Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ExlService Holdings, Inc.EXLS · Entity 1503 | Director · Chairman & CEO | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ExlService Holdings, Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 457,214 |
Reported balance
After 2026-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-15 · Other · Disposed 865,000 · Balance 457,214 F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes. F2: Owned by Rohit Kapoor. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnote | 865,000 |
Reported balance
After 2026-06-15 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-06-15 · Other · Acquired 865,000 · Balance 865,000 F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes. F3: Owned by the Rohit Kapoor 2026 GRAT. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnote | 201,095 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 201,095 F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 885,670 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 885,670 F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 420,000 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 420,000 F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 420,000 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 420,000 F6: Owned by the Shikha Kapoor 2005 Family Trust. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 665,925 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 665,925 F7: Owned by the Rohit Kapoor 2016 Family Trust |
Filing footnotes · ownership attribution and instrument terms
F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.
F2: Owned by Rohit Kapoor.
F3: Owned by the Rohit Kapoor 2026 GRAT.
F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
F6: Owned by the Shikha Kapoor 2005 Family Trust.
F7: Owned by the Rohit Kapoor 2016 Family Trust
F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CA, INC.
Report date November 05, 2018 · Filed November 05, 2018
Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.10 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 1
1 source rowRow 1 · 2018-11-05 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors. |
| Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05 | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-05 · Disposition to issuer · Disposed 68,333.334 · Balance 0 F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors. F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon. F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018. |
| Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05 | Direct | 0 |
Reported balance
After 2018-11-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-02 · Disposition to issuer · Disposed 731.896 · Balance 0 F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018. F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon. F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.
F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.
F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.
F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2017 Filed Oct 16, 2017 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,929 | $19.76 | $77,637.04 |
DisclosureSEC source: 0001144204-17-052656 · tv477055_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 12, 2017 the reporting person exercised previously issued options to purchase an aggregate of 3,929 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 28,213 | $0.00 Strike: $19.76 | $0.00 |
DisclosureSEC source: 0001144204-17-052460 · tv476965_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,929 Underlying: Common Stock, par value $0.001 per share · 28,213 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 11, 2017 the reporting person exercised previously issued options to purchase an aggregate of 28,213 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 3, 2011, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 3, 2012, an additional 25 percent became vested and exercisable on February 3, 2013, an additional 25 percent became vested and exercisable on February 3, 2014, and the balance of 25 percent became vested and exercisable on February 3, 2015. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 28,213 | $59.91 | $1,690,240.83 |
DisclosureSEC source: 0001144204-17-052460 · tv476965_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $59.60 to $60.19 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 28,213 | $19.76 | $557,488.88 |
DisclosureSEC source: 0001144204-17-052460 · tv476965_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 11, 2017 the reporting person exercised previously issued options to purchase an aggregate of 28,213 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 15,358 | $0.00 Strike: $19.76 | $0.00 |
DisclosureSEC source: 0001144204-17-052278 · tv476865_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,142 Underlying: Common Stock, par value $0.001 per share · 15,358 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 10, 2017 the reporting person exercised previously issued options to purchase an aggregate of 15,358 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 3, 2011, the reporting person was granted 97, 500 stock options. 25 percent of these options became vested and exercisable on February 3, 2012, an additional 25 percent became vested and exercisable on February 3, 2013, an additional 25 percent became vested and exercisable on February 3, 2014, and the balance of 25 percent became vested and exercisable on February 3, 2015. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 15,358 | $59.61 | $915,490.38 |
DisclosureSEC source: 0001144204-17-052278 · tv476865_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $59.60 to $59.71 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 15,358 | $19.76 | $303,474.08 |
DisclosureSEC source: 0001144204-17-052278 · tv476865_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 10, 2017 the reporting person exercised previously issued options to purchase an aggregate of 15,358 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,882 | $0.00 Strike: $19.76 | $0.00 |
DisclosureSEC source: 0001144204-17-051530 · v476504_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Common Stock, par value $0.001 per share · 7,882 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 3, 2017 the reporting person exercised previously issued options to purchase an aggregate of 7,882 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 3, 2011, the reporting person was granted 97, 500 stock options. 25 percent of these options became vested and exercisable on February 3, 2012, an additional 25 percent became vested and exercisable on February 3, 2013, an additional 25 percent became vested and exercisable on February 3, 2014, and the balance of 25 percent became vested and exercisable on February 3, 2015. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 7,882 | $58.81 | $463,540.42 |
