Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADAMS NATURAL RESOURCES FUND, INC.PEO · Entity 5103 | 10% owner | July 02, 2020 | July 09, 2020 |
| EASTERN COEML · Entity 6456 | Director | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADAMS NATURAL RESOURCES FUND, INC.
Report date July 02, 2020 · Filed July 09, 2020
Jointly reported with Ancora Advisors LLC, CHADWICK JAMES M
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 3,870,347 |
Reported balance
Holding disclosure · report date 2020-07-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,870,347 F1: Mr Chadwick by virtue of his positions as Director of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein. F2: Mr DiSanto by virtue of his positions as CEO of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr Chadwick by virtue of his positions as Director of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein.
F2: Mr DiSanto by virtue of his positions as CEO of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein.
EASTERN CO
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 106,329 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Grant · Acquired 905 · Balance 106,329 F1: 905 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on Sept 15, 2026. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Indirectsee footnote | 43,797 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 43,797 F2: Shares owned directly by Ancora Catalyst. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Indirectsee footnote | 11,970 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,970 F3: Shares owned directly by Ancora Merlin. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 905 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on Sept 15, 2026.
F2: Shares owned directly by Ancora Catalyst. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Shares owned directly by Ancora Merlin. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMPCO PITTSBURGH CORP
Report date December 31, 2025 · Filed February 13, 2026
Section 16 reporting ended · disclosed 2026-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 72,633 |
Reported balance
Holding disclosure · report date 2025-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 72,633 |
BIG LOTS INC
Report date April 14, 2020 · Filed April 15, 2020
Jointly reported with Ancora Advisors LLC, ANCORA MERLIN INSTITUTIONAL, LP, Ancora Merlin, LP, Ancora Catalyst Institutional, LP, Ancora Catalyst, LP, Ancora Catalyst SPV I LP, Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C
Section 16 reporting ended · disclosed 2020-04-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 863,814 |
Reported balance
After 2020-04-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-04-14 · Other · Acquired 84,900 · Balance 863,814 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 90,054 |
Reported balance
After 2020-04-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-04-14 · Other · Acquired 8,400 · Balance 90,054 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 784,711 |
Reported balance
After 2020-04-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-04-14 · Other · Acquired 68,100 · Balance 784,711 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 59,368 |
Reported balance
After 2020-04-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-04-14 · Other · Acquired 4,900 · Balance 59,368 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 612,056 |
Reported balance
After 2020-04-14 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-04-14 · Other · Acquired 62,300 · Balance 612,056 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 512,040 |
Reported balance
After 2020-04-14 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-04-14 · Other · Acquired 58,900 · Balance 512,040 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 849 |
Reported balance
After 2020-04-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-04-14 · Sale · Disposed 297 · Balance 849 F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 84 |
Reported balance
After 2020-04-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-04-14 · Sale · Disposed 30 · Balance 84 F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 681 |
Reported balance
After 2020-04-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-04-14 · Sale · Disposed 236 · Balance 681 F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 49 |
Reported balance
After 2020-04-14 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-04-14 · Sale · Disposed 17 · Balance 49 F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 623 |
Reported balance
After 2020-04-14 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-04-14 · Sale · Disposed 216 · Balance 623 F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 589 |
Reported balance
After 2020-04-14 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-04-14 · Sale · Disposed 204 · Balance 589 F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-04-14 · Other · Disposed 849 · Balance 0 F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-04-14 · Other · Disposed 84 · Balance 0 F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-04-14 · Other · Disposed 681 · Balance 0 F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2020-04-14 · Other · Disposed 49 · Balance 0 F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2020-04-14 · Other · Disposed 623 · Balance 0 F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2020-04-14 · Other · Disposed 589 · Balance 0 F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.
F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.
F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.
F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.
F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I.
F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.
