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Nasdaq · USD

SKYX

SKYX Platforms Corp.

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Tapewire entity
6432
SEC CIK
0001598981
Parsed reports
150

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Sep 30, 2026 20:15 UTC Tax withholdingCommon Stock, no par value 5,930 $1.15 $6,819.50
Disclosure

SEC source: 0001493152-26-045110 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,874

F1 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F5 · balance_after: Includes 80,000 RSUs, which vest in equal quarterly installments of 20,000 beginning December 31, 2026, subject to continued employment through the vesting date.

Read SEC document
September 12, 2026 Filed Sep 14, 2026 20:15 UTC
SOKOLOW LEONARD JDirector · Chief Executive Officer
Tax withholdingCommon Stock, no par value 19,673 $1.35 $26,558.55
Disclosure

SEC source: 0001493152-26-042580 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 931,149

F9 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F10 · balance_after: Includes 167,500 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 30,000 RSUs, which will vest on March 12, 2027; (ii) 100,000 RSUs, which will vest in two equal annual installments beginning on January 1, 2027; and (iii) 37,500 RSUs, which will vest in three equal annual installments beginning on June 1, 2027.

Read SEC document
August 04, 2026 Filed Aug 4, 2026 21:15 UTC
BARRON PATRICIA ANNChief Operations Officer
Tax withholdingCommon Stock, no par value 8,410 $1.11 $9,335.10
Disclosure

SEC source: 0001493152-26-036023 · ownership.xml · nonDerivative · entry 1

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,911

F1 · shares: The reporting person has elected to satisfy her tax withholding obligation in connection with the vesting of restricted stock units by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

Read SEC document
July 02, 2026 Filed Jul 13, 2026 20:59 UTC
Shiff DovDirector · 10% owner
OtherCommon Stock, no par value 235,712 $1.04 $245,140.48
Disclosure

SEC source: 0001493152-26-033057 · ownership.xml · nonDerivative · entry 2

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By DZDLUX s.a.r.l.

Disclosed balance after: 13,510,330

F5 · kind: Represents an internal transfer of shares between entities controlled by the reporting person.

F2 · ownership.nature: These securities are owned by DZDLUX s.a.r.l., of which the reporting person is a controlling person.

Read SEC document
July 02, 2026 Filed Jul 13, 2026 20:59 UTC
Shiff DovDirector · 10% owner
OtherCommon Stock, no par value 235,712 $1.04 $245,140.48
Disclosure

SEC source: 0001493152-26-033057 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Shiff Group Assets

Disclosed balance after: 0

F5 · kind: Represents an internal transfer of shares between entities controlled by the reporting person.

F3 · ownership.nature: These securities are owned by Shiff Group Assets Ltd., of which the reporting person is a controlling person.

Read SEC document
June 30, 2026 Filed Jun 30, 2026 21:00 UTC Tax withholdingCommon Stock, no par value 5,930 $1.03 $6,107.90
Disclosure

SEC source: 0001493152-26-031306 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,804

F1 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F5 · balance_after: Includes 100,000 RSUs, which vest in equal quarterly installments of 20,000 beginning September 30, 2026, subject to continued employment through the vesting date.

Read SEC document
June 14, 2026 Filed Jun 17, 2026 23:35 UTC
SOKOLOW LEONARD JDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001493152-26-029139 · ownership.xml · derivative · entry 3

SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, no par value · 50,000 shares

Expires 2031-06-14

F11 · derivative.exercise_date: Options vest in four equal installments of 12,500 on June 14, 2026, June 1, 2027, June 1, 2028 and June 1, 2029, subject to continued employment through the vesting date.

Read SEC document
June 14, 2026 Filed Jun 17, 2026 23:35 UTC
SOKOLOW LEONARD JDirector · Chief Executive Officer
Tax withholdingCommon Stock, no par value 4,919 $1.06 $5,214.14
Disclosure

SEC source: 0001493152-26-029139 · ownership.xml · nonDerivative · entry 2

SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,822

F9 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of RSUs by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F10 · balance_after: Includes 217,500 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 80,000 RSUs, which will vest in one installment of 50,000 on September 12, 2026 and one installment of 30,000 on March 12, 2027; (ii) 100,000 RSUs, which will vest in two equal annual installments beginning on January 1, 2027; and (iii) 37,500 RSUs, which will vest in three equal annual installments beginning on June 1, 2027.

