Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADAMS NATURAL RESOURCES FUND, INC.PEO · Entity 5103 | 10% owner | July 02, 2020 | July 09, 2020 |
| EASTERN COEML · Entity 6456 | Director | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADAMS NATURAL RESOURCES FUND, INC.
Report date July 02, 2020 · Filed July 09, 2020
Jointly reported with Ancora Advisors LLC, CHADWICK JAMES M
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 3,870,347 |
Reported balance
Holding disclosure · report date 2020-07-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,870,347 F1: Mr Chadwick by virtue of his positions as Director of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein. F2: Mr DiSanto by virtue of his positions as CEO of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr Chadwick by virtue of his positions as Director of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein.
F2: Mr DiSanto by virtue of his positions as CEO of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein.
EASTERN CO
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 106,329 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Grant · Acquired 905 · Balance 106,329 F1: 905 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on Sept 15, 2026. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Indirectsee footnote | 43,797 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 43,797 F2: Shares owned directly by Ancora Catalyst. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Indirectsee footnote | 11,970 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,970 F3: Shares owned directly by Ancora Merlin. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 905 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on Sept 15, 2026.
F2: Shares owned directly by Ancora Catalyst. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Shares owned directly by Ancora Merlin. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMPCO PITTSBURGH CORP
Report date December 31, 2025 · Filed February 13, 2026
Section 16 reporting ended · disclosed 2026-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 72,633 |
Reported balance
Holding disclosure · report date 2025-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 72,633 |
BIG LOTS INC
Report date April 14, 2020 · Filed April 15, 2020
Jointly reported with Ancora Advisors LLC, ANCORA MERLIN INSTITUTIONAL, LP, Ancora Merlin, LP, Ancora Catalyst Institutional, LP, Ancora Catalyst, LP, Ancora Catalyst SPV I LP, Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C
Section 16 reporting ended · disclosed 2020-04-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 863,814 |
Reported balance
After 2020-04-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-04-14 · Other · Acquired 84,900 · Balance 863,814 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 90,054 |
Reported balance
After 2020-04-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-04-14 · Other · Acquired 8,400 · Balance 90,054 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 784,711 |
Reported balance
After 2020-04-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-04-14 · Other · Acquired 68,100 · Balance 784,711 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 59,368 |
Reported balance
After 2020-04-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-04-14 · Other · Acquired 4,900 · Balance 59,368 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 612,056 |
Reported balance
After 2020-04-14 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-04-14 · Other · Acquired 62,300 · Balance 612,056 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 512,040 |
Reported balance
After 2020-04-14 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-04-14 · Other · Acquired 58,900 · Balance 512,040 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 849 |
Reported balance
After 2020-04-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-04-14 · Sale · Disposed 297 · Balance 849 F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 84 |
Reported balance
After 2020-04-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-04-14 · Sale · Disposed 30 · Balance 84 F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 681 |
Reported balance
After 2020-04-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-04-14 · Sale · Disposed 236 · Balance 681 F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 49 |
Reported balance
After 2020-04-14 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-04-14 · Sale · Disposed 17 · Balance 49 F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 623 |
Reported balance
After 2020-04-14 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-04-14 · Sale · Disposed 216 · Balance 623 F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 589 |
Reported balance
After 2020-04-14 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-04-14 · Sale · Disposed 204 · Balance 589 F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-04-14 · Other · Disposed 849 · Balance 0 F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-04-14 · Other · Disposed 84 · Balance 0 F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-04-14 · Other · Disposed 681 · Balance 0 F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2020-04-14 · Other · Disposed 49 · Balance 0 F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2020-04-14 · Other · Disposed 623 · Balance 0 F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2020-04-14 · Other · Disposed 589 · Balance 0 F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.
F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.
F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.
F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.
F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I.
F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.
