TapewireFind a company

person · Reporting owner

VOGEL CARL E

Disclosed activity across 9 companies

Tapewire entity
37403
SEC CIK
0001118042

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMC Global Media Inc.AMCX · Entity 5454DirectorJune 16, 2026June 17, 2026
Ascent Capital Group, Inc.ASCMA · Entity 15918DirectorDecember 23, 2016December 28, 2016
DISH Network CORPDISH · Entity 95602Director · SENIOR ADVISORJanuary 01, 2021January 05, 2021
Liberty Live Holdings, Inc.LLYVK · Entity 3578DirectorDecember 19, 2025December 22, 2025
Live Nation Entertainment, Inc.LYV · Entity 3069DirectorJune 11, 2026June 12, 2026
Progress Acquisition Corp.PRGWU · Entity 113200DirectorFebruary 08, 2021February 09, 2021
Sphere Entertainment Co.SPHR · Entity 3931DirectorDecember 09, 2024December 11, 2024
UNIVERSAL ELECTRONICS INCUEIC · Entity 366DirectorOctober 01, 2023October 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMC Global Media Inc.

Report date June 16, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director Stock UnitsSEC Table II · derivative / convertible securityDirect10,926 Reported balance After 2026-06-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 10,926 · Balance 10,926

F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock.

F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration.

F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.

Filing footnotes · ownership attribution and instrument terms

F1: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock.

F2: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.

F3: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration.

Ascent Capital Group, Inc.

Report date December 23, 2016 · Filed December 28, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect19,434 Reported balance After 2016-12-23 transaction · row 1
1 source row

Row 1 · 2016-12-23 · Grant · Acquired 7,327 · Balance 19,434

F1: Such shares represent restricted shares and shall vest in eight equal quarterly installments, with the first such installment vesting on February 13, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: Such shares represent restricted shares and shall vest in eight equal quarterly installments, with the first such installment vesting on February 13, 2017.

DISH Network CORP

Report date January 01, 2021 · Filed January 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2026-01-01Direct5,000 Reported balance After 2021-01-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-01-01 · Grant · Acquired 5,000 · Balance 5,000

F1: The shares underlying the option were 100% vested upon the date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying the option were 100% vested upon the date of the grant.

Liberty Live Holdings, Inc.

Report date December 19, 2025 · Filed December 22, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy) - LLYVKSEC Table II · derivative / convertible security · Conversion / exercise price $84.40 · Expires 2032-12-19Direct4,618 Reported balance After 2025-12-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-12-19 · Grant · Acquired 4,618 · Balance 4,618

Live Nation Entertainment, Inc.

Report date June 11, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,609 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 1,207 · Balance 2,609

F1: Represents a restricted stock award. These shares will vest in full on June 11, 2027.

F2: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award. These shares will vest in full on June 11, 2027.

F2: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024.

Progress Acquisition Corp.

Report date February 08, 2021 · Filed February 09, 2021

This filing explicitly reported no securities owned.

Sphere Entertainment Co.

Report date December 09, 2024 · Filed December 11, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,688 Reported balance After 2024-12-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-12-09 · Grant · Acquired 1,956 · Balance 10,688

F1: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

UNIVERSAL ELECTRONICS INC

Report date October 01, 2023 · Filed October 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,000 Reported balance After 2023-10-01 transaction · row 1
1 source row

Row 1 · 2023-10-01 · Exercise / conversion · Acquired 1,250 · Balance 20,000

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,750 Reported balance After 2023-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-10-01 · Exercise / conversion · Disposed 1,250 · Balance 3,750

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Common StockSEC Table I · non-derivativeIndirectSee Footnote #237,500 Reported balance Holding disclosure · report date 2023-10-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 37,500

F2: These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares.

F3: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SIRIUS XM HOLDINGS INC.

Report date September 09, 2024 · Filed September 12, 2024

Section 16 reporting ended · disclosed 2024-09-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-09-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-09-09 · Disposition to issuer · Disposed 282,863 · Balance 0

F1: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") for common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM for restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.61 · Expires 2027-05-19Direct0 Reported balance After 2024-09-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-09-09 · Disposition to issuer · Disposed 36,600 · Balance 0

F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.65 · Expires 2025-05-20Direct0 Reported balance After 2024-09-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-09-09 · Disposition to issuer · Disposed 76,100 · Balance 0

F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.71 · Expires 2026-05-25Direct0 Reported balance After 2024-09-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-09-09 · Disposition to issuer · Disposed 79,500 · Balance 0

F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.81 · Expires 2028-06-05Direct0 Reported balance After 2024-09-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-09-09 · Disposition to issuer · Disposed 24,700 · Balance 0

F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") for common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM for restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc.

