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Nasdaq · USD

SERA

SERA PROGNOSTICS, INC.

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Tapewire entity
304
SEC CIK
0001534969
Parsed reports
313

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025013
Jan 202601
Feb 202601
Mar 2026014
Apr 202600
May 202600
Jun 202608
Jul 202600
Aug 202600
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2026 Filed Oct 13, 2026 21:06 UTC
Inglis Tiffany Eul DavisChief Medical Officer
SaleClass A Common Stock 8,024 $2.03 $16,288.72
Disclosure

SEC source: 0002091798-26-000010 · ownership.xml · nonDerivative · entry 1

Inglis Tiffany Eul Davis · CIK 0002091798 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,565

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.03 to $2.05, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 20:07 UTC
Jackson BenjaminGeneral Counsel
SaleClass A Common Stock 2,190 $2.00 $4,380.00
Disclosure

SEC source: 0001779964-26-000010 · ownership.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001779964 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,566

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 20:07 UTC
Lindgardt ZhenyaDirector · Chief Executive Officer
SaleClass A Common Stock 7,022 $2.00 $14,044.00
Disclosure

SEC source: 0001891299-26-000016 · ownership.xml · nonDerivative · entry 1

Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 837,848

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 20:07 UTC
Anderson Dyaarl Lee Jr.Chief Commercial Officer
SaleClass A Common Stock 1,800 $2.00 $3,600.00
Disclosure

SEC source: 0002072324-26-000010 · ownership.xml · nonDerivative · entry 1

Anderson Dyaarl Lee Jr. · CIK 0002072324 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,198

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
September 10, 2026 Filed Sep 11, 2026 20:07 UTC
Inglis Tiffany Eul DavisChief Medical Officer
SaleClass A Common Stock 486 $2.00 $972.00
Disclosure

SEC source: 0002091798-26-000008 · ownership.xml · nonDerivative · entry 1

Inglis Tiffany Eul Davis · CIK 0002091798 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,589

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
September 08, 2026 Filed Sep 9, 2026 20:07 UTC
Lindgardt ZhenyaDirector · Chief Executive Officer
SaleClass A Common Stock 20,139 $2.00 $40,278.00
Disclosure

SEC source: 0001891299-26-000012 · ownership.xml · nonDerivative · entry 1

Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 844,870

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 21:50 UTC
Gleason ScottChief Financial Officer
GrantStock Option (right to buy) · Derivative 169,624 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001883387-26-000005 · ownership.xml · derivative · entry 2

Gleason Scott · CIK 0001883387 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,624

Underlying: Class A Common Stock · 169,624 shares

Expires 2036-08-31

F2 · derivative.exercise_date: These stock options vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date, which is September 10, 2026, and 1/36 of the remaining amount vests in monthly installments for three years thereafter, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 21:50 UTC
Gleason ScottChief Financial Officer
GrantClass A Common Stock 117,924 $0.00 $0.00
Disclosure

SEC source: 0001883387-26-000005 · ownership.xml · nonDerivative · entry 1

Gleason Scott · CIK 0001883387 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,924

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date, which is September 10, 2026, and 1/12 of the remaining amount vests in quarterly installments for three years thereafter, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantStock Option (right to buy) · Derivative 3,477 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001871555-26-000002 · ownership.xml · derivative · entry 4

Phillips Joshua · CIK 0001871555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,477

Underlying: Class A Common Stock · 3,477 shares

Expires 2036-07-10

F4 · derivative.exercise_date: These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantStock Option (right to buy) · Derivative 34,494 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001871555-26-000002 · ownership.xml · derivative · entry 3

Phillips Joshua · CIK 0001871555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,494

Underlying: Class A Common Stock · 34,494 shares

Expires 2036-07-10

F3 · derivative.exercise_date: Consists of stock options granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantClass A Common Stock 2,260 $0.00 $0.00
Disclosure

SEC source: 0001871555-26-000002 · ownership.xml · nonDerivative · entry 2

Phillips Joshua · CIK 0001871555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,691

F2 · shares: Each share is represented by an additional RSU granted by the Board of Directors. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantClass A Common Stock 22,426 $0.00 $0.00
Disclosure

SEC source: 0001871555-26-000002 · ownership.xml · nonDerivative · entry 1

Phillips Joshua · CIK 0001871555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,431

