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Kapoor Rohit

Disclosed activity across 2 companies

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37202
SEC CIK
0001373630

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ExlService Holdings, Inc.EXLS · Entity 1503Director · Chairman & CEOJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ExlService Holdings, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect457,214 Reported balance After 2026-06-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-15 · Other · Disposed 865,000 · Balance 457,214

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F2: Owned by Rohit Kapoor.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnote865,000 Reported balance After 2026-06-15 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-06-15 · Other · Acquired 865,000 · Balance 865,000

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F3: Owned by the Rohit Kapoor 2026 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnote201,095 Reported balance Holding disclosure · report date 2026-06-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 201,095

F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote885,670 Reported balance Holding disclosure · report date 2026-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 885,670

F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote420,000 Reported balance Holding disclosure · report date 2026-06-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 420,000

F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote420,000 Reported balance Holding disclosure · report date 2026-06-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 420,000

F6: Owned by the Shikha Kapoor 2005 Family Trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote665,925 Reported balance Holding disclosure · report date 2026-06-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 665,925

F7: Owned by the Rohit Kapoor 2016 Family Trust

Filing footnotes · ownership attribution and instrument terms

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F2: Owned by Rohit Kapoor.

F3: Owned by the Rohit Kapoor 2026 GRAT.

F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.

F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.

F6: Owned by the Shikha Kapoor 2005 Family Trust.

F7: Owned by the Rohit Kapoor 2016 Family Trust

F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CA, INC.

Report date November 05, 2018 · Filed November 05, 2018

Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.10 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-05 transaction · row 1
1 source row

Row 1 · 2018-11-05 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-11-05 · Disposition to issuer · Disposed 68,333.334 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-02 · Disposition to issuer · Disposed 731.896 · Balance 0

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2019 Filed Nov 22, 2019 22:04 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,645 $69.90 $184,885.50
Disclosure

SEC source: 0001104659-19-066698 · tm1923750d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 288,429

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:04 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,960 $69.91 $206,933.60
Disclosure

SEC source: 0001104659-19-066698 · tm1923750d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,566

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $69.91 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,137 $69.91 $219,307.67
Disclosure

SEC source: 0001104659-19-066286 · tm1923648d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 291,074

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $70.00 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,868 $69.91 $270,411.88
Disclosure

SEC source: 0001104659-19-066286 · tm1923648d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,526

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $69.96 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
November 13, 2019 Filed Nov 21, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-066286 · tm1923648d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,394

Read SEC document
November 05, 2019 Filed Nov 7, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,225 $69.90 $85,627.50
Disclosure

SEC source: 0001104659-19-061194 · tm1922266d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 294,211

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,409 $69.90 $98,489.10
Disclosure

SEC source: 0001104659-19-061194 · tm1922266d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,894

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1 $69.90 $69.90
Disclosure

SEC source: 0001104659-19-060565 · tm1922122d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 295,436

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F2 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 142 $69.90 $9,925.80
Disclosure

SEC source: 0001104659-19-060103 · tm1921987d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,303

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,294 $69.95 $230,415.30
Disclosure

SEC source: 0001104659-19-059565 · tm1921831d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 295,437

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $70.23 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,565 $69.95 $249,371.75
Disclosure

SEC source: 0001104659-19-059565 · tm1921831d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,445

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $70.24 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 21:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 9,454 $69.98 $661,590.92
Disclosure

SEC source: 0001104659-19-059032 · tm1921717d2_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 298,731

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $70.36 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 21:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 9,702 $69.98 $678,945.96
Disclosure

SEC source: 0001104659-19-059032 · tm1921717d2_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,010

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $70.38 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 21:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 6,685 $69.60 $465,276.00
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 308,185

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F6 · price: This transaction was executed in multiple trades at prices ranging from $69.50 to $69.80 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 21:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 18,315 $68.86 $1,261,170.90
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 314,870

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $68.50 to $69.49 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 21:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 7,572 $69.62 $527,162.64
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 6