F2: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2026 Filed Jun 17, 2026 20:05 UTC AMC Global Media Inc. AMCX · Entity 5454 GrantDirector Stock Units · Derivative 10,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001514991-26-000073 · form4.xml · derivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,926

Underlying: AMC Global Media Inc. Class A Common Stock · 10,926 shares

Expires not disclosed

F1 · derivative.exercise_price: Each director stock unit is granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors and represents a right to receive the cash equivalent of one share of Class A Common Stock.

F3 · price: Granted under the AMC Global Media Inc. Amended and Restated 2011 Stock Plan for Non-Employee Directors for no consideration.

F2 · derivative.exercise_date: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The director stock units are fully vested on the date of the grant and will be settled in cash on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 21:04 UTC Live Nation Entertainment, Inc. LYV · Entity 3069 GrantCommon Stock 1,207 $0.00 $0.00
Disclosure

SEC source: 0001118042-26-000003 · wk-form4_1781298258.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,609

F1 · price: Represents a restricted stock award. These shares will vest in full on June 11, 2027.

F2 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024.

Read SEC document
December 19, 2025 Filed Dec 22, 2025 21:07 UTC Liberty Live Holdings, Inc. LLYVK · Entity 3578 GrantStock Option (Right to Buy) - LLYVK · Derivative 4,618 $0.00 Strike: $84.40 $0.00
Disclosure

SEC source: 0001225208-25-010159 · doc4.xml · derivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,618

Underlying: Series C Liberty Live Group Common Stock · 4,618 shares

Expires 2032-12-19

Read SEC document
June 12, 2025 Filed Jun 13, 2025 21:29 UTC Live Nation Entertainment, Inc. LYV · Entity 3069 GrantCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0001335258-25-000113 · wk-form4_1749850135.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,402

F1 · price: Represents a restricted stock award. These shares will vest in full on June 12, 2026.

F2 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 21, 2024.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:49 UTC AMC Global Media Inc. AMCX · Entity 5454 GrantRestricted Stock Units · Derivative 21,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-017101 · form4.xml · derivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,175

Underlying: AMC Networks Inc. Class A Common Stock · 21,194 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after a separation from service.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after a separation from service.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 21:05 UTC Sphere Entertainment Co. SPHR · Entity 3931 GrantRestricted Stock Units · Derivative 1,956 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135360 · ownership.xml · derivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,688

Underlying: Class A Common Stock · 1,956 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 00:42 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Disposition to issuerStock Option (Right to Buy) · Derivative 24,700 Not disclosed Strike: $6.81 Not disclosed
Disclosure

SEC source: 0001225208-24-008609 · doc4.xml · derivative · entry 5

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,700 shares

Expires 2028-06-05

F2 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

F2 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 00:42 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Disposition to issuerStock Option (Right to Buy) · Derivative 79,500 Not disclosed Strike: $3.71 Not disclosed
Disclosure

SEC source: 0001225208-24-008609 · doc4.xml · derivative · entry 4

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,500 shares

Expires 2026-05-25

F2 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

F2 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 00:42 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Disposition to issuerStock Option (Right to Buy) · Derivative 76,100 Not disclosed Strike: $3.65 Not disclosed
Disclosure

SEC source: 0001225208-24-008609 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,100 shares

Expires 2025-05-20

F2 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

F2 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 00:42 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Disposition to issuerStock Option (Right to Buy) · Derivative 36,600 Not disclosed Strike: $4.61 Not disclosed
Disclosure

SEC source: 0001225208-24-008609 · doc4.xml · derivative · entry 2

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,600 shares

Expires 2027-05-19

F2 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

F2 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 00:42 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Disposition to issuerCommon Stock 282,863 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-008609 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") for common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM for restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc.

F1 · kind: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") for common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM for restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc.

F1 · price: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") for common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM for restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 20:07 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 486 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-008275 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,863

F1 · shares: On August 26, 2024, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0266 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 9, 2024. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 20:39 UTC AMC Global Media Inc. AMCX · Entity 5454 GrantRestricted Stock Units · Derivative 8,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-018564 · form4.xml · derivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,981

Underlying: AMC Networks Inc. Class A Common Stock · 8,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after a separation from service.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after a separation from service.

