommon Stock 555 $5.64 $3,130.20
Disclosure

SEC source: 0000950170-24-132799 · ownership.xml · nonDerivative · entry 2

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,380

F2 · kind: This transaction was effected pursuant to a durable automatic sale instruction plan adopted by the reporting person on December 9, 2021, and represents a broker-assisted sale of shares to satisfy the payment of withholding tax liability incurred upon the vesting of restricted stock units. The sale does not represent a discretionary trade by the reporting person.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 16:30 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132799 · ownership.xml · derivative · entry 3

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date,

F3 · derivative.exercise_date: On November 29, 2021, the reporting person was granted 7,500 RSUs pursuant to the Verve Therapeutics, Inc. 2021 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on November 29, 2022 and the remainder vesting in equal annual installments until November 29, 2025.

F3 · derivative.expiration_date: On November 29, 2021, the reporting person was granted 7,500 RSUs pursuant to the Verve Therapeutics, Inc. 2021 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on November 29, 2022 and the remainder vesting in equal annual installments until November 29, 2025.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 16:30 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-132799 · ownership.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date,

Read SEC document
June 18, 2024 Filed Jun 22, 2024 01:17 UTC PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478 GrantCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-021014 · rdgdoc.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

F1 · price: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 23:18 UTC PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478 SaleCommon Stock 11,000 $3.37 $37,096.40
Disclosure

SEC source: 0001437749-24-020566 · rdgdoc.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,000

F1 · kind: Adoption date of referenced 10b5-1(c) sell to cover program is: 03-06-2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.3001 to $3.5401, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 22:00 UTC Jade Biosciences, Inc. AVTE · Entity 4757 GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001415889-24-016052 · form4-06072024_060601.xml · derivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 5, 2025 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 16:30 UTC Verve Therapeutics, Inc. VERV · Entity 11259 GrantRestricted Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-016424 · ownership.xml · derivative · entry 2

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On February 14, 2024, the reporting person was granted restricted stock units, vesting in four equal annual installments, beginning on April 1, 2025, and the remaining three installments vesting on April 1, 2026, April 1, 2027 and April 1, 2028.

F3 · derivative.expiration_date: On February 14, 2024, the reporting person was granted restricted stock units, vesting in four equal annual installments, beginning on April 1, 2025, and the remaining three installments vesting on April 1, 2026, April 1, 2027 and April 1, 2028.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 16:30 UTC Verve Therapeutics, Inc. VERV · Entity 11259 GrantStock Option (right to buy) · Derivative 180,000 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000950170-24-016424 · ownership.xml · derivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The option was granted on February 14, 2024. 25% of the shares underlying the option will vest on February 14, 2025, and the remainder are scheduled to vest in equal monthly installments thereafter until February 14, 2028.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 16:30 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-067358 · ownership.xml · derivative · entry 3

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: On November 29, 2021, the reporting person was granted 7,500 RSUs pursuant to the Verve Therapeutics, Inc. 2021 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on November 29, 2022 and the remainder vesting in equal annual installments until November 29, 2025.

F4 · derivative.expiration_date: On November 29, 2021, the reporting person was granted 7,500 RSUs pursuant to the Verve Therapeutics, Inc. 2021 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on November 29, 2022 and the remainder vesting in equal annual installments until November 29, 2025.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 16:30 UTC Verve Therapeutics, Inc. VERV · Entity 11259 SaleCommon Stock 554 $11.45 $6,343.30
Disclosure

SEC source: 0000950170-23-067358 · ownership.xml · nonDerivative · entry 2

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,060

F3 · kind: This transaction was effected pursuant to a durable automatic sale instruction plan adopted by the reporting person on December 9, 2021, and represents a broker-assisted sale of shares to satisfy the payment of withholding tax liability incurred upon the vesting of restricted stock units. The sale does not represent a discretionary trade by the reporting person.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 16:30 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-067358 · ownership.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: Includes 553 shares of the Company's common stock acquired in 2023 under the Verve Therapeutics, Inc. Amended and Restated 2021 Employee Stock Purchase Plan.

