Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BREAD FINANCIAL HOLDINGS, INC.BFH · Entity 4059 | Director | June 15, 2026 | June 17, 2026 |
| NORTHERN TRUST CORPNTRS · Entity 1970 | Executive Vice President | March 01, 2022 | March 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BREAD FINANCIAL HOLDINGS, INC.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,307 |
Reported balance
After 2026-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 1,638 · Balance 11,307 F1: The new grant is for 1,638 shares of common stock represented by restricted stock units, which will vest on June 15, 2027. F2: The total amount of securities beneficially owned includes: (a) 6,275 unrestricted shares; (b) 3,394 unvested restricted stock units granted 8/15/23; and (b) the new grant for 1,638 restricted stock units |
Filing footnotes · ownership attribution and instrument terms
F1: The new grant is for 1,638 shares of common stock represented by restricted stock units, which will vest on June 15, 2027.
F2: The total amount of securities beneficially owned includes: (a) 6,275 unrestricted shares; (b) 3,394 unvested restricted stock units granted 8/15/23; and (b) the new grant for 1,638 restricted stock units
NORTHERN TRUST CORP
Report date March 01, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,830 |
Reported balance
After 2022-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-01 · Tax withholding · Disposed 2,746 · Balance 16,830 F1: Reflects 2,746 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,541 previously reported stock units. The remaining 3,795 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 29,017 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,017 F1: Reflects 2,746 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,541 previously reported stock units. The remaining 3,795 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. |
| Common StockSEC Table I · non-derivative | Indirect401(k) as of 12-31-2021 | 5,094.03 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,094.03 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 2,746 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,541 previously reported stock units. The remaining 3,795 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 18, 2018 Filed Jul 19, 2018 21:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 3,166 | $110.00 | $348,260.00 |
DisclosureSEC source: 0000073124-18-000245 · wf-form4_153203637857734.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 30,910 F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 22:31 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,949 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000222 · wf-form4_152823784683420.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 34,076 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 6,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000134 · wf-form4_151933731224619.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,711 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:08 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,578 | $105.15 | $165,926.70 |
DisclosureSEC source: 0000073124-18-000134 · wf-form4_151933731224619.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,942 F1 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:34 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,820 | $98.88 | $179,961.60 |
DisclosureSEC source: 0000073124-18-000096 · wf-form4_151865124918919.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,503 F1 · balance_after: Reflects 1,820 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,108 previously reported stock units. The remaining 2,288 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 23:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000058 · wf-form4_151735322867396.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 31,754 Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:06 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 5,968 | $106.71 | $636,845.28 |
DisclosureSEC source: 0000073124-18-000046 · wf-form4_151692155895567.xml · nonDerivative · entry 3 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,611 F2 · balance_after: Includes 29,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Reflects the transfer of 9,941 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:06 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 15,909 | $106.71 | $1,697,649.39 |
DisclosureSEC source: 0000073124-18-000046 · wf-form4_151692155895567.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,520 F2 · balance_after: Includes 29,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:06 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 244 | $97.29 | $23,738.76 |
DisclosureSEC source: 0000073124-18-000046 · wf-form4_151692155895567.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,611 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 29,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 18,489 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-17-000317 · wf-form4_151208680963938.xml · derivative · entry 6 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,162 Underlying: Common Stock · 18,489 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 18,489 | $97.51 | $1,802,862.39 |
DisclosureSEC source: 0000073124-17-000317 · wf-form4_151208680963938.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,855 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $97.22 to $97.89. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 29,855 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 00:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 18,489 | $60.85 | $1,125,055.65 |
DisclosureSEC source: 0000073124-17-000317 · wf-form4_151208680963938.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 29,855 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 7,665 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-17-000297 · wf-form4_150853184534090.xml · derivative · entry 6 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,992 Underlying: Common Stock · 7,665 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 7,665 | $95.00 | $728,175.00 |
DisclosureSEC source: 0000073124-17-000297 · wf-form4_150853184534090.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,855 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 29,855 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 7,665 | $58.25 | $446,486.25 |
DisclosureSEC source: 0000073124-17-000297 · wf-form4_150853184534090.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 29,855 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 23, 2017 Filed Aug 23, 2017 21:58 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 13,814 | $89.32 | $1,233,866.48 |
DisclosureSEC source: 0000073124-17-000259 · wf-form4_150352546694116.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 2016 GRAT Disclosed balance after: 0 F1 · price: Price reflects the weighted average sales price from $89.31 to $89.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| April 28, 2017 Filed Apr 28, 2017 23:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 193 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000184 · wf-form4_149342155033178.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,416 Read SEC document |
| April 28, 2017 Filed Apr 28, 2017 23:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 17,406 | $90.46 | $1,574,546.76 |
