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Nasdaq · USD

VVOS

Vivos Therapeutics, Inc.

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Tapewire entity
8396
SEC CIK
0001716166
Parsed reports
55

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2026 Filed Aug 26, 2026 20:10 UTC
Amman Bradford K.Principal Accounting Officer
GrantStock Option (Right to Buy) · Derivative 150,000 $0.41 Strike: $0.41 $61,500.00
Disclosure

SEC source: 0001493152-26-040238 · ownership.xml · derivative · entry 2

Amman Bradford K. · CIK 0001425339 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,533

Underlying: Common Stock · 150,000 shares

Expires 2036-07-31

F1 · derivative.exercise_date: On July 31, 2026 (the "Grant Date"), the Reporting Person received a grant of 150,000 stock options, which grant was made under the Issuer's 2024 Omnibus Equity Incentive Plan. Stock options shall vest and become exercisable at the rate of 25,000 shares per month from November 1, 2026 through April 1, 2026.

Read SEC document
July 31, 2026 Filed Aug 26, 2026 20:10 UTC
Amman Bradford K.Principal Accounting Officer
GrantCommon Stock 250,000 $0.41 $102,500.00
Disclosure

SEC source: 0001493152-26-040238 · ownership.xml · nonDerivative · entry 1

Amman Bradford K. · CIK 0001425339 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,080

Read SEC document
June 30, 2026 Filed Sep 18, 2026 21:04 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
OtherWarrant (Right to Buy) · Derivative 85,910 $0.58 Strike: $0.46 $49,999.62
Disclosure

SEC source: 0001493152-26-043383 · ownership.xml · derivative · entry 4

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 85,910

Underlying: Common Stock · 85,910 shares

Expires 2031-06-30

F2 · ownership.nature: On June 30, 2026, the Reporting Person participated in the PIPE Offering indirectly through V-Co Investors 4 LLC ("V-Co 4"), in which he acquired a membership interest. His indirect interest in V-Co 4 represents approximately $50,000 of the aggregate purchase price paid by V-Co 4, corresponding to 85,910 shares of Series A Convertible Preferred Stock and Warrants to purchase 85,910 shares of Common Stock purchased of record by V-Co 4. The securities reported are held of record by V-Co 4. The Preferred Stock is convertible at any time at the holder's election, subject to a beneficial ownership limitation, and has no expiration date. The warrants are exercisable at $0.456 per share through June 30, 2031. The $0.582 price reported is the per-unit price in the PIPE Offering. The Reporting Person disclaims beneficial ownership of the securities held by V-Co 4 except to the extent of his pecuniary interest therein.

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June 30, 2026 Filed Sep 18, 2026 21:04 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
OtherPreferred Stock 85,910 $0.58 $49,999.62
Disclosure

SEC source: 0001493152-26-043383 · ownership.xml · nonDerivative · entry 3

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 85,910

F2 · ownership.nature: On June 30, 2026, the Reporting Person participated in the PIPE Offering indirectly through V-Co Investors 4 LLC ("V-Co 4"), in which he acquired a membership interest. His indirect interest in V-Co 4 represents approximately $50,000 of the aggregate purchase price paid by V-Co 4, corresponding to 85,910 shares of Series A Convertible Preferred Stock and Warrants to purchase 85,910 shares of Common Stock purchased of record by V-Co 4. The securities reported are held of record by V-Co 4. The Preferred Stock is convertible at any time at the holder's election, subject to a beneficial ownership limitation, and has no expiration date. The warrants are exercisable at $0.456 per share through June 30, 2031. The $0.582 price reported is the per-unit price in the PIPE Offering. The Reporting Person disclaims beneficial ownership of the securities held by V-Co 4 except to the extent of his pecuniary interest therein.

