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JBIO

Jade Biosciences, Inc.

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4757
SEC CIK
0001798749
Parsed reports
214

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2026 Filed Jun 27, 2026 01:20 UTC
Eisner MarkDirector
GrantStock Option (Right to Buy) · Derivative 47,675 $0.00 Strike: $21.81 $0.00
Disclosure

SEC source: 0001193125-26-286434 · ownership.xml · derivative · entry 1

Eisner Mark · CIK 0001834161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,675

Underlying: Common Stock · 47,675 shares

Expires 2036-06-24

F1 · derivative.exercise_date: 1/36th of the total number of shares of common stock subject to the option vest monthly following the date of grant, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:37 UTC
Fairmount Funds Management LLCDirector · 10% owner
Kiselak TomasDirector · 10% owner
Harwin Peter EvanDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 34,843 $0.00 Strike: $15.22 $0.00
Disclosure

SEC source: 0001193125-26-267706 · ownership.xml · derivative · entry 1

Fairmount Funds Management LLC · CIK 0001802528 · Director · 10% owner

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director · 10% owner

Fairmount Healthcare Co-Invest IV L.P. · CIK 0002042283 · Director · 10% owner

Kiselak Tomas · CIK 0001830177 · Director · 10% owner

Harwin Peter Evan · CIK 0001663607 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,843

Underlying: Common Stock · 34,843 shares

Expires 2036-06-08

F1 · derivative.exercise_date: This option represents a right to purchase shares of the Issuer's common stock, which vests in full on the earlier of (i) June 9, 2027 or (ii) the date of the next annual meeting of the Issuer's stockholders, in each case, subject to Tomas Kiselak's continued service to the Issuer.

F2 · ownership.direct: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II LP ("Fund II") and Fairmount Healthcare Co-Invest IV L.P. ("Co-Invest"). Peter Harwin and Tomas Kiselak are the managers of Fairmount. Under Mr. Kiselak's arrangement with Fairmount, Mr. Kiselak holds the option for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Kiselak is obligated to turn over to Fairmount any net cash or stock received from the option for the benefit of such Fairmount Fund. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

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June 09, 2026 Filed Jun 11, 2026 20:47 UTC GrantStock Option (Right to Buy) · Derivative 34,843 $0.00 Strike: $15.22 $0.00
Disclosure

SEC source: 0001193125-26-267764 · ownership.xml · derivative · entry 1

CAIN CHRISTOPHER W. · CIK 0001817733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,843

Underlying: Common Stock · 34,843 shares

Expires 2036-06-08

F1 · derivative.exercise_date: This option represents a right to purchase shares of the Issuer's common stock, which vests in full on the earlier of (i) June 9, 2027 or (ii) the date of the next annual meeting of the Issuer's stockholders, in each case, subject to the Reporting Person's continued service to the Issuer.

F2 · ownership.direct: Under the Reporting Person's arrangement with Fairmount Funds Management LLC ("Fairmount"), the Reporting Person holds the option for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). The Reporting Person is obligated to turn over to Fairmount any net cash or stock received from the option for the benefit of such Fairmount Fund. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock. Fairmount disclaims beneficial ownership of any of the reported securities, except to the extent of its pecuniary interest therein.

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June 09, 2026 Filed Jun 11, 2026 20:41 UTC GrantStock Option (Right to Buy) · Derivative 34,843 $0.00 Strike: $15.22 $0.00
Disclosure

SEC source: 0001193125-26-267735 · ownership.xml · derivative · entry 1

Klein Lawrence Otto · CIK 0001762583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,843

Underlying: Common Stock · 34,843 shares

Expires 2036-06-08

F1 · derivative.exercise_date: This option represents a right to purchase shares of the Issuer's common stock, which vests in full on the earlier of (i) June 9, 2027 or (ii) the date of the next annual meeting of the Issuer's stockholders, in each case, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:42 UTC GrantStock Option (Right to Buy) · Derivative 34,843 $0.00 Strike: $15.22 $0.00
Disclosure