F1 · shares: Each share is represented by a restricted stock unit ("RSU") granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantStock Option (right to buy) · Derivative 2,452 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001191080-26-000002 · ownership.xml · derivative · entry 4

CRITCHFIELD GREGORY C · CIK 0001191080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,452

Underlying: Class A Common Stock · 2,452 shares

Expires 2036-07-10

F4 · derivative.exercise_date: These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantStock Option (right to buy) · Derivative 34,494 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001191080-26-000002 · ownership.xml · derivative · entry 3

CRITCHFIELD GREGORY C · CIK 0001191080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,494

Underlying: Class A Common Stock · 34,494 shares

Expires 2036-07-10

F3 · derivative.exercise_date: Consists of stock options granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantClass A Common Stock 1,594 $0.00 $0.00
Disclosure

SEC source: 0001191080-26-000002 · ownership.xml · nonDerivative · entry 2

CRITCHFIELD GREGORY C · CIK 0001191080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 846,886

F2 · shares: Each share is represented by an additional RSU granted by the Board of Directors. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantClass A Common Stock 22,426 $0.00 $0.00
Disclosure

SEC source: 0001191080-26-000002 · ownership.xml · nonDerivative · entry 1

CRITCHFIELD GREGORY C · CIK 0001191080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,292

F1 · shares: Each share is represented by a restricted stock unit ("RSU") granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantStock Option (right to buy) · Derivative 3,501 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001306386-26-000004 · ownership.xml · derivative · entry 4

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,501

Underlying: Class A Common Stock · 3,501 shares

Expires 2036-07-10

F4 · derivative.exercise_date: These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantStock Option (right to buy) · Derivative 34,494 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001306386-26-000004 · ownership.xml · derivative · entry 3

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,494

Underlying: Class A Common Stock · 34,494 shares

Expires 2036-07-10

F3 · derivative.exercise_date: Consists of stock options granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantClass A Common Stock 2,276 $0.00 $0.00
Disclosure

SEC source: 0001306386-26-000004 · ownership.xml · nonDerivative · entry 2

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,175

F2 · shares: Each share is represented by an additional RSU granted by the Board of Directors. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantClass A Common Stock 22,426 $0.00 $0.00
Disclosure

SEC source: 0001306386-26-000004 · ownership.xml · nonDerivative · entry 1

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,899

F1 · shares: Each share is represented by a restricted stock unit ("RSU") granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantStock Option (right to buy) · Derivative 3,037 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001352413-26-000004 · ownership.xml · derivative · entry 4

Capone Mark Christopher · CIK 0001352413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,037

Underlying: Class A Common Stock · 3,037 shares

Expires 2036-07-10

F4 · derivative.exercise_date: These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantStock Option (right to buy) · Derivative 62,766 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001352413-26-000004 · ownership.xml · derivative · entry 3

Capone Mark Christopher · CIK 0001352413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,766

Underlying: Class A Common Stock · 62,766 shares

Expires 2036-07-10

F3 · derivative.exercise_date: Consists of stock options granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over three years as follows: 1/36 of the original grant amount vests in monthly installments for three years following the grant date, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantClass A Common Stock 1,975 $0.00 $0.00
Disclosure

SEC source: 0001352413-26-000004 · ownership.xml · nonDerivative · entry 2

Capone Mark Christopher · CIK 0001352413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,379

F2 · shares: Each share is represented by an additional RSU granted by the Board of Directors. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantClass A Common Stock 42,404 $0.00 $0.00
Disclosure

SEC source: 0001352413-26-000004 · ownership.xml · nonDerivative · entry 1

Capone Mark Christopher · CIK 0001352413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,404

F1 · shares: Each share is represented by a restricted stock unit ("RSU") granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These RSUs vest in three annual installments beginning with July 10, 2027, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantStock Option (right to buy) · Derivative 2,725 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001588389-26-000002 · ownership.xml · derivative · entry 4

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,725

Underlying: Class A Common Stock · 2,725 shares

Expires 2036-07-10

F4 · derivative.exercise_date: These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantStock Option (right to buy) · Derivative 34,494 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001588389-26-000002 · ownership.xml · derivative · entry 3

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,494

Underlying: Class A Common Stock · 34,494 shares

Expires 2036-07-10

F3 · derivative.exercise_date: Consists of stock options granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantClass A Common Stock 1,771 $0.00 $0.00
Disclosure

