Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Consolidated Water Co. Ltd.CWCO · Entity 5519 | Director | December 15, 2025 | December 16, 2025 |
| RYTHM, Inc.AGFY · Entity 2092 | Director | April 24, 2024 | April 26, 2024 |
| SKYX Platforms Corp.SKYX · Entity 6432 | Director · Chief Executive Officer | September 12, 2026 | September 14, 2026 |
| Vivos Therapeutics, Inc.VVOS · Entity 8396 | Director | June 20, 2024 | June 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Consolidated Water Co. Ltd.
Report date December 15, 2025 · Filed December 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,527 |
Reported balance
After 2025-12-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-12-15 · Grant · Acquired 1,979 · Balance 38,527 F1: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year. F2: Includes 5 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.
F2: Includes 5 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.
RYTHM, Inc.
Report date April 24, 2024 · Filed April 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 54,091 |
Reported balance
After 2024-04-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-04-24 · Grant · Acquired 54,091 · Balance 54,091 F1: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan"). The restricted stock units were granted in lieu of cash compensation that would otherwise be owed to the reporting person. F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3: 100% of the restricted stock unit will vest on April 24, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant the units, and subject to the reporting person's continuous service through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan"). The restricted stock units were granted in lieu of cash compensation that would otherwise be owed to the reporting person.
F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.
F3: 100% of the restricted stock unit will vest on April 24, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant the units, and subject to the reporting person's continuous service through such vesting date.
SKYX Platforms Corp.
Report date September 12, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | Direct | 931,149 |
Reported balance
After 2026-09-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-12 · Tax withholding · Disposed 19,673 · Balance 931,149 F9: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants. F10: Includes 167,500 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 30,000 RSUs, which will vest on March 12, 2027; (ii) 100,000 RSUs, which will vest in two equal annual installments beginning on January 1, 2027; and (iii) 37,500 RSUs, which will vest in three equal annual installments beginning on June 1, 2027. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2027-04-19 | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2026-09-12 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 150,000 F3: Fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2027-04-19 | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2026-09-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 150,000 F3: Fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2026-12-31 | Direct | 100,000 |
Reported balance
Holding disclosure · report date 2026-09-12 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 100,000 F3: Fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.34 · Expires 2027-03-11 | Direct | 17,500 |
Reported balance
Holding disclosure · report date 2026-09-12 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 17,500 F3: Fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.28 · Expires 2028-04-05 | Direct | 17,500 |
Reported balance
Holding disclosure · report date 2026-09-12 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 17,500 F3: Fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.58 · Expires 2028-09-12 | Direct | 450,000 |
Reported balance
Holding disclosure · report date 2026-09-12 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 450,000 F4: Options vest over 3.5 years as follows, subject to continued employment through the vesting date: 120,000 vested on September 12, 2023; 300,000 vest in six semi-annual installments of 50,000, beginning on March 12, 2024; and 30,000 vest on March 12, 2027. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.26 · Expires 2030-03-27 | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2026-09-12 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 150,000 F5: Options vest in three equal annual installments, beginning on March 27, 2025, the grant date, subject to continued employment through the vesting date. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.15 · Expires 2030-12-15 | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2026-09-12 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 150,000 F6: Options vest in three equal annual installments, beginning on January 1, 2026, subject to continued employment through the vesting date. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.06 · Expires 2031-06-14 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2026-09-12 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 50,000 F7: Options vest in four equal installments of 12,500 on June 14, 2026, June 1, 2027, June 1, 2028 and June 1, 2029, subject to continued employment through the vesting date. |
| Subordinated Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2025-05-16 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-09-12 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance Not disclosed F1: The principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at the holder's discretion at the conversion price of $3.00 per share. F2: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum. |
| Series A-1 Preferred StockSEC Table II · derivative / convertible security | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2026-09-12 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 10,000 F8: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an adjusted conversion price of $1.20 per share (or approximately 20.83 shares of common stock for each share of Preferred Stock). Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at the holder's discretion at the conversion price of $3.00 per share.
F2: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.