Read SEC document
June 30, 2026 Filed Jul 15, 2026 20:23 UTC PurchaseCommon Stock Purchase Warrant · Derivative 2,749,330 $0.58 Strike: $0.46 $1,600,110.06
Disclosure

SEC source: 0001193125-26-304815 · ownership.xml · derivative · entry 3

Skaff Michael C · CIK 0002074003 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By V-Co Investors 4 LLC

Disclosed balance after: 2,749,330

Underlying: Common Stock · 2,749,330 shares

Expires 2031-06-30

F2 · ownership.nature: Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 4 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 30, 2026 Filed Jul 15, 2026 20:23 UTC PurchaseSeries A Convertible Preferred Stock · Derivative 1,890,164 $0.58 Strike: $0.46 $1,100,075.45
Disclosure

SEC source: 0001193125-26-304815 · ownership.xml · derivative · entry 2

Skaff Michael C · CIK 0002074003 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By V-Co Investors 4 LLC

Disclosed balance after: 2,749,330

Underlying: Common Stock · 1,890,164 shares

Expires not disclosed

F3 · shares: On June 30, 2026, V-Co Investors 4 LLC converted a bridge promissory note in the amount of $1,000,000 entered into between the reporting person and the Issuer into shares of the Issuer's Series A Convertible Preferred Stock, based on $0.456 per share plus $0.125 per share in accordance with the Nasdaq minimum price rules.

F1 · derivative.exercise_date: The convertible preferred stock is convertible at any time, at the holder's election, subject to a beneficial ownership limitation, and has no expiration date.

F1 · derivative.expiration_date: The convertible preferred stock is convertible at any time, at the holder's election, subject to a beneficial ownership limitation, and has no expiration date.

F2 · ownership.nature: Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 4 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 30, 2026 Filed Jul 15, 2026 20:23 UTC PurchaseSeries A Convertible Preferred Stock · Derivative 859,166 $0.58 Strike: $0.46 $500,034.61
Disclosure

SEC source: 0001193125-26-304815 · ownership.xml · derivative · entry 1

Skaff Michael C · CIK 0002074003 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By V-Co Investors 4 LLC

Disclosed balance after: 859,166

Underlying: Common Stock · 859,166 shares

Expires not disclosed

F1 · derivative.exercise_date: The convertible preferred stock is convertible at any time, at the holder's election, subject to a beneficial ownership limitation, and has no expiration date.

F1 · derivative.expiration_date: The convertible preferred stock is convertible at any time, at the holder's election, subject to a beneficial ownership limitation, and has no expiration date.

F2 · ownership.nature: Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 4 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 23:34 UTC PurchaseSeries B Common Stock Warrant · Derivative 1,783,582 $1.34 Strike: $1.09 $2,389,999.88
Disclosure

SEC source: 0002074003-26-000008 · ownership.xml · derivative · entry 5

Skaff Michael C · CIK 0002074003 · 10% owner

V-Co Investors 3 LLC · CIK 0002114460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By V-Co Investors 3 LLC

Disclosed balance after: 1,783,582

Underlying: Common Stock · 1,783,582 shares

Expires 2031-03-31

F2 · ownership.nature: Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 3 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 23:34 UTC PurchaseSeries A Common Stock Warrant · Derivative 1,783,582 $1.34 Strike: $1.09 $2,389,999.88
Disclosure

SEC source: 0002074003-26-000008 · ownership.xml · derivative · entry 4

Skaff Michael C · CIK 0002074003 · 10% owner

V-Co Investors 3 LLC · CIK 0002114460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By V-CO Investors 3 LLC

Disclosed balance after: 1,783,582

Underlying: Common Stock · 1,783,582 shares

Expires 2028-03-31

F2 · ownership.nature: Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 3 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 23:34 UTC PurchasePre-Funded Warrant · Derivative 429,957 $1.34 Strike: $0.00 $576,142.38
Disclosure

SEC source: 0002074003-26-000008 · ownership.xml · derivative · entry 3

Skaff Michael C · CIK 0002074003 · 10% owner

V-Co Investors 3 LLC · CIK 0002114460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By V-CO Investors 3 LLC

Disclosed balance after: 429,957

Underlying: Common Stock · 429,957 shares

Expires not disclosed

F3 · derivative.expiration_date: The Pre-Funded Warrant has a term ending on the complete exercise of the Pre-Funded Warrant.

