person · Reporting owner

MITAROTONDA JAMES A

Disclosed activity across 6 companies

Tapewire entity: 37522
SEC CIK: 0001254583

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AVON PRODUCTS INCAVP · Entity 152510	Director	October 01, 2019	October 03, 2019
EASTERN COEML · Entity 6456	Director · 10% owner	September 16, 2026	September 17, 2026
RAMBUS INCRMBS · Entity 3575	Director	April 01, 2022	April 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AVON PRODUCTS INC

Report date October 01, 2019 · Filed October 03, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Barington Companies Equity Partners, LP	3,009,028	Reported balance After 2019-10-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-10-01 · Other · Disposed 1,048,077 · Balance 3,009,028 F1: Distribution to a redeeming investor in Barington Companies Equity Partners, L.P. of common stock of Avon Products, Inc. F2: Not applicable. F3: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. F4: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.
Common StockSEC Table I · non-derivative	IndirectBy Barington Companies Investors, LLC	101,821	Reported balance Holding disclosure · report date 2019-10-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 101,821 F3: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. F5: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Investors. Barington Investors directly owns all 101,821 shares of common stock of the Company.
Common StockSEC Table I · non-derivative	Direct	8,333	Reported balance Holding disclosure · report date 2019-10-01 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 8,333

Filing footnotes · ownership attribution and instrument terms

F1: Distribution to a redeeming investor in Barington Companies Equity Partners, L.P. of common stock of Avon Products, Inc.

F2: Not applicable.

F3: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F5: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Investors. Barington Investors directly owns all 101,821 shares of common stock of the Company.

EASTERN CO

Report date September 16, 2026 · Filed September 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	47,613	Reported balance After 2026-09-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-09-16 · Purchase · Acquired 1,423 · Balance 47,613 F1: 1,423 shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2026.
Common SharesSEC Table I · non-derivative	IndirectBy Barington Companies Equity Partners, L.P.	650,000	Reported balance Holding disclosure · report date 2026-09-16 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 650,000 F2: The reporting person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P. F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: 1,423 shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2026.

F2: The reporting person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P.

F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

RAMBUS INC

Report date April 01, 2022 · Filed April 04, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	13,946	Reported balance After 2022-04-01 transaction · row 1 1 source row Row 1 · 2022-04-01 · Grant · Acquired 5,408 · Balance 13,946 F1: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.
Common StockSEC Table I · non-derivative	IndirectBy Barington Companies Equity Partners, L.P.	530,100	Reported balance Holding disclosure · report date 2022-04-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 530,100 F2: Shares are held by Barington Companies Equity Partners, L.P. and beneficially owned by Mr. Mitarotonda as well as Barington Companies Investors, LLC, Barington Capital Group L.P. and LNA Capital Corp

Filing footnotes · ownership attribution and instrument terms

F1: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

F2: Shares are held by Barington Companies Equity Partners, L.P. and beneficially owned by Mr. Mitarotonda as well as Barington Companies Investors, LLC, Barington Capital Group L.P. and LNA Capital Corp

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BARINGTON/HILCO ACQUISITION CORP.