DisclosureSEC source: 0000073124-17-000184 · wf-form4_149342155033178.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,609 F1 · price: Price reflects the weighted average sales price from $90.335 to $90.66. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 22:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 28,469 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000119 · wf-form4_148849304414944.xml · derivative · entry 7 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,469 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 22:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 28,469 | $89.44 | $2,546,267.36 |
DisclosureSEC source: 0000073124-17-000119 · wf-form4_148849304414944.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,855 F2 · price: Price reflects the weighted average sales price from $89.35 to $89.57. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 29,855 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 22:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 28,469 | $52.69 | $1,500,031.61 |
DisclosureSEC source: 0000073124-17-000119 · wf-form4_148849304414944.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 29,855 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantEmployee Stock Option (right-to-buy) · Derivative | 26,132 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000109 · wf-form4_148789538667047.xml · derivative · entry 6 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,132 Underlying: Common Stock · 26,132 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 5,749 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000109 · wf-form4_148789538667047.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,855 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:53 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,169 | $86.31 | $187,195.55 |
DisclosureSEC source: 0000073124-17-000071 · wf-form4_148712720547111.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,106 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: On February 11, 2017, 4,745 already reported stock units, granted on February 11, 2013, vested. Of this amount, 2,169 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,576 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:53 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,878 | $85.66 | $160,860.09 |
DisclosureSEC source: 0000073124-17-000071 · wf-form4_148712720547111.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,851 F1 · balance_after: On February 10, 2017, 4,109 already reported stock units, granted on February 10, 2014, vested. Of this amount, 1,878 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,231 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 00:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 56,991 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000047 · wf-form4_148668681562663.xml · derivative · entry 7 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,991 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 00:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 56,991 | $85.08 | $4,848,794.28 |
DisclosureSEC source: 0000073124-17-000047 · wf-form4_148668681562663.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,960 F2 · price: Price reflects the weighted average sales price from $85.00 to $85.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 00:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 56,991 | $52.64 | $3,000,006.24 |
DisclosureSEC source: 0000073124-17-000047 · wf-form4_148668681562663.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,418 | $88.93 | $570,720.65 |
DisclosureSEC source: 0000073124-17-000038 · wf-form4_148479019505313.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,960 F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 11,101 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 17,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000038 · wf-form4_148479019505313.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,479 F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 00:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 438 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000532 · wf-form4_148055104570495.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,081 Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,588 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000508 · wf-form4_147882118253803.xml · derivative · entry 7 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,588 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,588 | $78.00 | $513,864.00 |
DisclosureSEC source: 0000073124-16-000508 · wf-form4_147882118253803.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,960 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,588 | $71.23 | $469,263.24 |
DisclosureSEC source: 0000073124-16-000508 · wf-form4_147882118253803.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 22,216 | $0.00 Strike: $57.54 | $0.00 |
DisclosureSEC source: 0000073124-16-000496 · wf-form4_147874097593173.xml · derivative · entry 12 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,216 shares Expires 2019-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 7/21/2010. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 25,000 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000496 · wf-form4_147874097593173.xml · derivative · entry 11 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,588 Underlying: Common Stock · 25,000 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 47,216 | $75.58 | $3,568,585.28 |
DisclosureSEC source: 0000073124-16-000496 · wf-form4_147874097593173.xml · nonDerivative · entry 5 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,960 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $75.00 to $76.00. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 22,216 | $57.54 | $1,278,308.64 |
DisclosureSEC source: 0000073124-16-000496 · wf-form4_147874097593173.xml · nonDerivative · entry 4 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 25,000 | $71.23 | $1,780,750.00 |
DisclosureSEC source: 0000073124-16-000496 · wf-form4_147874097593173.xml · nonDerivative · entry 3 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 01:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 48,180 | $0.00 Strike: $57.54 | $0.00 |
DisclosureSEC source: 0000073124-16-000496 · wf-form4_147874097593173.xml · derivative · entry 10 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,216 Underlying: Common Stock · 48,180 shares Expires 2019-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 7/21/2010. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 01:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 48,180 | $73.07 | $3,520,512.60 |
DisclosureSEC source: 0000073124-16-000496 · wf-form4_147874097593173.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,960 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $73.00 to $73.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 01:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 48,180 | $57.54 | $2,772,277.20 |
DisclosureSEC source: 0000073124-16-000496 · wf-form4_147874097593173.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,820 | $0.00 Strike: $57.54 | $0.00 |
DisclosureSEC source: 0000073124-16-000487 · wf-form4_147829873381581.xml · derivative · entry 7 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,396 Underlying: Common Stock · 1,820 shares Expires 2019-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 7/21/2010. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 1,820 | $73.00 | $132,860.00 |
DisclosureSEC source: 0000073124-16-000487 · wf-form4_147829873381581.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,960 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $73.00 to $73.02. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 1,820 | $57.54 | $104,722.80 |
DisclosureSEC source: 0000073124-16-000487 · wf-form4_147829873381581.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.