TapewireFind a company

person · Reporting owner

Kapoor Rohit

Disclosed activity across 2 companies

Tapewire entity
37202
SEC CIK
0001373630

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ExlService Holdings, Inc.EXLS · Entity 1503Director · Chairman & CEOJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ExlService Holdings, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect457,214 Reported balance After 2026-06-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-15 · Other · Disposed 865,000 · Balance 457,214

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F2: Owned by Rohit Kapoor.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnote865,000 Reported balance After 2026-06-15 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-06-15 · Other · Acquired 865,000 · Balance 865,000

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F3: Owned by the Rohit Kapoor 2026 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnote201,095 Reported balance Holding disclosure · report date 2026-06-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 201,095

F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote885,670 Reported balance Holding disclosure · report date 2026-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 885,670

F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote420,000 Reported balance Holding disclosure · report date 2026-06-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 420,000

F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote420,000 Reported balance Holding disclosure · report date 2026-06-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 420,000

F6: Owned by the Shikha Kapoor 2005 Family Trust.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote665,925 Reported balance Holding disclosure · report date 2026-06-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 665,925

F7: Owned by the Rohit Kapoor 2016 Family Trust

Filing footnotes · ownership attribution and instrument terms

F1: On June 15, 2026, the reporting person contributed 865,000 shares of common stock, par value $0.001 per share, of ExlService Holdings, Inc. (the "Company") to the Rohit Kapoor 2026 GRAT, a grantor retained annuity trust for the benefit of himself and certain of his family members, for which the reporting person serves as sole trustee and sole annuitant. The exempt disposition and acquisition related to this contribution is being voluntarily reported for future reporting reconciliation purposes.

F2: Owned by Rohit Kapoor.

F3: Owned by the Rohit Kapoor 2026 GRAT.

F4: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.

F5: Owned by the Rohit Kapoor Spousal Lifetime Access Trust.

F6: Owned by the Shikha Kapoor 2005 Family Trust.

F7: Owned by the Rohit Kapoor 2016 Family Trust

F8: Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CA, INC.

Report date November 05, 2018 · Filed November 05, 2018

Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.10 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-05 transaction · row 1
1 source row

Row 1 · 2018-11-05 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-11-05 · Disposition to issuer · Disposed 68,333.334 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-02 · Disposition to issuer · Disposed 731.896 · Balance 0

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 12, 2021 22:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 726 $89.96 $65,310.96
Disclosure

SEC source: 0001104659-21-035653 · tm219514-1_4seq1.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 180,735

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $89.98 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 22:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 579 $89.96 $52,086.84
Disclosure

SEC source: 0001104659-21-035653 · tm219514-1_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,229

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $89.99 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,724 $89.95 $155,073.80
Disclosure

SEC source: 0001104659-21-034520 · tm219301d1_4seq1.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 181,461

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $89.97 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,272 $89.95 $114,416.40
Disclosure

SEC source: 0001104659-21-034520 · tm219301d1_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,808

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.95 to $89.96 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:43 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 7,973 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-028376 · tm218035-1_4seq1.xml · derivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 7,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F7 · derivative.exercise_date: On February 23, 2017, the reporting person was granted 31,889 restricted stock units, 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units became vested on February 23, 2019, an additional 25 percent of the restricted stock units became vested February 23, 2020, and the remaining balance of 25 percent of the restricted stock units became vested on February 23, 2021.

F7 · derivative.expiration_date: On February 23, 2017, the reporting person was granted 31,889 restricted stock units, 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units became vested on February 23, 2019, an additional 25 percent of the restricted stock units became vested February 23, 2020, and the remaining balance of 25 percent of the restricted stock units became vested on February 23, 2021.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:43 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 7,973 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-028376 · tm218035-1_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:37 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 7,501 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-027597 · tm217863-5_4seq1.xml · derivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,502

Underlying: Common Stock, par value $0.001 per share · 7,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F7 · derivative.exercise_date: On February 22, 2018, the reporting person was granted 30,005 restricted stock units, 25 percent of the restricted stock units became vested on February 22, 2019, an additional 25 percent of the restricted stock units became vested on February 22, 2020, an additional 25 percent of the restricted stock units will became vested February 22, 2021, and the remaining balance of 25 percent of the restricted stock units will vest on February 22, 2022.