Report date January 08, 2018 · Filed February 21, 2018

Section 16 reporting ended · disclosed 2018-02-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2018-01-08 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2018-01-08 · Other · Disposed 490,508 · Balance 0 F1: In connection with the transfer of shares of common stock and warrants of the Issuer, pursuant to an agreement, dated January 3, 2018 (the "Agreement"), between the Issuer, the purchasers party thereto (the "Purchasers"), Barington Companies Advisors, LLC ("BCA") and other sellers party thereto, the Purchasers agreed that they would cause to be paid certain obligations of the Issuer in the amount of approximately $2,213,229.11. F2: Represents the shares of common stock beneficially owned by BCA. F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectSee footnote	122,500	Reported balance Holding disclosure · report date 2018-01-08 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 122,500 F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F4: Represents the shares of common stock underlying the 122,500 Units of the Issuer that BCA committed to purchase prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each unit ("Unit") consists of one share of common stock, one right ("Right") to automatically receive one-tenth of one share of common stock upon consummation of the Issuer's initial business combination and one warrant ("Warrant") for the purchase of one-half of one share of common stock at a price of $12.50 per full share.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $12.50	IndirectSee footnote	0	Reported balance After 2018-01-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-01-08 · Other · Disposed 61,250 · Balance 0 F1: In connection with the transfer of shares of common stock and warrants of the Issuer, pursuant to an agreement, dated January 3, 2018 (the "Agreement"), between the Issuer, the purchasers party thereto (the "Purchasers"), Barington Companies Advisors, LLC ("BCA") and other sellers party thereto, the Purchasers agreed that they would cause to be paid certain obligations of the Issuer in the amount of approximately $2,213,229.11. F5: Latter of (i) completion of initial business combination and (ii) 12 months from date of prospectus. F6: 3 years after completion of initial business combination. F7: Represents the shares of common stock underlying the 122,500 Units of the Issuer that BCA committed to purchase prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each Unit consists of one share of common stock and one Right. The related Warrant was transferred to the Purchasers pursuant to the transactions contemplated by the Agreement. F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	Direct	7,500	Reported balance Holding disclosure · report date 2018-01-08 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 7,500
RightSEC Table II · derivative / convertible security	IndirectSee footnote	12,250	Reported balance Holding disclosure · report date 2018-01-08 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 12,250 F8: N/A F9: Each Right entitles the holder to automatically receive one-tenth (1/10) of one share of the Issuer's common stock upon consummation of the Issuer's initial business combination. F10: If the Issuer fails to consummate an initial business combination by June 30, 2018 (unless the date to consummate a business combination is extended), the Issuer will be dissolved and the Rights will expire worthless. F7: Represents the shares of common stock underlying the 122,500 Units of the Issuer that BCA committed to purchase prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each Unit consists of one share of common stock and one Right. The related Warrant was transferred to the Purchasers pursuant to the transactions contemplated by the Agreement. F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the transfer of shares of common stock and warrants of the Issuer, pursuant to an agreement, dated January 3, 2018 (the "Agreement"), between the Issuer, the purchasers party thereto (the "Purchasers"), Barington Companies Advisors, LLC ("BCA") and other sellers party thereto, the Purchasers agreed that they would cause to be paid certain obligations of the Issuer in the amount of approximately $2,213,229.11.

F2: Represents the shares of common stock beneficially owned by BCA.

F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: Represents the shares of common stock underlying the 122,500 Units of the Issuer that BCA committed to purchase prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each unit ("Unit") consists of one share of common stock, one right ("Right") to automatically receive one-tenth of one share of common stock upon consummation of the Issuer's initial business combination and one warrant ("Warrant") for the purchase of one-half of one share of common stock at a price of $12.50 per full share.

F5: Latter of (i) completion of initial business combination and (ii) 12 months from date of prospectus.

F6: 3 years after completion of initial business combination.

F7: Represents the shares of common stock underlying the 122,500 Units of the Issuer that BCA committed to purchase prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each Unit consists of one share of common stock and one Right. The related Warrant was transferred to the Purchasers pursuant to the transactions contemplated by the Agreement.

F8: N/A

F9: Each Right entitles the holder to automatically receive one-tenth (1/10) of one share of the Issuer's common stock upon consummation of the Issuer's initial business combination.

F10: If the Issuer fails to consummate an initial business combination by June 30, 2018 (unless the date to consummate a business combination is extended), the Issuer will be dissolved and the Rights will expire worthless.

