Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SERA PROGNOSTICS, INC.SERA · Entity 304 | Director · Chief Executive Officer | September 10, 2026 | September 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SERA PROGNOSTICS, INC.
Report date September 10, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 837,848 |
Reported balance
After 2026-09-10 transaction · row 1
1 source rowRow 1 · 2026-09-10 · Sale · Disposed 7,022 · Balance 837,848 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.
F2: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2026 Filed Sep 11, 2026 20:07 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 7,022 | $2.00 | $14,044.00 |
DisclosureSEC source: 0001891299-26-000016 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 837,848 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| September 08, 2026 Filed Sep 9, 2026 20:07 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 20,139 | $2.00 | $40,278.00 |
DisclosureSEC source: 0001891299-26-000012 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 844,870 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 20:08 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 6,990 | $2.01 | $14,049.90 |
DisclosureSEC source: 0001891299-26-000008 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 865,009 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.87 to $2.12, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:09 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 20,755 | $2.08 | $43,170.40 |
DisclosureSEC source: 0001891299-26-000004 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 871,999 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.96 to $2.21, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| March 12, 2026 Filed Mar 13, 2026 22:28 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | GrantStock Option (right to buy) · Derivative | 239,442 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001193125-26-106593 · ownership.xml · derivative · entry 2 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,442 Underlying: Class A Common Stock · 239,442 shares Expires 2036-03-12 F2 · derivative.exercise_date: These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date, which is March 10, 2026, subject to the Reporting Person continuing to provide services to the issuer. Read SEC document |
| March 12, 2026 Filed Mar 13, 2026 22:28 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | GrantClass A Common Stock | 154,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-106593 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 892,754 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/16 of the original grant amount vests in quarterly installments for four years following the vesting commencement date, which is March 10, 2026, subject to the Reporting Person continuing to provide services to the issuer. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 00:14 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 2,973 | $2.04 | $6,064.92 |
DisclosureSEC source: 0001193125-26-104710 · ownership.xml · nonDerivative · entry 2 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 738,314 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F3 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.90 to $2.30, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| March 10, 2026 Filed Mar 13, 2026 00:14 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 22,639 | $1.90 | $43,014.10 |
DisclosureSEC source: 0001193125-26-104710 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 741,287 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.77 to $2.36, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 00:58 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 4,155 | $3.31 | $13,753.05 |
DisclosureSEC source: 0001193125-25-316503 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 763,926 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $3.28 to $3.38, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 00:24 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 28,215 | $3.04 | $85,773.60 |
DisclosureSEC source: 0001193125-25-314613 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 768,081 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.91 to $3.10, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 21:25 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 11,594 | $2.62 | $30,376.28 |
DisclosureSEC source: 0001193125-25-277711 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 796,296 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.30 to $3.04, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:36 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 3,246 | $3.13 | $10,159.98 |
DisclosureSEC source: 0000950170-25-114579 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 807,890 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $3.05 to $3.24, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| September 09, 2025 Filed Sep 9, 2025 23:31 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 21,158 | $3.15 | $66,647.70 |
DisclosureSEC source: 0001891299-25-000010 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 811,136 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $3.00 to $3.33, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| August 08, 2025 Filed Aug 11, 2025 20:37 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 8,571 | $2.54 | $21,770.34 |
DisclosureSEC source: 0001891299-25-000006 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 832,294 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.28 to $2.73, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 00:12 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 3,344 | $1.48 | $4,949.12 |
DisclosureSEC source: 0000950170-25-085020 · ownership.xml · nonDerivative · entry 2 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 840,865 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F3 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.45 to $1.51, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| June 09, 2025 Filed Jun 12, 2025 00:12 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 23,042 | $1.43 | $32,950.06 |
DisclosureSEC source: 0000950170-25-085020 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 844,209 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.37 to $1.51, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| May 08, 2025 Filed May 9, 2025 23:18 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 9,406 | $2.44 | $22,950.64 |
DisclosureSEC source: 0000950170-25-068393 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 867,251 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.10 to $2.78, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 21:26 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 29,722 | $4.12 | $122,454.64 |