F2 · ownership.nature: Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 3 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 23:34 UTC PurchaseCommon Stock 308,848 $1.34 $413,856.32
Disclosure

SEC source: 0002074003-26-000008 · ownership.xml · nonDerivative · entry 2

Skaff Michael C · CIK 0002074003 · 10% owner

V-Co Investors 3 LLC · CIK 0002114460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By V-CO Investors 3 LLC

Disclosed balance after: 1,353,625

F2 · ownership.nature: Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 3 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 23:34 UTC PurchaseCommon Stock 1,044,777 $1.34 $1,400,001.18
Disclosure

SEC source: 0002074003-26-000008 · ownership.xml · nonDerivative · entry 1

Skaff Michael C · CIK 0002074003 · 10% owner

V-Co Investors 3 LLC · CIK 0002114460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By V-CO Investors 3 LLC

Disclosed balance after: 1,044,777

F1 · shares: On March 31, 2026, V-Co Investors 3, LLC converted a bridge promissory note in the amount of $1,400,000 entered into between the reporting person and the Issuer into shares of the Issuer's common stock, based on $1.09 per share of Common Stock plus $0.25 per share in accordance with the Nasdaq minimum price rules.

F2 · ownership.nature: Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 3 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:43 UTC
Amman Bradford K.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 149,533 $2.64 Strike: $2.64 $394,767.12
Disclosure

SEC source: 0001493152-24-048023 · ownership.xml · derivative · entry 2

Amman Bradford K. · CIK 0001425339 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,533

Underlying: Common Stock · 149,533 shares

Expires 2034-09-07

F1 · derivative.exercise_date: On September 7, 2024 (the "Grant Date"), the Reporting Person received a grant of 180,533 stock options, which grant was made under but subject to stockholder approval of the Issuer's 2024 Omnibus Equity Incentive Plan and such grant at the Issuer's 2024 Annual Meeting. Such meeting was held, and such stockholder approval was obtained, on November 26, 2024. Stock options shall vest and become exercisable in three installments subject to achievement of the following three performance metrics: (1) quarter over quarter revenue growth of at least 15% over the same prior year quarter, (2) total stockholder return from date of grant, and (3) positive cash flow for two consecutive quarters.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:47 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 315,421 $2.64 Strike: $2.64 $832,711.44
Disclosure

SEC source: 0001493152-24-048026 · ownership.xml · derivative · entry 3

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,755

Underlying: Common Stock · 315,421 shares

Expires 2034-09-07

F2 · derivative.exercise_date: On September 7, 2024 (the "Grant Date"), the Reporting Person received a grant of 315,421 stock options, which grant was made under but subject to stockholder approval of the Issuer's 2024 Omnibus Equity Incentive Plan and such grant at the Issuer's 2024 Annual Meeting. Such meeting was held, and such stockholder approval was obtained, on November 26, 2024. One-third shall vest and become exercisable in three installments on each of the first, second and third anniversaries of the date of grant through September 7, 2027.

Read SEC document
June 20, 2024 Filed Jun 29, 2024 00:53 UTC GrantStock Option (Right to Buy) · Derivative 4,000 $2.38 Strike: $2.38 $9,520.00
Disclosure

SEC source: 0001493152-24-025691 · ownership.xml · derivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,467

Underlying: Common Stock · 4,000 shares

Expires 2029-06-20

F1 · derivative.exercise_date: On June 20, 2024, the Reporting Person received a grant of 4,000 stock options from the Issuer. One-half vested immediately, one-fourth will vest on September 30, 2024 and one-fourth will vest on December 31, 2024.

