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Kapoor Rohit

Disclosed activity across 2 companies

Tapewire entity
37202
SEC CIK
0001373630

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ExlService Holdings, Inc.EXLS · Entity 1503Director · Chairman & CEOJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ExlService Holdings, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect457,214 Reported balance After 2026-06-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-15 · Other · Disposed 865,000 · Balance 457,214

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F2: Owned by Rohit Kapoor.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnote865,000 Reported balance After 2026-06-15 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-06-15 · Other · Acquired 865,000 · Balance 865,000

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F3: Owned by the Rohit Kapoor 2026 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnote201,095 Reported balance Holding disclosure · report date 2026-06-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 201,095

F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote885,670 Reported balance Holding disclosure · report date 2026-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 885,670

F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote420,000 Reported balance Holding disclosure · report date 2026-06-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 420,000

F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote420,000 Reported balance Holding disclosure · report date 2026-06-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 420,000

F6: Owned by the Shikha Kapoor 2005 Family Trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote665,925 Reported balance Holding disclosure · report date 2026-06-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 665,925

F7: Owned by the Rohit Kapoor 2016 Family Trust

Filing footnotes · ownership attribution and instrument terms

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F2: Owned by Rohit Kapoor.

F3: Owned by the Rohit Kapoor 2026 GRAT.

F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.

F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.

F6: Owned by the Shikha Kapoor 2005 Family Trust.

F7: Owned by the Rohit Kapoor 2016 Family Trust

F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CA, INC.

Report date November 05, 2018 · Filed November 05, 2018

Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.10 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-05 transaction · row 1
1 source row

Row 1 · 2018-11-05 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-11-05 · Disposition to issuer · Disposed 68,333.334 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-02 · Disposition to issuer · Disposed 731.896 · Balance 0

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2020 Filed Jan 24, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 8,841 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-20-006763 · tm205846d1_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,841 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 22, 2020, the reporting person exercised previously issued options to purchase an aggregate of 8,841 shares of common stock of ExlService Holdings, Inc.

F11 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 10,831 $72.91 $789,688.21
Disclosure

SEC source: 0001104659-20-006763 · tm205846d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 233,185

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $72.50 to $73.47 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F6 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 8,841 $72.91 $644,597.31
Disclosure

SEC source: 0001104659-20-006763 · tm205846d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $72.50 to $73.48 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 8,841 $24.77 $218,991.57
Disclosure

SEC source: 0001104659-20-006763 · tm205846d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 22, 2020, the reporting person exercised previously issued options to purchase an aggregate of 8,841 shares of common stock of ExlService Holdings, Inc.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 22:04 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 1,993 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-20-006367 · tm205734d1_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,841

Underlying: Common Stock, par value $0.001 per share · 1,993 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 21, 2020, the reporting person exercised previously issued options to purchase an aggregate of 1,993 shares of common stock of ExlService Holdings, Inc.

F11 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 22:04 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,296 $72.51 $166,482.96
Disclosure

SEC source: 0001104659-20-006367 · tm205734d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 244,016

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $72.50 to $72.56 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F6 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 22:04 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,993 $72.51 $144,512.43
Disclosure

SEC source: 0001104659-20-006367 · tm205734d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $72.50 to $72.60 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 22:04 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 1,993 $24.77 $49,366.61
Disclosure

SEC source: 0001104659-20-006367 · tm205734d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 21, 2020, the reporting person exercised previously issued options to purchase an aggregate of 1,993 shares of common stock of ExlService Holdings, Inc.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 7,216 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-20-005963 · tm205604d1_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,834

Underlying: Common Stock, par value $0.001 per share · 7,216 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 17, 2020, the reporting person exercised previously issued options to purchase an aggregate of 7,216 shares of common stock of ExlService Holdings, Inc.