F7 · derivative.expiration_date: On February 22, 2018, the reporting person was granted 30,005 restricted stock units, 25 percent of the restricted stock units became vested on February 22, 2019, an additional 25 percent of the restricted stock units became vested on February 22, 2020, an additional 25 percent of the restricted stock units will became vested February 22, 2021, and the remaining balance of 25 percent of the restricted stock units will vest on February 22, 2022.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:37 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 7,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-027597 · tm217863-5_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 02:10 UTC ExlService Holdings, Inc. EXLS] · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 5,880 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-027030 · tm217747-4_4seq1.xml · derivative · entry 9

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,640

Underlying: Common Stock, par value $0.001 per share · 5,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F8 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 23,515 restricted stock units, 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units will vest on February 20, 2022, an additional 25 percent of the restricted stock units will vest on February 20, 2023, and the remaining balance of 25 percent of the restricted stock units will vest on February 20, 2024.

F8 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 23,515 restricted stock units, 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units will vest on February 20, 2022, an additional 25 percent of the restricted stock units will vest on February 20, 2023, and the remaining balance of 25 percent of the restricted stock units will vest on February 20, 2024.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 02:10 UTC ExlService Holdings, Inc. EXLS] · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 7,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-027030 · tm217747-4_4seq1.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,455

Underlying: Common Stock, par value $0.001 per share · 7,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F7 · derivative.exercise_date: On February 20, 2019, the reporting person was granted 38,910 restricted stock units, 25 percent of the restricted stock units became vested on February 20, 2020, an additional 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units will vest on February 20, 2022, and the remaining balance of 25 percent of the restricted stock units will vest on February 20, 2023.

F7 · derivative.expiration_date: On February 20, 2019, the reporting person was granted 38,910 restricted stock units, 25 percent of the restricted stock units became vested on February 20, 2020, an additional 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units will vest on February 20, 2022, and the remaining balance of 25 percent of the restricted stock units will vest on February 20, 2023.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 02:10 UTC ExlService Holdings, Inc. EXLS] · Entity 1503 GrantCommon Stock, par value $0.001 per share 5,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-027030 · tm217747-4_4seq1.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,606

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 02:10 UTC ExlService Holdings, Inc. EXLS] · Entity 1503 GrantCommon Stock, par value $0.001 per share 7,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-027030 · tm217747-4_4seq1.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,726

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:03 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantRestricted Stock Units · Derivative 35,400 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-025820 · tm217292-9_4seq1.xml · derivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,400

Underlying: Common Stock, par value $0.001 per share · 35,400 shares

Expires 2031-02-17

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 17, 2022. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:26 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantCommon Stock, par value $0.001 per share 28,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-011651 · tm215278d3_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,498

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 22, 2018. Such shares of Common Stock were deemed earned on February 1, 2021 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2020.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 22:08 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 722 $86.07 $62,142.54
Disclosure

SEC source: 0001104659-20-138116 · tm2039105-1_4.xml · nonDerivative · entry 4

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 183,185

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F7 · price: This transaction was executed in multiple trades at prices ranging from $85.95 to $86.21 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F6 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 22:08 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 10,871 $85.19 $926,100.49
Disclosure

SEC source: 0001104659-20-138116 · tm2039105-1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 183,907

F4 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F5 · price: This transaction was executed in multiple trades at prices ranging from $84.95 to $85.86 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F6 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 22:08 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 10,392 $86.10 $894,751.20
Disclosure

SEC source: 0001104659-20-138116 · tm2039105-1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,238

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $85.95 to $86.46 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 22:08 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 20,715 $85.33 $1,767,610.95
Disclosure

SEC source: 0001104659-20-138116 · tm2039105-1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,630

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $84.95 to $85.94 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 4,978 $84.96 $422,930.88
Disclosure

SEC source: 0001104659-20-137473 · tm2038943d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 194,778