OMNOVA SOLUTIONS INC

Report date April 01, 2020 · Filed April 01, 2020

Section 16 reporting ended · disclosed 2020-04-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common SharesSEC Table I · non-derivative	IndirectBy Barington Companies Equity Partners, L.P.	Reported balance After 2020-04-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-04-01 · Disposition to issuer · Disposed 700,472 · Balance 0 F1: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each OMNOVA common share, par value $0.10 per share, outstanding immediately prior to the effectiveness of the Merger was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration"). F2: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.
Common SharesSEC Table I · non-derivative	IndirectBy Barington Companies Investors, LLC	Reported balance After 2020-04-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-04-01 · Disposition to issuer · Disposed 65,684 · Balance 0 F1: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each OMNOVA common share, par value $0.10 per share, outstanding immediately prior to the effectiveness of the Merger was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration"). F2: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. F4: Pursuant to the terms of an Investment Advisory Agreement between Barington Investors and MSF Partners, LLLP ("MSF"), Barington Investors is an investment advisor to MSF and manages an investment account on its behalf holding the number of Common Shares cited above.
Phantom SharesSEC Table II · derivative / convertible security	IndirectBy Plan	Reported balance After 2020-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-04-01 · Disposition to issuer · Disposed 9,850.3508 · Balance 0 F5: Under the terms of the Merger Agreement, each phantom share issued by OMNOVA was converted into the right to receive the Merger Consideration. F6: The Merger became effective on April 1, 2020.
Restricted Share UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2020-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-04-01 · Disposition to issuer · Disposed 51,394 · Balance 0 F7: Under the terms of the Merger Agreement, each unvested restricted share unit granted by OMNOVA was converted into the right to receive the Merger Consideration. F6: The Merger became effective on April 1, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each OMNOVA common share, par value $0.10 per share, outstanding immediately prior to the effectiveness of the Merger was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration").

F2: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F4: Pursuant to the terms of an Investment Advisory Agreement between Barington Investors and MSF Partners, LLLP ("MSF"), Barington Investors is an investment advisor to MSF and manages an investment account on its behalf holding the number of Common Shares cited above.

F5: Under the terms of the Merger Agreement, each phantom share issued by OMNOVA was converted into the right to receive the Merger Consideration.

F6: The Merger became effective on April 1, 2020.

F7: Under the terms of the Merger Agreement, each unvested restricted share unit granted by OMNOVA was converted into the right to receive the Merger Consideration.