Read SEC document
June 14, 2026 Filed Jun 17, 2026 23:35 UTC
SOKOLOW LEONARD JDirector · Chief Executive Officer
GrantCommon Stock, no par value 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029139 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 955,741

F8 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in four equal installments of 12,500 on June 14, 2026, June 1, 2027, June 1, 2028 and June 1, 2029, subject to continued employment through the vesting date.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 21:05 UTC
Shiff DovDirector · 10% owner
GiftCommon Stock, no par value 80,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-028502 · ownership.xml · nonDerivative · entry 2

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 120,000

Read SEC document
June 10, 2026 Filed Jun 12, 2026 21:05 UTC
Shiff DovDirector · 10% owner
GiftCommon Stock, no par value 80,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-028502 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,432,952

Read SEC document
March 31, 2026 Filed Apr 2, 2026 17:00 UTC GrantStock Option (right to buy) · Derivative 16,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001493152-26-014954 · ownership.xml · derivative · entry 2

Greenstein Brayer Efrat L · CIK 0001909815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock, no par value · 16,000 shares

Expires 2031-03-31

F2 · derivative.exercise_date: Options vest in twelve equal monthly installments, on the last day of each month, beginning on April 30, 2026. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 17:00 UTC GrantCommon Stock, no par value 16,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-014954 · ownership.xml · nonDerivative · entry 1

Greenstein Brayer Efrat L · CIK 0001909815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,000

F1 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 17:00 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001493152-26-014950 · ownership.xml · derivative · entry 2

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, no par value · 5,000 shares

Expires 2031-03-31

F2 · derivative.exercise_date: Options vest in twelve equal monthly installments, on the last day of each month, beginning on April 30, 2026. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 17:00 UTC GrantCommon Stock, no par value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-014950 · ownership.xml · nonDerivative · entry 1

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,068,193

F1 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:00 UTC Tax withholdingCommon Stock, no par value 5,930 $1.12 $6,641.60
Disclosure

SEC source: 0001493152-26-014949 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,734

F1 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F5 · balance_after: Includes 120,000 RSUs, which vest in equal quarterly installments of 20,000 beginning June 30, 2026, subject to continued employment through the vesting date.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:00 UTC
Shiff DovDirector · 10% owner
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001493152-26-014953 · ownership.xml · derivative · entry 6

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, no par value · 5,000 shares

Expires 2031-03-31

F5 · derivative.exercise_date: Options vest in twelve equal monthly installments, on the last day of each month, beginning on April 30, 2026. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:00 UTC
Shiff DovDirector · 10% owner
GrantCommon Stock, no par value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-014953 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,512,952

F4 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:00 UTC GrantStock Option (right to buy) · Derivative 18,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001493152-26-014952 · ownership.xml · derivative · entry 2

Golden Gary N · CIK 0001909806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock, no par value · 18,000 shares

Expires 2031-03-31

F2 · derivative.exercise_date: Options vest in twelve equal monthly installments, on the last day of each month, beginning on April 30, 2026. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:00 UTC GrantCommon Stock, no par value 18,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-014952 · ownership.xml · nonDerivative · entry 1

Golden Gary N · CIK 0001909806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,000

F1 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:00 UTC GrantStock Option (right to buy) · Derivative 26,500 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001493152-26-014948 · ownership.xml · derivative · entry 2

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock, no par value · 26,500 shares

Expires 2031-03-31

F2 · derivative.exercise_date: Options vest in twelve equal monthly installments, on the last day of each month, beginning on April 30, 2026. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:00 UTC GrantCommon Stock, no par value 26,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-014948 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,770

F1 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

Read SEC document
March 12, 2026 Filed Mar 12, 2026 20:15 UTC
SOKOLOW LEONARD JDirector · Chief Executive Officer
Tax withholdingCommon Stock, no par value 20,874 $1.91 $39,869.34
Disclosure

SEC source: 0001493152-26-009860 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905,743

F8 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F9 · balance_after: Includes 180,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 80,000 RSUs, which will vest in one installment of 50,000 on September 12, 2026 and one installment of 30,000 on March 12, 2027, and (ii) 100,000 RSUs, which will vest in two equal annual installments beginning on January 1, 2027.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 22:00 UTC
SOKOLOW LEONARD JDirector · Chief Executive Officer
Tax withholdingCommon Stock, no par value 22,324 $2.17 $48,443.08
Disclosure

SEC source: 0001493152-26-000159 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 926,617

F8 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F9 · balance_after: Includes 230,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 130,000 RSUs, which will vest in two semi-annual installments of 50,000 beginning on March 12, 2026 and one installment of 30,000 on March 12, 2027, and (ii) 100,000 RSUs, which will vest in two equal annual installments beginning on January 1, 2027.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:00 UTC Tax withholdingCommon Stock, no par value 14,825 $2.17 $32,170.25
Disclosure