SEC source: 0001588389-26-000002 · ownership.xml · nonDerivative · entry 2

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,937

F2 · shares: Each share is represented by an additional RSU granted by the Board of Directors. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:43 UTC GrantClass A Common Stock 22,426 $0.00 $0.00
Disclosure

SEC source: 0001588389-26-000002 · ownership.xml · nonDerivative · entry 1

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,166

F1 · shares: Each share is represented by a restricted stock unit ("RSU") granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:42 UTC GrantStock Option (right to buy) · Derivative 5,263 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001535065-26-000002 · ownership.xml · derivative · entry 4

Kamdar Kim P. · CIK 0001535065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,263

Underlying: Class A Common Stock · 5,263 shares

Expires 2036-07-10

F4 · derivative.exercise_date: These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:42 UTC GrantStock Option (right to buy) · Derivative 34,494 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001535065-26-000002 · ownership.xml · derivative · entry 3

Kamdar Kim P. · CIK 0001535065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,494

Underlying: Class A Common Stock · 34,494 shares

Expires 2036-07-10

F3 · derivative.exercise_date: Consists of stock options granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:42 UTC GrantClass A Common Stock 3,421 $0.00 $0.00
Disclosure

SEC source: 0001535065-26-000002 · ownership.xml · nonDerivative · entry 2

Kamdar Kim P. · CIK 0001535065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,420

F2 · shares: Each share is represented by an additional RSU granted by the Board of Directors. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:42 UTC GrantClass A Common Stock 22,426 $0.00 $0.00
Disclosure

SEC source: 0001535065-26-000002 · ownership.xml · nonDerivative · entry 1

Kamdar Kim P. · CIK 0001535065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,999

F1 · shares: Each share is represented by a restricted stock unit ("RSU") granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantStock Option (right to buy) · Derivative 2,998 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001736026-26-000002 · ownership.xml · derivative · entry 4

Barlow Jane F · CIK 0001736026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,998

Underlying: Class A Common Stock · 2,998 shares

Expires 2036-07-10

F4 · derivative.exercise_date: These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantStock Option (right to buy) · Derivative 34,494 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001736026-26-000002 · ownership.xml · derivative · entry 3

Barlow Jane F · CIK 0001736026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,494

Underlying: Class A Common Stock · 34,494 shares

Expires 2036-07-10

F3 · derivative.exercise_date: Consists of stock options granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

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July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantClass A Common Stock 1,949 $0.00 $0.00
Disclosure

SEC source: 0001736026-26-000002 · ownership.xml · nonDerivative · entry 2

Barlow Jane F · CIK 0001736026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,088

F2 · shares: Each share is represented by an additional RSU granted by the Board of Directors. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

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July 10, 2026 Filed Jul 14, 2026 22:41 UTC GrantClass A Common Stock 22,426 $0.00 $0.00
Disclosure

SEC source: 0001736026-26-000002 · ownership.xml · nonDerivative · entry 1

Barlow Jane F · CIK 0001736026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,139

F1 · shares: Each share is represented by a restricted stock unit ("RSU") granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.

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June 11, 2026 Filed Jun 15, 2026 20:08 UTC
Inglis Tiffany Eul DavisChief Medical Officer
SaleClass A Common Stock 362 $2.01 $727.62
Disclosure

SEC source: 0002091798-26-000004 · ownership.xml · nonDerivative · entry 1

Inglis Tiffany Eul Davis · CIK 0002091798 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,075

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.87 to $2.12, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 11, 2026 Filed Jun 15, 2026 20:08 UTC
Anderson Dyaarl Lee Jr.Chief Commercial Officer
SaleClass A Common Stock 4,739 $2.01 $9,525.39
Disclosure

SEC source: 0002072324-26-000006 · ownership.xml · nonDerivative · entry 1

Anderson Dyaarl Lee Jr. · CIK 0002072324 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,998

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.87 to $2.12, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 11, 2026 Filed Jun 15, 2026 20:08 UTC
Aerts AustinChief Financial Officer
SaleClass A Common Stock 2,037 $2.01 $4,094.37
Disclosure

SEC source: 0001979974-26-000008 · ownership.xml · nonDerivative · entry 1

Aerts Austin · CIK 0001979974 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,190

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.87 to $2.12, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 11, 2026 Filed Jun 15, 2026 20:08 UTC
Lindgardt ZhenyaDirector · Chief Executive Officer
SaleClass A Common Stock 6,990 $2.01 $14,049.90
Disclosure