F11 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 7,253 $72.68 $527,148.04
Disclosure

SEC source: 0001104659-20-005963 · tm205604d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 246,312

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $72.50 to $72.99 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F6 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 7,216 $72.68 $524,458.88
Disclosure

SEC source: 0001104659-20-005963 · tm205604d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $72.51 to $72.99 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 7,216 $24.77 $178,740.32
Disclosure

SEC source: 0001104659-20-005963 · tm205604d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 17, 2020, the reporting person exercised previously issued options to purchase an aggregate of 7,216 shares of common stock of ExlService Holdings, Inc.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 4,450 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-20-005588 · tm205501d1_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,050

Underlying: Common Stock, par value $0.001 per share · 4,450 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 16, 2020, the reporting person exercised previously issued options to purchase an aggregate of 4,450 shares of common stock of ExlService Holdings, Inc.

F11 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 4,620 $72.52 $335,042.40
Disclosure

SEC source: 0001104659-20-005588 · tm205501d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 253,565

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $72.50 to $72.59 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F6 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 4,450 $72.52 $322,714.00
Disclosure

SEC source: 0001104659-20-005588 · tm205501d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $72.50 to $72.59 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 4,450 $24.77 $110,226.50
Disclosure

SEC source: 0001104659-20-005588 · tm205501d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 16, 2020, the reporting person exercised previously issued options to purchase an aggregate of 4,450 shares of common stock of ExlService Holdings, Inc.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 6,759 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-20-004359 · tm203542d3_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock, par value $0.001 per share · 6,759 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 13, 2020, the reporting person exercised previously issued options to purchase an aggregate of 6,759 shares of common stock of ExlService Holdings, Inc.

F11 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 9,697 $70.90 $687,517.30
Disclosure

SEC source: 0001104659-20-004359 · tm203542d3_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 258,185

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.90 to $70.95 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F6 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 6,759 $70.90 $479,213.10
Disclosure

SEC source: 0001104659-20-004359 · tm203542d3_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.90 to $70.95 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 6,759 $24.77 $167,420.43
Disclosure

SEC source: 0001104659-20-004359 · tm203542d3_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 13, 2020, the reporting person exercised previously issued options to purchase an aggregate of 6,759 shares of common stock of ExlService Holdings, Inc.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 22:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 189 $70.90 $13,400.10
Disclosure

SEC source: 0001104659-20-003965 · tm203449d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 267,882

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F2 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 751 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-19-076495 · tm1927516d1_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,259

Underlying: Common Stock, par value $0.001 per share · 751 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 20, 2019, the reporting person exercised previously issued options to purchase an aggregate of 751 shares of common stock of ExlService Holdings, Inc.

F9 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,099 $70.90 $77,919.10
Disclosure

SEC source: 0001104659-19-076495 · tm1927516d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 268,071

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 751 $70.90 $53,245.90
Disclosure

SEC source: 0001104659-19-076495 · tm1927516d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 751 $24.77 $18,602.27
Disclosure

SEC source: 0001104659-19-076495 · tm1927516d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 20, 2019, the reporting person exercised previously issued options to purchase an aggregate of 751 shares of common stock of ExlService Holdings, Inc.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 9,508 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-19-076197 · tv535308_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,010

Underlying: Common Stock, par value $0.001 per share · 9,508 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 20, 2019, the reporting person exercised previously issued options to purchase an aggregate of 9,508 shares of common stock of ExlService Holdings, Inc.

F11 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 5,799 $70.91 $411,207.09
Disclosure

SEC source: 0001104659-19-076197 · tv535308_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 269,170

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.90 to $70.99 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F6 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 9,508 $70.90 $674,117.20
Disclosure

SEC source: 0001104659-19-076197 · tv535308_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.90 to $71.02 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 9,508 $24.77 $235,513.16
Disclosure

SEC source: 0001104659-19-076197 · tv535308_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 20, 2019, the reporting person exercised previously issued options to purchase an aggregate of 9,508 shares of common stock of ExlService Holdings, Inc.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 800 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-19-075649 · tv535235_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,518

Underlying: Common Stock, par value $0.001 per share · 800 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 19, 2019, the reporting person exercised previously issued options to purchase an aggregate of 800 shares of common stock of ExlService Holdings, Inc.