F3: Fully exercisable.
F4: Options vest over 3.5 years as follows, subject to continued employment through the vesting date: 120,000 vested on September 12, 2023; 300,000 vest in six semi-annual installments of 50,000, beginning on March 12, 2024; and 30,000 vest on March 12, 2027.
F5: Options vest in three equal annual installments, beginning on March 27, 2025, the grant date, subject to continued employment through the vesting date.
F6: Options vest in three equal annual installments, beginning on January 1, 2026, subject to continued employment through the vesting date.
F7: Options vest in four equal installments of 12,500 on June 14, 2026, June 1, 2027, June 1, 2028 and June 1, 2029, subject to continued employment through the vesting date.
F8: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an adjusted conversion price of $1.20 per share (or approximately 20.83 shares of common stock for each share of Preferred Stock). Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.
F9: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.
F10: Includes 167,500 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 30,000 RSUs, which will vest on March 12, 2027; (ii) 100,000 RSUs, which will vest in two equal annual installments beginning on January 1, 2027; and (iii) 37,500 RSUs, which will vest in three equal annual installments beginning on June 1, 2027.
Vivos Therapeutics, Inc.
Report date June 20, 2024 · Filed June 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.38 · Expires 2029-06-20 | Direct | 7,467 |
Reported balance
After 2024-06-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-06-20 · Grant · Acquired 4,000 · Balance 7,467 F1: On June 20, 2024, the Reporting Person received a grant of 4,000 stock options from the Issuer. One-half vested immediately, one-fourth will vest on September 30, 2024 and one-fourth will vest on December 31, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 20, 2024, the Reporting Person received a grant of 4,000 stock options from the Issuer. One-half vested immediately, one-fourth will vest on September 30, 2024 and one-fourth will vest on December 31, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2026 Filed Sep 14, 2026 20:15 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Tax withholdingCommon Stock, no par value | 19,673 | $1.35 | $26,558.55 |
DisclosureSEC source: 0001493152-26-042580 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 931,149 F9 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants. F10 · balance_after: Includes 167,500 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 30,000 RSUs, which will vest on March 12, 2027; (ii) 100,000 RSUs, which will vest in two equal annual installments beginning on January 1, 2027; and (iii) 37,500 RSUs, which will vest in three equal annual installments beginning on June 1, 2027. Read SEC document |
| June 14, 2026 Filed Jun 17, 2026 23:35 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001493152-26-029139 · ownership.xml · derivative · entry 3 SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock, no par value · 50,000 shares Expires 2031-06-14 F11 · derivative.exercise_date: Options vest in four equal installments of 12,500 on June 14, 2026, June 1, 2027, June 1, 2028 and June 1, 2029, subject to continued employment through the vesting date. Read SEC document |
| June 14, 2026 Filed Jun 17, 2026 23:35 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Tax withholdingCommon Stock, no par value | 4,919 | $1.06 | $5,214.14 |
DisclosureSEC source: 0001493152-26-029139 · ownership.xml · nonDerivative · entry 2 SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 950,822 F9 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of RSUs by directing the issuer to withhold shares otherwise issuable upon vesting of the grants. F10 · balance_after: Includes 217,500 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 80,000 RSUs, which will vest in one installment of 50,000 on September 12, 2026 and one installment of 30,000 on March 12, 2027; (ii) 100,000 RSUs, which will vest in two equal annual installments beginning on January 1, 2027; and (iii) 37,500 RSUs, which will vest in three equal annual installments beginning on June 1, 2027. Read SEC document |
| June 14, 2026 Filed Jun 17, 2026 23:35 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-029139 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 955,741 F8 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in four equal installments of 12,500 on June 14, 2026, June 1, 2027, June 1, 2028 and June 1, 2029, subject to continued employment through the vesting date. Read SEC document |
| March 12, 2026 Filed Mar 12, 2026 20:15 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Tax withholdingCommon Stock, no par value | 20,874 | $1.91 | $39,869.34 |
DisclosureSEC source: 0001493152-26-009860 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 905,743 F8 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants. F9 · balance_after: Includes 180,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 80,000 RSUs, which will vest in one installment of 50,000 on September 12, 2026 and one installment of 30,000 on March 12, 2027, and (ii) 100,000 RSUs, which will vest in two equal annual installments beginning on January 1, 2027. Read SEC document |
| January 01, 2026 Filed Jan 2, 2026 22:00 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Tax withholdingCommon Stock, no par value | 22,324 | $2.17 | $48,443.08 |