EDGEWATER TECHNOLOGY INC/DE/
Report date November 01, 2018 · Filed November 13, 2018
Section 16 reporting ended · disclosed 2018-11-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.45 · Expires 2022-02-16 | Direct | 0 |
Reported balance
After 2018-11-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-11-01 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.99 · Expires 2022-06-14 | Direct | 0 |
Reported balance
After 2018-11-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-01 · Disposition to issuer · Disposed 5,400 · Balance 0 F1: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. |
Filing footnotes · ownership attribution and instrument terms
F1: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2018 Filed Jan 8, 2018 16:57 UTC | EDGEWATER TECHNOLOGY INC/DE/ edgw · Entity 162499 | GrantCommon Stock | 5,918 | $6.21 | $36,750.78 |
DisclosureSEC source: 0001498290-18-000001 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,051 F1 · shares: The issuance of Common Stock was in connection with the payment of quarterly board fees, (in lieu of cash) Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 15:32 UTC | EASTERN CO EML · Entity 6456 | GrantCommon Stock | 403 | $27.95 | $11,263.85 |
DisclosureSEC source: 0001140361-17-047089 · doc1.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,064 F1 · security: 403 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2017. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 16:26 UTC | EASTERN CO EML · Entity 6456 | PurchaseCommon Stock, par value $0.01 per share | 1,500 | $26.41 | $39,611.70 |
DisclosureSEC source: 0001498290-17-000011 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,661 Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 16:01 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | GrantCommon Stock | 2,074 | $6.51 | $13,501.74 |
DisclosureSEC source: 0001498290-17-000010 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,783 F1 · balance_after: The issuance of Common Stock was in connection with the payment of quarterly board fees, (in lieu of cash). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 17:47 UTC | EASTERN CO EML · Entity 6456 | GrantCommon Stock | 399 | $26.30 | $10,493.70 |
DisclosureSEC source: 0001140361-17-036191 · doc1.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,161 F1 · security: 399 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2017. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 13:45 UTC | EDGEWATER TECHNOLOGY INC/DE/ edgw · Entity 162499 | GrantCommon Stock | 1,709 | $7.02 | $11,997.18 |
DisclosureSEC source: 0001498290-17-000009 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,409 F1 · balance_after: The issuance of Common Stock was in connection with the payment of quarterly board fees, (in lieu of cash). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:51 UTC | EASTERN CO EML · Entity 6456 | GrantCommon Stock | 281 | $30.30 | $8,514.30 |
DisclosureSEC source: 0001140361-17-025940 · doc1.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,762 F1 · security: 281 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2017. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 14:37 UTC | EDGEWATER TECHNOLOGY INC/DE/ edgw · Entity 162499 | GrantStock Option · Derivative | 5,400 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001498290-17-000008 · primary_doc.xml · derivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Underlying: Common Stock · 5,400 shares Expires 2023-06-14 F2 · derivative.exercise_date: Option Grant vests quarterly over a one year period from the date of grant. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 14:37 UTC | EDGEWATER TECHNOLOGY INC/DE/ edgw · Entity 162499 | GrantCommon Stock | 2,700 | $0.01 | $27.00 |
DisclosureSEC source: 0001498290-17-000008 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,700 F1 · shares: Restricted Stock Award at par value of $0.01 per share under the EDGW 2012 Omnibus Incentive Plan subject to forfeiture based on time vesting provisions. Read SEC document |
| May 19, 2017 Filed May 23, 2017 20:04 UTC | EASTERN CO EML · Entity 6456 | PurchaseCommon Stock, par value $0.01 per share | 35,097 | $25.90 | $909,012.30 |
DisclosureSEC source: 0001498290-17-000007 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 43,797 F1 · ownership.nature: Mr. DiSanto has a pecuniary interest in the shares held in the Ancora Catalyst Fund LP. Read SEC document |
| May 18, 2017 Filed May 19, 2017 16:20 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 96 | $7.17 | $688.32 |
DisclosureSEC source: 0001498290-17-000006 · primary_doc.xml · nonDerivative · entry 4 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,610 F2 · ownership.nature: Catalyst Partners LP own the shares directly. Mr DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, the general partner of Catalyst Partners LP, may be deemed to beneficially own the shares owned directly by Catalyst Partners LP. Read SEC document |
| May 18, 2017 Filed May 19, 2017 16:20 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 1,702 | $7.17 | $12,203.34 |
DisclosureSEC source: 0001498290-17-000006 · primary_doc.xml · nonDerivative · entry 3 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 579,390 F1 · ownership.nature: Catalyst Partners Institutional LP own the shares directly. Mr DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, the general partner of Catalyst Partners Institutional LP, may be deemed to beneficially own the shares owned directly by Catalyst Partners Institutional LP. Read SEC document |
| May 17, 2017 Filed May 19, 2017 16:20 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 159 | $7.18 | $1,141.35 |
DisclosureSEC source: 0001498290-17-000006 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,514 F2 · ownership.nature: Catalyst Partners LP own the shares directly. Mr DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, the general partner of Catalyst Partners LP, may be deemed to beneficially own the shares owned directly by Catalyst Partners LP. Read SEC document |
| May 17, 2017 Filed May 19, 2017 16:20 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 2,841 | $7.18 | $20,393.55 |