SEC source: 0001193125-26-267739 · ownership.xml · derivative · entry 1

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,843

Underlying: Common Stock · 34,843 shares

Expires 2036-06-08

F1 · derivative.exercise_date: This option represents a right to purchase shares of the Issuer's common stock, which vests in full on the earlier of (i) June 9, 2027 or (ii) the date of the next annual meeting of the Issuer's stockholders, in each case, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:37 UTC
Lavelle ErinDirector
GrantStock Option (Right to Buy) · Derivative 34,843 $0.00 Strike: $15.22 $0.00
Disclosure

SEC source: 0001193125-26-267708 · ownership.xml · derivative · entry 1

Lavelle Erin · CIK 0001737613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,843

Underlying: Common Stock · 34,843 shares

Expires 2036-06-08

F1 · derivative.exercise_date: This option represents a right to purchase shares of the Issuer's common stock, which vests in full on the earlier of (i) June 9, 2027 or (ii) the date of the next annual meeting of the Issuer's stockholders, in each case, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
February 12, 2026 Filed Feb 14, 2026 01:00 UTC
Dahms Bradford D.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 226,875 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001193125-26-052056 · ownership.xml · derivative · entry 2

Dahms Bradford D. · CIK 0001787307 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,875

Underlying: Common Stock · 226,875 shares

Expires 2036-02-11

F2 · derivative.exercise_date: This option represents a right to purchase shares of the Issuer's common stock, one quarter of which will vest on February 15, 2027, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 12, 2026 Filed Feb 14, 2026 01:00 UTC
Dahms Bradford D.Chief Financial Officer
GrantCommon Stock 37,813 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-052056 · ownership.xml · nonDerivative · entry 1

Dahms Bradford D. · CIK 0001787307 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,813

F1 · shares: Represents restricted stock units ("RSUs"). 1/4 of the total number of RSUs granted shall vest on each of the first four anniversaries of February 15, 2026, the vesting commencement date, subject to the Reporting Person's continued service through each vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

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February 12, 2026 Filed Feb 14, 2026 01:00 UTC
Balta ElizabethSee Remarks
GrantStock Option (Right to Buy) · Derivative 168,750 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001193125-26-052055 · ownership.xml · derivative · entry 2

Balta Elizabeth · CIK 0001884087 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,750

Underlying: Common Stock · 168,750 shares

Expires 2036-02-11

F2 · derivative.exercise_date: This option represents a right to purchase shares of the Issuer's common stock, one quarter of which will vest on February 15, 2027, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 12, 2026 Filed Feb 14, 2026 01:00 UTC
Balta ElizabethSee Remarks
GrantCommon Stock 28,125 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-052055 · ownership.xml · nonDerivative · entry 1

Balta Elizabeth · CIK 0001884087 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,125

F1 · shares: Represents restricted stock units ("RSUs"). 1/4 of the total number of RSUs granted shall vest on each of the first four anniversaries of February 15, 2026, the vesting commencement date, subject to the Reporting Person's continued service through each vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
February 12, 2026 Filed Feb 14, 2026 01:00 UTC
Frohlich TomDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 472,500 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001193125-26-052054 · ownership.xml · derivative · entry 2

Frohlich Tom · CIK 0001823925 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,500

Underlying: Common Stock · 472,500 shares

Expires 2036-02-11

F3 · derivative.exercise_date: This option represents a right to purchase shares of the Issuer's common stock, one quarter of which will vest on February 15, 2027, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 12, 2026 Filed Feb 14, 2026 01:00 UTC
Frohlich TomDirector · Chief Executive Officer
GrantCommon Stock 78,750 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-052054 · ownership.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,331

F1 · shares: Represents restricted stock units ("RSUs"). 1/4 of the total number of RSUs granted shall vest on each of the first four anniversaries of February 15, 2026, the vesting commencement date, subject to the Reporting Person's continued service through each vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · balance_after: Includes 1,581 shares acquired under the Issuer's employee stock purchase plan in December 2025.

