Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMC Global Media Inc.AMCX · Entity 5454 | Director | June 16, 2026 | June 17, 2026 |
| Ascent Capital Group, Inc.ASCMA · Entity 15918 | Director | December 23, 2016 | December 28, 2016 |
| DISH Network CORPDISH · Entity 95602 | Director · SENIOR ADVISOR | January 01, 2021 | January 05, 2021 |
| Liberty Live Holdings, Inc.LLYVK · Entity 3578 | Director | December 19, 2025 | December 22, 2025 |
| Live Nation Entertainment, Inc.LYV · Entity 3069 | Director | June 11, 2026 | June 12, 2026 |
| Progress Acquisition Corp.PRGWU · Entity 113200 | Director | February 08, 2021 | February 09, 2021 |
| Sphere Entertainment Co.SPHR · Entity 3931 | Director | December 09, 2024 | December 11, 2024 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | October 01, 2023 | October 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMC Global Media Inc.
Report date June 16, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,926 |
Reported balance
After 2026-06-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 10,926 · Balance 10,926 F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock. F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration. F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases. |
Filing footnotes · ownership attribution and instrument terms
F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock.
F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.
F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration.
Ascent Capital Group, Inc.
Report date December 23, 2016 · Filed December 28, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 19,434 |
Reported balance
After 2016-12-23 transaction · row 1
1 source rowRow 1 · 2016-12-23 · Grant · Acquired 7,327 · Balance 19,434 F1: Such shares represent restricted shares and shall vest in eight equal quarterly installments, with the first such installment vesting on February 13, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Such shares represent restricted shares and shall vest in eight equal quarterly installments, with the first such installment vesting on February 13, 2017.
DISH Network CORP
Report date January 01, 2021 · Filed January 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2026-01-01 | Direct | 5,000 |
Reported balance
After 2021-01-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-01 · Grant · Acquired 5,000 · Balance 5,000 F1: The shares underlying the option were 100% vested upon the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying the option were 100% vested upon the date of the grant.
Liberty Live Holdings, Inc.
Report date December 19, 2025 · Filed December 22, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy) - LLYVKSEC Table II · derivative / convertible security · Conversion / exercise price $84.40 · Expires 2032-12-19 | Direct | 4,618 |
Reported balance
After 2025-12-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-19 · Grant · Acquired 4,618 · Balance 4,618 |
Live Nation Entertainment, Inc.
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,609 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 1,207 · Balance 2,609 F1: Represents a restricted stock award. These shares will vest in full on June 11, 2027. F2: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award. These shares will vest in full on June 11, 2027.
F2: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024.
Progress Acquisition Corp.
Report date February 08, 2021 · Filed February 09, 2021
This filing explicitly reported no securities owned.
Sphere Entertainment Co.
Report date December 09, 2024 · Filed December 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,688 |
Reported balance
After 2024-12-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-09 · Grant · Acquired 1,956 · Balance 10,688 F1: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.
F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.
UNIVERSAL ELECTRONICS INC
Report date October 01, 2023 · Filed October 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2023-10-01 transaction · row 1
1 source rowRow 1 · 2023-10-01 · Exercise / conversion · Acquired 1,250 · Balance 20,000 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,750 |
Reported balance
After 2023-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-10-01 · Exercise / conversion · Disposed 1,250 · Balance 3,750 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote #2 | 37,500 |
Reported balance
Holding disclosure · report date 2023-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37,500 F2: These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares.
F3: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SIRIUS XM HOLDINGS INC.
Report date September 09, 2024 · Filed September 12, 2024
Section 16 reporting ended · disclosed 2024-09-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-09-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-09-09 · Disposition to issuer · Disposed 282,863 · Balance 0 F1: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") for common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM for restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.61 · Expires 2027-05-19 | Direct | 0 |
Reported balance
After 2024-09-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-09-09 · Disposition to issuer · Disposed 36,600 · Balance 0 F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.65 · Expires 2025-05-20 | Direct | 0 |
Reported balance
After 2024-09-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-09-09 · Disposition to issuer · Disposed 76,100 · Balance 0 F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.71 · Expires 2026-05-25 | Direct | 0 |
Reported balance
After 2024-09-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-09-09 · Disposition to issuer · Disposed 79,500 · Balance 0 F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.81 · Expires 2028-06-05 | Direct | 0 |
Reported balance
After 2024-09-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-09-09 · Disposition to issuer · Disposed 24,700 · Balance 0 F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") for common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM for restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc.