DisclosureSEC source: 0001493152-26-000159 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 926,617 F8 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants. F9 · balance_after: Includes 230,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 130,000 RSUs, which will vest in two semi-annual installments of 50,000 beginning on March 12, 2026 and one installment of 30,000 on March 12, 2027, and (ii) 100,000 RSUs, which will vest in two equal annual installments beginning on January 1, 2027. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 21:05 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCommon Stock | 1,979 | $24.83 | $49,138.57 |
DisclosureSEC source: 0000923890-25-000007 · form4-12162025_041210.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,527 F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year. F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year. F2 · balance_after: Includes 5 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:05 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001493152-25-028199 · ownership.xml · derivative · entry 2 SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock, no par value · 150,000 shares Expires 2030-12-15 F8 · derivative.exercise_date: Options vest in three equal annual installments of 50,000 beginning on January 1, 2026, subject to continued employment through the vesting date. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:05 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-028199 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 948,941 F6 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments of 50,000 beginning on January 1, 2026, subject to continued employment through the vesting date. F7 · balance_after: Includes 280,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 130,000 RSUs, which will vest in two semi-annual installments of 50,000 beginning on March 12, 2026 and one installment of 30,000 on March 12, 2027, and (ii) 150,000 RSUs, which will vest in three equal annual installments beginning on January 1, 2026. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 22:15 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Exercise / conversionStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001493152-25-024096 · ownership.xml · derivative · entry 3 SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, no par value · 150,000 shares Expires 2025-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 22:15 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Tax withholdingCommon Stock, no par value | 50,279 | $1.79 | $89,999.41 |
DisclosureSEC source: 0001493152-25-024096 · ownership.xml · nonDerivative · entry 2 SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 798,941 F6 · shares: Reflects shares surrendered in connection with the exercise of stock options. F7 · balance_after: Includes 130,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: 100,000 in two semi-annual installments of 50,000 beginning on March 12, 2026 and 30,000 on March 12, 2027. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 22:15 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Exercise / conversionCommon Stock, no par value | 150,000 | $0.60 | $90,000.00 |
DisclosureSEC source: 0001493152-25-024096 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 849,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 22:46 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Tax withholdingCommon Stock, no par value | 19,675 | $1.18 | $23,216.50 |
DisclosureSEC source: 0001493152-25-013306 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 699,220 F6 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grant. F7 · balance_after: Includes 130,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: 100,000 in two semi-annual installments of 50,000 beginning on March 12, 2026 and 30,000 on March 12, 2027. Read SEC document |
| March 27, 2025 Filed Mar 28, 2025 20:46 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001641172-25-001239 · ownership.xml · derivative · entry 2 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock, no par value · 150,000 shares Expires 2030-03-27 F6 · derivative.exercise_date: Options vest in three equal annual installments, beginning on March 27, 2025, the grant date, subject to continued employment through the vesting date. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 20:15 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Tax withholdingCommon Stock, no par value | 22,325 | $1.24 | $27,683.00 |
DisclosureSEC source: 0001493152-25-010371 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 718,895 F6 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of RSUs by directing the issuer to withhold shares otherwise issuable upon vesting of the grant. F5 · balance_after: Includes 180,000 restricted stock units ("RSUs"), which will vest as follows, subject to continued employment through the vesting date: 150,000 in three semi-annual installments of 50,000 beginning on September 12, 2025 and 30,000 on March 12, 2027. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 21:30 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCommon Stock | 1,614 | $29.14 | $47,031.96 |