SCHULMAN A INC

Report date August 21, 2018 · Filed October 22, 2018 · Amendment

Section 16 reporting ended · disclosed 2018-10-22. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2018-08-21 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2018-08-21 · Disposition to issuer · Disposed 34,931 · Balance 0 F1: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 34,931 CVRs.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 34,931 CVRs.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 03, 2020 Filed Mar 5, 2020 21:36 UTC	EASTERN CO EML · Entity 6456	PurchaseCommon Shares	300	$24.80	$7,440.00	Disclosure SEC source: 0001567619-20-005743 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Equity Partners, L.P. Disclosed balance after: 576,003 F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document
December 20, 2019 Filed Dec 23, 2019 20:53 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	579	$29.79	$17,248.41	Disclosure SEC source: 0001567619-19-023551 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,363 F1 · security: 579 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 13, 2019. Read SEC document
November 22, 2019 Filed Nov 25, 2019 15:20 UTC	OMNOVA SOLUTIONS INC OMN · Entity 150196	GrantPhantom Shares · Derivative	3,712.8713	$10.10	$37,500.00	Disclosure SEC source: 0001127602-19-033664 · form4.xml · derivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Plan Disclosed balance after: 9,850.3508 Underlying: Common Shares · 3,712.8713 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive the cash value of one OMNOVA Common Share. F2 · derivative.exercise_date: The phantom shares were acquired under the OMNOVA Solutions Common Shares Fund of the OMNOVA Solutions Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan"). Under the terms of the Plan, each nonemployee director may elect, prior to the calendar year in which fees are earned, to defer all or a portion of his or her annual retainer, and committee and board chairman's fees into one or more investment options available under the Plan, including the OMNOVA Solutions Common Shares Fund. Phantom shares are credited to a director's account based on the number of OMNOVA common shares that could have been purchased with the amount deferred at the closing price per share on the New York Stock Exchange on the date that the director's fees would otherwise have been payable to him. F3 · derivative.expiration_date: Phantom shares are payable in cash in a lump sum or in up to ten annual installments (as elected by the director), commencing at a deferral date elected by the director, except under certain circumstances where the Plan provides for earlier distribution of his or her account balance. Read SEC document
October 01, 2019 Filed Oct 3, 2019 13:56 UTC	AVON PRODUCTS INC AVP · Entity 152510	OtherCommon Stock	1,048,077	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-052035 · doc4.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Equity Partners, LP Disclosed balance after: 3,009,028 F1 · kind: Distribution to a redeeming investor in Barington Companies Equity Partners, L.P. of common stock of Avon Products, Inc. F2 · price: Not applicable. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. Read SEC document
October 01, 2019 Filed Oct 3, 2019 12:21 UTC	OMNOVA SOLUTIONS INC OMN · Entity 150196	OtherCommon Shares	243,982	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-19-029900 · form4.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Equity Partners, L.P. Disclosed balance after: 700,472 F1 · kind: Distribution to a redeeming investor in Barington Companies Equity Partners, L.P. of common stock of OMNOVA Solutions Inc. F2 · price: Not applicable. F3 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2019 Filed Sep 26, 2019 14:51 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	644	$26.78	$17,246.32	Disclosure SEC source: 0001567619-19-018775 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,784 F1 · security: 644 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 13, 2019. Read SEC document
June 24, 2019 Filed Jun 26, 2019 16:04 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	637	$26.30	$16,753.10	Disclosure SEC source: 0001567619-19-013984 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,140 F1 · security: 637 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 14, 2019. Read SEC document