SEC source: 0001493152-26-000414 · ownership.xml · nonDerivative · entry 2

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,664

F1 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F5 · balance_after: Includes 140,000 RSUs, which vest in equal quarterly installments of 20,000 beginning March 31, 2026, subject to continued employment through the vesting date.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 17:00 UTC GrantCommon Stock, no par value 14,423 $2.08 $29,999.84
Disclosure

SEC source: 0001493152-26-000160 · ownership.xml · nonDerivative · entry 1

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,063,193

F1 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 22:00 UTC Tax withholdingCommon Stock, no par value 5,929 $2.08 $12,332.32
Disclosure

SEC source: 0001493152-26-000414 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,489

F1 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 22:00 UTC
Shiff DovDirector · 10% owner
ConversionSubordinated Convertible Promissory Note · Derivative Not disclosed $0.00 Strike: $2.20 $835,900.00
Disclosure

SEC source: 0001493152-26-000411 · ownership.xml · derivative · entry 8

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SGI

Disclosed balance after: 0

Underlying: Common Stock, no par value · 379,955 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: On December 31, 2025, SGI elected to convert the principal amount of the subordinated convertible promissory note, plus all accrued interest, into shares of common stock.

F8 · reported_value: Represents the outstanding principal amount of the subordinated convertible promissory note that was converted into shares of common stock, plus accrued interest that was paid in shares of common stock.

F5 · derivative.exercise_date: Prior to the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share. Following the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $2.20 per share.

F7 · derivative.underlying_shares: On December 31, 2025, SGI elected to convert the principal amount of the subordinated convertible promissory note, plus all accrued interest, into shares of common stock.

F1 · ownership.nature: These securities are owned by Shiff Group Investments Ltd. ("SGI"), of which the reporting person is an owner and the President and Chief Executive Officer.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 22:00 UTC
Shiff DovDirector · 10% owner
ConversionCommon Stock, no par value 379,955 $2.20 $835,901.00
Disclosure

SEC source: 0001493152-26-000411 · ownership.xml · nonDerivative · entry 2

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SGI

Disclosed balance after: 379,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: On December 31, 2025, SGI elected to convert the principal amount of the subordinated convertible promissory note, plus all accrued interest, into shares of common stock.

F1 · ownership.nature: These securities are owned by Shiff Group Investments Ltd. ("SGI"), of which the reporting person is an owner and the President and Chief Executive Officer.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 22:00 UTC
Shiff DovDirector · 10% owner
GrantCommon Stock, no par value 14,423 $2.08 $29,999.84
Disclosure

SEC source: 0001493152-26-000411 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,507,952

F10 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
December 30, 2025 Filed Jan 5, 2026 22:00 UTC
Shiff DovDirector · 10% owner
GrantSubordinated Convertible Promissory Note · Derivative Not disclosed $0.00 Strike: $2.20 $600,000.00
Disclosure

SEC source: 0001493152-26-000411 · ownership.xml · derivative · entry 7

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SGI

Disclosed balance after: Not disclosed

Underlying: Common Stock, no par value · Not disclosed shares

Expires 2027-05-01

F4 · kind: On December 30, 2025, the issuer and SGI entered into an amendment to the 6.0% subordinated convertible promissory note (the "Amendment") in order to, among other things, extend the maturity date of the note to May 1, 2027, increase the interest rate from 6.0% per annum to 10.0% per annum, effective as of January 1, 2024, and change the common stock conversion price from $15.00 per share to $2.20 per share. The Amendment is effective as of the original maturity date of the note and resulted in the cancellation of the "old" convertible note and the acquisition of a "new" convertible note. The issuer's Board of Directors approved the Amendment.

F6 · reported_value: Represents the principal amount of the subordinated convertible promissory note and excludes interest that may have accrued. Beginning January 1, 2024, the note accrued interest at a rate of 10.0% per annum, which was payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

F5 · derivative.exercise_date: Prior to the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share. Following the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $2.20 per share.

F6 · underlyingValue: Represents the principal amount of the subordinated convertible promissory note and excludes interest that may have accrued. Beginning January 1, 2024, the note accrued interest at a rate of 10.0% per annum, which was payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

F6 · valueOwnedAfter: Represents the principal amount of the subordinated convertible promissory note and excludes interest that may have accrued. Beginning January 1, 2024, the note accrued interest at a rate of 10.0% per annum, which was payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

F1 · ownership.nature: These securities are owned by Shiff Group Investments Ltd. ("SGI"), of which the reporting person is an owner and the President and Chief Executive Officer.