DisclosureSEC source: 0001144204-17-051530 · v476504_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $58.60 to $59.25 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 7,882 | $19.76 | $155,748.32 |
DisclosureSEC source: 0001144204-17-051530 · v476504_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 3, 2017 the reporting person exercised previously issued options to purchase an aggregate of 7,882 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 42,118 | $0.00 Strike: $19.76 | $0.00 |
DisclosureSEC source: 0001144204-17-051384 · v476446_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,382 Underlying: Common Stock, par value $0.001 per share · 42,118 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 2, 2017 the reporting person exercised previously issued options to purchase an aggregate of 42,118 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 3, 2011, the reporting person was granted 97, 500 stock options. 25 percent of these options became vested and exercisable on February 3, 2012, an additional 25 percent became vested and exercisable on February 3, 2013, an additional 25 percent became vested and exercisable on February 3, 2014, and the balance of 25 percent became vested and exercisable on February 3, 2015. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 42,118 | $58.96 | $2,483,277.28 |
DisclosureSEC source: 0001144204-17-051384 · v476446_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $58.60 to $59.23 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 42,118 | $19.76 | $832,251.68 |
DisclosureSEC source: 0001144204-17-051384 · v476446_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 2, 2017 the reporting person exercised previously issued options to purchase an aggregate of 42,118 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:41 UTC | CA, INC. CA · Entity 162566 | GrantDeferred Stock Units · Derivative | 2,434.092 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-17-000155 · wf-form4_150707767428000.xml · derivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,342.875 Underlying: Common Stock, $0.10 par value · 2,434.092 shares Expires not disclosed F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 21:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 20,934 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001144204-17-050737 · v476226_form4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 20,934 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 27, 2017 the reporting person exercised previously issued options to purchase an aggregate of 20,934 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 10, 2009, the reporting person was granted 196,400 stock options. 25 percent of these options became vested and exercisable on February 10, 2010, an additional 25 percent became vested and exercisable on February 10, 2011, an additional 25 percent became vested and exercisable on February 10, 2012, and the balance of 25 percent became vested and exercisable on February 10, 2013. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 21:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 20,934 | $57.82 | $1,210,403.88 |
DisclosureSEC source: 0001144204-17-050737 · v476226_form4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $57.60 to $58.12 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 21:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 20,934 | $8.75 | $183,172.50 |
DisclosureSEC source: 0001144204-17-050737 · v476226_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 27, 2017 the reporting person exercised previously issued options to purchase an aggregate of 20,934 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 17,456 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001144204-17-050429 · v476108_form4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,934 Underlying: Common Stock, par value $0.001 per share · 17,456 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 26, 2017 the reporting person exercised previously issued options to purchase an aggregate of 17,456 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 10, 2009, the reporting person was granted 196,400 stock options. 25 percent of these options became vested and exercisable on February 10, 2010, an additional 25 percent became vested and exercisable on February 10, 2011, an additional 25 percent became vested and exercisable on February 10, 2012, and the balance of 25 percent became vested and exercisable on February 10, 2013. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 17,456 | $57.64 | $1,006,163.84 |
DisclosureSEC source: 0001144204-17-050429 · v476108_form4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $57.60 to $57.86 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 17,456 | $8.75 | $152,740.00 |
DisclosureSEC source: 0001144204-17-050429 · v476108_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 26, 2017 the reporting person exercised previously issued options to purchase an aggregate of 17,456 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,010 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001144204-17-050069 · v475980_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,390 Underlying: Common Stock, par value $0.001 per share · 8,010 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 25, 2017 the reporting person exercised previously issued options to purchase an aggregate of 8,010 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 10, 2009, the reporting person was granted 196,400 stock options. 25 percent of these options became vested and exercisable on February 10, 2010, an additional 25 percent became vested and exercisable on February 10, 2011, an additional 25 percent became vested and exercisable on February 10, 2012, and the balance of 25 percent became vested and exercisable on February 10, 2013. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 8,010 | $57.61 | $461,456.10 |
DisclosureSEC source: 0001144204-17-050069 · v475980_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $57.60 to $57.68 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 8,010 | $8.75 | $70,087.50 |