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February 12, 2026 Filed Feb 14, 2026 01:00 UTC GrantStock Option (Right to Buy) · Derivative 247,500 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001193125-26-052053 · ownership.xml · derivative · entry 2

King Andrew James · CIK 0001823187 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,500

Underlying: Common Stock · 247,500 shares

Expires 2036-02-11

F2 · derivative.exercise_date: This option represents a right to purchase shares of the Issuer's common stock, one quarter of which will vest on February 15, 2027, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 12, 2026 Filed Feb 14, 2026 01:00 UTC GrantCommon Stock 41,250 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-052053 · ownership.xml · nonDerivative · entry 1

King Andrew James · CIK 0001823187 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,113

F1 · shares: Represents restricted stock units ("RSUs"). 1/4 of the total number of RSUs granted shall vest on each of the first four anniversaries of February 15, 2026, the vesting commencement date, subject to the Reporting Person's continued service through each vesting date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 20:15 UTC
Fairmount Funds Management LLCDirector · 10% owner
Kiselak TomasDirector · 10% owner
Harwin Peter EvanDirector · 10% owner
GrantPre-Funded Warrant (Right to Buy) · Derivative 855,047 $9.14 Strike: $0.00 $7,815,044.08
Disclosure

SEC source: 0001104659-25-097921 · tm2528311-1_4seq1.xml · derivative · entry 3

Fairmount Funds Management LLC · CIK 0001802528 · Director · 10% owner

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director · 10% owner

Fairmount Healthcare Co-Invest IV L.P. · CIK 0002042283 · Director · 10% owner

Kiselak Tomas · CIK 0001830177 · Director · 10% owner

Harwin Peter Evan · CIK 0001663607 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fairmount Healthcare Fund II L.P.

Disclosed balance after: 855,047

Underlying: Common Stock · 855,047 shares

Expires not disclosed

F1 · kind: The shares of Common Stock and Pre-Funded Warrants were purchased from the Issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: The Pre-Funded Warrants have no expiration date and are exercisable at any time after the date of issuance. A holder of Pre-Funded Warrants may not exercise the Pre-Funded Warrant if the holder, together with its affiliates, would beneficially own more than 9.99% of the number of outstanding shares of common stock of the Issuer immediately after giving effect to such exercise.

F3 · derivative.expiration_date: The Pre-Funded Warrants have no expiration date and are exercisable at any time after the date of issuance. A holder of Pre-Funded Warrants may not exercise the Pre-Funded Warrant if the holder, together with its affiliates, would beneficially own more than 9.99% of the number of outstanding shares of common stock of the Issuer immediately after giving effect to such exercise.

F2 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. and Fairmount Healthcare Co-Invest IV L.P. The managers of Fairmount are Peter Harwin and Tomas Kiselak. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 20:15 UTC
Fairmount Funds Management LLCDirector · 10% owner
Kiselak TomasDirector · 10% owner
Harwin Peter EvanDirector · 10% owner
GrantCommon Stock 1,333,126 $9.14 $12,184,771.64
Disclosure

SEC source: 0001104659-25-097921 · tm2528311-1_4seq1.xml · nonDerivative · entry 1

Fairmount Funds Management LLC · CIK 0001802528 · Director · 10% owner

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director · 10% owner

Fairmount Healthcare Co-Invest IV L.P. · CIK 0002042283 · Director · 10% owner

Kiselak Tomas · CIK 0001830177 · Director · 10% owner

Harwin Peter Evan · CIK 0001663607 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fairmount Healthcare Fund II L.P.