F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2022 Filed Jan 4, 2022 22:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001040 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 00:35 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014309 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,774 F1 · shares: On November 29, 2021, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0219615 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 5, 2021. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 17:46 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059293 · doc4.xml · derivative · entry 3 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 17:46 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-059293 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 21:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011862 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,677 F1 · shares: On August 6, 2021, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.014641 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 30, 2021. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045116 · doc4.xml · derivative · entry 4 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022. F4 · derivative.expiration_date: Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045116 · doc4.xml · derivative · entry 3 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-045116 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 20:17 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantRestricted Stock Units · Derivative | 2,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-020385 · form4.xml · derivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,322 Underlying: AMC Networks Inc. Class A Common Stock · 2,493 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 20:11 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 27,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009045 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,616 F1 · shares: Restricted stock units will vest on June 4, 2021. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 22:22 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008733 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,568 F1 · shares: On May 28, 2021, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.014641 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 7, 2021. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-024515 · doc4.xml · derivative · entry 3 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-024515 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:25 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004246 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,497 F1 · shares: On February 26, 2021, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.014641 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 10, 2021. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| January 01, 2021 Filed Jan 4, 2021 22:13 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000364 · doc4.xml · derivative · entry 3 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. Read SEC document |
| January 01, 2021 Filed Jan 4, 2021 22:13 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000364 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 16:03 UTC | DISH Network CORP DISH · Entity 95602 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $32.34 | $0.00 |
DisclosureSEC source: 0001415889-21-000081 · form4-01052021_010126.xml · derivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director · SENIOR ADVISOR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires 2026-01-01 F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 16:13 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GiftCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064970 · doc4.xml · nonDerivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 37,500 F1 · shares: On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13. F2 · shares: On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares. F1 · ownership.nature: On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13. F2 · ownership.nature: On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 16:13 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GiftCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064970 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Safe Harbour Capital Partners, LLC Disclosed balance after: 0 F1 · date: On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13. F2 · date: On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares. F1 · shares: On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13. F2 · shares: On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares. F1 · ownership.nature: On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13. F2 · ownership.nature: On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 17:44 UTC | DISH Network CORP DISH · Entity 95602 | GiftClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-003025 · form4-12232020_021258.xml · nonDerivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · I Disclosed balance after: 30,000 F1 · kind: These 30,000 shares were held by an LLC 100% owned by the reporting person. On December 21, 2020, the reporting person transferred 99% of ownership interests in such LLC to a trust for the benefit of the reporting person's family. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 17:44 UTC | DISH Network CORP DISH · Entity 95602 | GiftClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-003025 · form4-12232020_021258.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,401 F1 · kind: These 30,000 shares were held by an LLC 100% owned by the reporting person. On December 21, 2020, the reporting person transferred 99% of ownership interests in such LLC to a trust for the benefit of the reporting person's family. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:09 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014133 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,425 F1 · shares: On November 30, 2020, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.014641 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 6, 2020. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 14:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053453 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 14:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053453 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:48 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011205 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,353 F1 · shares: On August 31, 2020, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.01331 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 7, 2020. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:55 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040459 · doc4.xml · derivative · entry 3 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. F3 · derivative.expiration_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:55 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040459 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:55 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-040459 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 18:52 UTC | DISH Network CORP DISH · Entity 95602 | Tax withholdingClass A Common Stock | 35 | $34.63 | $1,212.05 |