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $84.95 to $85.04 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 7,199 $84.96 $611,627.04
Disclosure

SEC source: 0001104659-20-137473 · tm2038943d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,345

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $84.95 to $85.05 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 6,115 $84.97 $519,591.55
Disclosure

SEC source: 0001104659-20-136911 · tm2038809d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 199,756

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $84.95 to $85.02 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:02 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 8,422 $84.96 $715,533.12
Disclosure

SEC source: 0001104659-20-136911 · tm2038809d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,544

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $84.95 to $85.02 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,200 $84.97 $101,964.00
Disclosure

SEC source: 0001104659-20-134810 · tm2038327d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 205,871

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $84.95 to $85.06 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,300 $84.96 $110,448.00
Disclosure

SEC source: 0001104659-20-134810 · tm2038327d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,966

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $84.95 to $85.00 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 120 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-134810 · tm2038327d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,266

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:10 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 700 $84.95 $59,465.00
Disclosure

SEC source: 0001104659-20-133299 · tm2038051d2_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 207,071

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:10 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,167 $84.95 $99,136.65
Disclosure

SEC source: 0001104659-20-133299 · tm2038051d2_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,386

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 214 $84.95 $18,179.30
Disclosure

SEC source: 0001104659-20-132037 · tm2037684d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 207,771

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $84.95 to $84.96 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 600 $84.96 $50,976.00
Disclosure

SEC source: 0001104659-20-132037 · tm2037684d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,553

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $84.95 to $ 84.98 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 200 $84.95 $16,990.00
Disclosure

SEC source: 0001104659-20-124472 · tm2035709d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 207,985

F2 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F3 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 205 $84.95 $17,414.75
Disclosure

SEC source: 0001104659-20-124472 · tm2035709d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,153

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 7,870 $78.21 $615,512.70
Disclosure

SEC source: 0001104659-20-121873 · tm2035190d1_4.xml · nonDerivative · entry 5

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 208,185

F5 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F8 · price: This transaction was executed in multiple trades at prices ranging from $ 77.95 to $78.69 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F7 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 13,459 $77.15 $1,038,361.85
Disclosure

SEC source: 0001104659-20-121873 · tm2035190d1_4.xml · nonDerivative · entry 4

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 216,055

F5 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F6 · price: This transaction was executed in multiple trades at prices ranging from $76.95 to $ 77.93 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F7 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 9,555 $79.11 $755,896.05
Disclosure

SEC source: 0001104659-20-121873 · tm2035190d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,358

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $ 78.97 to $79.37 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 17,488 $78.34 $1,370,009.92
Disclosure

SEC source: 0001104659-20-121873 · tm2035190d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,913

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $ 77.96 to $ 78.95 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 18,468 $77.11 $1,424,067.48
Disclosure

SEC source: 0001104659-20-121873 · tm2035190d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,401

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $76.95 to $ 77.94 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,671 $76.96 $282,520.16
Disclosure

SEC source: 0001104659-20-121399 · tm2035031d1_4.xml · nonDerivative · entry 4

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 229,514

F3 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.

F4 · price: This transaction was executed in multiple trades at prices ranging from $76.95 to $77.04 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares

F5 · ownership.nature: Owned by the Rohit Kapoor 2016 Family Trust.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 4,489 $76.95 $345,428.55
Disclosure

SEC source: 0001104659-20-121399 · tm2035031d1_4.xml · nonDerivative · entry 3

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,869

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $76.95 to $77.00 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
August 10, 2020 Filed Nov 4, 2020 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 375 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-121399 · tm2035031d1_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,358

Read SEC document
March 10, 2020 Filed Nov 4, 2020 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GiftCommon Stock, par value $0.001 per share 400 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-121399 · tm2035031d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,733

Read SEC document
February 24, 2020 Filed Feb 26, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-025449 · tm2011064d2_4.xml · derivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F7 · derivative.exercise_date: On February 24, 2016, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 24, 2017, an additional 25 percent of the restricted stock units became vested on February 24, 2018, an additional 25 percent of the restricted stock units became vested on February 24, 2019, and the remaining balance of 25 percent of the restricted stock units became vested on February 24, 2020.