DisclosureSEC source: 0000950170-25-036528 · ownership.xml · nonDerivative · entry 2 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 876,657 F2 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F3 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.02 to $4.33, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 21:26 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | GrantStock Option (right to buy) · Derivative | 181,380 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0000950170-25-036528 · ownership.xml · derivative · entry 3 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,380 Underlying: Class A Common Stock · 181,380 shares Expires 2035-03-06 F4 · derivative.exercise_date: These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date, which is March 10, 2025, subject to the Reporting Person continuing to provide services to the issuer. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 21:26 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | GrantClass A Common Stock | 126,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-036528 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 906,379 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/16 of the original grant amount vests in quarterly installments for four years following the vesting commencement date, which is March 10, 2025, subject to the Reporting Person continuing to provide services to the issuer. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 21:13 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 14,075 | $4.58 | $64,463.50 |
DisclosureSEC source: 0000950170-25-021198 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 779,459 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.14 to $5.09, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:35 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 26,224 | $7.41 | $194,319.84 |
DisclosureSEC source: 0000950170-24-135835 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 793,534 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $7.11 to $8.15, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| November 11, 2024 Filed Nov 12, 2024 22:05 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 12,075 | $7.32 | $88,389.00 |
DisclosureSEC source: 0000950170-24-125650 · ownership.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 819,758 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $6.30 to $8.74, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| September 10, 2024 Filed Sep 10, 2024 20:55 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 25,085 | $7.57 | $189,893.45 |
DisclosureSEC source: 0001534969-24-000187 · wk-form4_1726001696.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 831,833 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $7.11 to $7.80, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 20:50 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 12,327 | $7.42 | $91,466.34 |
DisclosureSEC source: 0001534969-24-000163 · wk-form4_1723150225.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 856,918 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $6.94 to $7.58, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:50 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 26,867 | $8.11 | $217,891.37 |
DisclosureSEC source: 0001534969-24-000140 · wk-form4_1718139022.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 869,245 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $7.59 to $8.44, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| May 08, 2024 Filed May 10, 2024 21:41 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 11,992 | $9.59 | $115,003.28 |
DisclosureSEC source: 0001534969-24-000093 · wk-form4_1715377260.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 896,112 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $9.14 to $10.55, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| March 26, 2024 Filed Mar 27, 2024 00:00 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 38,899 | $9.37 | $364,483.63 |
DisclosureSEC source: 0001534969-24-000065 · wk-form4_1711497606.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 908,104 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $8.78 to $9.86, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| February 06, 2024 Filed Feb 7, 2024 21:56 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | SaleClass A Common Stock | 27,997 | $8.03 | $224,815.91 |
DisclosureSEC source: 0001534969-24-000008 · wk-form4_1707342978.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 947,003 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $8.00 to $8.11, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 21:16 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | GrantClass A Common Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001534969-23-000115 · wk-form4_1699478200.xml · nonDerivative · entry 2 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 975,000 F2 · shares: 2. Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over two years as follows: 1/8 of the original grant amount vests in quarterly installments for two years following the grant date, subject to the reporting person continuing to provide services to the issuer. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 21:16 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | GrantClass A Common Stock | 800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001534969-23-000115 · wk-form4_1699478200.xml · nonDerivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,000 F1 · shares: 1. Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/16 of the original grant amount vests in quarterly installments for four years following the grant date, subject to the reporting person continuing to provide services to the issuer. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 20:59 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | GrantStock Option (right to buy) · Derivative | 149,675 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001534969-22-000088 · wf-form4_165454912552594.xml · derivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,675 Underlying: Class A Common Stock · 149,675 shares Expires 2032-06-03 F1 · derivative.exercise_date: Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 3, 2022. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:24 UTC | SERA PROGNOSTICS, INC. SERA · Entity 304 | GrantStock Option (right to buy) · Derivative | 38,325 | $0.00 Strike: $10.92 | $0.00 |
DisclosureSEC source: 0001534969-21-000019 · wf-form4_163649303517227.xml · derivative · entry 1 Lindgardt Zhenya · CIK 0001891299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,325 Underlying: Class A Common Stock · 38,325 shares Expires 2031-11-08 F1 · derivative.exercise_date: These stock options vest over three years as follows: 1/36 of the original grant amount vests in monthly installments for three years following the vesting commencement date, which is November 8, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.