Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ExlService Holdings, Inc.EXLS · Entity 1503 | Director · Chairman & CEO | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ExlService Holdings, Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 457,214 |
Reported balance
After 2026-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-15 · Other · Disposed 865,000 · Balance 457,214 F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes. F2: Owned by Rohit Kapoor. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnote | 865,000 |
Reported balance
After 2026-06-15 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-06-15 · Other · Acquired 865,000 · Balance 865,000 F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes. F3: Owned by the Rohit Kapoor 2026 GRAT. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnote | 201,095 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 201,095 F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 885,670 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 885,670 F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 420,000 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 420,000 F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 420,000 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 420,000 F6: Owned by the Shikha Kapoor 2005 Family Trust. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 665,925 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 665,925 F7: Owned by the Rohit Kapoor 2016 Family Trust |
Filing footnotes · ownership attribution and instrument terms
F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.
F2: Owned by Rohit Kapoor.
F3: Owned by the Rohit Kapoor 2026 GRAT.
F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
F6: Owned by the Shikha Kapoor 2005 Family Trust.
F7: Owned by the Rohit Kapoor 2016 Family Trust
F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CA, INC.
Report date November 05, 2018 · Filed November 05, 2018
Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.10 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 1
1 source rowRow 1 · 2018-11-05 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors. |
| Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05 | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-05 · Disposition to issuer · Disposed 68,333.334 · Balance 0 F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors. F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon. F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018. |
| Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05 | Direct | 0 |
Reported balance
After 2018-11-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-02 · Disposition to issuer · Disposed 731.896 · Balance 0 F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018. F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon. F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.
F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.
F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.
F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 20, 2018 Filed Jul 24, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 2,118 | $62.50 | $132,375.00 |
DisclosureSEC source: 0001144204-18-039662 · tv499140_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,759 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 7,206 | $61.62 | $444,033.72 |
DisclosureSEC source: 0001144204-18-038693 · tv498712_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,877 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $61.38 to $61.88 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 26,535 | $61.29 | $1,626,330.15 |
DisclosureSEC source: 0001144204-18-038542 · tv498619_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,083 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $60.95 to $61.64 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 8,259 | $60.96 | $503,468.64 |
DisclosureSEC source: 0001144204-18-038353 · tv498545_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,618 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $60.95 to $61.04 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 11,891 | $60.43 | $718,573.13 |
DisclosureSEC source: 0001144204-18-038353 · tv498545_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,877 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $59.95 to $60.61 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 5,337 | $60.03 | $320,380.11 |
DisclosureSEC source: 0001144204-18-038191 · tv498369_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,768 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $59.95 to $60.36 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 15,027 | $59.97 | $901,169.19 |
DisclosureSEC source: 0001144204-18-038009 · tv498346_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,105 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $59.95 to $60.21 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 30, 2018 Filed Jul 2, 2018 21:10 UTC | CA, INC. CA · Entity 162566 | GrantDeferred Stock Units · Derivative | 2,279.102 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-18-000115 · wf-form4_153058023450684.xml · derivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,460.138 Underlying: Common Stock, $0.10 par value · 2,279.102 shares Expires not disclosed F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 3,265 | $59.95 | $195,736.75 |
DisclosureSEC source: 0001144204-18-035413 · tv497052_4.xml · nonDerivative · entry 4 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,132 F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. Read SEC document |
| June 15, 2018 Filed Jun 22, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GiftCommon Stock, par value $0.001 per share | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-035413 · tv497052_4.xml · nonDerivative · entry 3 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,397 Read SEC document |
| June 05, 2018 Filed Jun 22, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GiftCommon Stock, par value $0.001 per share | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-035413 · tv497052_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,647 Read SEC document |
| May 03, 2018 Filed Jun 22, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GiftCommon Stock, par value $0.001 per share | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-035413 · tv497052_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,447 F1 · shares: This reported gift transaction reflects two separate gifts made on May 3, 2018, each of 450 shares of common stock of ExlService Holdings, Inc. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 5,280 | $59.95 | $316,536.00 |
DisclosureSEC source: 0001144204-18-021845 · tv491679_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,347 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $59.95 to $60.02 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 1,200 | $59.95 | $71,940.00 |