Read SEC document
December 30, 2025 Filed Jan 5, 2026 22:00 UTC
Shiff DovDirector · 10% owner
Disposition to issuer6.0% Subordinated Convertible Promissory Note · Derivative Not disclosed $0.00 Strike: $15.00 $600,000.00
Disclosure

SEC source: 0001493152-26-000411 · ownership.xml · derivative · entry 6

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SGI

Disclosed balance after: Not disclosed

Underlying: Common Stock, no par value · Not disclosed shares

Expires 2023-11-03

F4 · kind: On December 30, 2025, the issuer and SGI entered into an amendment to the 6.0% subordinated convertible promissory note (the "Amendment") in order to, among other things, extend the maturity date of the note to May 1, 2027, increase the interest rate from 6.0% per annum to 10.0% per annum, effective as of January 1, 2024, and change the common stock conversion price from $15.00 per share to $2.20 per share. The Amendment is effective as of the original maturity date of the note and resulted in the cancellation of the "old" convertible note and the acquisition of a "new" convertible note. The issuer's Board of Directors approved the Amendment.

F6 · reported_value: Represents the principal amount of the subordinated convertible promissory note and excludes interest that may have accrued. Beginning January 1, 2024, the note accrued interest at a rate of 10.0% per annum, which was payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

F5 · derivative.exercise_date: Prior to the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share. Following the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $2.20 per share.

F6 · underlyingValue: Represents the principal amount of the subordinated convertible promissory note and excludes interest that may have accrued. Beginning January 1, 2024, the note accrued interest at a rate of 10.0% per annum, which was payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

F1 · ownership.nature: These securities are owned by Shiff Group Investments Ltd. ("SGI"), of which the reporting person is an owner and the President and Chief Executive Officer.

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December 15, 2025 Filed Dec 17, 2025 22:05 UTC
SOKOLOW LEONARD JDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001493152-25-028199 · ownership.xml · derivative · entry 2

SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock, no par value · 150,000 shares

Expires 2030-12-15

F8 · derivative.exercise_date: Options vest in three equal annual installments of 50,000 beginning on January 1, 2026, subject to continued employment through the vesting date.

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December 15, 2025 Filed Dec 17, 2025 22:05 UTC
SOKOLOW LEONARD JDirector · Chief Executive Officer
GrantCommon Stock, no par value 150,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-028199 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948,941

F6 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments of 50,000 beginning on January 1, 2026, subject to continued employment through the vesting date.

F7 · balance_after: Includes 280,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 130,000 RSUs, which will vest in two semi-annual installments of 50,000 beginning on March 12, 2026 and one installment of 30,000 on March 12, 2027, and (ii) 150,000 RSUs, which will vest in three equal annual installments beginning on January 1, 2026.

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December 08, 2025 Filed Dec 12, 2025 21:15 UTC
Kohen Ran RolandDirector · Executive Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 1,500,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001493152-25-027487 · ownership.xml · derivative · entry 4

Kohen Ran Roland · CIK 0001634483 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock, no par value · 1,500,000 shares

Expires 2030-12-08

F2 · derivative.exercise_date: Options vest in six equal quarterly installments of 250,000 beginning on December 31, 2025, subject to continued employment through the vesting date.

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November 14, 2025 Filed Nov 18, 2025 22:15 UTC
SOKOLOW LEONARD JDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001493152-25-024096 · ownership.xml · derivative · entry 3

SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 150,000 shares

Expires 2025-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 22:15 UTC
SOKOLOW LEONARD JDirector · Chief Executive Officer
Tax withholdingCommon Stock, no par value 50,279 $1.79 $89,999.41
Disclosure

SEC source: 0001493152-25-024096 · ownership.xml · nonDerivative · entry 2

SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 798,941

F6 · shares: Reflects shares surrendered in connection with the exercise of stock options.

F7 · balance_after: Includes 130,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: 100,000 in two semi-annual installments of 50,000 beginning on March 12, 2026 and 30,000 on March 12, 2027.

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November 14, 2025 Filed Nov 18, 2025 22:15 UTC
SOKOLOW LEONARD JDirector · Chief Executive Officer
Exercise / conversionCommon Stock, no par value 150,000 $0.60 $90,000.00
Disclosure

SEC source: 0001493152-25-024096 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 849,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 22:15 UTC
BARRON PATRICIA ANNChief Operations Officer
Exercise / conversionStock Option (right to buy) · Derivative 83,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001493152-25-024095 · ownership.xml · derivative · entry 5

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 83,000 shares

Expires 2025-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: The remaining unexercised options expired on November 15, 2025.