DisclosureSEC source: 0001415889-24-029859 · form4-12192024_041211.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,543 F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year. F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year. F2 · balance_after: Includes 4 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 13:28 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | PurchaseSeries A-1 Preferred Stock · Derivative | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001493152-24-039662 · ownership.xml · derivative · entry 2 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, no par value · 125,000 shares Expires not disclosed F5 · derivative.exercise_price: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date. F5 · derivative.exercise_date: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date. F5 · derivative.expiration_date: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date. F5 · derivative.underlying_shares: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date. Read SEC document |
| September 12, 2024 Filed Sep 13, 2024 22:03 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GiftCommon Stock, no par value | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-036250 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 741,220 F5 · balance_after: Includes 230,000 restricted stock units, which will vest as follows, subject to continued employment through the vesting date: 200,000 in four semi-annual installments of 50,000 beginning on March 12, 2025 and 30,000 on March 12, 2027. Read SEC document |
| June 20, 2024 Filed Jun 29, 2024 00:53 UTC | Vivos Therapeutics, Inc. VVOS · Entity 8396 | GrantStock Option (Right to Buy) · Derivative | 4,000 | $2.38 Strike: $2.38 | $9,520.00 |
DisclosureSEC source: 0001493152-24-025691 · ownership.xml · derivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,467 Underlying: Common Stock · 4,000 shares Expires 2029-06-20 F1 · derivative.exercise_date: On June 20, 2024, the Reporting Person received a grant of 4,000 stock options from the Issuer. One-half vested immediately, one-fourth will vest on September 30, 2024 and one-fourth will vest on December 31, 2024. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:01 UTC | RYTHM, Inc. AGFY · Entity 2092 | GrantRestricted Stock Unit · Derivative | 54,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-036615 · ownership.xml · derivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,091 Underlying: Common Stock · 54,091 shares Expires not disclosed F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan"). The restricted stock units were granted in lieu of cash compensation that would otherwise be owed to the reporting person. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: 100% of the restricted stock unit will vest on April 24, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant the units, and subject to the reporting person's continuous service through such vesting date. F3 · derivative.expiration_date: 100% of the restricted stock unit will vest on April 24, 2025, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant the units, and subject to the reporting person's continuous service through such vesting date. Read SEC document |
| March 29, 2024 Filed Apr 1, 2024 21:55 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantSubordinated Convertible Promissory Note · Derivative | Not disclosed | $0.00 Strike: $3.00 | $250,000.00 |
DisclosureSEC source: 0001493152-24-012548 · ownership.xml · derivative · entry 3 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock, no par value · Not disclosed shares Expires 2025-05-16 F2 · kind: On March 29, 2024, the issuer and the reporting person entered into an amendment to the 6.0% subordinated convertible promissory note (the "Amendment") in order to, among other things, extend the maturity date of the note to May 16, 2025, increase the interest rate from 6.0% per annum to 10.0% per annum, effective as of January 1, 2024, and change the common stock conversion price from $15.00 per share to $3.00 per share. The Amendment is effective as of the original maturity date of the note and resulted in the cancellation of the "old" convertible note and the acquisition of a "new" convertible note. The issuer's Board of Directors approved the Amendment. F4 · reported_value: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum. F3 · derivative.exercise_date: Prior to the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share. Following the Amendment, the principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $3.00 per share. F4 · underlyingValue: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum. F4 · valueOwnedAfter: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum. Read SEC document |
| March 29, 2024 Filed Apr 1, 2024 21:55 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Disposition to issuer6.0% Subordinated Convertible Promissory Note · Derivative | Not disclosed | $0.00 Strike: $15.00 | $250,000.00 |
DisclosureSEC source: 0001493152-24-012548 · ownership.xml · derivative · entry 2 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock, no par value · Not disclosed shares Expires 2023-09-22 F2 · kind: On March 29, 2024, the issuer and the reporting person entered into an amendment to the 6.0% subordinated convertible promissory note (the "Amendment") in order to, among other things, extend the maturity date of the note to May 16, 2025, increase the interest rate from 6.0% per annum to 10.0% per annum, effective as of January 1, 2024, and change the common stock conversion price from $15.00 per share to $3.00 per share. The Amendment is effective as of the original maturity date of the note and resulted in the cancellation of the "old" convertible note and the acquisition of a "new" convertible note. The issuer's Board of Directors approved the Amendment. F4 · reported_value: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum. F3 · derivative.exercise_date: Prior to the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share. Following the Amendment, the principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $3.00 per share. F4 · underlyingValue: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 22:37 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Tax withholdingCommon Stock, no par value | 22,325 | $1.28 | $28,576.00 |