DisclosureSEC source: 0001498290-17-000006 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 577,688 F1 · ownership.nature: Catalyst Partners Institutional LP own the shares directly. Mr DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, the general partner of Catalyst Partners Institutional LP, may be deemed to beneficially own the shares owned directly by Catalyst Partners Institutional LP. Read SEC document |
| May 16, 2017 Filed May 17, 2017 10:14 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 1,068 | $7.17 | $7,653.61 |
DisclosureSEC source: 0001498290-17-000005 · primary_doc.xml · nonDerivative · entry 4 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 46,301 F4 · ownership.nature: Merlin Partners LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The general Partner of Merlin Partners LP may be deemed to beneficially own the shares owned directly by Merlin Partners LP. Read SEC document |
| May 16, 2017 Filed May 17, 2017 10:14 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 10,932 | $7.17 | $78,341.99 |
DisclosureSEC source: 0001498290-17-000005 · primary_doc.xml · nonDerivative · entry 3 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 688,353 F3 · ownership.nature: Merlin Partners Institutional LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The general Partner of Merlin Partners Institutional LP may be deemed to beneficially own the shares owned directly by Merlin Partners Institutional LP. Read SEC document |
| May 16, 2017 Filed May 17, 2017 10:14 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 448 | $7.17 | $3,211.13 |
DisclosureSEC source: 0001498290-17-000005 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,355 F2 · ownership.nature: Catalyst Partners LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The general Partner of Catalyst Partners LP may be deemed to beneficially own the shares owned directly by Catalyst Partners LP. Read SEC document |
| May 16, 2017 Filed May 17, 2017 10:14 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 8,003 | $7.17 | $57,363.10 |
DisclosureSEC source: 0001498290-17-000005 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 574,847 F1 · ownership.nature: Catalyst Partners Institutional LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors,The general Partner of Catalyst Partners Institutional LP may be deemed to beneficially own the shares owned directly by Catalyst Partners Institutional LP. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 18:26 UTC | EASTERN CO EML · Entity 6456 | GrantCommon Stock | 427 | $19.45 | $8,305.15 |
DisclosureSEC source: 0001140361-17-013387 · doc1.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,481 F1 · security: 427 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2017. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 10:48 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $7.04 | $70,400.00 |
DisclosureSEC source: 0001498290-17-000003 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 120,300 F1 · ownership.nature: These are shares held in separately managed accounts by Ancora Advisors LLC. Mr. DiSanto, solely by virtue of his position as Chairman and Chief Executive Officer of Ancora Advisors LLC, the investment advisor to the separately managed accounts, may be deemed to beneficially own the shares held in the separately managed accounts for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 10:48 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 6,000 | $7.04 | $42,240.00 |
DisclosureSEC source: 0001498290-17-000003 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 18:52 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock | 4,980 | $6.50 | $32,370.00 |
DisclosureSEC source: 0001498290-17-000002 · primary_doc.xml · nonDerivative · entry 4 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,907 F4 · ownership.nature: Catalyst Partners LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The general Partner of Catalyst Partners LP may be deemed to beneficially own the shares owned directly by Catalyst Partners LP. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 18:52 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock | 90,771 | $6.50 | $590,011.50 |
DisclosureSEC source: 0001498290-17-000002 · primary_doc.xml · nonDerivative · entry 3 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 566,844 F3 · ownership.nature: Catalyst Partners Institutional LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The general Partner of Catalyst Partners Institutional LP may be deemed to beneficially own the shares owned directly by Catalyst Partners Institutional LP. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 18:52 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock | 6,999 | $6.50 | $45,493.50 |
DisclosureSEC source: 0001498290-17-000002 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 45,233 F2 · ownership.nature: Merlin Partners LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The general Partner of Merlin Partners LP may be deemed to beneficially own the shares owned directly by Merlin Partners LP. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 18:52 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock | 88,751 | $6.50 | $576,881.50 |
DisclosureSEC source: 0001498290-17-000002 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 677,421 F1 · ownership.nature: Merlin Partners Institutional LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The general Partner of Merlin Partners Institutional LP may be deemed to beneficially own the shares owned directly by Merlin Partners Institutional LP. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 10:06 UTC | EDGEWATER TECHNOLOGY INC/DE/ edgw · Entity 162499 | PurchaseCommon Stock | 50,000 | $6.59 | $329,500.00 |
DisclosureSEC source: 0001498290-17-000001 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 20:04 UTC | EASTERN CO EML · Entity 6456 | GrantCommon Stock | 362 | $20.70 | $7,493.40 |
DisclosureSEC source: 0001140361-16-090596 · doc1.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,054 F1 · security: 362 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2016. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 18:41 UTC | EASTERN CO EML · Entity 6456 | GrantCommon Stock | 384 | $19.53 | $7,499.52 |
DisclosureSEC source: 0001140361-16-080895 · doc1.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,692 F1 · security: 384 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.