Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMC Global Media Inc.AMCX · Entity 5454 | Director | June 16, 2026 | June 17, 2026 |
| Ascent Capital Group, Inc.ASCMA · Entity 15918 | Director | December 23, 2016 | December 28, 2016 |
| DISH Network CORPDISH · Entity 95602 | Director · SENIOR ADVISOR | January 01, 2021 | January 05, 2021 |
| Liberty Live Holdings, Inc.LLYVK · Entity 3578 | Director | December 19, 2025 | December 22, 2025 |
| Live Nation Entertainment, Inc.LYV · Entity 3069 | Director | June 11, 2026 | June 12, 2026 |
| Progress Acquisition Corp.PRGWU · Entity 113200 | Director | February 08, 2021 | February 09, 2021 |
| Sphere Entertainment Co.SPHR · Entity 3931 | Director | December 09, 2024 | December 11, 2024 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | October 01, 2023 | October 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMC Global Media Inc.
Report date June 16, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,926 |
Reported balance
After 2026-06-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 10,926 · Balance 10,926 F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock. F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration. F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases. |
Filing footnotes · ownership attribution and instrument terms
F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock.
F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.
F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration.
Ascent Capital Group, Inc.
Report date December 23, 2016 · Filed December 28, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 19,434 |
Reported balance
After 2016-12-23 transaction · row 1
1 source rowRow 1 · 2016-12-23 · Grant · Acquired 7,327 · Balance 19,434 F1: Such shares represent restricted shares and shall vest in eight equal quarterly installments, with the first such installment vesting on February 13, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Such shares represent restricted shares and shall vest in eight equal quarterly installments, with the first such installment vesting on February 13, 2017.
DISH Network CORP
Report date January 01, 2021 · Filed January 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2026-01-01 | Direct | 5,000 |
Reported balance
After 2021-01-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-01 · Grant · Acquired 5,000 · Balance 5,000 F1: The shares underlying the option were 100% vested upon the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying the option were 100% vested upon the date of the grant.
Liberty Live Holdings, Inc.
Report date December 19, 2025 · Filed December 22, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy) - LLYVKSEC Table II · derivative / convertible security · Conversion / exercise price $84.40 · Expires 2032-12-19 | Direct | 4,618 |
Reported balance
After 2025-12-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-19 · Grant · Acquired 4,618 · Balance 4,618 |
Live Nation Entertainment, Inc.
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,609 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 1,207 · Balance 2,609 F1: Represents a restricted stock award. These shares will vest in full on June 11, 2027. F2: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award. These shares will vest in full on June 11, 2027.
F2: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024.
Progress Acquisition Corp.
Report date February 08, 2021 · Filed February 09, 2021
This filing explicitly reported no securities owned.
Sphere Entertainment Co.
Report date December 09, 2024 · Filed December 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,688 |
Reported balance
After 2024-12-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-09 · Grant · Acquired 1,956 · Balance 10,688 F1: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.
F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.
UNIVERSAL ELECTRONICS INC
Report date October 01, 2023 · Filed October 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2023-10-01 transaction · row 1
1 source rowRow 1 · 2023-10-01 · Exercise / conversion · Acquired 1,250 · Balance 20,000 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,750 |
Reported balance
After 2023-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-10-01 · Exercise / conversion · Disposed 1,250 · Balance 3,750 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote #2 | 37,500 |
Reported balance
Holding disclosure · report date 2023-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37,500 F2: These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares.
F3: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SIRIUS XM HOLDINGS INC.
Report date September 09, 2024 · Filed September 12, 2024
Section 16 reporting ended · disclosed 2024-09-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-09-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-09-09 · Disposition to issuer · Disposed 282,863 · Balance 0 F1: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") for common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM for restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.61 · Expires 2027-05-19 | Direct | 0 |
Reported balance
After 2024-09-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-09-09 · Disposition to issuer · Disposed 36,600 · Balance 0 F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.65 · Expires 2025-05-20 | Direct | 0 |
Reported balance
After 2024-09-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-09-09 · Disposition to issuer · Disposed 76,100 · Balance 0 F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.71 · Expires 2026-05-25 | Direct | 0 |
Reported balance
After 2024-09-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-09-09 · Disposition to issuer · Disposed 79,500 · Balance 0 F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.81 · Expires 2028-06-05 | Direct | 0 |
Reported balance
After 2024-09-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-09-09 · Disposition to issuer · Disposed 24,700 · Balance 0 F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") for common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM for restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc.