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November 14, 2025 Filed Nov 18, 2025 22:15 UTC
BARRON PATRICIA ANNChief Operations Officer
Exercise / conversionStock Option (right to buy) · Derivative 165,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001493152-25-024095 · ownership.xml · derivative · entry 4

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 165,000 shares

Expires 2025-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: The remaining unexercised options expired on November 15, 2025.

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November 14, 2025 Filed Nov 18, 2025 22:15 UTC
BARRON PATRICIA ANNChief Operations Officer
Tax withholdingCommon Stock, no par value 110,949 $1.79 $198,598.71
Disclosure

SEC source: 0001493152-25-024095 · ownership.xml · nonDerivative · entry 3

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,321

F5 · shares: Reflects shares surrendered in connection with the exercise of stock options.

F1 · balance_after: Includes 25,000 RSUs, which will vest on August 4, 2026.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 22:15 UTC
BARRON PATRICIA ANNChief Operations Officer
Exercise / conversionCommon Stock, no par value 83,000 $1.20 $99,600.00
Disclosure

SEC source: 0001493152-25-024095 · ownership.xml · nonDerivative · entry 2

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 22:15 UTC
BARRON PATRICIA ANNChief Operations Officer
Exercise / conversionCommon Stock, no par value 165,000 $0.60 $99,000.00
Disclosure

SEC source: 0001493152-25-024095 · ownership.xml · nonDerivative · entry 1

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 20:15 UTC Tax withholdingCommon Stock, no par value 5,930 $1.12 $6,641.60
Disclosure

SEC source: 0001493152-25-016537 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,418

F1 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F6 · balance_after: Includes 210,000 RSUs, which vest as follows, subject to continued employment through the vesting date: (i) 160,000 vest in equal quarterly installments of 20,000 beginning December 31, 2025, and (ii) 50,000 vest on January 1, 2026.

Read SEC document
September 12, 2025 Filed Sep 12, 2025 22:46 UTC
SOKOLOW LEONARD JDirector · Co-Chief Executive Officer
Tax withholdingCommon Stock, no par value 19,675 $1.18 $23,216.50
Disclosure

SEC source: 0001493152-25-013306 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,220

F6 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F7 · balance_after: Includes 130,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: 100,000 in two semi-annual installments of 50,000 beginning on March 12, 2026 and 30,000 on March 12, 2027.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 21:00 UTC
BARRON PATRICIA ANNChief Operations Officer
GrantStock Option (right to buy) · Derivative 500,000 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001641172-25-024650 · ownership.xml · derivative · entry 2

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock, no par value · 500,000 shares

Expires 2030-08-15

F2 · derivative.exercise_date: Options vest in four equal annual installments, beginning on August 15, 2025, the date of grant, subject to continued employment through the vesting date.

Read SEC document
August 04, 2025 Filed Aug 4, 2025 21:23 UTC
BARRON PATRICIA ANNChief Operations Officer
Tax withholdingCommon Stock, no par value 8,786 $1.02 $8,961.72
Disclosure

SEC source: 0001641172-25-022079 · ownership.xml · nonDerivative · entry 1

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,270

F1 · shares: The reporting person has elected to satisfy her tax withholding obligation in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F2 · balance_after: Includes 25,000 RSUs, which will vest on August 4, 2026.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:45 UTC Tax withholdingCommon Stock, no par value 5,928 $1.20 $7,113.60
Disclosure

SEC source: 0001641172-25-017375 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,348

F1 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F6 · balance_after: Includes 230,000 RSUs, which vest as follows, subject to continued employment through the vesting date: (i) 180,000 vest in equal quarterly installments of 20,000 beginning September 30, 2025, and (ii) 50,000 vest on January 1, 2026.

Read SEC document
April 05, 2025 Filed Apr 7, 2025 18:10 UTC
BOISSEAU MARC ANDREChief Financial Officer
Tax withholdingCommon Stock, no par value 16,921 $1.02 $17,259.42
Disclosure

SEC source: 0001641172-25-003055 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,607

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of restricted stock units by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

Read SEC document
March 31, 2025 Filed Mar 31, 2025 21:26 UTC Tax withholdingCommon Stock, no par value 5,928 $1.16 $6,876.48
Disclosure

SEC source: 0001641172-25-001884 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 496,276

F1 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F6 · balance_after: Includes 250,000 RSUs, which vest as follows, subject to continued employment through the vesting date: (i) 200,000 vest in equal quarterly installments of 20,000 beginning June 30, 2025, and (ii) 50,000 vest on January 1, 2026.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.