Read SEC document
June 20, 2024 Filed Jun 28, 2024 20:53 UTC GrantStock Option (Right to Buy) · Derivative 4,000 $2.38 Strike: $2.38 $9,520.00
Disclosure

SEC source: 0001493152-24-025692 · ownership.xml · derivative · entry 1

Thompson Matthew · CIK 0001740988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,067

Underlying: Common Stock · 4,000 shares

Expires 2029-06-20

F1 · derivative.exercise_date: On June 20, 2024, the Reporting Person received a grant of 4,000 stock options from the Issuer. One-half vested immediately, one-fourth will vest on September 30, 2024 and one-fourth will vest on December 31, 2024.

Read SEC document
June 20, 2024 Filed Jun 29, 2024 00:53 UTC
Amman Bradford K.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 15,000 $2.38 Strike: $2.38 $35,700.00
Disclosure

SEC source: 0001493152-24-025686 · ownership.xml · derivative · entry 2

Amman Bradford K. · CIK 0001425339 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,667

Underlying: Common Stock · 15,000 shares

Expires 2029-06-20

F1 · derivative.exercise_date: On June 20, 2024 (the "Grant Date"), the Reporting Person received a grant of 15,000 stock options from the Issuer. One-fifth vested immediately and one-fifth will vest annually on each anniversary of the Grant Date through June 20, 2028.

Read SEC document
June 20, 2024 Filed Jun 28, 2024 20:53 UTC GrantStock Option (Right to Buy) · Derivative 4,000 $2.38 Strike: $2.38 $9,520.00
Disclosure

SEC source: 0001493152-24-025689 · ownership.xml · derivative · entry 1

Krammer Anja B · CIK 0001418077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,067

Underlying: Common Stock · 4,000 shares

Expires 2029-06-20

F1 · derivative.exercise_date: On June 20, 2024, the Reporting Person received a grant of 4,000 stock options from the Issuer. One-half vested immediately, one-fourth will vest on September 30, 2024 and one-fourth will vest on December 31, 2024.

Read SEC document
June 20, 2024 Filed Jun 29, 2024 00:53 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 20,000 $2.38 Strike: $2.38 $47,600.00
Disclosure

SEC source: 0001493152-24-025688 · ownership.xml · derivative · entry 3

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,334

Underlying: Common Stock · 20,000 shares

Expires 2029-06-20

F2 · derivative.exercise_date: On June 20, 2024 (the "Grant Date"), the Reporting Person received a grant of 20,000 stock options from the Issuer. One-fifth vested immediately and one-fifth will vest annually on each anniversary of the Grant Date through June 20, 2028.

Read SEC document
June 20, 2024 Filed Jun 29, 2024 00:53 UTC GrantStock Option (Right to Buy) · Derivative 4,000 $2.38 Strike: $2.38 $9,520.00
Disclosure

SEC source: 0001493152-24-025687 · ownership.xml · derivative · entry 1

Green Ralph Elias · CIK 0001835785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,067

Underlying: Common Stock · 4,000 shares

Expires 2029-06-20

F1 · derivative.exercise_date: On June 20, 2024, the Reporting Person received a grant of 4,000 stock options from the Issuer. One-half vested immediately, one-fourth will vest on September 30, 2024 and one-fourth will vest on December 31, 2024.

Read SEC document
June 20, 2024 Filed Jun 29, 2024 00:53 UTC GrantStock Option (Right to Buy) · Derivative 4,000 $2.38 Strike: $2.38 $9,520.00
Disclosure

SEC source: 0001493152-24-025690 · ownership.xml · derivative · entry 1

Lindsay Mark F. · CIK 0001835542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,067

Underlying: Common Stock · 4,000 shares

Expires 2029-06-20

F1 · derivative.exercise_date: On June 20, 2024, the Reporting Person received a grant of 4,000 stock options from the Issuer. One-half vested immediately, one-fourth will vest on September 30, 2024 and one-fourth will vest on December 31, 2024.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 01:58 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
PurchaseCommon Stock 14,000 $0.53 $7,420.00
Disclosure