EDGEWATER TECHNOLOGY INC/DE/
Report date November 01, 2018 · Filed November 13, 2018
Section 16 reporting ended · disclosed 2018-11-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.45 · Expires 2022-02-16 | Direct | 0 |
Reported balance
After 2018-11-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-11-01 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.99 · Expires 2022-06-14 | Direct | 0 |
Reported balance
After 2018-11-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-01 · Disposition to issuer · Disposed 5,400 · Balance 0 F1: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. |
Filing footnotes · ownership attribution and instrument terms
F1: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2020 Filed Apr 2, 2020 20:08 UTC Amendment | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 500 | $25.00 | $12,500.00 |
DisclosureSEC source: 0000921895-20-000991 · form4a111142005_04022020.xml · nonDerivative · entry 2 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 70,254 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| March 25, 2020 Filed Apr 2, 2020 20:08 UTC Amendment | BIG LOTS INC BIG · Entity 75883 | OtherCommon Stock $0.01 par value | 2,000 | $25.00 | $50,000.00 |
DisclosureSEC source: 0000921895-20-000991 · form4a111142005_04022020.xml · nonDerivative · entry 1 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 705,314 F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| March 20, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 47 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 16 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 4,700 shares Expires 2020-03-20 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| March 20, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 239 | $0.00 Strike: $27.50 | $0.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 15 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 23,900 shares Expires 2020-03-20 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| March 20, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 35 | $0.00 Strike: $27.50 | $0.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 14 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 3,500 shares Expires 2020-03-20 F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. Read SEC document |
| March 20, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 209 | $0.00 Strike: $27.50 | $0.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 13 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 20,900 shares Expires 2020-03-20 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| March 20, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 50 | $0.00 Strike: $27.50 | $0.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 12 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 5,000 shares Expires 2020-03-20 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| March 20, 2020 Filed Mar 27, 2020 20:41 UTC | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 450 | $0.00 Strike: $27.50 | $0.00 |
DisclosureSEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 11 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 45,000 shares Expires 2020-03-20 F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| March 20, 2020 Filed Apr 2, 2020 20:08 UTC Amendment | BIG LOTS INC BIG · Entity 75883 | OtherPut option (obligation to buy) · Derivative | 256 | $0.00 Strike: $27.50 | $0.00 |
DisclosureSEC source: 0000921895-20-000991 · form4a111142005_04022020.xml · derivative · entry 11 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 25,600 shares Expires 2020-03-20 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 9 | $14.00 Strike: $25.00 | $126.00 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 24 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 47 Underlying: Common Stock $0.01 par value · 900 shares Expires 2020-03-20 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 34 | $16.50 Strike: $27.50 | $561.00 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 23 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 239 Underlying: Common Stock $0.01 par value · 3,400 shares Expires 2020-03-20 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 6 | $16.50 Strike: $27.50 | $99.00 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 22 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 35 Underlying: Common Stock $0.01 par value · 600 shares Expires 2020-03-20 F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 71 | $16.50 Strike: $27.50 | $1,171.50 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 21 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 209 Underlying: Common Stock $0.01 par value · 7,100 shares Expires 2020-03-20 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 11 | $16.50 Strike: $27.50 | $181.50 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 20 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 50 Underlying: Common Stock $0.01 par value · 1,100 shares Expires 2020-03-20 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 97 | $16.50 Strike: $27.50 | $1,600.50 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 19 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 450 Underlying: Common Stock $0.01 par value · 9,700 shares Expires 2020-03-20 F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 9 | $14.30 Strike: $25.00 | $128.70 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 18 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38 Underlying: Common Stock $0.01 par value · 900 shares Expires 2020-03-20 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 32 | $16.80 Strike: $27.50 | $537.60 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 17 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 205 Underlying: Common Stock $0.01 par value · 3,200 shares Expires 2020-03-20 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 5 | $16.80 Strike: $27.50 | $84.00 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 16 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29 Underlying: Common Stock $0.01 par value · 500 shares Expires 2020-03-20 F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 69 | $16.80 Strike: $27.50 | $1,159.20 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 15 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 138 Underlying: Common Stock $0.01 par value · 6,900 shares Expires 2020-03-20 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 11 | $16.80 Strike: $27.50 | $184.80 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 14 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 39 Underlying: Common Stock $0.01 par value · 1,100 shares Expires 2020-03-20 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 95 | $16.80 Strike: $27.50 | $1,596.00 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 13 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 353 Underlying: Common Stock $0.01 par value · 9,500 shares Expires 2020-03-20 