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Kapoor Rohit

Disclosed activity across 2 companies

Tapewire entity
37202
SEC CIK
0001373630

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ExlService Holdings, Inc.EXLS · Entity 1503Director · Chairman & CEOJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ExlService Holdings, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect457,214 Reported balance After 2026-06-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-15 · Other · Disposed 865,000 · Balance 457,214

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F2: Owned by Rohit Kapoor.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnote865,000 Reported balance After 2026-06-15 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-06-15 · Other · Acquired 865,000 · Balance 865,000

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F3: Owned by the Rohit Kapoor 2026 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnote201,095 Reported balance Holding disclosure · report date 2026-06-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 201,095

F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote885,670 Reported balance Holding disclosure · report date 2026-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 885,670

F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote420,000 Reported balance Holding disclosure · report date 2026-06-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 420,000

F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote420,000 Reported balance Holding disclosure · report date 2026-06-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 420,000

F6: Owned by the Shikha Kapoor 2005 Family Trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote665,925 Reported balance Holding disclosure · report date 2026-06-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 665,925

F7: Owned by the Rohit Kapoor 2016 Family Trust

Filing footnotes · ownership attribution and instrument terms

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F2: Owned by Rohit Kapoor.

F3: Owned by the Rohit Kapoor 2026 GRAT.

F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.

F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.

F6: Owned by the Shikha Kapoor 2005 Family Trust.

F7: Owned by the Rohit Kapoor 2016 Family Trust

F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CA, INC.

Report date November 05, 2018 · Filed November 05, 2018

Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.10 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-05 transaction · row 1
1 source row

Row 1 · 2018-11-05 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-11-05 · Disposition to issuer · Disposed 68,333.334 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-02 · Disposition to issuer · Disposed 731.896 · Balance 0

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2018 Filed Jul 24, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,118 $62.50 $132,375.00
Disclosure

SEC source: 0001144204-18-039662 · tv499140_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,759

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 7,206 $61.62 $444,033.72
Disclosure

SEC source: 0001144204-18-038693 · tv498712_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,877

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $61.38 to $61.88 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected

Read SEC document
July 12, 2018 Filed Jul 16, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 26,535 $61.29 $1,626,330.15
Disclosure

SEC source: 0001144204-18-038542 · tv498619_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,083

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.95 to $61.64 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 11, 2018 Filed Jul 13, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 8,259 $60.96 $503,468.64
Disclosure

SEC source: 0001144204-18-038353 · tv498545_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,618

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $60.95 to $61.04 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 11, 2018 Filed Jul 13, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 11,891 $60.43 $718,573.13
Disclosure

SEC source: 0001144204-18-038353 · tv498545_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,877

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $59.95 to $60.61 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 5,337 $60.03 $320,380.11
Disclosure

SEC source: 0001144204-18-038191 · tv498369_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,768

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $59.95 to $60.36 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 15,027 $59.97 $901,169.19
Disclosure

SEC source: 0001144204-18-038009 · tv498346_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,105

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $59.95 to $60.21 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:10 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 2,279.102 $0.00 $0.00
Disclosure

SEC source: 0000356028-18-000115 · wf-form4_153058023450684.xml · derivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,460.138

Underlying: Common Stock, $0.10 par value · 2,279.102 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,265 $59.95 $195,736.75
Disclosure

SEC source: 0001144204-18-035413 · tv497052_4.xml · nonDerivative · entry 4

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,132

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
June 15, 2018 Filed Jun 22, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 250 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-035413 · tv497052_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,397

Read SEC document
June 05, 2018 Filed Jun 22, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 800 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-035413 · tv497052_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,647

Read SEC document
May 03, 2018 Filed Jun 22, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 900 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-035413 · tv497052_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,447

F1 · shares: This reported gift transaction reflects two separate gifts made on May 3, 2018, each of 450 shares of common stock of ExlService Holdings, Inc.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 5,280 $59.95 $316,536.00
Disclosure

SEC source: 0001144204-18-021845 · tv491679_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,347

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $59.95 to $60.02 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,200 $59.95 $71,940.00
Disclosure

SEC source: 0001144204-18-021643 · tv491431_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,627

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
March 31, 2018 Filed Apr 2, 2018 16:43 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 2,396.755 $0.00 $0.00
Disclosure

SEC source: 0000356028-18-000055 · wf-form4_152270179304109.xml · derivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,181.036

Underlying: Common Stock, $0.10 par value · 2,396.755 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 8,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-015329 · tv488701_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,827

F1 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:04 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-011827 · tv487377_form4.xml · derivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock, par value $0.001 per share · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F8 · derivative.exercise_date: On February 26, 2015, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 26, 2016, an additional twenty-five percent of the restricted stock units became vested on February 26, 2017, an additional twenty-five percent of the restricted stock units became vested on February 26, 2018, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 26, 2019.