DisclosureSEC source: 0001144204-17-050069 · v475980_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 25, 2017 the reporting person exercised previously issued options to purchase an aggregate of 8,010 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 21:25 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 25,681 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001144204-17-049793 · v475862_form4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,400 Underlying: Common Stock, par value $0.001 per share · 25,681 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 22, 2017 the reporting person exercised previously issued options to purchase an aggregate of 25,681 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 10, 2009, the reporting person was granted 196,400 stock options. 25 percent of these options became vested and exercisable on February 10, 2010, an additional 25 percent became vested and exercisable on February 10, 2011, an additional 25 percent became vested and exercisable on February 10, 2012, and the balance of 25 percent became vested and exercisable on February 10, 2013. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 21:25 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 25,681 | $57.18 | $1,468,439.58 |
DisclosureSEC source: 0001144204-17-049793 · v475862_form4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $56.60 to $57.47 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 21:25 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 25,681 | $8.75 | $224,708.75 |
DisclosureSEC source: 0001144204-17-049793 · v475862_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 22, 2017 the reporting person exercised previously issued options to purchase an aggregate of 25,681 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 9,742 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001144204-17-049502 · v475680_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,081 Underlying: Common Stock, par value $0.001 per share · 9,742 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 21, 2017 the reporting person exercised previously issued options to purchase an aggregate of 9,742 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 10, 2009, the reporting person was granted 196,400 stock options. 25 percent of these options became vested and exercisable on February 10, 2010, an additional 25 percent became vested and exercisable on February 10, 2011, an additional 25 percent became vested and exercisable on February 10, 2012, and the balance of 25 percent became vested and exercisable on February 10, 2013. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 9,742 | $56.64 | $551,786.88 |
DisclosureSEC source: 0001144204-17-049502 · v475680_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $56.60 to $56.95 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 9,742 | $8.75 | $85,242.50 |
DisclosureSEC source: 0001144204-17-049502 · v475680_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 21, 2017 the reporting person exercised previously issued options to purchase an aggregate of 9,742 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 14,577 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001144204-17-049278 · v475649_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,823 Underlying: Common Stock, par value $0.001 per share · 14,577 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 20, 2017 the reporting person exercised previously issued options to purchase an aggregate of 14,577 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 10, 2009, the reporting person was granted 196,400 stock options. 25 percent of these options became vested and exercisable on February 10, 2010, an additional 25 percent became vested and exercisable on February 10, 2011, an additional 25 percent became vested and exercisable on February 10, 2012, and the balance of 25 percent became vested and exercisable on February 10, 2013. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 14,577 | $56.61 | $825,203.97 |
DisclosureSEC source: 0001144204-17-049278 · v475649_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $56.60 to $56.74 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 14,577 | $8.75 | $127,548.75 |
DisclosureSEC source: 0001144204-17-049278 · v475649_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 20, 2017 the reporting person exercised previously issued options to purchase an aggregate of 14,577 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 14,220 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001144204-17-049091 · v475609_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,400 Underlying: Common Stock, par value $0.001 per share · 14,220 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 19, 2017 the reporting person exercised previously issued options to purchase an aggregate of 14,220 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 10, 2009, the reporting person was granted 196,400 stock options. 25 percent of these options became vested and exercisable on February 10, 2010, an additional 25 percent became vested and exercisable on February 10, 2011, an additional 25 percent became vested and exercisable on February 10, 2012, and the balance of 25 percent became vested and exercisable on February 10, 2013. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 14,220 | $55.63 | $791,058.60 |
DisclosureSEC source: 0001144204-17-049091 · v475609_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $55.60 to $55.91 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 14,220 | $8.75 | $124,425.00 |
DisclosureSEC source: 0001144204-17-049091 · v475609_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 19, 2017 the reporting person exercised previously issued options to purchase an aggregate of 14,220 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 35,780 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001144204-17-048905 · v475489_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,620 Underlying: Common Stock, par value $0.001 per share · 35,780 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 18, 2017 the reporting person exercised previously issued options to purchase an aggregate of 35,780 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 10, 2009, the reporting person was granted 196,400 stock options. 25 percent of these options became vested and exercisable on February 10, 2010, an additional 25 percent became vested and exercisable on February 10, 2011, an additional 25 percent became vested and exercisable on February 10, 2012, and the balance of 25 percent became vested and exercisable on February 10, 2013. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 35,780 | $55.79 | $1,996,166.20 |