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,712

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $69.50 to $69.80 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 21:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 17,428 $68.82 $1,199,394.96
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 5

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,284

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $68.50 to $69.49 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 16, 2019 Filed Oct 31, 2019 21:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 375 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 4

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,712

Read SEC document
August 16, 2019 Filed Oct 31, 2019 21:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 400 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,087

Read SEC document
June 13, 2019 Filed Oct 31, 2019 21:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 90 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,487

Read SEC document
May 22, 2019 Filed Oct 31, 2019 21:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 90 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-058449 · tm1921591d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,577

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011308 · tv514983_4.xml · derivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: estricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F7 · derivative.exercise_date: On February 26, 2015, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 26, 2016, an additional twenty-five percent of the restricted stock units became vested on February 26, 2017, an additional twenty-five percent of the restricted stock units became vested on February 26, 2018, and the remaining balance of twenty-five percent of the restricted stock units became vested on February 26, 2019.

F7 · derivative.expiration_date: On February 26, 2015, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 26, 2016, an additional twenty-five percent of the restricted stock units became vested on February 26, 2017, an additional twenty-five percent of the restricted stock units became vested on February 26, 2018, and the remaining balance of twenty-five percent of the restricted stock units became vested on February 26, 2019.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantCommon Stock, par value $0.001 per share 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-011308 · tv514983_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,667

F1 · price: estricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 23:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-010291 · tv514802_4.xml · derivative · entry 11

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock, par value $0.001 per share · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F9 · derivative.exercise_date: On February 24, 2016, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 24, 2017, an additional 25 percent of the restricted stock units became vested on February 24, 2018, an additional 25 percent of the restricted stock units became vested on February 24, 2019, and the remaining balance of 25 percent of the restricted stock units will vest on February 24, 2020.

F9 · derivative.expiration_date: On February 24, 2016, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 24, 2017, an additional 25 percent of the restricted stock units became vested on February 24, 2018, an additional 25 percent of the restricted stock units became vested on February 24, 2019, and the remaining balance of 25 percent of the restricted stock units will vest on February 24, 2020.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 23:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantCommon Stock, par value $0.001 per share 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-010291 · tv514802_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,292

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 7,972 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-010291 · tv514802_4.xml · derivative · entry 10

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,945

Underlying: Common Stock, par value $0.001 per share · 7,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F8 · derivative.exercise_date: On February 23, 2017, the reporting person was granted 31,889 restricted stock units, 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units will became vested on February 23, 2019, an additional 25 percent of the restricted stock units will vest on February 23, 2020, and the remaining balance of 7,973 shares of the restricted stock units will vest on February 23, 2021.

F8 · derivative.expiration_date: On February 23, 2017, the reporting person was granted 31,889 restricted stock units, 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units will became vested on February 23, 2019, an additional 25 percent of the restricted stock units will vest on February 23, 2020, and the remaining balance of 7,973 shares of the restricted stock units will vest on February 23, 2021.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantCommon Stock, par value $0.001 per share 7,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-010291 · tv514802_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,917

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 7,501 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-010291 · tv514802_4.xml · derivative · entry 9

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,504

Underlying: Common Stock, par value $0.001 per share · 7,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F7 · derivative.exercise_date: On February 22, 2018, the reporting person was granted 30,005 restricted stock units, 25 percent of the restricted stock units became vested on February 22, 2019, an additional 25 percent of the restricted stock units will vest on February 22, 2020, an additional 25 percent of the restricted stock units will vest on February 22, 2021, and the remaining balance of 7,973 shares of the restricted stock units will vest on February 22, 2021.