Read SEC document
May 29, 2024 Filed May 30, 2024 22:54 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 426 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006464 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,377

F1 · shares: On May 29, 2024, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0266 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2024. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 23, 2024 Filed May 24, 2024 20:21 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 64,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006365 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,951

F1 · shares: Restricted stock units will vest on May 23, 2025.

Read SEC document
May 20, 2024 Filed May 22, 2024 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 61,634 $2.91 Strike: $2.91 $179,046.77
Disclosure

SEC source: 0001225208-24-006302 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,634 shares

Expires 2024-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2024 Filed May 22, 2024 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 59,882 $2.99 $179,047.18
Disclosure

SEC source: 0001225208-24-006302 · doc4.xml · nonDerivative · entry 2

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,848

F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.

Read SEC document
May 20, 2024 Filed May 22, 2024 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 61,634 $2.91 $179,046.77
Disclosure

SEC source: 0001225208-24-006302 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 02:12 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 251 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003010 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,096

F1 · shares: On February 23, 2024, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0266 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 9, 2024. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:47 UTC Sphere Entertainment Co. SPHR · Entity 3931 GrantRestricted Stock Units · Derivative 4,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058415 · doc4.xml · derivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,732

Underlying: Class A Common Stock · 4,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 21:14 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 288 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010520 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,845

F1 · shares: On November 29, 2023, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0266 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 7, 2023. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051204 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-051204 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:08 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 224 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008588 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,557

F1 · shares: On August 30, 2023, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0242 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 8, 2023. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 23:36 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040713 · doc4.xml · derivative · entry 4

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024.

F4 · derivative.expiration_date: Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 23:36 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040713 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 23:36 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-040713 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:34 UTC AMC Global Media Inc. AMCX · Entity 5454 GrantRestricted Stock Units · Derivative 10,970 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-019001 · form4.xml · derivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,939

Underlying: AMC Networks Inc. Class A Common Stock · 10,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after a separation from service.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after a separation from service.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 20:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 48,883 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006550 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,333

F1 · shares: Restricted stock units will vest on June 2, 2024.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 20:05 UTC Sphere Entertainment Co. SPHR · Entity 3931 GrantRestricted Stock Units · Derivative 4,072 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033298 · doc4.xml · derivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,072

Underlying: Class A Common Stock · 4,072 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
May 24, 2023 Filed May 25, 2023 20:27 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 178 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006229 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,450

F1 · shares: On May 24, 2023, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0242 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 5, 2023. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 21:27 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022300 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 21:27 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022300 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:13 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002880 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,272

F1 · shares: On February 24, 2023, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0242 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 9, 2023. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 00:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000455 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 00:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000455 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:31 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 110 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012073 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,152

F1 · shares: On November 30, 2022, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0242 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 11, 2022. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:43 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052129 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 18:43 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-052129 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 21:56 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-009931 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,042

F1 · shares: On August 31, 2022, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0219615 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 5, 2022. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:00 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040776 · doc4.xml · derivative · entry 4

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Restricted stock units awarded on July 1, 2022 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2023.

F4 · derivative.expiration_date: Restricted stock units awarded on July 1, 2022 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2023.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:00 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040776 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2022.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2022.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:00 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-040776 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:32 UTC AMC Global Media Inc. AMCX · Entity 5454 GrantRestricted Stock Units · Derivative 3,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-017921 · form4.xml · derivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,969

Underlying: AMC Networks Inc. Class A Common Stock · 3,647 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:12 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 27,911 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007830 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,947

F1 · shares: Restricted stock units will vest on June 5, 2023.

Read SEC document
May 25, 2022 Filed May 26, 2022 20:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007405 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,036

F1 · shares: On May 25, 2022, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0219615 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 6, 2022. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:10 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022642 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:10 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-022642 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:06 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 1,163 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-003687 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,937

F1 · shares: On February 25, 2022, Sirius XM Holdings Inc. ("Sirius XM") paid a regular cash dividend of $0.0219615 per share on each share of its outstanding common stock and paid a special cash dividend of $0.25 per share on each share of its outstanding common stock. These dividends were payable to all holders of Sirius XM's common stock of record as of the close of business on February 11, 2022. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of these dividends. These additional restricted stock units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:37 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001040 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.