Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Chief Financial Officer | February 20, 2025 | February 24, 2025 |
| Comstock Inc.LODE · Entity 6138 | Chief Financial Officer | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date February 20, 2025 · Filed February 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 244,119 |
Reported balance
After 2025-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-20 · Grant · Acquired 27,208 · Balance 244,119 F1: Represents 27,208 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled six months after the grant date, subject to the Reporting Person's continuation of service with the Company. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2: Includes 184,901 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 27,208 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled six months after the grant date, subject to the Reporting Person's continuation of service with the Company. Each RSU shall entitle its holder to receive one Common Stock of the issuer.
F2: Includes 184,901 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.
Comstock Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-06-30 | Direct | 304,449 |
Reported balance
After 2026-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-15 · Grant · Acquired 304,449 · Balance 304,449 F1: Each Performance Stock Unit ("PSU") converts to one share of Common Stock, subject to achievement of performance objectives based on the achievement of targets tied to specified stock price appreciation over a three-year long-term incentive program. F3: The PSUs are only eligible for vesting based on both the achievement of specified stock price performance targets established by the Compensation Committee over the next three anniversaries of the program and the participants continued employment at June 30, 2029. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 121,597 |
Reported balance
After 2026-06-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-15 · Grant · Acquired 121,597 · Balance 121,597 F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock with one-third of the grant subject to vesting at on each of June 30, 2027, June 30, 2028 and June 30, 2029, respectively, as long as the employee is employed at the vesting date subject to certain limited exceptions set out in the award agreement. F4: The RSUs are forfeited only if the employee in not employed by the Company prior to the annual vesting dates noted above subject to certain limited exceptions set out in the award agreement. |
| Common stockSEC Table I · non-derivative | Direct | 4,210 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,210 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Stock Unit ("PSU") converts to one share of Common Stock, subject to achievement of performance objectives based on the achievement of targets tied to specified stock price appreciation over a three-year long-term incentive program.
F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock with one-third of the grant subject to vesting at on each of June 30, 2027, June 30, 2028 and June 30, 2029, respectively, as long as the employee is employed at the vesting date subject to certain limited exceptions set out in the award agreement.
F3: The PSUs are only eligible for vesting based on both the achievement of specified stock price performance targets established by the Compensation Committee over the next three anniversaries of the program and the participants continued employment at June 30, 2029.
F4: The RSUs are forfeited only if the employee in not employed by the Company prior to the annual vesting dates noted above subject to certain limited exceptions set out in the award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2020 Filed Mar 25, 2020 23:39 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Stock Units · Derivative | 140,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000041 · wf-form4_158517956605541.xml · derivative · entry 5 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,212 Underlying: Common Shares · 140,250 shares Expires not disclosed F5 · kind: Represents 140,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F5 · derivative.exercise_date: Represents 140,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F5 · derivative.expiration_date: Represents 140,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F6 · balance_after: Includes 156,698 options and 149,514 RSUs. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:39 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerStock Options · Derivative | 62,500 | $0.00 Strike: $4.89 | $0.00 |
DisclosureSEC source: 0001621832-20-000041 · wf-form4_158517956605541.xml · derivative · entry 4 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,962 Underlying: Common Shares · 62,500 shares Expires 2024-03-12 F1 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 250,000 options held by reporting person in exchange for 125,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. F4 · balance_after: Includes 156,698 options and 9,264 RSUs. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:39 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerStock Options · Derivative | 62,500 | $0.00 Strike: $4.39 | $0.00 |