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June 13, 2023 Filed Jun 16, 2023 01:01 UTC PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478 GrantCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017604 · rdgdoc.xml · nonDerivative · entry 2

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,000

F3 · price: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 13, 2023 Filed Jun 16, 2023 01:01 UTC PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478 SaleCommon Stock 10,000 $3.45 $34,500.00
Disclosure

SEC source: 0001437749-23-017604 · rdgdoc.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,000

F1 · kind: Adoption date of referenced 10b5-1(c) sell to cover program is: 12-14-2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.42 to $3.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 22:00 UTC Jade Biosciences, Inc. AVTE · Entity 4757 GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $16.30 $0.00
Disclosure

SEC source: 0001415889-23-009442 · form4-06082023_060601.xml · derivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 6, 2024 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 17:00 UTC Verve Therapeutics, Inc. VERV · Entity 11259 GrantStock Option (right to buy) · Derivative 182,800 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001209191-23-010125 · doc4.xml · derivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,800

Underlying: Common Stock · 182,800 shares

Expires 2033-02-13

F1 · derivative.exercise_date: The option was granted on February 14, 2023. 25% of the shares underlying the option will vest on February 14, 2024, and the remainder are scheduled to vest in equal monthly installments thereafter until February 14, 2027.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 17:00 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059211 · doc4.xml · derivative · entry 3

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: On November 29, 2021, the reporting person was granted 7,500 RSUs pursuant to the Verve Therapeutics, Inc. 2021 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on November 29, 2022 and the remainder vesting in equal annual installments until November 29, 2025.

F4 · derivative.expiration_date: On November 29, 2021, the reporting person was granted 7,500 RSUs pursuant to the Verve Therapeutics, Inc. 2021 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on November 29, 2022 and the remainder vesting in equal annual installments until November 29, 2025.

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November 29, 2022 Filed Dec 1, 2022 17:00 UTC Verve Therapeutics, Inc. VERV · Entity 11259 SaleCommon Stock 554 $22.10 $12,243.40
Disclosure

SEC source: 0001209191-22-059211 · doc4.xml · nonDerivative · entry 2

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,186

F3 · kind: Shares sold in sell-to-cover transaction in order to satisfy withholding taxes to be paid upon the vesting of RSUs on November 29, 2022. This sale does not represent a discretionary trade by the reporting person.

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November 29, 2022 Filed Dec 1, 2022 17:00 UTC Verve Therapeutics, Inc. VERV · Entity 11259 Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-059211 · doc4.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: Includes 865 shares of the Company's common stock acquired under the Verve Therapeutics, Inc. Amended and Restated 2021 Employee Stock Purchase Plan.

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June 21, 2022 Filed Jun 22, 2022 21:01 UTC Jade Biosciences, Inc. AVTE · Entity 4757 GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $12.26 $0.00
Disclosure

SEC source: 0001493152-22-017509 · ownership.xml · derivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2032-06-20

F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 21, 2023 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

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June 14, 2022 Filed Jun 17, 2022 20:16 UTC PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478 GrantCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-015292 · rdgdoc.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer.

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February 11, 2022 Filed Feb 15, 2022 09:00 UTC Verve Therapeutics, Inc. VERV · Entity 11259 GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $30.94 $0.00
Disclosure

SEC source: 0000899243-22-006367 · doc4.xml · derivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2032-02-10

F1 · derivative.exercise_date: The option was granted on February 11, 2022. 25% of the shares underlying the option will vest on February 11, 2023, and the remainder are scheduled to vest in equal monthly installments thereafter until February 11, 2026.

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November 29, 2021 Filed Nov 30, 2021 16:26 UTC Verve Therapeutics, Inc. VERV · Entity 11259 GrantRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046304 · doc4.xml · derivative · entry 2

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On November 29, 2021, the reporting person was granted 7,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On November 29, 2021, the reporting person was granted 7,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

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November 29, 2021 Filed Nov 30, 2021 16:26 UTC Verve Therapeutics, Inc. VERV · Entity 11259 GrantStock Option (right to buy) · Derivative 135,000 $0.00 Strike: $33.25 $0.00
Disclosure

SEC source: 0000899243-21-046304 · doc4.xml · derivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2031-11-28

F1 · derivative.exercise_date: The option was granted on November 29, 2021. 25% of the shares underlying the option will vest on November 29, 2022, and the remainder are scheduled to vest in equal monthly installments thereafter until November 29, 2025.