F7 · derivative.expiration_date: On February 24, 2016, the reporting person was granted 37,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 24, 2017, an additional 25 percent of the restricted stock units became vested on February 24, 2018, an additional 25 percent of the restricted stock units became vested on February 24, 2019, and the remaining balance of 25 percent of the restricted stock units became vested on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-025449 · tm2011064d2_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
February 23, 2020 Filed Feb 26, 2020 01:40 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 7,972 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-024977 · tm2010957-3_4.xml · derivative · entry 9

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,973

Underlying: Common Stock, par value $0.001 per share · 7,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F8 · derivative.exercise_date: On February 23, 2017, the reporting person was granted 31,889 restricted stock units, 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units will became vested on February 23, 2019, an additional 25 percent of the restricted stock units became vested on February 23, 2020, and the remaining balance of 25 percent of the restricted stock units will vest on February 23, 2021.

F8 · derivative.expiration_date: On February 23, 2017, the reporting person was granted 31,889 restricted stock units, 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units will became vested on February 23, 2019, an additional 25 percent of the restricted stock units became vested on February 23, 2020, and the remaining balance of 25 percent of the restricted stock units will vest on February 23, 2021.

Read SEC document
February 23, 2020 Filed Feb 26, 2020 01:40 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 7,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-024977 · tm2010957-3_4.xml · nonDerivative · entry 2

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 01:40 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 7,501 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-024977 · tm2010957-3_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,003

Underlying: Common Stock, par value $0.001 per share · 7,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F7 · derivative.exercise_date: On February 22, 2018, the reporting person was granted 30,005 restricted stock units, 25 percent of the restricted stock units became vested on February 22, 2019, an additional 25 percent of the restricted stock units will became vested on February 22, 2020, an additional 25 percent of the restricted stock units will vest on February 22, 2021, and the remaining balance of 25 percent of the restricted stock units will vest on February 22, 2021.

F7 · derivative.expiration_date: On February 22, 2018, the reporting person was granted 30,005 restricted stock units, 25 percent of the restricted stock units became vested on February 22, 2019, an additional 25 percent of the restricted stock units will became vested on February 22, 2020, an additional 25 percent of the restricted stock units will vest on February 22, 2021, and the remaining balance of 25 percent of the restricted stock units will vest on February 22, 2021.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 01:40 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 7,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-024977 · tm2010957-3_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 22:23 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantRestricted Stock Units · Derivative 23,515 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-024327 · tm2010822d1_4.xml · derivative · entry 8

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,515

Underlying: Common Stock, par value $0.001 per share · 23,515 shares

Expires 2030-02-20

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F9 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 20, 2021. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).

Read SEC document
February 20, 2020 Filed Feb 24, 2020 22:23 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 7,227 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-024327 · tm2010822d1_4.xml · derivative · entry 7

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,683

Underlying: Common Stock, par value $0.001 per share · 7,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

F7 · derivative.exercise_date: On February 20, 2019, the reporting person was granted 28,910 restricted stock units, 25 percent of the restricted stock units became vested on February 20, 2020, an additional 25 percent of the restricted stock units will vest on February 20, 2021, an additional 25 percent of the restricted stock units will vest on February 20, 2022, and the remaining balance of 25 percent of the restricted stock units will vest on February 20, 2023.

F7 · derivative.expiration_date: On February 20, 2019, the reporting person was granted 28,910 restricted stock units, 25 percent of the restricted stock units became vested on February 20, 2020, an additional 25 percent of the restricted stock units will vest on February 20, 2021, an additional 25 percent of the restricted stock units will vest on February 20, 2022, and the remaining balance of 25 percent of the restricted stock units will vest on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 22:23 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 7,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-024327 · tm2010822d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantCommon Stock, par value $0.001 per share 36,706 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-008146 · tm206178d1_4.xml · nonDerivative · entry 1

Kapoor Rohit · CIK 0001373630 · Director · CEO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,058

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 23, 2017. Such shares of Common Stock were deemed earned on January 27, 2020 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.