SEC source: 0001493152-23-021910 · ownership.xml · nonDerivative · entry 1

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,521

Read SEC document
June 16, 2023 Filed Jun 20, 2023 10:10 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $0.53 $2,650.00
Disclosure

SEC source: 0001493152-23-021751 · ownership.xml · nonDerivative · entry 3

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,521

Read SEC document
June 16, 2023 Filed Jun 20, 2023 10:10 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $0.54 $5,400.00
Disclosure

SEC source: 0001493152-23-021751 · ownership.xml · nonDerivative · entry 2

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,521

Read SEC document
June 15, 2023 Filed Jun 20, 2023 10:10 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
PurchaseCommon Stock 21 $0.50 $10.50
Disclosure

SEC source: 0001493152-23-021751 · ownership.xml · nonDerivative · entry 1

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,521

Read SEC document
June 14, 2023 Filed Jun 15, 2023 23:15 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $0.49 $4,900.00
Disclosure

SEC source: 0001493152-23-021525 · ownership.xml · nonDerivative · entry 1

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,500

Read SEC document
December 23, 2022 Filed Dec 29, 2022 02:45 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.48 Strike: $0.48 $14,400.00
Disclosure

SEC source: 0001493152-22-036730 · ownership.xml · derivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,667

Underlying: Common Stock · 76,667 shares

Expires 2027-12-23

F1 · derivative.exercise_date: 30,000 stock options granted on December 23, 2022. One-half vested immediately and one-eighth vests quarterly every three months through December 23, 2023.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 21:45 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.48 Strike: $0.48 $14,400.00
Disclosure

SEC source: 0001493152-22-036725 · ownership.xml · derivative · entry 1

Thompson Matthew · CIK 0001740988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,667

Underlying: Common Stock · 76,667 shares

Expires 2027-12-23

F1 · derivative.exercise_date: 30,000 stock options granted on December 23, 2022. One-half vested immediately and one-eighth vests quarterly every three months through December 23, 2023.

Read SEC document
December 23, 2022 Filed Dec 29, 2022 02:45 UTC
Amman Bradford K.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 200,000 $0.48 Strike: $0.48 $96,000.00
Disclosure

SEC source: 0001493152-22-036726 · ownership.xml · derivative · entry 1

Amman Bradford K. · CIK 0001425339 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,001

Underlying: Common Stock · 500,001 shares

Expires 2027-12-23

F1 · derivative.exercise_date: 200,000 stock options granted on December 23, 2022. One-fifth vests annually on each anniversary date through December 23, 2026.

Read SEC document
December 23, 2022 Filed Dec 28, 2022 21:45 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.48 Strike: $0.48 $14,400.00
Disclosure

SEC source: 0001493152-22-036729 · ownership.xml · derivative · entry 1

Krammer Anja B · CIK 0001418077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,667

Underlying: Common Stock · 76,667 shares

Expires 2027-12-23

F1 · derivative.exercise_date: 30,000 stock options granted on December 23, 2022. One-half vested immediately and one-eighth vests quarterly every three months through December 23, 2023.

Read SEC document
December 23, 2022 Filed Dec 29, 2022 02:45 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 150,000 $0.48 Strike: $0.48 $72,000.00
Disclosure

SEC source: 0001493152-22-036727 · ownership.xml · derivative · entry 4

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,334

Underlying: Common Stock · 483,334 shares

Expires 2027-12-23

F3 · derivative.exercise_date: 150,000 stock options granted on December 23, 2022. One-fifth vested immediately and one-fifth vests annually on each anniversary date through December 23, 2026.