F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 9 | $12.80 Strike: $25.00 | $115.20 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 12 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29 Underlying: Common Stock $0.01 par value · 900 shares Expires 2020-03-20 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 32 | $15.30 Strike: $27.50 | $489.60 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 11 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 173 Underlying: Common Stock $0.01 par value · 3,200 shares Expires 2020-03-20 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 5 | $15.30 Strike: $27.50 | $76.50 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 10 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24 Underlying: Common Stock $0.01 par value · 500 shares Expires 2020-03-20 F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 69 | $15.30 Strike: $27.50 | $1,055.70 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 9 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 69 Underlying: Common Stock $0.01 par value · 6,900 shares Expires 2020-03-20 F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 11 | $15.30 Strike: $27.50 | $168.30 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 8 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28 Underlying: Common Stock $0.01 par value · 1,100 shares Expires 2020-03-20 F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 21:13 UTC | BIG LOTS INC BIG · Entity 75883 | PurchasePut option (right to sell) · Derivative | 95 | $15.30 Strike: $27.50 | $1,453.50 |
DisclosureSEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 7 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 258 Underlying: Common Stock $0.01 par value · 9,500 shares Expires 2020-03-20 F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 22:14 UTC | EASTERN CO eml · Entity 6456 | GrantCommon Stock, par value $0.01 per share | 394 | $29.79 | $11,737.26 |
DisclosureSEC source: 0001446114-19-000074 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,567 F1 · shares: 394 shares aquired under the Eastern Company director's fee program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on 12/13/2019 Read SEC document |
| September 24, 2019 Filed Sep 26, 2019 17:13 UTC | EASTERN CO eml · Entity 6456 | GrantCommon Stock, par value $0.01 per share | 439 | $26.78 | $11,756.42 |
DisclosureSEC source: 0001498290-19-000002 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,128 F1 · shares: 439 shares aquired under the Eastern Company director's fee program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on 9/13/2019 Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:40 UTC | EASTERN CO eml · Entity 6456 | GrantCommon Stock, par value $0.01 per share | 475 | $26.30 | $12,492.50 |
DisclosureSEC source: 0001446114-19-000047 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,689 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b-3 (d). The price used to determine the number of shares is the price of the shares on 6/14/2019. Read SEC document |
| March 15, 2019 Filed Mar 22, 2019 15:26 UTC | EASTERN CO eml · Entity 6456 | GrantCommon Stock, par value $0.01 per share | 429 | $29.16 | $12,509.64 |
DisclosureSEC source: 0001498290-19-000001 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,214 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b-3 (d). The price used to determine the number of shares is the price of the shares on 3/15/2019. Read SEC document |
| December 14, 2018 Filed Dec 21, 2018 23:21 UTC | EASTERN CO EML · Entity 6456 | GrantCommon Stock, par value $0.01 per share | 506 | $23.24 | $11,759.44 |
DisclosureSEC source: 0001498290-18-000012 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,785 F1 · shares: 506 shares acquired under the Eastern Company director's fee program pursuant to rule 16b-3 (d). The price used to determine the number of shares is the price of the shares on 12/14/2018. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 13:09 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Disposition to issuerCommon Stock, par value $0.01 per share | 40,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498290-18-000010 · primary_doc.xml · nonDerivative · entry 5 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Catalyst Partners LP Disclosed balance after: 0 F1 · price: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and an wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share). F5 · ownership.nature: Catalyst Partners LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The General Partner of Catalyst Partners LP may be deemed to beneficially own the shares owned directly by Catalyst Partners LP. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 13:09 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Disposition to issuerCommon Stock, par value $0.01 per share | 613,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498290-18-000010 · primary_doc.xml · nonDerivative · entry 4 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Catalyst Partners Institutional LP Disclosed balance after: 0 F1 · price: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and an wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share). F4 · ownership.nature: Catalyst Partners Institutional LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors,The general Partner of Catalyst Partners Institutional LP may be deemed to beneficially own the shares owned directly by Catalyst Partners Institutional LP. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 13:09 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Disposition to issuerCommon Stock, par value $0.01 per share | 46,301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498290-18-000010 · primary_doc.xml · nonDerivative · entry 3 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Merlin Partners LP Disclosed balance after: 0 F1 · price: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and an wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share). F2 · ownership.nature: Merlin Partners LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The General Partner of Merlin Partners LP may be deemed to beneficially own the shares owned directly by Merlin Partners LP. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 13:09 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Disposition to issuerCommon Stock, par value $0.01 per share | 688,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498290-18-000010 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Merlin Inst, LP Disclosed balance after: 0 F1 · price: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and an wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share). F3 · ownership.nature: Merlin Partners Institutional LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The general Partner of Merlin Partners Institutional LP may be deemed to beneficially own the shares owned directly by Merlin Partners Institutional LP. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 13:09 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Disposition to issuerCommon Stock, par value $0.01 per share | 78,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498290-18-000010 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On November 1, 2018, Edgewater Technology, Inc. (the "Company"), Alithya Group inc. ("New Alithya") and 9374-8572 Delaware Inc., a newly-formed wholly-owned Delaware subsidiary of New Alithya ("U.S. Merger Sub") consummated a transaction under an arrangement agreement (the "Arrangement Agreement") pursuant to which the Company was acquired by New Alithya. Under the terms of the Arrangement Agreement, U.S. Merger Submerged with and into the Company, with the Company as the surviving corporation in the merger (the "Merger") and an wholly owned subsidiary of New Alithya. At the effective time of the Merger, each share of the Company's Common Stock was cancelled and converted into the right to receive 1.1918 common shares in the share capital of New Alithya (rounded up to the nearest whole share). Read SEC document |
| November 01, 2018 Filed Nov 13, 2018 11:22 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Disposition to issuerStock Option · Derivative | 5,400 | Not disclosed Strike: $6.99 | Not disclosed |
DisclosureSEC source: 0001498290-18-000011 · primary_doc.xml · derivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,400 shares Expires 2022-06-14 F1 · security: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. F1 · price: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. Read SEC document |
| November 01, 2018 Filed Nov 13, 2018 11:22 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Disposition to issuerStock Option · Derivative | 20,000 | Not disclosed Strike: $6.45 | Not disclosed |
DisclosureSEC source: 0001498290-18-000011 · primary_doc.xml · derivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-02-16 F1 · security: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. F1 · price: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 18:18 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | GrantCommon Stock, par value $0.01 per share | 2,988 | $5.02 | $14,999.76 |
DisclosureSEC source: 0001498290-18-000008 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,441 F1 · date: The issuance of Common Stock was in connection with the payment of quarterly board fees, in lieu of cash. Shares transferred to Mr. DiSanto on 10/26/2018 and priced as of 9/28/2018. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 14:34 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 2,976 | $5.07 | $15,088.32 |
DisclosureSEC source: 0001498290-18-000006 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 39,800 F1 · ownership.nature: Catalyst Partners LP own the shares directly. Mr DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, the general partner of Catalyst, may be deemed to beneficially own the shares. Mr DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 16:02 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 40,665 | $5.16 | $209,628.08 |
DisclosureSEC source: 0001498290-18-000005 · primary_doc.xml · nonDerivative · entry 3 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · ownership.nature: AAMAF LP own the shares directly. Mr DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, the general partner of AAMAF LP, may be deemed to beneficially own the shares. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 16:02 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 6,214 | $5.16 | $32,033.17 |
DisclosureSEC source: 0001498290-18-000005 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 36,824 F2 · ownership.nature: Catalyst Partners LP own the shares directly. Mr DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, the general partner of Catalyst, may be deemed to beneficially own the shares. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 16:02 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | PurchaseCommon Stock, par value $0.01 per share | 34,451 | $5.16 | $177,594.91 |
DisclosureSEC source: 0001498290-18-000005 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 613,841 F1 · ownership.nature: Catalyst Partners Institutional LP own the shares directly. Mr DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, the general partner of Catalyst, may be deemed to beneficially own the shares. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2018 Filed Sep 28, 2018 20:31 UTC | EASTERN CO EML · Entity 6456 | GrantCommon Stock, par value $0.01 per share | 414 | $28.40 | $11,757.60 |
DisclosureSEC source: 0001498290-18-000007 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215 F1 · shares: 414 shares aquired under the eastern company director's fee program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on 9/14/2018. Read SEC document |
| September 14, 2018 Filed Oct 29, 2018 15:06 UTC Amendment | EASTERN CO EML · Entity 6456 | GrantCommon Stock, par value $0.01 per share | 414 | $28.40 | $11,757.60 |
DisclosureSEC source: 0001498290-18-000009 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,279 F1 · shares: 414 shares aquired under the Eastern Company director's fee program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on 9/14/2018 Read SEC document |
| June 15, 2018 Filed Jun 21, 2018 21:05 UTC | EASTERN CO EML · Entity 6456 | GrantCommon Stock, par value $0.01 per share | 415 | $30.70 | $12,740.50 |
DisclosureSEC source: 0001498290-18-000004 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,865 F1 · shares: 415 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2018 Read SEC document |
| March 29, 2018 Filed Apr 11, 2018 19:35 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | GrantCommon Stock, par value $0.01 per share | 2,727 | $5.50 | $14,998.50 |
DisclosureSEC source: 0001498290-18-000003 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,453 F4 · date: The issuance of Common Stock was in connection with the payment of quarterly board fees, (in lieu of cash.)Shares transferred to Mr. DiSanto on 4/10/2018. F3 · price: Price as of 3/29/2018 Read SEC document |
| March 27, 2018 Filed Apr 11, 2018 19:35 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | GrantCommon Stock, par value $0.01 per share | 675 | $5.95 | $4,016.25 |
DisclosureSEC source: 0001498290-18-000003 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,453 F1 · date: Original grant made on June 14, 2017 and vested over 4 Quarterly Periods. Shares transferred to Mr. DiSanto on 4/10/2018. F2 · price: Price as of 3/14/2018 Read SEC document |
| March 21, 2018 Filed Mar 21, 2018 17:35 UTC | EASTERN CO EML · Entity 6456 | GrantCommon Stock, par value $0.01 per share | 386 | $29.10 | $11,232.60 |
DisclosureSEC source: 0001498290-18-000002 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,450 F1 · price: 386 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 13, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.