F7 · derivative.expiration_date: On February 22, 2018, the reporting person was granted 30,005 restricted stock units, 25 percent of the restricted stock units became vested on February 22, 2019, an additional 25 percent of the restricted stock units will vest on February 22, 2020, an additional 25 percent of the restricted stock units will vest on February 22, 2021, and the remaining balance of 7,973 shares of the restricted stock units will vest on February 22, 2021.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantCommon Stock, par value $0.001 per share 7,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-010291 · tv514802_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,945

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantRestricted Stock Units · Derivative 28,910 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-009633 · tv514502_form4.xml · derivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,910

Underlying: Common Stock, par value $0.001 per share · 28,910 shares

Expires 2029-02-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 20, 2020. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:14 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantCommon Stock, par value $0.001 per share 13,780 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-004142 · tv512192_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,444

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 24, 2016 and voluntarily reported in a Form 4 filed on February 26, 2016. Such shares of Common Stock were deemed earned on January 29, 2019 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2018.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 20:31 UTC CA, INC. CA · Entity 162566 Disposition to issuerDeferred Stock Unit · Derivative 68,333.334 $44.50 Strike: $0.00 $3,040,833.36
Disclosure

SEC source: 0000899243-18-028275 · doc4.xml · derivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 69,065.23 shares

Expires 2018-11-05

F1 · security: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2 · date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F1 · shares: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F4 · derivative.underlying_shares: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 20:31 UTC CA, INC. CA · Entity 162566 Disposition to issuerCommon Stock, $.10 par value 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-028275 · doc4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 20:31 UTC CA, INC. CA · Entity 162566 Disposition to issuerDeferred Stock Unit · Derivative 731.896 $44.50 Strike: $0.00 $32,569.37
Disclosure

SEC source: 0000899243-18-028275 · doc4.xml · derivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 731.896 shares

Expires 2018-11-05

F4 · security: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2 · date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F4 · shares: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3 · derivative.underlying_shares: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,687 $66.50 $178,685.50
Disclosure

SEC source: 0001144204-18-052338 · tv504134_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,664

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $66.50 to $66.51 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 17:48 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 1,873.196 $0.00 $0.00
Disclosure

SEC source: 0000356028-18-000152 · wf-form4_153851689749601.xml · derivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,333.334

Underlying: Common Stock, $0.10 par value · 1,873.196 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,986 $66.50 $198,569.00
Disclosure

SEC source: 0001144204-18-052085 · tv504065_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,351

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,380 $66.50 $158,270.00
Disclosure

SEC source: 0001144204-18-051831 · tv503890_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,337

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 4,360 $66.50 $289,940.00
Disclosure

SEC source: 0001144204-18-051581 · tv503756_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,717

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $66.50 to $66.54 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 6,400 $66.58 $426,112.00
Disclosure

SEC source: 0001144204-18-050735 · tv503413_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,077

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $66.50 to $66.94 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 14,254 $65.19 $929,218.26
Disclosure

SEC source: 0001144204-18-049690 · tv502974_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,477

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.95 to $65.79 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 21:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 23,409 $65.40 $1,530,948.60
Disclosure

SEC source: 0001144204-18-049539 · tv502893_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,731

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 21:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,510 $64.95 $98,074.50
Disclosure

SEC source: 0001144204-18-049048 · tv502686_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,140

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,827 $64.95 $183,613.65
Disclosure

SEC source: 0001144204-18-048872 · tv502630_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,650

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:03 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 40,780 $63.85 $2,603,803.00
Disclosure

SEC source: 0001144204-18-048120 · tv502363_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,477

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $63.50 to $64.30 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 21:30 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 400 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-047633 · tv502173_form4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,159

Read SEC document
August 30, 2018 Filed Sep 4, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,220 $63.50 $77,470.00
Disclosure

SEC source: 0001144204-18-047840 · tv502251_form4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,257

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 28,682 $62.82 $1,801,803.24
Disclosure

SEC source: 0001144204-18-047840 · tv502251_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,477

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $63.40 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:30 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 6,761 $62.54 $422,832.94
Disclosure

SEC source: 0001144204-18-047633 · tv502173_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,559

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.66 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected

Read SEC document
July 24, 2018 Filed Jul 26, 2018 21:29 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 4,439 $62.50 $277,437.50
Disclosure

SEC source: 0001144204-18-040209 · tv499419_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,320

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.