DisclosureSEC source: 0001621832-20-000041 · wf-form4_158517956605541.xml · derivative · entry 3 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,462 Underlying: Common Shares · 62,500 shares Expires 2024-03-12 F1 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 250,000 options held by reporting person in exchange for 125,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. F3 · balance_after: Includes 219,198 options and 9,264 RSUs. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:39 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerStock Options · Derivative | 125,000 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001621832-20-000041 · wf-form4_158517956605541.xml · derivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,962 Underlying: Common Shares · 125,000 shares Expires 2024-03-12 F1 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 250,000 options held by reporting person in exchange for 125,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. F2 · balance_after: Includes 281,698 options and 9,264 RSUs. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:39 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Common Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000041 · wf-form4_158517956605541.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,872 F1 · kind: On March 23, 2020, the issuer and reporting person agreed to the cancellation of 250,000 options held by reporting person in exchange for 125,000 shares of restricted common stock. The restricted common stock vest in three equal installments on the first three anniversaries of the date of grant. Read SEC document |
| January 07, 2020 Filed Jan 10, 2020 00:03 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Shares | 619 | $0.80 | $495.20 |
DisclosureSEC source: 0001621832-20-000023 · wf-form4_157861461999758.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,872 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 00:01 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Shares | 106,034 | $0.71 | $75,284.14 |
DisclosureSEC source: 0001621832-20-000008 · wf-form4_157835528201923.xml · nonDerivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,175 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 00:01 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Shares | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000008 · wf-form4_157835528201923.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,209 F1 · kind: Shares issued related to the existing Company approved Short Term Incentive Program (STIP). Shares used in lieu of cash for payment of accrued and earned 2019 STIP. Read SEC document |
| July 06, 2019 Filed Jul 9, 2019 00:15 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Tax withholdingCommon Shares | 687 | $1.83 | $1,257.21 |
DisclosureSEC source: 0001621832-19-000067 · wf-form4_156263131685110.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,209 F1 · shares: Represents the number of shares withheld to cover the tax liability of the July 6, 2019 vesting of a previously reported restricted share grant represented in Table I. Read SEC document |
| June 14, 2019 Filed Jun 14, 2019 21:04 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Shares | 2,000 | $1.50 | $2,993.40 |
DisclosureSEC source: 0001621832-19-000048 · wf-form4_156054625356738.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,896 F1 · balance_after: Includes 13,896 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period beginning July 6, 2019, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2018 Long Term Incentive Program as non-cash stock awards. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 23:38 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantStock Options · Derivative | 62,500 | $0.00 Strike: $4.89 | $0.00 |
DisclosureSEC source: 0001621832-19-000012 · wf-form4_155260669073819.xml · derivative · entry 4 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Shares · 62,500 shares Expires 2024-03-12 Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 23:38 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantStock Options · Derivative | 62,500 | $0.00 Strike: $4.39 | $0.00 |
DisclosureSEC source: 0001621832-19-000012 · wf-form4_155260669073819.xml · derivative · entry 3 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Shares · 62,500 shares Expires 2024-03-12 Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 23:38 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantStock Options · Derivative | 125,000 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001621832-19-000012 · wf-form4_155260669073819.xml · derivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Shares · 125,000 shares Expires 2024-03-12 Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 22:48 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 5,000 | $1.90 | $9,500.00 |
DisclosureSEC source: 0001209191-19-004801 · doc4.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,896 F1 · balance_after: Includes 13,896 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period beginning July 4, 2019, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2018 Long Term Incentive Program as non-cash stock awards. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:25 UTC Amendment | Aqua Metals, Inc. AQMS · Entity 7979 | GrantEmployee Stock Option (right to buy) · Derivative | 56,698 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001209191-19-002663 · doc4a.xml · derivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,698 Underlying: Common Stock · 56,698 shares Expires 2021-01-04 F2 · shares: Represents Registrant's annual Short Term Incentive Program bonus for 2018. The Registrant has elected to receive payment in non-cash stock awards. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:25 UTC Amendment | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 13,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002663 · doc4a.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,896 F1 · shares: Includes 13,896 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2018 Long Term Incentive Program as non-cash stock awards. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 23:07 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantEmployee Stock Option (right to buy) · Derivative | 56,698 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001209191-19-002616 · doc4.xml · derivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,698 Underlying: Common Stock · 56,698 shares Expires 2021-01-04 F1 · shares: Represents Reporting Person's annual Short Term Incentive Program bonus for 2018. The Reporting Person has elected to receive payment in non-cash stock awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.