DisclosureSEC source: 0001144204-18-021643 · tv491431_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,627 F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| March 31, 2018 Filed Apr 2, 2018 16:43 UTC | CA, INC. CA · Entity 162566 | GrantDeferred Stock Units · Derivative | 2,396.755 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-18-000055 · wf-form4_152270179304109.xml · derivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,181.036 Underlying: Common Stock, $0.10 par value · 2,396.755 shares Expires not disclosed F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GiftCommon Stock, par value $0.001 per share | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-015329 · tv488701_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,827 F1 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:04 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-011827 · tv487377_form4.xml · derivative · entry 7 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock, par value $0.001 per share · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis. F8 · derivative.exercise_date: On February 26, 2015, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 26, 2016, an additional twenty-five percent of the restricted stock units became vested on February 26, 2017, an additional twenty-five percent of the restricted stock units became vested on February 26, 2018, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 26, 2019. F8 · derivative.expiration_date: On February 26, 2015, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 26, 2016, an additional twenty-five percent of the restricted stock units became vested on February 26, 2017, an additional twenty-five percent of the restricted stock units became vested on February 26, 2018, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 26, 2019. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:04 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 9,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-011827 · tv487377_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 02:30 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-011415 · tv487289_form4.xml · derivative · entry 9 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock, par value $0.001 per share · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis. F9 · derivative.exercise_date: On February 24, 2016, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 24, 2017, an additional 25 percent of the restricted stock units became vested on February 24, 2018, an additional 25 percent of the restricted stock units will vest on February 24, 2019, and the remaining balance of 25 of the restricted stock units will vest on February 24, 2020. F9 · derivative.expiration_date: On February 24, 2016, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 24, 2017, an additional 25 percent of the restricted stock units became vested on February 24, 2018, an additional 25 percent of the restricted stock units will vest on February 24, 2019, and the remaining balance of 25 of the restricted stock units will vest on February 24, 2020. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 02:30 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 9,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-011415 · tv487289_form4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 02:30 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 7,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-011415 · tv487289_form4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,917 Underlying: Common Stock, par value $0.001 per share · 7,972 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis. F8 · derivative.exercise_date: On February 23, 2017, the reporting person was granted 31,889 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units will vest on February 23, 2019, an additional 25 percent of the restricted stock units will vest on February 23, 2020, and the remaining balance of 7,973 shares of the restricted stock units will vest on February 23, 2021. F8 · derivative.expiration_date: On February 23, 2017, the reporting person was granted 31,889 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units will vest on February 23, 2019, an additional 25 percent of the restricted stock units will vest on February 23, 2020, and the remaining balance of 7,973 shares of the restricted stock units will vest on February 23, 2021. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 02:30 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 7,972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-011415 · tv487289_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| February 22, 2018 Filed Feb 21, 2019 23:44 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 30,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-009377 · tv514400_4.xml · derivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,005 Underlying: Common Stock, par value $0.001 per share · 30,005 shares Expires 2028-02-22 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 22, 2019. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan). Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-009347 · tv486238_4.xml · derivative · entry 7 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis. F8 · derivative.exercise_date: On February 13, 2014, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 9,375 restricted stock units became vested on February 13, 2015, an additional 9,375 restricted stock units became vested on February 13, 2016, an additional 9,375 restricted stock units became vested on February 13, 2017, and the remaining balance of 9,375 restricted stock units became vested on February 13, 2018. F8 · derivative.expiration_date: On February 13, 2014, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 9,375 restricted stock units became vested on February 13, 2015, an additional 9,375 restricted stock units became vested on February 13, 2016, an additional 9,375 restricted stock units became vested on February 13, 2017, and the remaining balance of 9,375 restricted stock units became vested on February 13, 2018. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 9,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-009347 · tv486238_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| January 30, 2018 Filed Feb 2, 2018 00:29 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantCommon Stock, par value $0.001 per share | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-005259 · tv484666_form4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,730 F4 · price: The reporting person's shares of Common Stock reported in this report were earned pursuant to the PRSU's of the Company granted on April 29, 2015 and voluntarily reported in a Form 4 filed on May 1, 2015. Such shares of Common Stock were deemed earned on January 30, 2018 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2017. F3 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| January 30, 2018 Filed Feb 2, 2018 00:29 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantCommon Stock, par value $0.001 per share | 53,044 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-005259 · tv484666_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,730 F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 26, 2015 and voluntarily reported in a Form 4 filed on March 12, 2015. Such shares of Common Stock were deemed earned on January 30, 2018 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2017. F2 · balance_after: Reflects an additional 8,000 shares, which the reporting person inadvertently reported as having been disposed of in a gift transaction that was voluntarily reported on the reporting person's Form 4 filed November 17, 2018 but that was never completed. F3 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:29 UTC | CA, INC. CA · Entity 162566 | GrantDeferred Stock Units · Derivative | 2,441.406 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-18-000012 · wf-form4_151502933140607.xml · derivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,784.281 Underlying: Common Stock, $0.10 par value · 2,441.406 shares Expires not disclosed F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GiftCommon Stock, par value $0.001 per share | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-059976 · tv479889_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,686 Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 4,149 | $0.00 Strike: $24.77 | $0.00 |