May 24, 2019 Filed May 29, 2019 15:26 UTC	OMNOVA SOLUTIONS INC OMN · Entity 150196	GrantPhantom Shares · Derivative	6,137.4795	$6.11	$37,500.00	Disclosure SEC source: 0001127602-19-020128 · form4.xml · derivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Plan Disclosed balance after: 6,137.4795 Underlying: Common Shares · 6,137.4795 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive the cash value of one OMNOVA Common Share. F2 · derivative.exercise_date: The phantom shares were acquired under the OMNOVA Solutions Common Shares Fund of the OMNOVA Solutions Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan"). Under the terms of the Plan, each nonemployee director may elect, prior to the calendar year in which fees are earned, to defer all or a portion of his or her annual retainer, and committee and board chairman's fees into one or more investment options available under the Plan, including the OMNOVA Solutions Common Shares Fund. Phantom shares are credited to a director's account based on the number of OMNOVA common shares that could have been purchased with the amount deferred at the closing price per share on the New York Stock Exchange on the date that the director's fees would otherwise have been payable to him. F3 · derivative.expiration_date: Phantom shares are payable in cash in a lump sum or in up to ten annual installments (as elected by the director), commencing at a deferral date elected by the director, except under certain circumstances where the Plan provides for earlier distribution of his or her account balance. Read SEC document
May 16, 2019 Filed May 20, 2019 21:08 UTC	AVON PRODUCTS INC AVP · Entity 152510	GrantRestricted Stock Units · Derivative	36,624	$0.00	$0.00	Disclosure SEC source: 0001209191-19-031584 · doc4.xml · derivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,624 Underlying: Common Stock · 36,624 shares Expires not disclosed F1 · security: Restricted stock units granted as part of each director's annual retainer under the Avon Products, Inc. Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_price: Units correspond 1-for-1 with common stock. F3 · derivative.exercise_date: 100% of the restricted stock units vest on the date of the next annual meeting of shareholders and will settle when the director ceases to serve on the Board of Directors. F3 · derivative.expiration_date: 100% of the restricted stock units vest on the date of the next annual meeting of shareholders and will settle when the director ceases to serve on the Board of Directors. Read SEC document
March 22, 2019 Filed Mar 22, 2019 19:30 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	574	$29.16	$16,737.84	Disclosure SEC source: 0001567619-19-007464 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,503 F1 · security: 574 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2019. Read SEC document
March 19, 2019 Filed Mar 20, 2019 18:25 UTC	OMNOVA SOLUTIONS INC OMN · Entity 150196	GrantRestricted Share Units · Derivative	11,111	$0.00	$0.00	Disclosure SEC source: 0001127602-19-012469 · form4.xml · derivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,394 Underlying: Common Shares · 11,111 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one OMNOVA common share at vesting. F2 · derivative.exercise_date: Under the terms of the OMNOVA Solutions Inc. 2017 Equity Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. F2 · derivative.expiration_date: Under the terms of the OMNOVA Solutions Inc. 2017 Equity Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. Read SEC document
December 26, 2018 Filed Dec 28, 2018 16:13 UTC	AVON PRODUCTS INC AVP · Entity 152510	OtherCommon Stock	162,549	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-064317 · doc4.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Investors, LLC Disclosed balance after: 101,821 F1 · shares: Reflects the distribution to a third party of 162,549 shares of common stock of the Company. Barington Companies Investors, LLC ("Barington Investors") may have previously been deemed to beneficially own such shares when they were under its control as the investment advisor to such third party. Following the distribution, Barington Investors may no longer be deemed to beneficially own such shares. F2 · price: Not applicable. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Investors. Barington Investors directly owns 101,821 shares of common stock of the Company. Read SEC document
December 21, 2018 Filed Dec 26, 2018 19:00 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	689	$23.24	$16,012.36	Disclosure SEC source: 0001567619-18-008578 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,929 F1 · security: 689 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 14, 2018. Read SEC document
September 27, 2018 Filed Sep 28, 2018 18:50 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	563	$28.40	$15,989.20	Disclosure SEC source: 0001567619-18-003259 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,240 F1 · security: 563 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 14, 2018. Read SEC document
August 21, 2018 Filed Aug 22, 2018 21:12 UTC	SCHULMAN A INC SHLM · Entity 162875	Disposition to issuerCommon Stock	322,678	$42.00	$13,552,476.00	Disclosure SEC source: 0001209191-18-048082 · doc4.xml · nonDerivative · entry 2 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Equity Partners, L.P Disclosed balance after: 0 F2 · price: In addition to the cash consideration, 322,678 CVRs were issued to Barington Companies Equity Partners, L.P. F3 · ownership.nature: The Reporting Person's relationship to Barington Companies Equity Partners, L.P. is described in this footnote. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC. Barington Companies Investors, LLC is the general partner of Barington Companies Equity Partners, L.P. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