F8 · derivative.expiration_date: On February 26, 2015, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 26, 2016, an additional twenty-five percent of the restricted stock units became vested on February 26, 2017, an additional twenty-five percent of the restricted stock units became vested on February 26, 2018, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 26, 2019.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:04 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-011827 · tv487377_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
February 24, 2018 Filed Feb 28, 2018 02:30 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-011415 · tv487289_form4.xml · derivative · entry 9

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock, par value $0.001 per share · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F9 · derivative.exercise_date: On February 24, 2016, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 24, 2017, an additional 25 percent of the restricted stock units became vested on February 24, 2018, an additional 25 percent of the restricted stock units will vest on February 24, 2019, and the remaining balance of 25 of the restricted stock units will vest on February 24, 2020.

F9 · derivative.expiration_date: On February 24, 2016, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 24, 2017, an additional 25 percent of the restricted stock units became vested on February 24, 2018, an additional 25 percent of the restricted stock units will vest on February 24, 2019, and the remaining balance of 25 of the restricted stock units will vest on February 24, 2020.

Read SEC document
February 24, 2018 Filed Feb 28, 2018 02:30 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-011415 · tv487289_form4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 02:30 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 7,972 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-011415 · tv487289_form4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,917

Underlying: Common Stock, par value $0.001 per share · 7,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F8 · derivative.exercise_date: On February 23, 2017, the reporting person was granted 31,889 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units will vest on February 23, 2019, an additional 25 percent of the restricted stock units will vest on February 23, 2020, and the remaining balance of 7,973 shares of the restricted stock units will vest on February 23, 2021.

F8 · derivative.expiration_date: On February 23, 2017, the reporting person was granted 31,889 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units will vest on February 23, 2019, an additional 25 percent of the restricted stock units will vest on February 23, 2020, and the remaining balance of 7,973 shares of the restricted stock units will vest on February 23, 2021.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 02:30 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 7,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-011415 · tv487289_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
February 22, 2018 Filed Feb 21, 2019 23:44 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantRestricted Stock Units · Derivative 30,005 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-009377 · tv514400_4.xml · derivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,005

Underlying: Common Stock, par value $0.001 per share · 30,005 shares

Expires 2028-02-22

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 22, 2019. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-009347 · tv486238_4.xml · derivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F8 · derivative.exercise_date: On February 13, 2014, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 9,375 restricted stock units became vested on February 13, 2015, an additional 9,375 restricted stock units became vested on February 13, 2016, an additional 9,375 restricted stock units became vested on February 13, 2017, and the remaining balance of 9,375 restricted stock units became vested on February 13, 2018.

F8 · derivative.expiration_date: On February 13, 2014, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 9,375 restricted stock units became vested on February 13, 2015, an additional 9,375 restricted stock units became vested on February 13, 2016, an additional 9,375 restricted stock units became vested on February 13, 2017, and the remaining balance of 9,375 restricted stock units became vested on February 13, 2018.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-009347 · tv486238_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:29 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantCommon Stock, par value $0.001 per share 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-005259 · tv484666_form4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,730

F4 · price: The reporting person's shares of Common Stock reported in this report were earned pursuant to the PRSU's of the Company granted on April 29, 2015 and voluntarily reported in a Form 4 filed on May 1, 2015. Such shares of Common Stock were deemed earned on January 30, 2018 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2017.

F3 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:29 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantCommon Stock, par value $0.001 per share 53,044 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-005259 · tv484666_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,730

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 26, 2015 and voluntarily reported in a Form 4 filed on March 12, 2015. Such shares of Common Stock were deemed earned on January 30, 2018 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2017.

F2 · balance_after: Reflects an additional 8,000 shares, which the reporting person inadvertently reported as having been disposed of in a gift transaction that was voluntarily reported on the reporting person's Form 4 filed November 17, 2018 but that was never completed.

F3 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:29 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 2,441.406 $0.00 $0.00
Disclosure

SEC source: 0000356028-18-000012 · wf-form4_151502933140607.xml · derivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,784.281

Underlying: Common Stock, $0.10 par value · 2,441.406 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 8,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-059976 · tv479889_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,686

Read SEC document
November 06, 2017 Filed Nov 8, 2017 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 4,149 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001144204-17-057327 · tv479011_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock, par value $0.001 per share · 4,149 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 6, 2017 the reporting person exercised previously issued options to purchase an aggregate of 4,149 shares of common stock of ExlService Holdings, Inc.