Read SEC document
December 23, 2022 Filed Dec 29, 2022 02:45 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 333,334 $0.48 Strike: $0.48 $160,000.32
Disclosure

SEC source: 0001493152-22-036727 · ownership.xml · derivative · entry 3

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,334

Underlying: Common Stock · 333,334 shares

Expires 2027-12-23

F2 · derivative.exercise_date: 333,334 fully vested stock options granted on December 23, 2022.

Read SEC document
December 23, 2022 Filed Dec 29, 2022 02:45 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 20,000 $0.50 $10,000.00
Disclosure

SEC source: 0001493152-22-036727 · ownership.xml · nonDerivative · entry 1

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

F1 · price: Shares held by Coronado V Partners, LLC, of which the reporting person is a member and manager.

Read SEC document
December 23, 2022 Filed Dec 29, 2022 02:45 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.48 Strike: $0.48 $14,400.00
Disclosure

SEC source: 0001493152-22-036728 · ownership.xml · derivative · entry 1

Lindsay Mark F. · CIK 0001835542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,667

Underlying: Common Stock · 76,667 shares

Expires 2027-12-23

F1 · derivative.exercise_date: 30,000 stock options granted on December 23, 2022. One-half vested immediately and one-eighth vests quarterly every three months through December 23, 2023.

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December 23, 2022 Filed Dec 29, 2022 02:45 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.48 Strike: $0.48 $14,400.00
Disclosure

SEC source: 0001493152-22-036724 · ownership.xml · derivative · entry 1

Green Ralph Elias · CIK 0001835785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,667

Underlying: Common Stock · 76,667 shares

Expires 2027-12-23

F1 · derivative.exercise_date: 30,000 stock options granted on December 23, 2022. One-half vested immediately and one-eighth vests quarterly every three months through December 23, 2023.

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June 01, 2022 Filed Jun 3, 2022 10:08 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 4,000 $1.83 $7,320.00
Disclosure

SEC source: 0001493152-22-015773 · ownership.xml · nonDerivative · entry 2

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Read SEC document
May 31, 2022 Filed Jun 3, 2022 10:08 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 8,000 $2.03 $16,240.00
Disclosure

SEC source: 0001493152-22-015773 · ownership.xml · nonDerivative · entry 1

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in four separate transactions ranging from $2.02 to $2.035 on May 31, 2022. The reporting person undertakes to provide to Vivos Therapeutics, Inc., any security holder of Vivos Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

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February 25, 2022 Filed Feb 28, 2022 23:50 UTC
Amman Bradford K.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $3.27 Strike: $3.27 $163,500.00
Disclosure

SEC source: 0001493152-22-005660 · ownership.xml · derivative · entry 1

Amman Bradford K. · CIK 0001425339 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-02-25

F1 · derivative.exercise_date: 50,000 stock options granted on February 25, 2022. One-fifth vested immediately and one-fifth vests annually on each anniversary date through February 25, 2026.

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February 25, 2022 Filed Feb 28, 2022 23:54 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $3.27 Strike: $3.27 $408,750.00
Disclosure

SEC source: 0001493152-22-005662 · ownership.xml · derivative · entry 1

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-02-25

F1 · derivative.exercise_date: 125,000 stock options granted on February 25, 2022. One-fifth vested immediately and one-fifth vests annually on each anniversary date through February 25, 2026.

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September 21, 2021 Filed Sep 22, 2021 19:09 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $4.31 $21,550.00
Disclosure

SEC source: 0001493152-21-023354 · ownership.xml · nonDerivative · entry 1

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Read SEC document
August 31, 2021 Filed Sep 3, 2021 01:27 UTC
Amman Bradford K.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $5.26 Strike: $5.26 $263,000.00
Disclosure

SEC source: 0001493152-21-021915 · ownership.xml · derivative · entry 2

Amman Bradford K. · CIK 0001425339 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-08-31

F1 · derivative.exercise_date: 50,000 stock options granted on August 31, 2021. One-fifth vested immediately and one-fifth vests annually on each anniversary date through August 31, 2025.