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July 15, 2021 Filed Jul 16, 2021 20:46 UTC PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478 GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 108,721 $0.00 Strike: $8.19 $0.00
Disclosure

SEC source: 0001209191-21-046945 · doc4.xml · derivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,721

Underlying: COMMON STOCK · 108,721 shares

Expires 2031-07-14

F1 · derivative.exercise_date: The vesting commencement date of the option is July 15, 2021 (the "Option Vesting Commencement Date"). Subject to the Reporting Person's continued service with the Issuer through the applicable vesting date, the option vests (i) on the first anniversary of the Option Vesting Commencement Date with respect to one-third (1/3rd) of the shares subject thereto and (ii) on each monthly anniversary of the Option Vesting Commencement Date thereafter with respect to an additional 1/36th of the shares subject thereto.

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July 15, 2021 Filed Jul 19, 2021 20:28 UTC Jade Biosciences, Inc. AVTE · Entity 4757 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001104659-21-093476 · tm2122535-2_4seq1.xml · derivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-07-14

F1 · derivative.exercise_date: This option shall vest in 36 substantially equal monthly installments, with the first installment vesting on August 15, 2021.

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March 19, 2021 Filed Mar 23, 2021 20:10 UTC Voyager Therapeutics, Inc. VYGR · Entity 6271 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-040302 · tm2110581-1_4seq1.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,894

F1 · shares: Consists of shares of common stock issuable under an aggregate of 30,000 restricted stock units ("RSUs") awarded to the Reporting Person pursuant to the Voyager Therapeutics, Inc. 2015 Stock Option and Incentive Plan (the "Plan"). Each RSU represents the right to receive one share of common stock upon vesting. The vesting commencement date of the RSU award is the grant date, March 19, 2021. The RSU award vests over two years, with 1/2 of the shares of common stock underlying the RSU award vesting on the one-year anniversary of such vesting commencement date and the remainder of the shares of common stock underlying the RSU award vesting on the two-year anniversary of such vesting commencement date, subject to the Reporting Person's continued service.

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February 16, 2021 Filed Feb 18, 2021 21:55 UTC Voyager Therapeutics, Inc. VYGR · Entity 6271 GrantStock Option (Right to Buy) · Derivative 68,000 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0001104659-21-025269 · tm217191-1_4seq1.xml · derivative · entry 2

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Common Stock · 68,000 shares

Expires 2031-02-16

F2 · derivative.exercise_date: This stock option was issued pursuant to the Plan. The vesting commencement date of the option is the grant date, February 16, 2021. The option vests over four years, with 1/48th of the shares of common stock underlying the option vesting upon the one-month anniversary of such vesting commencement date and an additional 1/48th of the shares of common stock underlying the option vesting at the end of each successive one-month period thereafter, subject to the Reporting Person's continued service.

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February 16, 2021 Filed Feb 18, 2021 21:55 UTC Voyager Therapeutics, Inc. VYGR · Entity 6271 GrantCommon Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-025269 · tm217191-1_4seq1.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,894

F1 · shares: Consists of shares of common stock issuable under an aggregate of 34,000 restricted stock units ("RSUs") awarded to the Reporting Person pursuant to the Voyager Therapeutics, Inc. 2015 Stock Option and Incentive Plan (the "Plan"). Each RSU represents the right to receive one share of common stock upon vesting. The vesting commencement date of the RSU award is the grant date, February 16, 2021. The RSU award vests over three years, with 1/3rd of the shares of common stock underlying the RSU award vesting on the one-year anniversary of such vesting commencement date and an additional 1/3rd of the shares of common stock underlying the RSU award vesting at the end of each successive one-year period thereafter, subject to the Reporting Person's continued service.