SEC source: 0001891299-26-000008 · ownership.xml · nonDerivative · entry 1

Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 865,009

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.87 to $2.12, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 11, 2026 Filed Jun 15, 2026 20:08 UTC
Jackson BenjaminGeneral Counsel
SaleClass A Common Stock 2,179 $2.01 $4,379.79
Disclosure

SEC source: 0001779964-26-000006 · ownership.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001779964 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,756

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.87 to $2.12, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 09, 2026 Filed Jun 10, 2026 20:09 UTC
Lindgardt ZhenyaDirector · Chief Executive Officer
SaleClass A Common Stock 20,755 $2.08 $43,170.40
Disclosure

SEC source: 0001891299-26-000004 · ownership.xml · nonDerivative · entry 1

Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 871,999

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.96 to $2.21, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 09, 2026 Filed Jun 10, 2026 20:08 UTC
Aerts AustinChief Financial Officer
SaleClass A Common Stock 5,440 $2.08 $11,315.20
Disclosure

SEC source: 0001979974-26-000004 · ownership.xml · nonDerivative · entry 1

Aerts Austin · CIK 0001979974 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,227

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.96 to $2.21, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 08, 2026 Filed Jun 9, 2026 20:10 UTC SaleClass A Common Stock 1,560 $2.15 $3,354.00
Disclosure

SEC source: 0001306386-26-000002 · ownership.xml · nonDerivative · entry 1

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,473

F1 · kind: The transaction(s) reported on this Form 4 was/were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.23, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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May 29, 2026 Filed Jun 1, 2026 20:49 UTC
Jackson BenjaminGeneral Counsel
GrantClass A Common Stock 5,000 $1.84 $9,200.00
Disclosure

SEC source: 0001779964-26-000002 · ownership.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001779964 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,935

F1 · kind: These shares were purchased pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 1, 2025 to May 29, 2026, and were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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May 29, 2026 Filed Jun 1, 2026 20:49 UTC
Anderson Dyaarl Lee Jr.Chief Commercial Officer
GrantClass A Common Stock 3,168 $1.84 $5,829.12
Disclosure

SEC source: 0002072324-26-000002 · ownership.xml · nonDerivative · entry 1

Anderson Dyaarl Lee Jr. · CIK 0002072324 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,737

F1 · kind: These shares were purchased pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 1, 2025 to May 29, 2026, and were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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March 12, 2026 Filed Mar 13, 2026 22:28 UTC
Inglis Tiffany Eul DavisChief Medical Officer
GrantStock Option (right to buy) · Derivative 27,034 $0.00 Strike: $1.99 $0.00
Disclosure

SEC source: 0001193125-26-106590 · ownership.xml · derivative · entry 2

Inglis Tiffany Eul Davis · CIK 0002091798 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,034

Underlying: Class A Common Stock · 27,034 shares

Expires 2036-03-12

F2 · derivative.exercise_date: These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date, which is March 10, 2026, subject to the Reporting Person continuing to provide services to the issuer.

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March 12, 2026 Filed Mar 13, 2026 22:28 UTC
Inglis Tiffany Eul DavisChief Medical Officer
GrantClass A Common Stock 17,437 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-106590 · ownership.xml · nonDerivative · entry 1

Inglis Tiffany Eul Davis · CIK 0002091798 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,437

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/16 of the original grant amount vests in quarterly installments for four years following the vesting commencement date, which is March 10, 2026, subject to the Reporting Person continuing to provide services to the issuer.

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March 12, 2026 Filed Mar 13, 2026 22:28 UTC
Lindgardt ZhenyaDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 239,442 $0.00 Strike: $1.99 $0.00
Disclosure

SEC source: 0001193125-26-106593 · ownership.xml · derivative · entry 2

Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,442

Underlying: Class A Common Stock · 239,442 shares

Expires 2036-03-12

F2 · derivative.exercise_date: These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date, which is March 10, 2026, subject to the Reporting Person continuing to provide services to the issuer.

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March 12, 2026 Filed Mar 13, 2026 22:28 UTC
Lindgardt ZhenyaDirector · Chief Executive Officer
GrantClass A Common Stock 154,440 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-106593 · ownership.xml · nonDerivative · entry 1

Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 892,754

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/16 of the original grant amount vests in quarterly installments for four years following the vesting commencement date, which is March 10, 2026, subject to the Reporting Person continuing to provide services to the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.