August 21, 2018 Filed Aug 22, 2018 21:12 UTC	SCHULMAN A INC SHLM · Entity 162875	Disposition to issuerCommon Stock	34,910	$42.00	$1,466,220.00	Disclosure SEC source: 0001209191-18-048082 · doc4.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 34,910 CVRs. Read SEC document
August 21, 2018 Filed Oct 22, 2018 21:23 UTC Amendment	SCHULMAN A INC SHLM · Entity 162875	Disposition to issuerCommon Stock	34,931	$42.00	$1,467,102.00	Disclosure SEC source: 0001209191-18-055913 · doc4a.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 34,931 CVRs. Read SEC document
August 13, 2018 Filed Aug 14, 2018 17:28 UTC	AVON PRODUCTS INC AVP · Entity 152510	PurchaseCommon Stock	100,000	$1.69	$169,090.00	Disclosure SEC source: 0001209191-18-046655 · doc4.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Equity Partners, LP Disclosed balance after: 4,057,105 F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document
August 09, 2018 Filed Aug 13, 2018 17:12 UTC	AVON PRODUCTS INC AVP · Entity 152510	PurchaseCommon Stock	500,000	$1.82	$909,650.00	Disclosure SEC source: 0001209191-18-046469 · doc4.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Equity Partners, LP Disclosed balance after: 3,957,105 F1 · balance_after: Total includes 30 shares that were purchased on May 22, 2018 at a price of $1.9034 per share that were inadvertently omitted from the total reported on the Reporting Person's Form 4 filed on May 22, 2018. F2 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document
June 21, 2018 Filed Jun 21, 2018 21:13 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	554	$30.70	$17,007.80	Disclosure SEC source: 0001140361-18-029492 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,677 F1 · security: 554 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2018. Read SEC document
May 22, 2018 Filed May 22, 2018 20:24 UTC	AVON PRODUCTS INC AVP · Entity 152510	PurchaseCommon Stock	3,730	$1.90	$7,099.68	Disclosure SEC source: 0001209191-18-032480 · doc4.xml · nonDerivative · entry 6 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Investors, LLC Disclosed balance after: 264,370 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Investors. As of the date of the latest transaction reported on this form, Barington Investors directly owns 101,821 shares of common stock of the Company. Barington Investors may also be deemed to beneficially own 162,549 shares of common stock of the Company as the investment advisor to a third party. Pursuant to the terms of an investment advisory agreement between Barington Investors and such party, Barington Investors manages an investment account that holds, among other things, 162,549 shares of common stock of the Company. Read SEC document
May 22, 2018 Filed May 22, 2018 20:24 UTC	AVON PRODUCTS INC AVP · Entity 152510	PurchaseCommon Stock	138,411	$1.90	$263,451.50	Disclosure SEC source: 0001209191-18-032480 · doc4.xml · nonDerivative · entry 3 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Equity Partners, LP Disclosed balance after: 3,457,075 F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document
May 21, 2018 Filed May 22, 2018 20:24 UTC	AVON PRODUCTS INC AVP · Entity 152510	PurchaseCommon Stock	4,797	$1.91	$9,152.68	Disclosure SEC source: 0001209191-18-032480 · doc4.xml · nonDerivative · entry 5 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Investors, LLC Disclosed balance after: 260,640 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Investors. As of the date of the latest transaction reported on this form, Barington Investors directly owns 101,821 shares of common stock of the Company. Barington Investors may also be deemed to beneficially own 162,549 shares of common stock of the Company as the investment advisor to a third party. Pursuant to the terms of an investment advisory agreement between Barington Investors and such party, Barington Investors manages an investment account that holds, among other things, 162,549 shares of common stock of the Company. Read SEC document
May 21, 2018 Filed May 22, 2018 20:24 UTC	AVON PRODUCTS INC AVP · Entity 152510	PurchaseCommon Stock	85,136	$1.91	$162,439.49	Disclosure SEC source: 0001209191-18-032480 · doc4.xml · nonDerivative · entry 2 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Equity Partners, LP Disclosed balance after: 3,318,664 F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document
May 18, 2018 Filed May 22, 2018 20:24 UTC	AVON PRODUCTS INC AVP · Entity 152510	PurchaseCommon Stock	11,993	$1.92	$23,030.16	Disclosure SEC source: 0001209191-18-032480 · doc4.xml · nonDerivative · entry 4 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Investors, LLC Disclosed balance after: 255,843 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Investors. As of the date of the latest transaction reported on this form, Barington Investors directly owns 101,821 shares of common stock of the Company. Barington Investors may also be deemed to beneficially own 162,549 shares of common stock of the Company as the investment advisor to a third party. Pursuant to the terms of an investment advisory agreement between Barington Investors and such party, Barington Investors manages an investment account that holds, among other things, 162,549 shares of common stock of the Company. Read SEC document
