organization · Reporting owner
Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BIG LOTS INC
Report date April 14, 2020 · Filed April 15, 2020
Jointly reported with Ancora Advisors LLC, ANCORA MERLIN INSTITUTIONAL, LP, Ancora Merlin, LP, Ancora Catalyst Institutional, LP, Ancora Catalyst, LP, Ancora Catalyst SPV I LP, DiSanto Frederick D.
Section 16 reporting ended · disclosed 2020-04-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 863,814 |
Reported balance
After 2020-04-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-04-14 · Other · Acquired 84,900 · Balance 863,814 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 90,054 |
Reported balance
After 2020-04-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-04-14 · Other · Acquired 8,400 · Balance 90,054 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 784,711 |
Reported balance
After 2020-04-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-04-14 · Other · Acquired 68,100 · Balance 784,711 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 59,368 |
Reported balance
After 2020-04-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-04-14 · Other · Acquired 4,900 · Balance 59,368 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 612,056 |
Reported balance
After 2020-04-14 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-04-14 · Other · Acquired 62,300 · Balance 612,056 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 512,040 |
Reported balance
After 2020-04-14 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-04-14 · Other · Acquired 58,900 · Balance 512,040 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 849 |
Reported balance
After 2020-04-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-04-14 · Sale · Disposed 297 · Balance 849 F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 84 |
Reported balance
After 2020-04-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-04-14 · Sale · Disposed 30 · Balance 84 F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 681 |
Reported balance
After 2020-04-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-04-14 · Sale · Disposed 236 · Balance 681 F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 49 |
Reported balance
After 2020-04-14 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-04-14 · Sale · Disposed 17 · Balance 49 F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 623 |
Reported balance
After 2020-04-14 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-04-14 · Sale · Disposed 216 · Balance 623 F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 589 |
Reported balance
After 2020-04-14 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-04-14 · Sale · Disposed 204 · Balance 589 F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-04-14 · Other · Disposed 849 · Balance 0 F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-04-14 · Other · Disposed 84 · Balance 0 F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-04-14 · Other · Disposed 681 · Balance 0 F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2020-04-14 · Other · Disposed 49 · Balance 0 F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2020-04-14 · Other · Disposed 623 · Balance 0 F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2020-04-14 · Other · Disposed 589 · Balance 0 F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.
F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.
F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.
F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.
F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I.
F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCall Options (right to buy) · Derivative | 589 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 18 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 58,900 shares Expires 2020-04-17 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCall Options (right to buy) · Derivative | 623 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 17 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 62,300 shares Expires 2020-04-17 F6 · ownership.nature: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCall Options (right to buy) · Derivative | 49 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 16 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 4,900 shares Expires 2020-04-17 F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCall Options (right to buy) · Derivative | 681 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 15 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 68,100 shares Expires 2020-04-17 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCall Options (right to buy) · Derivative | 84 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 14 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 8,400 shares Expires 2020-04-17 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCall Options (right to buy) · Derivative | 849 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 13 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 84,900 shares Expires 2020-04-17 F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 204 | $1.82 Strike: $17.50 | $370.65 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 12 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 589 Underlying: Common Stock $0.01 par value · 20,400 shares Expires 2020-04-17 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 216 | $1.82 Strike: $17.50 | $392.45 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 11 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 623 Underlying: Common Stock $0.01 par value · 21,600 shares Expires 2020-04-17 F6 · ownership.nature: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 17 | $1.82 Strike: $17.50 | $30.89 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 10 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 49 Underlying: Common Stock $0.01 par value · 1,700 shares Expires 2020-04-17 F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 236 | $1.82 Strike: $17.50 | $428.79 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 9 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 681 Underlying: Common Stock $0.01 par value · 23,600 shares Expires 2020-04-17 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 30 | $1.82 Strike: $17.50 | $54.51 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 8 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 84 Underlying: Common Stock $0.01 par value · 3,000 shares Expires 2020-04-17 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 297 | $1.82 Strike: $17.50 | $539.62 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 7 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 849 Underlying: Common Stock $0.01 par value · 29,700 shares Expires 2020-04-17 F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 58,900 | $17.50 | $1,030,750.