F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2019 Filed Jul 3, 2019 15:58 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040711 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| June 30, 2019 Filed Jul 3, 2019 15:58 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040711 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:20 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantRestricted Stock Units · Derivative | 2,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-021651 · form4.xml · derivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,634 Underlying: AMC Networks Inc. Class A Common Stock · 2,477 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. Read SEC document |
| June 06, 2019 Filed Jun 6, 2019 20:14 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 33,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008973 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,783 F1 · shares: Restricted stock units will vest on June 6, 2020. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:33 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008715 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,576 F1 · shares: On May 31, 2019, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2019. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022168 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022168 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004129 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,511 F1 · shares: On February 28, 2019, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 11, 2019. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000717 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000717 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 21:10 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016083 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,447 F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:05 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 12,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014902 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,385 F1 · shares: The restricted stock units will vest on the earlier of (a) June 30, 2019 or (b) the business day following the Company's 2019 annual meeting of stockholders. Read SEC document |
| September 30, 2018 Filed Oct 1, 2018 21:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052875 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| September 30, 2018 Filed Oct 1, 2018 21:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052875 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 20:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013044 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,432 F1 · shares: On August 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040620 · doc4.xml · derivative · entry 3 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2018 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2018. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 16:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040620 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and vested 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and vested 25% each quarter, commencing on September 30, 2017. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 16:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040620 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 20:18 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantRestricted Stock Units · Derivative | 2,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-020896 · form4.xml · derivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,157 Underlying: AMC Networks Inc. Class A Common Stock · 2,317 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:07 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantStock Option (Right to Buy) · Derivative | 24,700 | $7.06 Strike: $7.06 | $174,382.00 |
DisclosureSEC source: 0001225208-18-010338 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,700 Underlying: Common Stock · 24,700 shares Expires 2028-06-05 F2 · shares: Approximately one-third of options will vest on each of 6/5/19; 6/5/20 and 6/5/21. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:07 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 9,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010338 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,404 F1 · shares: One-third of restricted stock units will vest on each of 6/5/19, 6/5/20 and 6/5/21. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:17 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | SaleCommon Stock | 120,516 | $7.11 | $856,266.18 |
DisclosureSEC source: 0001225208-18-010107 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,197 F1 · price: Represents the average sales price for the price increments ranging from $7.10 to $7.11. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 31, 2018 Filed May 31, 2018 20:23 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009988 · doc4.xml · nonDerivative · entry 5 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,713 F2 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| May 29, 2018 Filed May 31, 2018 20:23 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionStock Option (Right to Buy) · Derivative | 59,905 | $2.28 Strike: $2.28 | $136,283.88 |
DisclosureSEC source: 0001225208-18-009988 · doc4.xml · derivative · entry 8 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,905 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2018 Filed May 31, 2018 20:23 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionStock Option (Right to Buy) · Derivative | 76,795 | $1.91 Strike: $1.91 | $146,678.45 |
DisclosureSEC source: 0001225208-18-009988 · doc4.xml · derivative · entry 7 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,795 shares Expires 2022-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2018 Filed May 31, 2018 20:23 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionStock Option (Right to Buy) · Derivative | 49,059 | $3.52 Strike: $3.52 | $172,442.39 |
DisclosureSEC source: 0001225208-18-009988 · doc4.xml · derivative · entry 6 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,059 shares Expires 2023-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2018 Filed May 31, 2018 20:23 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Tax withholdingCommon Stock | 65,243 | $6.98 | $455,396.14 |
DisclosureSEC source: 0001225208-18-009988 · doc4.xml · nonDerivative · entry 4 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,690 F1 · price: Represents the exercise price of the stock options referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| May 29, 2018 Filed May 31, 2018 20:23 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionCommon Stock | 49,059 | $3.52 | $172,442.39 |
DisclosureSEC source: 0001225208-18-009988 · doc4.xml · nonDerivative · entry 3 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2018 Filed May 31, 2018 20:23 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionCommon Stock | 59,905 | $2.28 | $136,283.88 |
DisclosureSEC source: 0001225208-18-009988 · doc4.xml · nonDerivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2018 Filed May 31, 2018 20:23 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionCommon Stock | 76,795 | $1.91 | $146,678.45 |
DisclosureSEC source: 0001225208-18-009988 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:05 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022856 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:05 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022856 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:28 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004921 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,174 F1 · shares: On February 28, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 7, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:07 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001064 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:07 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001064 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:09 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018074 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,148 F1 · shares: On November 30, 2017, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055305 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 will vest 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055305 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 23:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Disposition to issuerStock Option (Rt. to Buy) · Derivative | 25,000 | $0.00 Strike: $48.61 | $0.00 |
DisclosureSEC source: 0001209191-17-052301 · doc4.xml · derivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 25,000 shares Expires 2023-02-10 F1 · shares: Reporting person has voluntarily rescinded these stock options, which were originally granted on February 10, 2016. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:03 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014545 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,122 F1 · shares: On August 31, 2017, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 10, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043343 · doc4.xml · derivative · entry 3 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2017 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2017. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043343 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and vested 25% each quarter, commencing on September 30, 2016. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and vested 25% each quarter, commencing on September 30, 2016. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043343 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:18 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantRestricted Stock Units · Derivative | 2,525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-020906 · form4.xml · derivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,840 Underlying: AMC Networks Inc. Class A Common Stock · 2,525 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:12 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantStock Option (Right to Buy) · Derivative | 36,600 | $4.86 Strike: $4.86 | $177,876.00 |
DisclosureSEC source: 0001225208-17-010210 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,600 Underlying: Common Stock · 36,600 shares Expires 2027-05-19 F2 · shares: Options will vest as follows: 12,200 - 5/19/18; 12,200 - 5/19/19 and 12,200 - 5/19/20. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:12 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 13,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010210 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 F1 · shares: Restricted Stock Units will vest as follows: 4,458 - 5/19/18; 4,458 - 5/19/19 and 4,458 - 5/19/20. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:47 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024311 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:47 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024311 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000464 · doc4.xml · derivative · entry 2 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000464 · doc4.xml · nonDerivative · entry 1 VOGEL CARL E · CIK 0001118042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.