May 18, 2018 Filed May 22, 2018 20:24 UTC	AVON PRODUCTS INC AVP · Entity 152510	PurchaseCommon Stock	212,841	$1.92	$408,718.57	Disclosure SEC source: 0001209191-18-032480 · doc4.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Equity Partners, LP Disclosed balance after: 3,233,528 F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document
May 16, 2018 Filed May 17, 2018 17:31 UTC	AVON PRODUCTS INC AVP · Entity 152510	GrantRestricted Stock Units · Derivative	61,170	$0.00	$0.00	Disclosure SEC source: 0001209191-18-031092 · doc4.xml · derivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,170 Underlying: Common Stock · 61,170 shares Expires not disclosed F1 · security: Restricted stock units granted as part of each director's annual retainer under the Avon Products, Inc. Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_price: Units correspond 1-for-1 with common stock. F3 · derivative.exercise_date: 100% of the restricted stock units vest on the date of the next annual meeting of shareholders and will settle when the director ceases to serve on the Board of Directors. F3 · derivative.expiration_date: 100% of the restricted stock units vest on the date of the next annual meeting of shareholders and will settle when the director ceases to serve on the Board of Directors. Read SEC document
March 22, 2018 Filed Mar 26, 2018 16:15 UTC	OMNOVA SOLUTIONS INC OMN · Entity 150196	GrantRestricted Share Units · Derivative	8,555	$0.00	$0.00	Disclosure SEC source: 0001127602-18-012764 · form4.xml · derivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,283 Underlying: Common Shares · 8,555 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one OMNOVA common share at vesting. F2 · derivative.exercise_date: Under the terms of the OMNOVA Solutions Inc. 2017 Equity Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. F2 · derivative.expiration_date: Under the terms of the OMNOVA Solutions Inc. 2017 Equity Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. Read SEC document
March 21, 2018 Filed Mar 22, 2018 20:29 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	532	$29.10	$15,481.20	Disclosure SEC source: 0001140361-18-014663 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,123 F1 · security: 532 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2018. Read SEC document
January 10, 2018 Filed Jan 12, 2018 16:30 UTC	SCHULMAN A INC SHLM · Entity 162875	GrantCommon Stock	2,153	$0.00	$0.00	Disclosure SEC source: 0001209191-18-003430 · doc4.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,910 F1 · price: Award of fully vested and unrestricted common stock. Read SEC document
January 08, 2018 Filed Feb 21, 2018 21:35 UTC	BARINGTON/HILCO ACQUISITION CORP. BHAC · Entity 168986	OtherWarrants · Derivative	61,250	Not disclosed Strike: $12.50	Not disclosed	Disclosure SEC source: 0001615774-18-001360 · s109130_form4.xml · derivative · entry 4 MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 61,250 shares Expires not disclosed F1 · price: In connection with the transfer of shares of common stock and warrants of the Issuer, pursuant to an agreement, dated January 3, 2018 (the "Agreement"), between the Issuer, the purchasers party thereto (the "Purchasers"), Barington Companies Advisors, LLC ("BCA") and other sellers party thereto, the Purchasers agreed that they would cause to be paid certain obligations of the Issuer in the amount of approximately $2,213,229.11. F5 · derivative.exercise_date: Latter of (i) completion of initial business combination and (ii) 12 months from date of prospectus. F6 · derivative.expiration_date: 3 years after completion of initial business combination. F7 · derivative.underlying_shares: Represents the shares of common stock underlying the 122,500 Units of the Issuer that BCA committed to purchase prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each Unit consists of one share of common stock and one Right. The related Warrant was transferred to the Purchasers pursuant to the transactions contemplated by the Agreement. F3 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
January 08, 2018 Filed Feb 21, 2018 21:35 UTC	BARINGTON/HILCO ACQUISITION CORP. BHAC · Entity 168986	OtherCommon Stock	490,508	Not disclosed	Not disclosed	Disclosure SEC source: 0001615774-18-001360 · s109130_form4.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: In connection with the transfer of shares of common stock and warrants of the Issuer, pursuant to an agreement, dated January 3, 2018 (the "Agreement"), between the Issuer, the purchasers party thereto (the "Purchasers"), Barington Companies Advisors, LLC ("BCA") and other sellers party thereto, the Purchasers agreed that they would cause to be paid certain obligations of the Issuer in the amount of approximately $2,213,229.11. F2 · ownership.nature: Represents the shares of common stock beneficially owned by BCA. F3 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