F9 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 576 $70.90 $40,838.40
Disclosure

SEC source: 0001104659-19-075649 · tv535235_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 274,969

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 800 $70.90 $56,720.00
Disclosure

SEC source: 0001104659-19-075649 · tv535235_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 800 $24.77 $19,816.00
Disclosure

SEC source: 0001104659-19-075649 · tv535235_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 19, 2019, the reporting person exercised previously issued options to purchase an aggregate of 800 shares of common stock of ExlService Holdings, Inc.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 4,082 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-19-074417 · tm1926689d1_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,318

Underlying: Common Stock, par value $0.001 per share · 4,082 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 17, 2019, the reporting person exercised previously issued options to purchase an aggregate of 4,082 shares of common stock of ExlService Holdings, Inc.

F11 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 4,257 $70.91 $301,863.87
Disclosure

SEC source: 0001104659-19-074417 · tm1926689d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 275,545

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.90 to $70.95 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F6 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 4,082 $70.91 $289,454.62
Disclosure

SEC source: 0001104659-19-074417 · tm1926689d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.90 to $70.95 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 4,082 $24.77 $101,111.14
Disclosure

SEC source: 0001104659-19-074417 · tm1926689d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 17, 2019, the reporting person exercised previously issued options to purchase an aggregate of 4,082 shares of common stock of ExlService Holdings, Inc.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 100 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-19-073848 · tm1926559d1_form4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,400

Underlying: Common Stock, par value $0.001 per share · 100 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 16, 2019, the reporting person exercised previously issued options to purchase an aggregate of 100 shares of common stock of ExlService Holdings, Inc.

F9 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 283 $70.90 $20,064.70
Disclosure

SEC source: 0001104659-19-073848 · tm1926559d1_form4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 279,802

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 100 $70.90 $7,090.00
Disclosure

SEC source: 0001104659-19-073848 · tm1926559d1_form4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 100 $24.77 $2,477.00
Disclosure

SEC source: 0001104659-19-073848 · tm1926559d1_form4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 16, 2019, the reporting person exercised previously issued options to purchase an aggregate of 100 shares of common stock of ExlService Holdings, Inc.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 360 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-068703 · tm1924119d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 3,000 $0.00 Strike: $24.77 $0.00
Disclosure

SEC source: 0001104659-19-069029 · tm1924326d1_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,500

Underlying: Common Stock, par value $0.001 per share · 3,000 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 27, 2019, the reporting person exercised previously issued options to purchase an aggregate of 3,000 shares of common stock of ExlService Holdings, Inc.

F11 · derivative.exercise_date: On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,100 $70.90 $219,790.00
Disclosure

SEC source: 0001104659-19-069029 · tm1924326d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 280,085

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.90 to $70.92 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F6 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,000 $70.90 $212,700.00
Disclosure

SEC source: 0001104659-19-069029 · tm1924326d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,352

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.90 to $70.91 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 3,000 $24.77 $74,310.00
Disclosure

SEC source: 0001104659-19-069029 · tm1924326d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 27, 2019, the reporting person exercised previously issued options to purchase an aggregate of 3,000 shares of common stock of ExlService Holdings, Inc.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 107 $69.90 $7,479.30
Disclosure

SEC source: 0001104659-19-068703 · tm1924119d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 283,185

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 82 $69.90 $5,731.80
Disclosure

SEC source: 0001104659-19-068703 · tm1924119d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,712

F1 · kind: The sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 5,137 $69.90 $359,076.30
Disclosure

SEC source: 0001104659-19-068303 · tm1924054d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 283,292

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $69.93 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 5,772 $69.90 $403,462.80
Disclosure

SEC source: 0001104659-19-068303 · tm1924054d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,794

F1 · kind: The sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.90 to $69.93 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.