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · nonDerivative · entry 6 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 512,040 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 62,300 | $17.50 | $1,090,250.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · nonDerivative · entry 5 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 612,056 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · ownership.nature: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 4,900 | $17.50 | $85,750.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · nonDerivative · entry 4 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 59,368 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 68,100 | $17.50 | $1,191,750.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · nonDerivative · entry 3 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 784,711 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 8,400 | $17.50 | $147,000.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · nonDerivative · entry 2 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 90,054 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 84,900 | $17.50 | $1,485,750.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · nonDerivative · entry 1 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 863,814 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| April 13, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 589 | $1.82 Strike: $17.50 | $1,070.15 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 22 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 793 Underlying: Common Stock $0.01 par value · 58,900 shares Expires 2020-04-17 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| April 13, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 623 | $1.82 Strike: $17.50 | $1,131.93 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 21 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 839 Underlying: Common Stock $0.01 par value · 62,300 shares Expires 2020-04-17 F6 · ownership.nature: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. Read SEC document |
| April 13, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 49 | $1.82 Strike: $17.50 | $89.03 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 20 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 66 Underlying: Common Stock $0.01 par value · 4,900 shares Expires 2020-04-17 F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. Read SEC document |
| April 13, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 681 | $1.82 Strike: $17.50 | $1,237.31 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 19 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 917 Underlying: Common Stock $0.01 par value · 68,100 shares Expires 2020-04-17 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| April 13, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 84 | $1.82 Strike: $17.50 | $152.62 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 18 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 114 Underlying: Common Stock $0.01 par value · 8,400 shares Expires 2020-04-17 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| April 13, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 849 | $1.82 Strike: $17.50 | $1,542.55 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 17 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,146 Underlying: Common Stock $0.01 par value · 84,900 shares Expires 2020-04-17 F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut Option (right to sell) · Derivative | 28 | $5.00 Strike: $25.00 | $140.00 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 16 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 28 Underlying: Common Stock $0.01 par value · 2,800 shares Expires 2020-04-17 F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. F8 · ownership.nature: This purchase transaction closed existing short positions. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut Option (right to sell) · Derivative | 375 | $5.00 Strike: $25.00 | $1,875.00 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 15 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 375 Underlying: Common Stock $0.01 par value · 37,500 shares Expires 2020-04-17 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. F8 · ownership.nature: This purchase transaction closed existing short positions. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut Option (right to sell) · Derivative | 6 | $5.06 Strike: $25.00 | $30.35 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 14 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6 Underlying: Common Stock $0.01 par value · 600 shares Expires 2020-04-17 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. F8 · ownership.nature: This purchase transaction closed existing short positions. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut Option (right to sell) · Derivative | 369 | $5.06 Strike: $25.00 | $1,866.66 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 13 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 369 Underlying: Common Stock $0.01 par value · 36,900 shares Expires 2020-04-17 F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. F8 · ownership.nature: This purchase transaction closed existing short positions. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 154 | $2.90 Strike: $17.50 | $446.17 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 12 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,382 Underlying: Common Stock $0.01 par value · 15,400 shares Expires 2020-04-17 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 162 | $2.90 Strike: $17.50 | $469.35 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 11 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,462 Underlying: Common Stock $0.01 par value · 16,200 shares Expires 2020-04-17 F6 · ownership.nature: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 13 | $2.90 Strike: $17.50 | $37.66 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 10 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 115 Underlying: Common Stock $0.01 par value · 1,300 shares Expires 2020-04-17 F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 178 | $2.90 Strike: $17.50 | $515.70 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 9 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,598 Underlying: Common Stock $0.01 par value · 17,800 shares Expires 2020-04-17 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 22 | $2.90 Strike: $17.50 | $63.74 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 8 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 198 Underlying: Common Stock $0.01 par value · 2,200 shares Expires 2020-04-17 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:54 UTC | BIG LOTS INC BIG · Entity 75883 | SaleCall Options (right to buy) · Derivative | 221 | $2.90 Strike: $17.50 | $640.28 |