December 21, 2017 Filed Dec 22, 2017 16:13 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	555	$27.95	$15,512.25	Disclosure SEC source: 0001140361-17-047103 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,591 F1 · security: 555 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2017. Read SEC document
September 21, 2017 Filed Sep 22, 2017 17:26 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	507	$26.30	$13,334.10	Disclosure SEC source: 0001140361-17-036184 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,036 F1 · security: 507 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2017. Read SEC document
June 21, 2017 Filed Jun 23, 2017 18:02 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	247	$30.30	$7,484.10	Disclosure SEC source: 0001140361-17-025947 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,529 F1 · security: 247 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2017. Read SEC document
May 19, 2017 Filed May 23, 2017 21:10 UTC	EASTERN CO EML · Entity 6456	PurchaseCommon Shares	50,098	$25.90	$1,297,538.20	Disclosure SEC source: 0001140361-17-021974 · doc1.xml · nonDerivative · entry 2 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Company Equity Partners, L.P. Disclosed balance after: 575,703 F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document
March 24, 2017 Filed Mar 27, 2017 18:50 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	427	$19.45	$8,305.15	Disclosure SEC source: 0001140361-17-013401 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,282 F1 · security: 427 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2017. Read SEC document
March 21, 2017 Filed Mar 23, 2017 12:34 UTC	OMNOVA SOLUTIONS INC OMN · Entity 150196	GrantRestricted Share Units · Derivative	9,956	$0.00	$0.00	Disclosure SEC source: 0001209191-17-022519 · doc4.xml · derivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,728 Underlying: Common Shares · 9,956 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one OMNOVA common share at vesting. F2 · derivative.exercise_date: Under the terms of the OMNOVA Solutions Inc. Third Amended and Restated 1999 Equity and Performance Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. F2 · derivative.expiration_date: Under the terms of the OMNOVA Solutions Inc. Third Amended and Restated 1999 Equity and Performance Incentive Plan, the Restricted Share Units shall not vest until the later of one year following the date of grant or the Reporting Person's separation from service from the OMNOVA Solutions Inc. Board of Directors. F3 · balance_after: For consistency with the Company's 2017 Equity Incentive Plan, the shares identified above, which were previously referred to as "Deferred Shares," will be referred to as "Restricted Share Units" going forward. Other than nomenclature, the terms and characteristics of these shares have not been changed from prior disclosures. Read SEC document
January 11, 2017 Filed Jan 13, 2017 17:11 UTC	SCHULMAN A INC SHLM · Entity 162875	GrantCommon Stock	2,331	$0.00	$0.00	Disclosure SEC source: 0001209191-17-003716 · doc4.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,757 F1 · price: Award of fully vested and unrestricted common stock. Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:02 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	362	$20.70	$7,493.40	Disclosure SEC source: 0001140361-16-090480 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,855 F1 · security: 362 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2016. Read SEC document
September 29, 2016 Filed Sep 30, 2016 10:13 UTC	OMNOVA SOLUTIONS INC OMN · Entity 150196	PurchaseCommon Shares	12,663	$8.19	$103,715.04	Disclosure SEC source: 0001209191-16-143207 · doc4.xml · nonDerivative · entry 2 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Equity Partners, L.P. Disclosed balance after: 944,454 F1 · balance_after: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose Read SEC document
September 28, 2016 Filed Sep 30, 2016 10:13 UTC	OMNOVA SOLUTIONS INC OMN · Entity 150196	PurchaseCommon Shares	25,650	$8.07	$207,098.10	Disclosure SEC source: 0001209191-16-143207 · doc4.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barington Companies Equity Partners, L.P. Disclosed balance after: 931,791 F1 · balance_after: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose Read SEC document
September 26, 2016 Filed Sep 28, 2016 19:02 UTC	EASTERN CO EML · Entity 6456	GrantCommon Shares	385	$19.53	$7,519.05	Disclosure SEC source: 0001140361-16-080904 · doc1.xml · nonDerivative · entry 1 MITAROTONDA JAMES A · CIK 0001254583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,493 F1 · security: 385 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2016. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.