DisclosureSEC source: 0001493152-24-009995 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 759,220 F8 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of RSUs by directing the issuer to withhold shares otherwise issuable upon vesting of the grant. F6 · balance_after: Includes 10,084 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited. F7 · balance_after: Includes 280,000 restricted stock units ("RSUs"), which will vest as follows, subject to continued employment through the vesting date: 250,000 vest in five semi-annual installments of 50,000 beginning on September 12, 2024 and 30,000 vest on March 12, 2027. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:30 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCommon Stock | 3,057 | $15.38 | $47,016.66 |
DisclosureSEC source: 0001415889-23-016474 · form4-12142023_041212.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,925 F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year. F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year. F2 · balance_after: Includes 5 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:30 UTC | RYTHM, Inc. AGFY · Entity 2092 | GrantRestricted Stock Unit · Derivative | 16,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-091489 · ownership.xml · derivative · entry 2 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,448 Underlying: Common Stock · 16,448 shares Expires not disclosed F4 · security: Grant of restricted stock units under the Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F5 · derivative.exercise_date: 100% of the restricted stock units will vest on November 28, 2024, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant the units, and subject to the reporting person's continuous service through such vesting date. F5 · derivative.expiration_date: 100% of the restricted stock units will vest on November 28, 2024, subject to obtaining shareholder approval for an increase in shares available under the Plan sufficient to grant the units, and subject to the reporting person's continuous service through such vesting date. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:30 UTC | RYTHM, Inc. AGFY · Entity 2092 | GrantRestricted Stock Unit · Derivative | 36,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-091489 · ownership.xml · derivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,461 Underlying: Common Stock · 36,461 shares Expires not disclosed F1 · security: Grant of restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan (the "Plan"). The restricted stock units were granted in lieu of cash compensation that would otherwise be owed to the reporting person. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: 100% of the restricted stock units will vest on the date when shareholder approval is obtained for an increase in shares available under the Plan sufficient to grant the units and to exempt awards to directors from the minimum vesting condition under the Plan, subject to the reporting person's continuous service through such vesting date. F3 · derivative.expiration_date: 100% of the restricted stock units will vest on the date when shareholder approval is obtained for an increase in shares available under the Plan sufficient to grant the units and to exempt awards to directors from the minimum vesting condition under the Plan, subject to the reporting person's continuous service through such vesting date. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 20:15 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 4,133 | $1.42 | $5,868.86 |
DisclosureSEC source: 0001493152-23-035030 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 781,545 F9 · shares: The reporting person previously elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program. The reporting person received a prorated number of shares representing compensation as a non-employee director prior to his appointment as Co-Chief Executive Officer of the issuer. F7 · balance_after: Includes 20,167 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited. F8 · balance_after: Includes 330,000 restricted stock units, which will vest as follows, subject to continued employment through the vesting date: 300,000 vest in six semi-annual installments of 50,000 beginning on March 12, 2024 and 30,000 vest on March 12, 2027. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 12:50 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001493152-23-032421 · ownership.xml · derivative · entry 3 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock, no par value · 450,000 shares Expires 2028-09-12 F8 · derivative.exercise_date: Options vest over 3.5 years as follows, subject to continued employment through the vesting date: 120,000 vested on September 12, 2023; 300,000 vest in six semi-annual installments of 50,000, beginning on March 12, 2024; and 30,000 vest on March 12, 2027. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 12:50 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | Tax withholdingCommon Stock, no par value | 51,613 | $1.64 | $84,645.32 |