DisclosureSEC source: 0001193805-20-000478 · form411142005anc_04132020.xml · derivative · entry 7 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,995 Underlying: Common Stock $0.01 par value · 22,100 shares Expires 2020-04-17 F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:34 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 60 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000921895-20-001046 · form411142005_04072020.xml · derivative · entry 10 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28 Underlying: Common Stock $0.01 par value · 6,000 shares Expires 2020-04-17 F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. F8 · ownership.nature: In prior filings, the amount of American-style put options having an exercise price of $25.00 and an expiration date of April 17, 2020 that were held by each of Ancora Merlin and Ancora Catalyst were inadvertently switched. This Form 4 accurately reflects the amount of put options that each of Ancora Merlin and Ancora Catalyst currently have exposure to. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:34 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 782 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000921895-20-001046 · form411142005_04072020.xml · derivative · entry 9 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 375 Underlying: Common Stock $0.01 par value · 78,200 shares Expires 2020-04-17 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:34 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 114 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000921895-20-001046 · form411142005_04072020.xml · derivative · entry 8 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6 Underlying: Common Stock $0.01 par value · 11,400 shares Expires 2020-04-17 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. F8 · ownership.nature: In prior filings, the amount of American-style put options having an exercise price of $25.00 and an expiration date of April 17, 2020 that were held by each of Ancora Merlin and Ancora Catalyst were inadvertently switched. This Form 4 accurately reflects the amount of put options that each of Ancora Merlin and Ancora Catalyst currently have exposure to. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:34 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 736 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000921895-20-001046 · form411142005_04072020.xml · derivative · entry 7 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 369 Underlying: Common Stock $0.01 par value · 73,600 shares Expires 2020-04-17 F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:34 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 6,000 | $25.00 | $150,000.00 |
DisclosureSEC source: 0000921895-20-001046 · form411142005_04072020.xml · nonDerivative · entry 4 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 54,468 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:34 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 78,200 | $25.00 | $1,955,000.00 |
DisclosureSEC source: 0000921895-20-001046 · form411142005_04072020.xml · nonDerivative · entry 3 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 716,611 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:34 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 11,400 | $25.00 | $285,000.00 |
DisclosureSEC source: 0000921895-20-001046 · form411142005_04072020.xml · nonDerivative · entry 2 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 81,654 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:34 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 73,600 | $25.00 | $1,840,000.00 |
DisclosureSEC source: 0000921895-20-001046 · form411142005_04072020.xml · nonDerivative · entry 1 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 778,914 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 5 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 9 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,157 Underlying: Common Stock $0.01 par value · 500 shares Expires 2020-04-17 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 5 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 8 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 83 Underlying: Common Stock $0.01 par value · 500 shares Expires 2020-04-17 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 20 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 7 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,105 Underlying: Common Stock $0.01 par value · 2,000 shares Expires 2020-04-17 F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 500 | $25.00 | $12,500.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · nonDerivative · entry 3 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 638,411 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 500 | $25.00 | $12,500.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · nonDerivative · entry 2 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 70,254 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 2,000 | $25.00 | $50,000.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · nonDerivative · entry 1 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 705,314 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| March 25, 2020 Filed Apr 2, 2020 20:08 UTC Amendment | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 5 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000921895-20-000991 · form4a111142005_04022020.xml · derivative · entry 9 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,157 Underlying: Common Stock $0.01 par value · 500 shares Expires 2020-04-17 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| March 25, 2020 Filed Apr 2, 2020 20:08 UTC Amendment | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 5 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000921895-20-000991 · form4a111142005_04022020.xml · derivative · entry 8 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 83 Underlying: Common Stock $0.01 par value · 500 shares Expires 2020-04-17 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.