F10 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 4,149 $62.50 $259,312.50
Disclosure

SEC source: 0001144204-17-057327 · tv479011_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,686

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.51 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 4,149 $24.77 $102,770.73
Disclosure

SEC source: 0001144204-17-057327 · tv479011_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 6, 2017 the reporting person exercised previously issued options to purchase an aggregate of 4,149 shares of common stock of ExlService Holdings, Inc.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 1,000 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001144204-17-056938 · tv478860_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,649

Underlying: Common Stock, par value $0.001 per share · 1,000 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 3, 2017 the reporting person exercised previously issued options to purchase an aggregate of 1,000 shares of common stock of ExlService Holdings, Inc.

F9 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,000 $62.50 $62,500.00
Disclosure

SEC source: 0001144204-17-056938 · tv478860_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,686

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 1,000 $24.77 $24,770.00
Disclosure

SEC source: 0001144204-17-056938 · tv478860_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 3, 2017 the reporting person exercised previously issued options to purchase an aggregate of 1,000 shares of common stock of ExlService Holdings, Inc.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 2,789 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001144204-17-056577 · tv478740_4.xml · derivative · entry 9

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,649

Underlying: Common Stock, par value $0.001 per share · 2,789 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 2, 2017 the reporting person exercised previously issued options to purchase an aggregate of 2,789 shares of common stock of ExlService Holdings, Inc.

F10 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-056577 · tv478740_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,686

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,789 $62.50 $174,312.50
Disclosure

SEC source: 0001144204-17-056577 · tv478740_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,686

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.53 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 2,789 $24.77 $69,083.53
Disclosure

SEC source: 0001144204-17-056577 · tv478740_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 2, 2017 the reporting person exercised previously issued options to purchase an aggregate of 2,789 shares of common stock of ExlService Holdings, Inc.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 931 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001144204-17-055537 · tv478311_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,438

Underlying: Common Stock, par value $0.001 per share · 931 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 30, 2017 the reporting person exercised previously issued options to purchase an aggregate of 931 shares of common stock of ExlService Holdings, Inc.

F9 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 931 $62.50 $58,187.50
Disclosure

SEC source: 0001144204-17-055537 · tv478311_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,686

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 931 $24.77 $23,060.87
Disclosure

SEC source: 0001144204-17-055537 · tv478311_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 30, 2017 the reporting person exercised previously issued options to purchase an aggregate of 931 shares of common stock of ExlService Holdings, Inc.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 24,925 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001144204-17-055196 · tv478163_form4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,369

Underlying: Common Stock, par value $0.001 per share · 24,925 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 27, 2017 the reporting person exercised previously issued options to purchase an aggregate of 24,925 shares of common stock of ExlService Holdings, Inc.

F10 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 24,925 $62.54 $1,558,809.50
Disclosure

SEC source: 0001144204-17-055196 · tv478163_form4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,686

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.82 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 24,925 $24.77 $617,392.25
Disclosure

SEC source: 0001144204-17-055196 · tv478163_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 27, 2017 the reporting person exercised previously issued options to purchase an aggregate of 24,925 shares of common stock of ExlService Holdings, Inc.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 16,206 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001144204-17-054860 · tv478018_form4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,294

Underlying: Common Stock, par value $0.001 per share · 16,206 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 26, 2017 the reporting person exercised previously issued options to purchase an aggregate of 16,206 shares of common stock of ExlService Holdings, Inc.

F10 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 16,206 $62.56 $1,013,847.36
Disclosure

SEC source: 0001144204-17-054860 · tv478018_form4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,686

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.76 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 16,206 $24.77 $401,422.62
Disclosure

SEC source: 0001144204-17-054860 · tv478018_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 26, 2017 the reporting person exercised previously issued options to purchase an aggregate of 16,206 shares of common stock of ExlService Holdings, Inc.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 21:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 3,929 $0.00 Strike: $19.76 $0.00
Disclosure

SEC source: 0001144204-17-052656 · tv477055_form4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 3,929 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 12, 2017 the reporting person exercised previously issued options to purchase an aggregate of 3,929 shares of common stock of ExlService Holdings, Inc.

F10 · derivative.exercise_date: On February 3, 2011, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 3, 2012, an additional 25 percent became vested and exercisable on February 3, 2013, an additional 25 percent became vested and exercisable on February 3, 2014, and the balance of 25 percent became vested and exercisable on February 3, 2015.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 21:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,929 $59.98 $235,661.42
Disclosure

SEC source: 0001144204-17-052656 · tv477055_form4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,686

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $59.77 to $60.34 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.direct: Owned by Rohit Kapoor.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.