Disclosed balance after: 1,897,677

F1 · kind: The shares of Common Stock and Pre-Funded Warrants were purchased from the Issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. and Fairmount Healthcare Co-Invest IV L.P. The managers of Fairmount are Peter Harwin and Tomas Kiselak. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
July 14, 2025 Filed Jul 14, 2025 23:12 UTC
Dahms Bradford D.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 526,000 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0000950170-25-095668 · ownership.xml · derivative · entry 1

Dahms Bradford D. · CIK 0001787307 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,000

Underlying: Common Stock · 526,000 shares

Expires 2035-07-14

F1 · derivative.exercise_date: This option represents a right to purchase 526,000 shares of the Issuer's common stock, one quarter of which will vest on July 14, 2026, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

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May 16, 2025 Filed May 19, 2025 20:54 UTC
Frohlich TomDirector · Chief Executive Officer
PurchaseCommon Stock 6,000 $7.40 $44,400.00
Disclosure

SEC source: 0000950170-25-074496 · ownership.xml · nonDerivative · entry 1

Frohlich Tom · CIK 0001823925 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
April 29, 2025 Filed May 1, 2025 22:07 UTC GrantStock Option (Right to Buy) · Derivative 23,017 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0000950170-25-062102 · ownership.xml · derivative · entry 1

CAIN CHRISTOPHER W. · CIK 0001817733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,017

Underlying: Common Stock · 23,017 shares

Expires 2035-04-29

F1 · derivative.exercise_date: This option represents a right to purchase 23,017 shares of the Issuer's common stock, which vests in full on the earlier of (i) April 29, 2026 or (ii) the date of the next annual meeting of the Issuer's stockholders, in each case, subject to the recipient's continued service to the Issuer.

F2 · ownership.direct: Under the Reporting Person's arrangement with Fairmount Funds Management LLC ("Fairmount"), the Reporting Person holds the option for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). The Reporting Person is obligated to turn over to Fairmount any net cash or stock received from the option for the benefit of such Fairmount Fund. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock. Fairmount disclaims beneficial ownership of any of the reported securities, except to the extent of its pecuniary interest therein.

Read SEC document
April 29, 2025 Filed May 1, 2025 22:16 UTC
Fairmount Funds Management LLCDirector · 10% owner
Kiselak TomasDirector · 10% owner
Harwin Peter EvanDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 23,017 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0000950170-25-062123 · ownership.xml · derivative · entry 1

Fairmount Funds Management LLC · CIK 0001802528 · Director · 10% owner

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director · 10% owner

Kiselak Tomas · CIK 0001830177 · Director · 10% owner

Harwin Peter Evan · CIK 0001663607 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,017

Underlying: Common Stock · 23,017 shares

Expires 2035-04-29

F1 · derivative.exercise_date: This option represents a right to purchase 23,017 shares of the Issuer's common stock, which vests in full on the earlier of (i) April 29, 2026 or (ii) the date of the next annual meeting of the Issuer's stockholders, in each case, subject to the recipient's continued service to the Issuer.

F2 · ownership.direct: Under Mr. Kiselak's arrangement with Fairmount Funds Management LLC ("Fairmount"), Mr. Kiselak holds the option for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Kiselak is obligated to turn over to Fairmount any net cash or stock received from the option for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaims beneficial ownership of the option and underlying common stock. Fairmount disclaims beneficial ownership of any of the reported securities, except to the extent of its pecuniary interest therein.

Read SEC document
April 29, 2025 Filed May 1, 2025 22:15 UTC
Lavelle ErinDirector
GrantStock Option (Right to Buy) · Derivative 23,017 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0000950170-25-062119 · ownership.xml · derivative · entry 1

Lavelle Erin · CIK 0001737613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,017

Underlying: Common Stock · 23,017 shares

Expires 2035-04-29

F1 · derivative.exercise_date: This option represents a right to purchase 23,017 shares of the Issuer's common stock, which vests in full on the earlier of (i) April 29, 2026 or (ii) the date of the next annual meeting of the Issuer's stockholders, in each case, subject to the recipient's continued service to the Issuer.