DisclosureSEC source: 0001493152-23-032421 · ownership.xml · nonDerivative · entry 2 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 777,412 F7 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of RSUs by directing the issuer to withhold shares otherwise issuable upon vesting of the grant. F9 · balance_after: Includes 20,167 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited. F10 · balance_after: Includes 330,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: 300,000 vest in six semi-annual installments of 50,000 beginning on March 12, 2024 and 30,000 vest on March 12, 2027. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 12:50 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-032421 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 829,025 F6 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest over 3.5 years as follows, subject to continued employment through the vesting date: 120,000 vested on September 12, 2023; 300,000 vest in six semi-annual installments of 50,000, beginning on March 12, 2024; and 30,000 vest on March 12, 2027. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 21:51 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 2,808 | $2.67 | $7,497.36 |
DisclosureSEC source: 0001493152-23-023350 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,025 F8 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program. F6 · balance_after: Includes 20,167 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 14:00 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantStock Option (right to buy) · Derivative | 17,500 | $0.00 Strike: $3.28 | $0.00 |
DisclosureSEC source: 0001493152-23-011143 · ownership.xml · derivative · entry 3 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock, no par value · 17,500 shares Expires 2028-04-05 F7 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 14:00 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-011143 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,217 F8 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program. F6 · balance_after: Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:34 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 2,174 | $3.45 | $7,500.30 |
DisclosureSEC source: 0001493152-23-010838 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,717 F7 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program. F6 · balance_after: Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 21:08 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 2,976 | $2.52 | $7,499.52 |
DisclosureSEC source: 0001493152-23-000118 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,543 F8 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program. F7 · balance_after: Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited. Read SEC document |
| December 23, 2022 Filed Dec 29, 2022 02:45 UTC | Vivos Therapeutics, Inc. VVOS · Entity 8396 | GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.48 Strike: $0.48 | $14,400.00 |
DisclosureSEC source: 0001493152-22-036730 · ownership.xml · derivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,667 Underlying: Common Stock · 76,667 shares Expires 2027-12-23 F1 · derivative.exercise_date: 30,000 stock options granted on December 23, 2022. One-half vested immediately and one-eighth vests quarterly every three months through December 23, 2023. Read SEC document |
| December 20, 2022 Filed Feb 14, 2023 21:32 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GiftCommon Stock, no par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-004944 · ownership.xml · nonDerivative · entry 2 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,543 F7 · balance_after: Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited. F8 · balance_after: Total number of shares includes shares issued to the reporting person after the date of the gift. Read SEC document |
| December 19, 2022 Filed Feb 14, 2023 21:32 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GiftCommon Stock, no par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-004944 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,543 F7 · balance_after: Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited. F8 · balance_after: Total number of shares includes shares issued to the reporting person after the date of the gift. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 21:15 UTC | Consolidated Water Co. Ltd. CWCO · Entity 5519 | GrantCommon Stock | 3,952 | $11.58 | $45,764.16 |
DisclosureSEC source: 0001415889-22-012470 · form4-12132022_041238.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,863 F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year. F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year. F2 · balance_after: Includes 7 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 21:50 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | OtherCommon Stock, no par value | 40,333 | $2.78 | $112,125.74 |
DisclosureSEC source: 0001493152-22-031417 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,567 F7 · kind: Granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares will vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 10:08 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 2,032 | $3.69 | $7,498.08 |
DisclosureSEC source: 0001493152-22-027478 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,234 F7 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 13:20 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | OtherWarrant (right to buy) · Derivative | 16,667 | Not disclosed Strike: $9.80 | Not disclosed |