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August 17, 2021 Filed Aug 18, 2021 19:47 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001493152-21-020536 · ownership.xml · nonDerivative · entry 1

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Read SEC document
August 05, 2021 Filed Aug 11, 2021 01:41 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $2.72 Strike: $2.72 $81,600.00
Disclosure

SEC source: 0001493152-21-019246 · ownership.xml · derivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,667

Underlying: Common Stock · 46,667 shares

Expires 2026-08-05

F1 · derivative.exercise_date: 30,000 stock options granted on August 5, 2021. One-half vested immediately and one-eighth vests quarterly every three months through August 5, 2022.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 21:49 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $2.72 Strike: $2.72 $81,600.00
Disclosure

SEC source: 0001493152-21-019258 · ownership.xml · derivative · entry 1

Thompson Matthew · CIK 0001740988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,667

Underlying: Common Stock · 46,667 shares

Expires 2026-08-05

F1 · derivative.exercise_date: 30,000 stock options granted on August 5, 2021. One-half vested immediately and one-eighth vests quarterly every three months through August 5, 2022.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 21:46 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $2.72 Strike: $2.72 $81,600.00
Disclosure

SEC source: 0001493152-21-019253 · ownership.xml · derivative · entry 1

Krammer Anja B · CIK 0001418077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,667

Underlying: Common Stock · 46,667 shares

Expires 2026-08-05

F1 · derivative.exercise_date: 30,000 stock options granted on August 5, 2021. One-half vested immediately and one-eighth vests quarterly every three months through August 5, 2022.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 01:47 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $2.72 Strike: $2.72 $81,600.00
Disclosure

SEC source: 0001493152-21-019255 · ownership.xml · derivative · entry 1

Green Ralph Elias · CIK 0001835785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,667

Underlying: Common Stock · 46,667 shares

Expires 2026-08-05

F1 · derivative.exercise_date: 30,000 stock options granted on August 5, 2021. One-half vested immediately and one-eighth vests quarterly every three months through August 5, 2022.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 01:44 UTC
Singh Gurdev DaveDirector · Chief Medical Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 30,000 $2.72 Strike: $2.72 $81,600.00
Disclosure

SEC source: 0001493152-21-019251 · ownership.xml · derivative · entry 2

Singh Gurdev Dave · CIK 0001835538 · Director · Chief Medical Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,667

Underlying: Common Stock · 46,667 shares

Expires 2026-08-05

F2 · derivative.exercise_date: 30,000 stock options granted on August 5, 2021. One-half vested immediately and one-eighth vests quarterly every three months through August 5, 2022.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 01:43 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $2.72 Strike: $2.72 $81,600.00
Disclosure

SEC source: 0001493152-21-019249 · ownership.xml · derivative · entry 1

Lindsay Mark F. · CIK 0001835542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,667

Underlying: Common Stock · 46,667 shares

Expires 2026-08-05

F1 · derivative.exercise_date: 30,000 stock options granted on August 5, 2021. One-half vested immediately and one-eighth vests quarterly every three months through August 5, 2022.

Read SEC document
June 16, 2021 Filed Feb 15, 2022 02:21 UTC
Huntsman Ronald KirkDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $5.64 Strike: $5.64 $705,000.00
Disclosure

SEC source: 0001493152-22-004603 · ownership.xml · derivative · entry 1

Huntsman Ronald Kirk · CIK 0001835498 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2026-06-26

F1 · derivative.exercise_date: An option for the purchase of 125,000 shares was granted on June 16, 2021. The option vests one fifth immediately and one-fifth annually on each anniversary date through June 16, 2025.

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May 25, 2021 Filed May 26, 2021 01:45 UTC
Amman Bradford K.Chief Financial Officer
PurchaseCommon Stock 1,000 $5.29 $5,290.00
Disclosure

SEC source: 0001493152-21-012902 · ownership.xml · nonDerivative · entry 1

Amman Bradford K. · CIK 0001425339 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.