Read SEC document
April 29, 2025 Filed May 1, 2025 22:10 UTC GrantStock Option (Right to Buy) · Derivative 23,017 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0000950170-25-062107 · ownership.xml · derivative · entry 1

Klein Lawrence Otto · CIK 0001762583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,017

Underlying: Common Stock · 23,017 shares

Expires 2035-04-29

F1 · derivative.exercise_date: This option represents a right to purchase 23,017 shares of the Issuer's common stock, which vests in full on the earlier of (i) April 29, 2026 or (ii) the date of the next annual meeting of the Issuer's stockholders, in each case, subject to the recipient's continued service to the Issuer.

Read SEC document
April 29, 2025 Filed May 1, 2025 22:00 UTC GrantStock Option (Right to Buy) · Derivative 23,017 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0000950170-25-062091 · ownership.xml · derivative · entry 1

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,017

Underlying: Common Stock · 23,017 shares

Expires 2035-04-29

F1 · derivative.exercise_date: This option represents a right to purchase 23,017 shares of the Issuer's common stock, which vests in full on the earlier of (i) April 29, 2026 or (ii) the date of the next annual meeting of the Issuer's stockholders, in each case, subject to the recipient's continued service to the Issuer.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 20:52 UTC OtherCommon Stock 1,062,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-011583 · form4-04302025_080436.xml · nonDerivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · 10% owner

Kolchinsky Peter · CIK 0001384859 · 10% owner

Shah Rajeev M. · CIK 0001619841 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,287,858

F1 · kind: On April 28, 2025, the Issuer completed the transactions contemplated by the Agreement and Plan of Merger, dated October 30, 2024, by and among the Issuer, Caribbean Merger Sub I, Inc. ("Merger Sub I"), Caribbean Merger Sub II, LLC ("Merger Sub II") and Jade Biosciences, Inc. (" Old Jade"), pursuant to which, Merger Sub I merged with and into Old Jade, with Old Jade surviving the merger as the surviving corporation (the "First Merger"), and as part of the same overall transaction, Old Jade merged with and into Merger Sub II, with Merger Sub II continuing as a wholly owned subsidiary of the Issuer and the surviving corporation of the merger (the "Second Merger"). At the effective time of the First Merger, each share of Old Jade common stock was converted based on an exchange ratio (after giving effect to the Reverse Stock Split, as defined below) of 0.6311 shares of the Issuer's common stock for each share of Old Jade common stock.

F1 · price: On April 28, 2025, the Issuer completed the transactions contemplated by the Agreement and Plan of Merger, dated October 30, 2024, by and among the Issuer, Caribbean Merger Sub I, Inc. ("Merger Sub I"), Caribbean Merger Sub II, LLC ("Merger Sub II") and Jade Biosciences, Inc. (" Old Jade"), pursuant to which, Merger Sub I merged with and into Old Jade, with Old Jade surviving the merger as the surviving corporation (the "First Merger"), and as part of the same overall transaction, Old Jade merged with and into Merger Sub II, with Merger Sub II continuing as a wholly owned subsidiary of the Issuer and the surviving corporation of the merger (the "Second Merger"). At the effective time of the First Merger, each share of Old Jade common stock was converted based on an exchange ratio (after giving effect to the Reverse Stock Split, as defined below) of 0.6311 shares of the Issuer's common stock for each share of Old Jade common stock.

F2 · balance_after: On April 28, 2025, the Issuer effected a 1-for-35 reverse stock split of its common stock stock (the "Reverse Stock Split"). The share counts herein reflect the reverse stock split.

F3 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund").