DisclosureSEC source: 0001493152-22-025685 · ownership.xml · derivative · entry 5 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Bridge Line Ventures Disclosed balance after: 0 Underlying: Common Stock, no par value · 16,667 shares Expires 2024-08-31 F8 · kind: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16. F8 · price: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16. F4 · derivative.exercise_date: Exercisable at any time on or prior to the expiration date at the holder's discretion at the adjusted exercise price of $9.80 per share, subject to adjustment provisions (including certain anti-dilution provisions). F2 · ownership.nature: These securities are owned by Bridge Line Ventures, LLC Series ST-1 ("Bridge Line Ventures"). The reporting person is the Chief Executive Officer and President of Bridge Line Advisors, LLC, the manager of Bridge Line Ventures. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 13:20 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | OtherWarrant (right to buy) · Derivative | 214,957 | Not disclosed Strike: $9.80 | Not disclosed |
DisclosureSEC source: 0001493152-22-025685 · ownership.xml · derivative · entry 4 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Bridge Line Ventures Disclosed balance after: 0 Underlying: Common Stock, no par value · 214,957 shares Expires 2024-06-30 F8 · kind: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16. F8 · price: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16. F4 · derivative.exercise_date: Exercisable at any time on or prior to the expiration date at the holder's discretion at the adjusted exercise price of $9.80 per share, subject to adjustment provisions (including certain anti-dilution provisions). F2 · ownership.nature: These securities are owned by Bridge Line Ventures, LLC Series ST-1 ("Bridge Line Ventures"). The reporting person is the Chief Executive Officer and President of Bridge Line Advisors, LLC, the manager of Bridge Line Ventures. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 13:20 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | OtherCommon Stock, no par value | 317,656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-025685 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Bridge Line Ventures Disclosed balance after: 0 F8 · kind: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16. F8 · price: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16. F2 · ownership.nature: These securities are owned by Bridge Line Ventures, LLC Series ST-1 ("Bridge Line Ventures"). The reporting person is the Chief Executive Officer and President of Bridge Line Advisors, LLC, the manager of Bridge Line Ventures. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:50 UTC | RYTHM, Inc. AGFY · Entity 2092 | GrantRestricted Stock Unit · Derivative | 53,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-040027 · ownership.xml · derivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,459 Underlying: Common Stock · 53,459 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: 100% of the restricted stock units will on July 14, 2023, subject to the reporting person's continuous service through such vesting date. F3 · derivative.expiration_date: 100% of the restricted stock units will on July 14, 2023, subject to the reporting person's continuous service through such vesting date. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 20:19 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 3,750 | $2.00 | $7,500.00 |
DisclosureSEC source: 0001493152-22-018533 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,202 F8 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:25 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 285 | $12.85 | $3,662.25 |
DisclosureSEC source: 0001493152-22-009011 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,452 F8 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 20:47 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantStock Option (right to buy) · Derivative | 17,500 | $0.00 Strike: $12.34 | $0.00 |
DisclosureSEC source: 0001493152-22-006767 · ownership.xml · derivative · entry 4 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock, no par value · 17,500 shares Expires 2027-03-11 F7 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 20:47 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | GrantCommon Stock, no par value | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-006767 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,167 F8 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program. Read SEC document |
| February 14, 2022 Filed Feb 14, 2022 20:08 UTC | SKYX Platforms Corp. SKYX · Entity 6432 | OtherCommon Stock, no par value | 86,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-004414 · ownership.xml · nonDerivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Bridge Line Ventures Disclosed balance after: 317,656 F7 · kind: The shares were issued pursuant to anti-dilution provisions set forth in the terms of the stock purchase agreements entered into between the issuer and Bridge Line Ventures between February 2021 and August 2021. F7 · shares: The shares were issued pursuant to anti-dilution provisions set forth in the terms of the stock purchase agreements entered into between the issuer and Bridge Line Ventures between February 2021 and August 2021. F7 · price: The shares were issued pursuant to anti-dilution provisions set forth in the terms of the stock purchase agreements entered into between the issuer and Bridge Line Ventures between February 2021 and August 2021. F2 · ownership.nature: These securities are owned by Bridge Line Ventures, LLC Series ST-1 ("Bridge Line Ventures"). The reporting person is the Chief Executive Officer and President of Bridge Line Advisors, LLC, the manager of Bridge Line Ventures. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.