DisclosureSEC source: 0001104659-20-081408 · a4.xml · nonDerivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,401 F2 · kind: Represents shares withheld to cover certain tax obligations in connection with the performance bonus granted to the reporting person. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 18:52 UTC | DISH Network CORP DISH · Entity 95602 | GrantClass A Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-081408 · a4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,436 F1 · kind: The reporting person acquired 100 Class A shares on July 1, 2020 granted to the reporting person as a performance bonus. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:20 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantRestricted Stock Units · Derivative | 4,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-019573 · form4.xml · derivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,829 Underlying: AMC Networks Inc. Class A Common Stock · 4,195 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 20:49 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 27,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008674 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,285 F1 · shares: Restricted Stock Units will vest on June 5, 2021. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:41 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008478 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,149 F1 · shares: On May 29, 2020, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.01331 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 8, 2020. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022255 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022255 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 21:35 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003883 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,042 F1 · shares: On February 28, 2020, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.01331 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 12, 2020. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 15:29 UTC | DISH Network CORP DISH · Entity 95602 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $35.47 | $0.00 |
DisclosureSEC source: 0001118042-20-000002 · edgar.xml · derivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires 2025-01-01 F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000623 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000623 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 13:57 UTC | DISH Network CORP DISH · Entity 95602 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 2,164 | $0.00 Strike: $33.52 | $0.00 |
DisclosureSEC source: 0001118042-19-000004 · edgar.xml · derivative · entry 3 VOGEL CARL E · CIK 0001118042 · Director · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,164 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of Class A common stock of DISH Network Corporation (the "Issuer") issued on December 13, 2019 pursuant to the exercise of subscription rights in connection with the Issuer's rights offering, as described in the Issuer's prospectus supplement filed with the Securities and Exchange Commission on November 22, 2019. Subscription rights were distributed on a pro rata basis to holders of eligible securities of the Issuer. F3 · kind: Represents the exercise of subscription rights pursuant to the rights offering described in footnote 1. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 13:57 UTC | DISH Network CORP DISH · Entity 95602 | Exercise / conversionClass A Common Stock | 2,164 | $33.52 | $72,537.28 |
DisclosureSEC source: 0001118042-19-000004 · edgar.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of Class A common stock of DISH Network Corporation (the "Issuer") issued on December 13, 2019 pursuant to the exercise of subscription rights in connection with the Issuer's rights offering, as described in the Issuer's prospectus supplement filed with the Securities and Exchange Commission on November 22, 2019. Subscription rights were distributed on a pro rata basis to holders of eligible securities of the Issuer. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:05 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015208 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,960 F1 · shares: On November 29, 2019, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.01331 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 8, 2019. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051468 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051468 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 17:06 UTC | DISH Network CORP DISH · Entity 95602 | GrantClass A Common Stock | 7 | $37.15 | $260.05 |
DisclosureSEC source: 0001118042-19-000002 · edgar.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,172 F1 · kind: As a result of the transactions effected by the Master Transaction Agreement entered into by and among DISH Network Corporation ("DISH Network") (and certain of its subsidiaries) and EchoStar Corporation (and certain of its subsidiaries), which were disclosed on Current Reports on Form 8-K filed by DISH Network on May 19, 2019 and September 10, 2019, the reporting person's beneficial ownership of DISH Network increased by the number of Class A shares reported above. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 20:34 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-012048 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,870 F1 · shares: On August 30, 2019, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 9, 2019. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 18:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 12,500 | $45.54 | $569,301.25 |
DisclosureSEC source: 0001209191-19-047259 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,250 F1 · price: This is the weighted average of the price traded. The high was $45.80 and the low was $45.26. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 19:11 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionEmployee Stock Option (Rt. to Buy) · Derivative | 20,000 | $20.55 Strike: $20.55 | $411,000.00 |
DisclosureSEC source: 0001209191-19-047124 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 19:11 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantCommon Stock | 20,000 | $20.55 | $411,000.00 |
DisclosureSEC source: 0001209191-19-047124 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,750 F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:58 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040711 · doc4.xml · derivative · entry 3 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019. F4 · derivative.expiration_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.