DisclosureSEC source: 0001144204-17-048905 · v475489_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $55.60 to $56.10 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 21:01 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 35,780 | $8.75 | $313,075.00 |
DisclosureSEC source: 0001144204-17-048905 · v475489_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 18, 2017 the reporting person exercised previously issued options to purchase an aggregate of 35,780 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:41 UTC | CA, INC. CA · Entity 162566 | GrantDeferred Stock Units · Derivative | 2,357.122 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-17-000111 · wf-form4_149930167756221.xml · derivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,908.783 Underlying: Common Stock, $0.10 par value · 2,357.122 shares Expires not disclosed F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director. F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 21:08 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 43,337 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001144204-17-034443 · v469694_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,400 Underlying: Common Stock, par value $0.001 per share · 43,337 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 23, 2017 the reporting person exercised previously issued options to purchase an aggregate of 43,337 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 10, 2009, the reporting person was granted 196,400 stock options. 25 percent of these options became vested and exercisable on February 10, 2010, an additional 25 percent became vested and exercisable on February 10, 2011, an additional 25 percent became vested and exercisable on February 10, 2012, and the balance of 25 percent became vested and exercisable on February 10, 2013. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 21:08 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 43,337 | $55.03 | $2,384,835.11 |
DisclosureSEC source: 0001144204-17-034443 · v469694_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $54.90 to $55.38 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 21:08 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 43,337 | $8.75 | $379,198.75 |
DisclosureSEC source: 0001144204-17-034443 · v469694_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 23, 2017 the reporting person exercised previously issued options to purchase an aggregate of 43,337 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 6,663 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001144204-17-034079 · v469643_4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,737 Underlying: Common Stock, par value $0.001 per share · 6,663 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 22, 2017 the reporting person exercised previously issued options to purchase an aggregate of 6,663 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On February 10, 2009, the reporting person was granted 196,400 stock options. 25 percent of these options became vested and exercisable on February 10, 2010, an additional 25 percent became vested and exercisable on February 10, 2011, an additional 25 percent became vested and exercisable on February 10, 2012, and the balance of 25 percent became vested and exercisable on February 10, 2013. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 6,663 | $54.90 | $365,798.70 |
DisclosureSEC source: 0001144204-17-034079 · v469643_4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $54.90 to $54.94 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 6,663 | $8.75 | $58,301.25 |
DisclosureSEC source: 0001144204-17-034079 · v469643_4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 22, 2017 the reporting person exercised previously issued options to purchase an aggregate of 6,663 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 22,140 | $0.00 Strike: $16.96 | $0.00 |
DisclosureSEC source: 0001144204-17-031336 · v468529_form4.xml · derivative · entry 8 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 22,140 shares Expires 2018-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 2, 2017 the reporting person exercised previously issued options to purchase an aggregate of 22,140 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On January 23, 2008, the reporting person was granted 150,000 stock options. 25 percent of these options became vested and exercisable on January 23, 2009, an additional 25 percent became vested and exercisable on January 23, 2010, an additional 25 percent became vested and exercisable on January 23, 2011, and the balance of 25 percent became vested and exercisable on January 23, 2012. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 22,140 | $53.06 | $1,174,748.40 |
DisclosureSEC source: 0001144204-17-031336 · v468529_form4.xml · nonDerivative · entry 2 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $52.90 to $53.46 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 22,140 | $16.96 | $375,494.40 |
DisclosureSEC source: 0001144204-17-031336 · v468529_form4.xml · nonDerivative · entry 1 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 2, 2017 the reporting person exercised previously issued options to purchase an aggregate of 22,140 shares of common stock of ExlService Holdings, Inc. F2 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 27,860 | $0.00 Strike: $16.96 | $0.00 |
DisclosureSEC source: 0001144204-17-031050 · v468399_4.xml · derivative · entry 10 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,140 Underlying: Common Stock, par value $0.001 per share · 27,860 shares Expires 2018-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On June 1, 2017 the reporting person exercised previously issued options to purchase an aggregate of 27,860 shares of common stock of ExlService Holdings, Inc. F10 · derivative.exercise_date: On January 23, 2008, the reporting person was granted 150,000 stock options. 25 percent of these options became vested and exercisable on January 23, 2009, an additional 25 percent became vested and exercisable on January 23, 2010, an additional 25 percent became vested and exercisable on January 23, 2011, and the balance of 25 percent became vested and exercisable on January 23, 2012. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | SaleCommon Stock, par value $0.001 per share | 27,860 | $52.93 | $1,474,629.80 |
DisclosureSEC source: 0001144204-17-031050 · v468399_4.xml · nonDerivative · entry 4 Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $52.90 to $53.06 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · ownership.direct: Owned by Rohit Kapoor. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.