F4 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund, RA Capital Nexus Fund, L.P. (the "Nexus Fund") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, the Fund, the Nexus Fund, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

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August 01, 2024 Filed Aug 2, 2024 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 1,507 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-24-020662 · form4-08022024_060818.xml · derivative · entry 5

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,507 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: A total of 72,325 shares subject to an employee stock option were granted on September 4, 2020, with 25% of the shares vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionCommon Stock 1,507 $1.74 $2,622.18
Disclosure

SEC source: 0001415889-24-020662 · form4-08022024_060818.xml · nonDerivative · entry 2

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 31, 2024 Filed Aug 2, 2024 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 10,548 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-24-020662 · form4-08022024_060818.xml · derivative · entry 4

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,507

Underlying: Common Stock · 10,548 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: A total of 72,325 shares subject to an employee stock option were granted on September 4, 2020, with 25% of the shares vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

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July 31, 2024 Filed Aug 2, 2024 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 906 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-24-020662 · form4-08022024_060818.xml · derivative · entry 3

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 906 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A total of 48,293 shares subject to an employee stock option were granted on September 4, 2020, with 10% of the shares vested on January 1, 2020, an additional 22.5% of the shares vested on January 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

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July 31, 2024 Filed Aug 2, 2024 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionCommon Stock 11,454 $1.74 $19,929.96
Disclosure

SEC source: 0001415889-24-020662 · form4-08022024_060818.xml · nonDerivative · entry 1

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 21:56 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
PurchaseCommon Stock 928,110 $1.67 $1,549,943.70
Disclosure

SEC source: 0001415889-24-017703 · form4-06202024_090602.xml · nonDerivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

RA Capital Nexus Fund, L.P. · CIK 0001780117 · Director

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 7,893,678

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.51 to $1.75 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund").

F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund, RA Capital Nexus Fund, L.P. (the "Nexus Fund") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, the Fund, the Nexus Fund, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

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June 14, 2024 Filed Jun 14, 2024 22:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-24-016995 · form4-06142024_060606.xml · derivative · entry 3

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,763

Underlying: Common Stock · 15,000 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2023.

F3 · derivative.exercise_date: A total of 98,676 shares subject to an employee stock option were granted on April 2, 2021, with 25% of this option vested on June 4, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.

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June 14, 2024 Filed Jun 14, 2024 22:00 UTC SaleCommon Stock 15,000 $25.03 $375,450.00
Disclosure

SEC source: 0001415889-24-016995 · form4-06142024_060606.xml · nonDerivative · entry 2

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,022

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2023.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 22:00 UTC Exercise / conversionCommon Stock 15,000 $2.14 $32,100.00
Disclosure

SEC source: 0001415889-24-016995 · form4-06142024_060606.xml · nonDerivative · entry 1

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2023.

F2 · balance_after: Includes 3,062 shares purchased under the Issuer's 2021 Employee Stock Purchase Plan on April 30, 2024 in a transaction that is exempt under Rule 16b-3(c) and 16b3(d).

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June 14, 2024 Filed Jun 14, 2024 22:00 UTC
Verwijs MarinusCHIEF TECHNICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 10,600 $0.00 Strike: $14.59 $0.00
Disclosure

SEC source: 0001415889-24-016994 · form4-06142024_060603.xml · derivative · entry 3

Verwijs Marinus · CIK 0001916553 · CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,800

Underlying: Common Stock · 10,600 shares

Expires 2032-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2023.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 21, 2023, with the remainder vesting in 36 substantially equal monthly installments thereafter.

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June 14, 2024 Filed Jun 14, 2024 22:00 UTC
Verwijs MarinusCHIEF TECHNICAL OFFICER
SaleCommon Stock 10,600 $25.00 $265,000.00
Disclosure

SEC source: 0001415889-24-016994 · form4-06142024_060603.xml · nonDerivative · entry 2

Verwijs Marinus · CIK 0001916553 · CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2023.

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June 14, 2024 Filed Jun 14, 2024 22:00 UTC
Verwijs MarinusCHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 10,600 $14.59 $154,654.00
Disclosure

SEC source: 0001415889-24-016994 · form4-06142024_060603.xml · nonDerivative · entry 1

Verwijs Marinus · CIK 0001916553 · CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2023.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 18:00 UTC
Gillies HunterCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-24-016993 · form4-06142024_060601.xml · derivative · entry 3

Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,510

Underlying: Common Stock · 6,000 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023.