DisclosureSEC source: 0001144204-17-057327 · tv479011_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Common Stock, par value $0.001 per share · 4,149 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 6, 2017 the reporting person exercised previously issued options to purchase an aggregate of 4,149 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 4,149 | $62.50 | $259,312.50 |
DisclosureSEC source: 0001144204-17-057327 · tv479011_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.51 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,149 | $24.77 | $102,770.73 |
DisclosureSEC source: 0001144204-17-057327 · tv479011_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 6, 2017 the reporting person exercised previously issued options to purchase an aggregate of 4,149 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 1,000 | $0.00 Strike: $24.77 | $0.00 |
DisclosureSEC source: 0001144204-17-056938 · tv478860_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,649 Underlying: Common Stock, par value $0.001 per share · 1,000 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 3, 2017 the reporting person exercised previously issued options to purchase an aggregate of 1,000 shares of common stock of ExlService Holdings, Inc. F9 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 1,000 | $62.50 | $62,500.00 |
DisclosureSEC source: 0001144204-17-056938 · tv478860_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,000 | $24.77 | $24,770.00 |
DisclosureSEC source: 0001144204-17-056938 · tv478860_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 3, 2017 the reporting person exercised previously issued options to purchase an aggregate of 1,000 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 2,789 | $0.00 Strike: $24.77 | $0.00 |
DisclosureSEC source: 0001144204-17-056577 · tv478740_4.xml · derivative · entry 9 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,649 Underlying: Common Stock, par value $0.001 per share · 2,789 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 2, 2017 the reporting person exercised previously issued options to purchase an aggregate of 2,789 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GiftCommon Stock, par value $0.001 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-056577 · tv478740_4.xml · nonDerivative · entry 3 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,686 F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 2,789 | $62.50 | $174,312.50 |
DisclosureSEC source: 0001144204-17-056577 · tv478740_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.53 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,789 | $24.77 | $69,083.53 |
DisclosureSEC source: 0001144204-17-056577 · tv478740_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 2, 2017 the reporting person exercised previously issued options to purchase an aggregate of 2,789 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 931 | $0.00 Strike: $24.77 | $0.00 |
DisclosureSEC source: 0001144204-17-055537 · tv478311_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,438 Underlying: Common Stock, par value $0.001 per share · 931 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 30, 2017 the reporting person exercised previously issued options to purchase an aggregate of 931 shares of common stock of ExlService Holdings, Inc. F9 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 931 | $62.50 | $58,187.50 |
DisclosureSEC source: 0001144204-17-055537 · tv478311_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 931 | $24.77 | $23,060.87 |
DisclosureSEC source: 0001144204-17-055537 · tv478311_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 30, 2017 the reporting person exercised previously issued options to purchase an aggregate of 931 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 24,925 | $0.00 Strike: $24.77 | $0.00 |
DisclosureSEC source: 0001144204-17-055196 · tv478163_form4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,369 Underlying: Common Stock, par value $0.001 per share · 24,925 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 27, 2017 the reporting person exercised previously issued options to purchase an aggregate of 24,925 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 24,925 | $62.54 | $1,558,809.50 |
DisclosureSEC source: 0001144204-17-055196 · tv478163_form4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.82 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 24,925 | $24.77 | $617,392.25 |
DisclosureSEC source: 0001144204-17-055196 · tv478163_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 27, 2017 the reporting person exercised previously issued options to purchase an aggregate of 24,925 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 16,206 | $0.00 Strike: $24.77 | $0.00 |
DisclosureSEC source: 0001144204-17-054860 · tv478018_form4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,294 Underlying: Common Stock, par value $0.001 per share · 16,206 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 26, 2017 the reporting person exercised previously issued options to purchase an aggregate of 16,206 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 16,206 | $62.56 | $1,013,847.36 |
DisclosureSEC source: 0001144204-17-054860 · tv478018_form4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.76 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 16,206 | $24.77 | $401,422.62 |
DisclosureSEC source: 0001144204-17-054860 · tv478018_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 26, 2017 the reporting person exercised previously issued options to purchase an aggregate of 16,206 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 3,929 | $0.00 Strike: $19.76 | $0.00 |
DisclosureSEC source: 0001144204-17-052656 · tv477055_form4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 3,929 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 12, 2017 the reporting person exercised previously issued options to purchase an aggregate of 3,929 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 3, 2011, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 3, 2012, an additional 25 percent became vested and exercisable on February 3, 2013, an additional 25 percent became vested and exercisable on February 3, 2014, and the balance of 25 percent became vested and exercisable on February 3, 2015. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 3,929 | $59.98 | $235,661.42 |
DisclosureSEC source: 0001144204-17-052656 · tv477055_form4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $59.77 to $60.34 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.