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February 11, 2021 Filed Feb 16, 2021 21:10 UTC Voyager Therapeutics, Inc. VYGR · Entity 6271 SaleCommon Stock 3,186 $7.55 $24,054.30
Disclosure

SEC source: 0001104659-21-023961 · tm216891-3_4seq1.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,894

F1 · shares: Represents shares of common stock sold, pursuant to a durable automatic sales instruction letter effecting the sell-to-cover election of the reporting person to satisfy tax withholding obligations, in connection with the vesting of restricted stock units on February 10, 2021. The reporting person structured the durable automatic sales instructions to constitute a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1. The sales do not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.12 to $7.65, inclusive. The reporting person undertakes to provide to Voyager Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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January 12, 2021 Filed Jan 14, 2021 22:57 UTC Voyager Therapeutics, Inc. VYGR · Entity 6271 SaleCommon Stock 2,942 $8.62 $25,360.04
Disclosure

SEC source: 0001104659-21-004320 · tm213214-1_4seq1.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,080

F1 · shares: Represents shares of common stock sold, pursuant to a durable automatic sales instruction letter effecting the sell-to-cover election of the reporting person to satisfy tax withholding obligations, in connection with the vesting of restricted stock units on January 11, 2021. The reporting person structured the durable automatic sales instructions to constitute a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1. The sales do not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.45 to $8.75, inclusive. The reporting person undertakes to provide to Voyager Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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February 10, 2020 Filed Feb 12, 2020 23:21 UTC Voyager Therapeutics, Inc. VYGR · Entity 6271 GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $12.96 $0.00
Disclosure

SEC source: 0001104659-20-019457 · a4.xml · derivative · entry 2

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2030-02-10

F2 · derivative.exercise_date: This stock option was issued pursuant to the Plan. The vesting commencement date of the option is the grant date, February 10, 2020. The option vests over four years, with 1/48th of the shares of common stock underlying the option vesting upon the one-month anniversary of such vesting commencement date and an additional 1/48th of the shares of common stock underlying the option vesting at the end of each successive one-month period thereafter, subject to the Reporting Person's continued service.

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February 10, 2020 Filed Feb 12, 2020 23:21 UTC Voyager Therapeutics, Inc. VYGR · Entity 6271 GrantCommon Stock 27,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-019457 · a4.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,022

F1 · shares: Consists of shares of common stock issuable under an aggregate of 27,500 restricted stock units ("RSUs") awarded to the Reporting Person pursuant to the Voyager Therapeutics, Inc. 2015 Stock Option and Incentive Plan (the "Plan"). Each RSU represents the right to receive one share of common stock upon vesting. The vesting commencement date of the RSU award is the grant date, February 10, 2020. The RSU award vests over three years, with 1/3rd of the shares of common stock underlying the RSU award vesting on the one-year anniversary of such vesting commencement date and an additional 1/3rd of the shares of common stock underlying the RSU award vesting at the end of each successive one-year period thereafter, subject to the Reporting Person's continued service.

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January 21, 2020 Filed Jan 29, 2020 22:27 UTC Voyager Therapeutics, Inc. VYGR · Entity 6271 SaleCommon Stock 3,128 $13.36 $41,790.08
Disclosure

SEC source: 0001104659-20-008190 · a4.xml · nonDerivative · entry 1

Dorval Allison · CIK 0001625110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,522

F1 · shares: Represents shares of common stock sold, pursuant to a durable automatic sales instruction letter effecting the sell-to-cover election of the reporting person to satisfy tax withholding obligations, in connection with the vesting of restricted stock units on January 11, 2020. The reporting person structured the durable automatic sales instructions to constitute a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1. The sales do not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.15 to $13.77, inclusive. The reporting person undertakes to provide to Voyager Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · balance_after: Includes 1,097 shares of common stock acquired under the Voyager Therapeutics, Inc. 2015 Employee Stock Purchase Plan (the "ESPP") on June 28, 2019, and 447 shares of common stock acquired under the ESPP on December 31, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.