F2 · derivative.exercise_date: A total of 109,640 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on July 4, 2021, with shares vesting in 48 substantially equal monthly installments.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 18:00 UTC
Gillies HunterCHIEF MEDICAL OFFICER
SaleCommon Stock 6,000 $24.50 $147,000.00
Disclosure

SEC source: 0001415889-24-016993 · form4-06142024_060601.xml · nonDerivative · entry 2

Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,602

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 18:00 UTC
Gillies HunterCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 6,000 $2.14 $12,840.00
Disclosure

SEC source: 0001415889-24-016993 · form4-06142024_060601.xml · nonDerivative · entry 1

Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023.

Read SEC document
June 05, 2024 Filed Jun 8, 2024 00:29 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001415889-24-016086 · form4-06082024_120606.xml · derivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

RA Capital Nexus Fund, L.P. · CIK 0001780117 · Director · 10% owner

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 5, 2025 or (ii) the next annual meeting of the Issuer's stockholders, subject to Mr. Resnick's continued service through the applicable vesting date.

F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund, L.P. (the "Nexus Fund"), and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, the Fund, the Nexus Fund, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Joshua Resnick is a Senior Managing Director of the Adviser who serves on the Issuer's board of directors. Under Mr. Resnick's arrangement with the Adviser, Mr. Resnick holds the option for the benefit of the Fund. Mr. Resnick is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 22:00 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001415889-24-016058 · form4-06072024_060614.xml · derivative · entry 1

Santel Donald J · CIK 0001293630 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 5, 2025 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 22:00 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001415889-24-016057 · form4-06072024_060612.xml · derivative · entry 1

Resnick Joshua · CIK 0001690959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 5, 2025 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 22:00 UTC
Katabi MahaDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001415889-24-016056 · form4-06072024_060610.xml · derivative · entry 1

Katabi Maha · CIK 0001720685 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 5, 2025 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 22:00 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001415889-24-016055 · form4-06072024_060608.xml · derivative · entry 1

Iwicki Mark T · CIK 0001415537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 5, 2025 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 22:00 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001415889-24-016054 · form4-06072024_060606.xml · derivative · entry 1

GRAYZEL DAVID S. · CIK 0001732786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 5, 2025 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · ownership.direct: This option was granted to the Reporting Person, a director of the Issuer. The proceeds of any sale of shares of common stock issued to the Reporting Person upon exercise of this option will be transferred to Atlas Venture Life Science Advisors, LLC and as such, the Reporting Person disclaims ownership of such securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 22:00 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001415889-24-016053 · form4-06072024_060604.xml · derivative · entry 1

Dable Habib J · CIK 0001690773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 5, 2025 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 22:00 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001415889-24-016052 · form4-06072024_060601.xml · derivative · entry 1

Dorval Allison · CIK 0001625110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 5, 2025 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
May 17, 2024 Filed May 17, 2024 19:10 UTC
Gillies HunterCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-24-013630 · form4-05172024_070505.xml · derivative · entry 4

Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,324

Underlying: Common Stock · 4,000 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023.

F4 · derivative.exercise_date: A total of 16,294 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on May 2, 2021, with shares vesting in 48 substantially equal monthly installments.

Read SEC document
May 17, 2024 Filed May 17, 2024 19:10 UTC
Gillies HunterCHIEF MEDICAL OFFICER
SaleCommon Stock 86 $21.86 $1,879.96
Disclosure

SEC source: 0001415889-24-013630 · form4-05172024_070505.xml · nonDerivative · entry 3

Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,602

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023.

Read SEC document
May 17, 2024 Filed May 17, 2024 19:10 UTC
Gillies HunterCHIEF MEDICAL OFFICER
SaleCommon Stock 3,914 $21.07 $82,451.54
Disclosure

SEC source: 0001415889-24-013630 · form4-05172024_070505.xml · nonDerivative · entry 2

Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,688

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.605 to $21.50, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.